UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: NORTH PEAK LLC
Address: 122 EAST 42ND STREET
NEW YORK, NY 10168
13F File Number: 28-4247
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: ABE MASTBAUM
Title: CHIEF FINANCIAL OFFICER
Phone: 212-476-8088
Signature, Place, and Date of Signing:
ABE MASTBAUM 122 EAST 42ND ST. NEW YORK, N.Y. 10168 May 13, 1999
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
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Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 79
Form 13F Information Table Value Total: 576,522,642
List of Other Included Managers:
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FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------
ALZA CORP. CS 022615108 18233 425900 SH SOLE 425900
AMERICAN HEALTH PPTYS INC CS 026494104 252 12500 SH SOLE 12500
AMERICAN HERITAGE LIFE CS 026522102 18729 589900 SH SOLE 589900
AMERITECH CORP. CS 030954101 19969 297200 SH SOLE 297200
AQUARION CO. CS 03838W101 635 17700 SH SOLE 17700
ARCHITEL SYSTEMS CORP. CS 039917109 1261 130100 SH SOLE 130100
ATLANTIC RICHFIELD CS 048825103 27688 312400 SH SOLE 312400
BANKBOSTON CORP. CS 06605R106 3774 87000 SH SOLE 87000
BANKNORTH GROUP CS 06646L100 1640 54900 SH SOLE 54900
BAXTER INTERNATIONAL CS 071813125 12 167500 SH SOLE 167500
BERKSHIRE REALITY INC. CS 084710102 300 25000 SH SOLE 25000
CARDIOTHORACIC SYSTEMS INC. CS 141907105 1772 105800 SH SOLE 105800
CELADON GROUP INC. CS 150838100 1250 163800 SH SOLE 163800
CENTOCOR INC. CS 152342101 14640 250000 SH SOLE 250000
CHICAGO TITLE CORP. CS 168228104 2692 67500 SH SOLE 67500
CNB BANCSHARES CS 126126101 1511 28500 SH SOLE 28500
COLUMBIA ENERGY GROUP CS 197648108 1661 30000 SH SOLE 30000
COMSAT CORP OCT 30 PUT PUT 20564D107 28 25000 SH PUT SOLE 25000
COMSAT CORP WHEN DISTRIBUTED CS 20564D107 1989 67700 SH SOLE 67700
COMSAT CORP. CS 20564D107 4231 143997 SH SOLE 143997
CONOCO INC. CLASS B CS 208251405 2976 108700 SH SOLE 108700
CTG RESOURCES INC. CS 125957100 1178 33300 SH SOLE 33300
CYPRUS AMAX MINERALS CS 232809103 3916 199500 SH SOLE 199500
EDIFY CORPORATION CS 280599101 4112 328200 SH SOLE 328200
ELF AQUITAINE CS 286269105 13396 146200 SH SOLE 146200
EXCEL SWITCHING CORP. CS 30067V108 7689 214300 SH SOLE 214300
EXXON CORP. CS 302290101 5513 72600 SH SOLE 72600
FIRST AMERICAN CORP. CS 318900107 16972 395800 SH SOLE 395800
FRONTIER CORP OCT 35 PUT PUT 35906P105 3 50000 SH PUT SOLE 50000
GENESYS TELECOM LABS INC. CS 371931106 11048 241800 SH SOLE 241800
GLOBAL CROSSSING JAN 60 PUT PUT G3921A100 1706 50000 SH PUT SOLE 50000
GRAND PREMIER FINANCIAL INC. CS 386174106 817 53100 SH SOLE 53100
HERBALIFE INTL. INC. CS 426908307 144 10000 SH SOLE 10000
HONEYWELL INC. CS 438506107 9651 86700 SH SOLE 86700
