UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: NORTH PEAK LLC
Address: 122 EAST 42ND STREET
NEW YORK, NY 10168
13F File Number: 28-4247
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: ABE MASTBAUM
Title: CHIEF FINANCIAL OFFICER
Phone: 212-476-8088
Signature, Place, and Date of Signing:
ABE MASTBAUM 122 EAST 42ND ST. NEW YORK, N.Y. 10168 May 13, 1999
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
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Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 82
Form 13F Information Table Value Total: 460,421,611
List of Other Included Managers:
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FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------
ABOVENET COMMUNICATIONS CS 003743101 1010 25000 SH SOLE 25000
AFC CABLE SYSTEMS CS 000950105 6292 178200 SH SOLE 178200
ALIANT COMMUNICATIONS INC. CS 016090102 11986 259500 SH SOLE 259500
AMERICAN BANKERS INS. GROUP CS 024456105 26436 485600 SH SOLE 485600
AQUARION CO. CS 03838W101 615 17700 SH SOLE 17700
ARCHITEL SYSTEMS CORP. CS 039917109 1872 197000 SH SOLE 197000
AT HOME CORP. CS 045919107 8350 154800 SH SOLE 154800
AT HOME JUL 70 PUT PUT 045919107 2319 140000 SH PUT SOLE 140000
ATLANTIC RICHFIELD CS 048825103 13570 162400 SH SOLE 162400
AUTOMOBILE PROTECTION CO. CS 052905106 2896 226100 SH SOLE 226100
AVIALL INC. CS 05366B102 1016 54000 SH SOLE 54000
BALLARD MEDICAL PRODUCTS CS 058566100 9600 408500 SH SOLE 408500
BANKNORTH GROUP CS 06646L100 1812 54900 SH SOLE 54900
BAXTER INTERNATIONAL CS 071813125 15 167500 SH SOLE 167500
BORG WARNER CS 099733107 609 30000 SH SOLE 30000
BRITE VOICE SYSTEMS CS 110411105 786 56598 SH SOLE 56598
BROADCAST.COM INC CS 111310108 53004 398500 SH SOLE 398500
CAPSTAR BROADCASTING CORP. CS 14067G105 18071 660000 SH SOLE 660000
CELADON GROUP INC. CS 150838100 1392 163800 SH SOLE 163800
CFSB BANCORP INC. CS 124927104 620 25190 SH SOLE 25190
CHARTWELL RE CORP. CS 16139W109 1799 95300 SH SOLE 95300
CNB BANCSHARES CS 126126101 1625 28500 SH SOLE 28500
COACH USA INC. CS 18975L106 12712 303100 SH SOLE 303100
COLUMBIA ENERGY GROUP CS 197648108 4388 70000 SH SOLE 70000
COMSAT CORP. CS 20564D107 2129 65500 SH SOLE 65500
CTG RESOURCES INC. CS 125957100 548 15000 SH SOLE 15000
DATA PROCESSING RES CORP. CS 237823109 2363 100000 SH SOLE 100000
DOUBLECLICK INC. CS 258609304 1922 21000 SH SOLE 21000
EDIFY CORPORATION CS 280599101 1532 114500 SH SOLE 114500
EMERALD FINANCIAL CORP. CS 290927102 2849 144700 SH SOLE 144700
EVEREN CAPITAL CORP. CS 299761106 1043 35000 SH SOLE 35000
EXECUTIVE RISK INC. CS 301586103 10981 129100 SH SOLE 129100
FIRST AMERICAN CORP. CS 318900107 3420 82300 SH SOLE 82300
FIRST SECURITY CORP. CS 336294103 602 22100 SH SOLE 22100
FRONTIER CORP. CS 35906P105 7375 125000 SH SOLE 125000
