SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
----
THERMOVIEW INDUSTRIES, INC.
-------------------------------------------------------
(Name of Issuer)
COMMON STOCK
-------------------------------------------------------
(Title of Class of Securities)
883671 50 5
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(CUSIP Number)
12/31/1999
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(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to
which this Schedule is filed.
[ ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[x] Rule 13d-1(d)
*The remainder of this cover page shall be filed out for a
reporting person's initial filing on this form with respect to
the subject class of securities, and for any subsequent amendment
containing information which would alter disclosures provided in
a prior cover page.
The information required on the remainder of this cover page
shall not be deemed to be "filed" for the purpose of Section 18
of the Securities Exchange Act of 1934 ("Act") or otherwise
subject to the liabilities of that section of the Act but shall
be subject to all other provisions of the Act (however, see the
Notes).
1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE
PERSONS (ENTITIES ONLY)
Stephen A. Hoffmann
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP.
(a) [x]
(b) [ ]
3. SEC USE ONLY
4. CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
NUMBER OF 5. SOLE VOTING POWER: 45,880
SHARES
BENEFICIALLY 6. SHARED VOTING POWER: 100,000
OWNED BY
EACH REPORTING 7. SOLE DISPOSITIVE POWER: 421,544
PERSON WITH
8. SHARED DISPOSITIVE POWER: 100,000
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
476,614 SHARES
10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES (See instructions)
[ X ] Excludes 44,930 shares held by Amy R. Hoffmann Trust
dtd 4/17/96 and the John Hoffmann Trust dtd 4/17/96
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.6
12. TYPE OF REPORTING PERSON
IN
Item 1(a) Name of Issuer: ThermoView Industries, Inc.
Item 1(b) Address of Issuer's Principal Executive Offices:
1101 Herr Lane
Louisville, Kentucky 40222
Item 2(a) Name of Person Filing: Stephen A. Hoffmann
Item 2(b) Address of Principal Office: 1101 Herr Lane,
Louisville, KY 40222
Item 2(c) Citizenship: USA
Item 2(d) Title of Class of Securities: Common Stock
Item 2(e) CUSIP Number: 883671 50 5
Item 3. If this statement is filed pursuant to section 240.13d-1(b)
or 240.13d-2(b) or (c), check whether the person filing is a:
(a) [ ] Broker or dealer registered under section 15 of the
Act (15 U.S.C. 78o).
(b) [ ] Bank as defined in section 3(a)(6) of the Act (15
U.S.C. 78c).
(c) [ ] Insurance company as defined in section 3(a) (19)
of the Act (15 U.S.C. 78c).
(d) [ ] Investment company registered under section 8 of
the Investment Company Act of 1940 (15 U.S.C. 80a-8).
(e) [ ] An investment adviser in accordance with section 240.13d-
1(b)(1)(ii)(E);
(f) [ ] An employee benefit plan or endowment funding
accordance with section 240.13d-1(b)(1) (ii)(F);
(g) [ ] A parent holding company or control person in
accordance with section 240.13d-1(b)(1)(ii)(G);
(h) [ ] A savings associations as defined in Section 3(b)
of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i) [ ] A church plan that is excluded from the definition
of an investment company under section 3(c)(14) of the
Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j) [ ] Group, in accordance with section 240.13d-1(b)(1)(ii)(J).
Item 4(a) Amount Beneficially Owned: 521,544
Item 4(b) Percent of Class: 6.6
Item 4(c) Number of shares as to which reporting person has:
(i) sole power to vote or to direct the vote: 45,880
(ii) shared power to vote or to direct the vote:
100,000
(iii) sole power to dispose or to direct the
disposition of: 421,544
(iv) shared power to dispose or to direct the
disposition of: 100,000
Item 5 Ownership of 5% or Less of Class: N/A
Item 6 Ownership of More than 5% on Behalf of Another Person:
N/A
Item 7 Identification and Classification of the Subsidiary
which Acquired the Security Being Reported on by the
Parent Holding Company or Control Person: N/A
Item 8 Identification and Classification of Members of the
Group: See attached Exhibit A
Item 9 Notice of Dissolution of Group: N/A
Item 10 Certification: (a) N/A (b) N/A
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this
statement is true, complete and correct.
2/11/2000
Dated
/s/ Stephen A. Hoffmann
-----------------------------------
Stephen A. Hoffmann
1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE
PERSONS (ENTITIES ONLY)
Amy R. Hoffmann Trust dtd 4/17/96
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP.
(a) [x]
(b) [ ]
3. SEC USE ONLY
4. CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
NUMBER OF 5. SOLE VOTING POWER: 22,465
SHARES
BENEFICIALLY 6. SHARED VOTING POWER: 0
OWNED BY
EACH REPORTING 7. SOLE DISPOSITIVE POWER: 22,465
PERSON WITH
8. SHARED DISPOSITIVE POWER: 0
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
22,465 SHARES
10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES
[ ]
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
.31
12. TYPE OF REPORTING PERSON
00
Item 1(a) Name of Issuer: ThermoView Industries, Inc.