IMALL INC. CS 45244X306 6311 337650 SH SOLE 337650
INTERNATIONAL NETWORK SVCS. CS 460053101 14044 258250 SH SOLE 258250
IXC COMMUNICATIONS INC. CS 450713102 10791 273600 SH SOLE 273600
JEFFBANKS INC. CS 472317106 3584 124100 SH SOLE 124100
KING WORLD PRODUCTIONS INC. CS 495667107 18887 504200 SH SOLE 504200
LONE STAR INDS. INC. CS 542290408 9776 196000 SH SOLE 196000
MACMILLAN BLOEDEL LTD. CS 554783209 12538 800000 SH SOLE 800000
MARSHALL INDUSTRIES CS 572393106 7661 209900 SH SOLE 209900
MEDIAONE GROUP INC. CS 58440J104 27372 400700 SH SOLE 400700
MEDIQ INC PFD SER A NEW 13% CS 584906408 195 40066 SH SOLE 40066
MICROSOFT CORP. CS 594918104 1069 11800 SH SOLE 11800
MYLEX CORP. CS 628546103 5948 495700 SH SOLE 495700
NALCO CHEMICAL COMPANY CS 629853102 20402 404000 SH SOLE 404000
NEW ENGLAND COMMUNITY BANC. CS 643890106 1697 64800 SH SOLE 64800
OMNIPOINT CORP. CS 68212D102 23663 423460 SH SOLE 423460
OUTDOOR SYSTEMS INC. CS 690057104 1705 47700 SH SOLE 47700
PACIFICORP CS 695114108 8046 399700 SH SOLE 399700
PERIPHONICS CORP. CS 714005105 9383 299000 SH SOLE 299000
PIONEER HI-BRED INTERNATIONAL CS 723686101 11851 297700 SH SOLE 297700
PIONEER HI-BRED OCT 30 PUT PUT 723668101 2 15000 SH PUT SOLE 15000
POCO PETES LTD. CS 730361102 8825 1000000 SH SOLE 1000000
PRIME BANCSHARES INC. CS 74157H108 3943 173300 SH SOLE 173300
R S I HOLDINGS INC. CS 749723102 5 74997 SH SOLE 74997
RELIANCE BANCORP INC. CS 759451107 5878 156200 SH SOLE 156200
REPUBLIC NY CORP. CS 760719104 1536 25000 SH SOLE 25000
REYNOLDS METALS CO. CS 761763101 15542 257400 SH SOLE 257400
ROBERTS PHARM. CORP. CS 770491108 5817 192300 SH SOLE 192300
SKYTEL COMMUNICATIONS CS 83087Q104 14203 775700 SH SOLE 775700
SOUTHWEST GAS CORP. CS 844895102 5604 208500 SH SOLE 208500
ST PAUL BANCORP INC. CS 792848103 3473 151800 SH SOLE 151800
STANDARD PRODUCTS CS 853836104 4826 136400 SH SOLE 136400
STANFORD TELECOMMUNICATIONS CS 854402104 7902 248400 SH SOLE 248400
SUPERIOR TELECOM 8.5% PRFD. A CS 86836P202 3547 104319 SH SOLE 104319
TELEBANC FINANCIAL CORP. CS 87925R109 9948 432520 SH SOLE 432520
TYCO INTL PUT 35 PUT 902124106 1 10000 SH PUT SOLE 10000
U.S. WEST INC. CS 91273H101 570 10000 SH SOLE 10000
UNION CARBIDE CORP. CS 905581104 20946 368700 SH SOLE 368700
UNITRODE CORP. CS 913283107 17354 420200 SH SOLE 420200
US BIOSCIENCE INC. CS 911646206 4835 342200 SH SOLE 342200
UST CORP. CS 902900109 735 23900 SH SOLE 23900
VIASOFT INC. CS 92552U102 773 90000 SH SOLE 90000
WORLD COLOR PRESS INC. CS 981443104 23903 641700 SH SOLE 641700
WYMAN GORDON CS 983085101 1368 73200 SH SOLE 73200
XOMED SURGICAL PRODUCTS INC. CS 98412V107 12734 223400 SH SOLE 223400
YANKEE ENERGY SYSTEMS CS 984779108 5942 140000 SH SOLE 140000
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