U.S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 12b-25
NOTIFICATION OF LATE FILING SEC File Number: 001-15469
CUSIP Number: 883671-50-5
[ ] Form 10-K [ ] Form 10-KSB [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form
10-QSB [ ] Form N-SAR
For Period Ended: June 30, 2000
[ ] Transition Report on Form 10-K
<PAGE>
[ ] Transition Report on Form 20-F [ ] Transition Report on Form
11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on
Form N-SAR
For the Transition Period Ended: Not Applicable
-----------------------------------------------------------------
Nothing in this form shall be construed to imply that the Commission has
verified any information contained herein.
-----------------------------------------------------------------
If the notification relates to a portion of the filing checked above,
identify Item(s) to which the notification relates: Not Applicable
-----------------------------------------------------------------
<PAGE>
PART I--REGISTRANT INFORMATION
----------------------------------------------------------------Full name of
Registrant:
ThermoView Industries, Inc.
<PAGE>
Former Name if Applicable:
N/A
Address of Principal Executive Office (Street and Number): 1101 Herr Lane
<PAGE>
City, State and Zip Code:
Louisville, Kentucky 40222
-----------------------------------------------------------------
PART II--RULES 12b-25(b) and (c)
-----------------------------------------------------------------
If the subject report could not be filed without unreasonable effort or expense
and the registrant seeks relief pursuant to Rule 12b-25, the following should be
completed. (Check box if appropriate.)
X (a) The reasons described in reasonable detail in Part III
---
of this form could not be eliminated without unreasonable effort or expense;
X (b) The subject annual report, semi-annual report,
---
transition report on Form 10-K, Form 20-F, Form 11-K or Form N-SAR, or portion
thereof, will be filed on or before the fifteenth calendar day following the
prescribed due date; or the subject quarterly report or transition report on
Form 10-Q, or portion thereof will be filed on or before the fifth calendar day
following the prescribed due date; and
N/A (c) The accountant's statement or other exhibit required by --- Rule
12b-25(c) has been attached if applicable.
-----------------------------------------------------------------
<PAGE>
PART III--NARRATIVE
-----------------------------------------------------------------
State below in reasonable detail the reasons why Forms 10-K, 20-F, 11-K, 10-Q,
N-SAR, or the transition report or portion thereof could not be filed within the
prescribed period.
See EXHIBIT A attached hereto and incorporated herein by reference.
-----------------------------------------------------------------
PART IV--OTHER INFORMATION
-----------------------------------------------------------------
(1) Name and telephone number of person to contact in regard to this
notification:
James J. TerBeest 502 412-5600
----------------- --- --------
(Name) (Area Code) (Telephone Number) (2) Have all other periodic
reports required under Section 13 or 15(d) of
the Securities Exchange Act of 1934 or Section 30 of the Investment
Company Act of 1940 during the preceding 12 months or for such shorter
period that the registrant was required to file such report(s) been filed?
If answer is no, identify report(s).
[X] Yes [ ] No
(3) Is it anticipated that any significant change in results of operations
from the corresponding period for the last fiscal year will be reflected
by the earnings statements to be included in the subject report or portion
thereof? [ ] Yes [X] No If so, attach an explanation of the anticipated
change, both narratively and quantitatively, and if appropriate, state the
reasons why a reasonable estimate of the results cannot be made.
ThermoView Industries, Inc.
------------------------------------
(Name of Registrant as specified in charter)
has caused this notification to be signed on its behalf by the undersigned
hereunto duly authorized.
Date: August 11, 2000 By: /s/ Charles L. Smith -------------------
------------------------------
Charles L. Smith
<PAGE>
President and Chief
Operating Officer
INSTRUCTION: The form may be signed by an executive officer of the registrant or
by any other duly authorized representative. The name and title of the person
signing the form shall be typed or printed beneath the signature. If the
statement is signed on behalf of the registrant by an authorized representative
(other than an executive officer), evidence of the representative's authority to
sign on behalf of the registration shall be filed with the form.
<PAGE>
-----------------------------------------------------------------
ATTENTION
Intentional misstatements or omissions of fact constitute
Federal Criminal Violations (See 18 U.S.C. 1001).
-----------------------------------------------------------------
<PAGE>
EXHIBIT A
The Company is renegotiating certain of its debt covenants with its primary
lender. The Company requires additional time to
<PAGE>
complete these negotiations. The Company plans to file its Quarterly Report on
Form 10-Q by the extended due date of August 21, 2000.