Item 1(b) Address of Issuer's Principal Executive Offices:
1101 Herr Lane
Louisville, Kentucky 40222
Item 2(a) Name of Person Filing: Amy R. Hoffmann Trust dtd
4/17/96
Item 2(b) Address of Principal Office: 1101 Herr Lane,
Louisville, KY 40222
Item 2(c) Citizenship: USA
Item 2(d) Title of Class of Securities: Common Stock
Item 2(e) CUSIP Number: 883671 50 5
Item 3. If this statement is filed pursuant to section 240.13d-1(b)
or 240.13d-2(b) or (c), check whether the person filing
is a:
(a) [ ] Broker or dealer registered under section 15 of the
Act (15 U.S.C. 78o).
(b) [ ] Bank as defined in section 3(a)(6) of the Act (15
U.S.C. 78c).
(c) [ ] Insurance company as defined in section 3(a) (19)
of the Act (15 U.S.C. 78c).
(d) [ ] Investment company registered under section 8 of
the Investment Company Act of 1940 (15 U.S.C. 80a-8).
(e) [ ] An investment adviser in accordance with section 240.13d-
1(b)(1)(ii)(E);
(f) [ ] An employee benefit plan or endowment funding
accordance with section 240.13d-1(b)(1) (ii)(F);
(g) [ ] A parent holding company or control person in
accordance with section 240.13d-1(b)(1)(ii)(G);
(h) [ ] A savings associations as defined in Section 3(b)
of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i) [ ] A church plan that is excluded from the definition
of an investment company under section 3(c)(14) of the
Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j) [ ] Group, in accordance with section 240.13d-1(b)(1)(ii)(J).
Item 4(a) Amount Beneficially Owned: 22,465
Item 4(b) Percent of Class: .31
Item 4(c) Number of shares as to which reporting person has:
(i) sole power to vote or to direct the vote: 22,465
(ii) shared power to vote or to direct the vote: 0
(iii) sole power to dispose or to direct the
disposition of: 22,465
(iv) shared power to dispose or to direct the
disposition of: 0
Item 5 Ownership of 5% or Less of Class: N/A
Item 6 Ownership of More than 5% on Behalf of Another Person:
N/A
Item 7 Identification and Classification of the Subsidiary
which Acquired the Security Being Reported on by the
Parent Holding Company or Control Person: N/A
Item 8 Identification and Classification of Members of the
Group:
Item 9 Notice of Dissolution of Group: N/A
Item 10 Certification: (a) N/A (b) N/A
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this
statement is true, complete and correct.
2/11/2000
Dated
/s/ Stephen A. Hoffmann
-----------------------------------
Stephen A. Hoffmann, Trustee
1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE
PERSONS (ENTITIES ONLY)
John Hoffmann Trust dtd 4/17/96
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP.
(a) [x]
(b) [ ]
3. SEC USE ONLY
4. CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
NUMBER OF 5. SOLE VOTING POWER: 22,465
SHARES
BENEFICIALLY 6. SHARED VOTING POWER: 0
OWNED BY
EACH REPORTING 7. SOLE DISPOSITIVE POWER: 22,465
PERSON WITH
8. SHARED DISPOSITIVE POWER: 0
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
22,465 SHARES
10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES
[ ]
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
.31
12. TYPE OF REPORTING PERSON
00
Item 1(a) Name of Issuer: ThermoView Industries, Inc.
Item 1(b) Address of Issuer's Principal Executive Offices:
1101 Herr Lane
Louisville, Kentucky 40222
Item 2(a) Name of Person Filing: John Hoffmann Trust dtd 4/17/96
Item 2(b) Address of Principal Office: 1101 Herr Lane,
Louisville, KY 40222
Item 2(c) Citizenship: USA
Item 2(d) Title of Class of Securities: Common Stock
Item 2(e) CUSIP Number: 883671 50 5
Item 3. If this statement is filed pursuant to section 240.13d-1(b)
or 240.13d-2(b) or (c), check whether the person filing
is a:
(a) [ ] Broker or dealer registered under section 15
of the Act (15 U.S.C. 78o).
(b) [ ] Bank as defined in section 3(a)(6) of the Act
(15 U.S.C. 78c).
(c) [ ] Insurance company as defined in section 3(a)
(19) of the Act (15 U.S.C. 78c).
(d) [ ] Investment company registered under section 8
of the Investment Company Act of 1940 (15 U.S.C.
80a-8).
(e) [ ] An investment adviser in accordance with
section 240.13d-1(b)(1)(ii)(E);
(f) [ ] An employee benefit plan or endowment funding
accordance with section 240.13d-1(b)(1) (ii)(F);
(g) [ ] A parent holding company or control person in
accordance with section 240.13d-1(b)(1)(ii)(G);
(h) [ ] A savings associations as defined in Section
3(b) of the Federal Deposit Insurance Act (12
U.S.C. 1813);
(i) [ ] A church plan that is excluded from the
definition of an investment company under section
3(c)(14) of the Investment Company Act of 1940 (15
U.S.C. 80a-3);
(j) [ ] Group, in accordance with section 240.13d-
1(b)(1)(ii)(J).
