UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: NORTH PEAK LLC
Address: 122 EAST 42ND STREET
NEW YORK, NY 10168
13F File Number: 28-4247
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: ABE MASTBAUM
Title: CHIEF FINANCIAL OFFICER
Phone: 212-476-8088
Signature, Place, and Date of Signing:
ABE MASTBAUM 122 EAST 42ND ST. NEW YORK, N.Y. 10168 February 11, 20
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
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Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 57
Form 13F Information Table Value Total: 490,211,355
List of Other Included Managers:
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FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------
ADVANCED COMMUNICATION SYSTEM CS 00750X109 3256 170200 SH SOLE 170200
AERIAL COMMUNICATIONS INC. CS 007655103 17972 295200 SH SOLE 295200
AIRONET WIRELESS COMMUNICATION CS 00943A107 10297 154200 SH SOLE 154200
ALCATEL JAN 30 PUT PUT 013904305 4 20000 SH PUT SOLE 20000
ALZA CORP. CS 022615108 2746 79300 SH SOLE 79300
ATLANTIC RICHFIELD CS 048825103 2595 30000 SH SOLE 30000
BAXTER INTERNATIONAL CS 071813125 39 167500 SH SOLE 167500
BOISE CASCASE OFFICE PRODUCTS CS 097403109 452 30100 SH SOLE 30100
CBS INC. CS 12490K107 6509 101800 SH SOLE 101800
CELL GENESYS INC. CS 150921104 810 63200 SH SOLE 63200
CHICAGO TITLE CORP. CS 168228104 9435 204000 SH SOLE 204000
CLARIFY INC. CS 180492100 31954 253600 SH SOLE 253600
COLUMBIA ENERGY GROUP CS 197648108 8064 127500 SH SOLE 127500
COMSAT CORP. CS 20564D107 4727 237800 SH SOLE 237800
CONSOLIDATED NATURAL GAS CO. CS 209615103 974 15000 SH SOLE 15000
DII GROUP INC. CS 232949107 19588 276000 SH SOLE 276000
DIME BANCORP INC. CS 25429Q102 1006 66500 SH SOLE 66500
E TOWN CORP. CS 269242103 623 10000 SH SOLE 10000
ESAT TELECOM GROUP PLC CS 26883Y102 3697 40400 SH SOLE 40400
FIRST SECURITY CORP. CS 336294103 3653 143100 SH SOLE 143100
FOREMOST CORP. OF AMERICA CS 345469100 3130 110300 SH SOLE 110300
GENERAL INSTRUMENT CORP. CS 370120107 42499 502000 SH SOLE 502000
GENESYS TELECOM LABS INC. CS 371931106 5503 101900 SH SOLE 101900
GRAND PREMIER FINANCIAL INC. CS 386174106 786 53100 SH SOLE 53100
GTE CORP. CS 362320103 9631 136500 SH SOLE 136500
HOWMET INTERNATIONAL INC. CS 443208103 712 39400 SH SOLE 39400
INTERGRATED SYSTEMS INC. CS 45812M104 517 15400 SH SOLE 15400
JONES INTERCABLE INC. CS 480206200 22519 324900 SH SOLE 324900
JSB FINANCIAL INC. CS 46624M100 939 18100 SH SOLE 18100
LYNX THERAPEUTICS INC. CS 551812308 207 6407 SH SOLE 6407
MAKER COMMUNICATIONS INC. CS 560875106 3211 75100 SH SOLE 75100
MAPQUEST.COM INC. CS 565644101 928 41137 SH SOLE 41137
MECH FINANCIAL INC. CS 583492103 3079 89100 SH SOLE 89100
MECON INC. CS 58400M105 1559 144200 SH SOLE 144200
MEDIAONE GROUP INC. CS 58440J104 37383 486700 SH SOLE 486700
MEDIQ INC PFD SER A NEW 13% CS 584906408 60 40066 SH SOLE 40066
NETMOVES CORPORATION CS 64116A104 1203 171885 SH SOLE 171885
OAK INDUSTRIES INC. CS 671400505 35658 336000 SH SOLE 336000
OMNIPOINT CORP. CS 68212D102 30285 251060 SH SOLE 251060
OPTICAL COATING LAB INC. CS 683829105 27953 94437 SH SOLE 94437
PIERCE LEAHY CORP. CS 720722107 6842 158200 SH SOLE 158200
PITTWAY CORP DE CLASS A CS 725790208 5602 125000 SH SOLE 125000
PRIME BANCSHARES INC. CS 74157H108 5335 223300 SH SOLE 223300
R S I HOLDINGS INC. CS 749723102 4 74997 SH SOLE 74997
RAGEN MACKENZIE GROUP INC. CS 750642100 1163 64600 SH SOLE 64600
RELIANCE BANCORP INC. CS 759451107 5389 156200 SH SOLE 156200
REPUBLIC NY CORP. CS 760719104 22205 308400 SH SOLE 308400
REYNOLDS METALS CO. CS 761763101 19725 257400 SH SOLE 257400
SAFESKIN CORP. CS 786454108 4197 346000 SH SOLE 346000
SUPERIOR TELECOM 8.5% PRFD. A CS 86836P202 3495 104319 SH SOLE 104319
TELEBANC FINANCIAL CORP. CS 87925R109 6937 266820 SH SOLE 266820
TERRA NOVA BERMUDA HLDGS CL A CS G87615103 1455 48500 SH SOLE 48500
TJ INTERNATIONAL INC. CS 872534102 2310 55000 SH SOLE 55000
U.S. WEST INC. CS 91273H101 19404 269500 SH SOLE 269500
UNION CARBIDE CORP. CS 905581104 17121 256500 SH SOLE 256500
UST CORP. CS 902900109 8538 268900 SH SOLE 268900
YANKEE ENERGY SYSTEMS CS 984779108 4328 98500 SH SOLE 98500
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