GLOBAL CROSSING LTD. CS G3921A100 348 8188 SH SOLE 8188
GLOBAL CROSSING OCT. 35 PUTS PUT G3921A100 169 45000 SH PUT SOLE 45000
GULFSTREAM AEROSPACE CORP. CS 402734107 18910 279900 SH SOLE 279900
JUNO LIGHT INC. CS 482047206 862 34989 SH SOLE 34989
KING WORLD PRODUCTIONS INC. CS 495667107 6523 187000 SH SOLE 187000
KNOLL INC. CS 498904101 2599 97600 SH SOLE 97600
MACMILLAN BLOEDEL LTD. CS 554783209 12609 700000 SH SOLE 700000
MARSHALL INDUSTRIES CS 572393106 6146 171300 SH SOLE 171300
MEDIAONE GROUP INC. CS 58440J104 7438 100000 SH SOLE 100000
MEDIQ INC PFD SER A NEW 13% CS 584906408 215 40066 SH SOLE 40066
MERCANTILE BANCORP INC. CS 587342106 8495 148700 SH SOLE 148700
MOSAIX INC. CS 619454101 5344 417200 SH SOLE 417200
NALCO CHEMICAL COMPANY CS 629853102 15564 300000 SH SOLE 300000
NEWPARK RESOURCES INC. CS 651718504 178 20000 SH SOLE 20000
NEWPORT NEWS SHIPBUILDING CS 652228107 3319 112500 SH SOLE 112500
O SULLIVAN CORP. CS 688605104 3897 319700 SH SOLE 319700
OMIPOINT CORP. CS 68212D102 6108 211060 SH SOLE 211060
OMNIPOINT CORP JUL 30 CALL CALL 68212D102 6 10000 SH CALL SOLE 10000
PEOPLE'S BANCORP CS 709909105 1833 189000 SH SOLE 189000
PIONEER HI-BRED INTERNATIONAL CS 723686101 22700 589600 SH SOLE 589600
PRIME BANCORP CS 741914105 409 14800 SH SOLE 14800
QWEST COMM. JULY 35 CALL CALL 749121109 16 20000 SH CALL SOLE 20000
R S I HOLDINGS INC. CS 749723102 5 74997 SH SOLE 74997
RAYCHEM CORP. CS 754603108 10286 278000 SH SOLE 278000
RENTAL SERVICE CORP. CS 76009V102 7158 250000 SH SOLE 250000
SBARRO INC. CS 805844107 1924 71100 SH SOLE 71100
SIERRAWEST BANCORP CS 826527103 2317 75500 SH SOLE 75500
SKYTEL COMMUNICATIONS CS 83087Q104 20940 1000000 SH SOLE 1000000
SOUTHWEST GAS CORP. CS 844895102 6871 240000 SH SOLE 240000
ST PAUL BANCORP INC CS 792848103 3871 151800 SH SOLE 151800
STANFORD TELECOMMUNICATIONS CS 854402104 2199 74200 SH SOLE 74200
STERIGENICS INTERNATIONAL CS 85915R105 1628 61700 SH SOLE 61700
STIMSONITE CORP. CS 860832104 1737 118700 SH SOLE 118700
SUGEN INC. CS 865041107 6490 220000 SH SOLE 220000
SUPERIOR SERVICES CS 868316100 8674 325000 SH SOLE 325000
SUPERIOR TELECOM 8.5% PRFD. A CS 86836P202 4486 104319 SH SOLE 104319
TCA CABLE TV INC. CS 872241104 2636 47500 SH SOLE 47500
TELEBANC FINANCIAL CORP. CS 87925R109 19511 503510 SH SOLE 503510
U.S. WEST INC. CS 91273H101 2938 50000 SH SOLE 50000
UST CORP. CS 902900109 723 23900 SH SOLE 23900
VARLEN CORPORATION CS 922248109 6525 161100 SH SOLE 161100
WESTERN BANCORP CS 957683105 252 5800 SH SOLE 5800
WESTINGHOUSE AIR BRAKE CO. CS 960386100 256 10000 SH SOLE 10000
WICOR INC. CS 929253102 573 20500 SH SOLE 20500
WYMAN GORDON CS 983085101 772 40000 SH SOLE 40000
YANKEE ENERGY SYSTEMS CS 984779108 5573 140000 SH SOLE 140000
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