Item 4(a) Amount Beneficially Owned: 22,465
Item 4(b) Percent of Class: .31
Item 4(c) Number of shares as to which reporting person has:
(i) sole power to vote or to direct the vote: 22,465
(ii) shared power to vote or to direct the vote: 0
(iii) sole power to dispose or to direct the
disposition of: 22,465
(iv) shared power to dispose or to direct the
disposition of: 0
Item 5 Ownership of 5% or Less of Class: N/A
Item 6 Ownership of More than 5% on Behalf of Another Person:
N/A
Item 7 Identification and Classification of the Subsidiary
which Acquired the Security Being Reported on by the
Parent Holding Company or Control Person: N/A
Item 8 Identification and Classification of Members of the
Group:
Item 9 Notice of Dissolution of Group: N/A
Item 10 Certification: (a) N/A (b) N/A
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this
statement is true, complete and correct.
2/11/2000
Dated
/s/ Stephen A. Hoffmann
----------------------------------
Stephen A. Hoffmann, Trustee
1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE
PERSONS (ENTITIES ONLY)
Founders Group, LLC
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP.
(a) [x]
(b) [ ]
3. SEC USE ONLY
4. CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
NUMBER OF 5. SOLE VOTING POWER: 0
SHARES
BENEFICIALLY 6. SHARED VOTING POWER: 100,000
OWNED BY
EACH REPORTING 7. SOLE DISPOSITIVE POWER: 0
PERSON WITH
8. SHARED DISPOSITIVE POWER: 100,000
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
100,000 SHARES
10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES
[ ]
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.4
12. TYPE OF REPORTING PERSON
00
Item 1(a) Name of Issuer: ThermoView Industries, Inc.
Item 1(b) Address of Issuer's Principal Executive Offices:
1101 Herr Lane
Louisville, Kentucky 40222
Item 2(a) Name of Person Filing: Founders Group, LLC
Item 2(b) Address of Principal Office: 1101 Herr Lane,
Louisville, KY 40222
Item 2(c) Citizenship: USA
Item 2(d) Title of Class of Securities: Common Stock
Item 2(e) CUSIP Number: 883671 50 5
Item 3. If this statement is filed pursuant to section 240.13d-1(b)
or 240.13d-2(b) or (c), check whether the person filing
is a:
(a) [ ] Broker or dealer registered under section 15
of the Act (15 U.S.C. 78o).
(b) [ ] Bank as defined in section 3(a)(6) of the Act
(15 U.S.C. 78c).
(c) [ ] Insurance company as defined in section 3(a)
(19) of the Act (15 U.S.C. 78c).
(d) [ ] Investment company registered under section 8
of the Investment Company Act of 1940 (15 U.S.C.
80a-8).
(e) [ ] An investment adviser in accordance with section
240.13d-1(b)(1)(ii)(E);
(f) [ ] An employee benefit plan or endowment funding
accordance with section 240.13d-1(b)(1) (ii)(F);
(g) [ ] A parent holding company or control person in
accordance with section 240.13d-1(b)(1)(ii)(G);
(h) [ ] A savings associations as defined in Section
3(b) of the Federal Deposit Insurance Act (12
U.S.C. 1813);
(i) [ ] A church plan that is excluded from the
definition of an investment company under section
3(c)(14) of the Investment Company Act of 1940 (15
U.S.C. 80a-3);
(j) [ ] Group, in accordance with section 240.13d-
1(b)(1)(ii)(J).
Item 4(a) Amount Beneficially Owned: 100,000
Item 4(b) Percent of Class: 1.4
Item 4(c) Number of shares as to which reporting person has:
(i) sole power to vote or to direct the vote: 0
(ii) shared power to vote or to direct the vote:
100,000
(iii) sole power to dispose or to direct the
disposition of: 0
(iv) shared power to dispose or to direct the
disposition of: 100,000
Item 5 Ownership of 5% or Less of Class: N/A
Item 6 Ownership of More than 5% on Behalf of Another Person:
N/A
Item 7 Identification and Classification of the Subsidiary
which Acquired the Security Being Reported on by the
Parent Holding Company or Control Person: N/A
Item 8 Identification and Classification of Members of the
Group: See Attached Exhibit A
Item 9 Notice of Dissolution of Group: N/A
Item 10 Certification: (a) N/A (b) N/A
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this
statement is true, complete and correct.
2/11/2000
Dated
/s/ Stephen A. Hoffmann
-----------------------------------
Stephen A. Hoffmann, Member
Member
EXHIBIT A
IDENTIFICATION OF GROUP MEMBERS
1. Amy R. Hoffmann Trust dtd 4/17/96;
2. John Hoffmann Trust dtd 4/17/96;
3. Founders Group, LLC.
