UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: NORTH PEAK LLC
Address: 666 THIRD AVENUE
NEW YORK, NY 10017-4011
13F File Number: 28-4247
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: ABE MASTBAUM
Title: CHIEF FINANCIAL OFFICER
Phone: 212-476-8088
Signature, Place, and Date of Signing:
ABE MASTBAUM 666 THIRD AVE. NEW YORK, N.Y. 10017-4001 November 13,
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
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Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 55
Form 13F Information Table Value Total: 590,396,675
List of Other Included Managers:
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FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------
ALTEON WEBSYSTEMS INC. CS 02145A109 48136 444098 SH SOLE 444098
ANESTA CORP. CS 034603100 2036 88500 SH SOLE 88500
ASSOCIATES FIRST CAPITAL CORP. CS 046008108 21022 553200 SH SOLE 553200
AXA FINANCIAL CORP. CS 002451102 3056 60000 SH SOLE 60000
AXENT TECH INC. CS 05459C108 3838 178000 SH SOLE 178000
BANK FIRST CORP. CS 066442104 1375 100000 SH SOLE 100000
BANK UNITED CORP. CS 065412108 9454 186500 SH SOLE 186500
BAXTER INTERNATIONAL CS 071813125 13 167500 SH SOLE 167500
BERINGER WINE ESTATES CL B. CS 084102102 7517 135300 SH SOLE 135300
BESTFOODS INC. CS 08658U101 48903 672200 SH SOLE 672200
CELL GENESYS INC. CS 150921104 840 28000 SH SOLE 28000
CHASE CORP NOV. 60 CALL CALL 16161A108 4 60000 SH CALL SOLE 60000
CIRCLE INTL GROUP INC. CS 172574105 11628 384400 SH SOLE 384400
COACHMEN IND. CS 189873102 726 69500 SH SOLE 69500
COBALT NETWORKS CS 19074R101 289 5000 SH SOLE 5000
COLUMBIA ENERGY GROUP CS 197648108 8835 124000 SH SOLE 124000
CYBERONICS INC. CS 23251P102 615 28700 SH SOLE 28700
DONALDSON LUFKIN & JENRETTE CS 257661108 31304 350000 SH SOLE 350000
ELAN CORP RIGHTS PLC. CS G29539148 702 723300 SH SOLE 723300
FIRST SECURITY CORP. CS 336294103 9767 598828 SH SOLE 598828
FIRST WASHINGTON REALTY TRUST CS 337489504 1145 45100 SH SOLE 45100
FLORIDA PROGRESS CORP. CS 341109106 6448 121800 SH SOLE 121800
FORCENERGY INC. CS 345206205 3690 142453 SH SOLE 142453
GELTEX PHARMACEUTICALS INC. CS 368538104 8913 190400 SH SOLE 190400
GO2NET INC. CS 383486107 9833 181183 SH SOLE 181183
HAVEN BANCORP INC. CS 419352109 4596 156420 SH SOLE 156420
HIGHLAND BANCORP INC. CS 429879109 1119 44300 SH SOLE 44300
INFINITY BROADCASTING CS 45662S102 26598 806000 SH SOLE 806000
INTERMEDIA COMMUNICATIONS INC. CS 458801107 4823 163500 SH SOLE 163500
J P MORGAN CS 616880100 24703 151200 SH SOLE 151200
KEYSTONE FINANCIAL INC. CS 493482103 1924 79800 SH SOLE 79800
LYCOS INC. CS 550818108 12035 175000 SH SOLE 175000
MEDIQ INC. SERIES A 13% PFD. CS 584906408 1 40066 SH SOLE 40066
MERCHANTS NEW YORK BANCORP CS 589167105 267 13000 SH SOLE 13000
MMC NETWORKS INC. CS 55308N102 38102 301200 SH SOLE 301200
MYND CORP. CS 628551103 2688 200000 SH SOLE 200000
NABISCO GROUP HOLDINGS CS 62952P102 10054 353500 SH SOLE 353500
NABISCO HLDGS CORP. CS 629526104 23113 430000 SH SOLE 430000
PHOENIX INV. PARTNERS LTD. CS 719085102 310 20000 SH SOLE 20000
POWERTEL INC. CS 73936C109 7614 100100 SH SOLE 100100
PREMIER NATIONAL BANCORP INC. CS 74053F107 810 40000 SH SOLE 40000
PRINTRACK INTERNATIONAL INC. CS 742574106 1468 122300 SH SOLE 122300
R&B FALCON CORP. CS 74912E101 7954 285300 SH SOLE 285300
SDL INC. CS 784076101 10025 32550 SH SOLE 32550
SEAGATE TECHNOLOGY INC. CS 811804103 50129 726500 SH SOLE 726500
SEAGRAM LTD. CS 811850106 27284 475000 SH SOLE 475000
SHAW INDS INC. CS 820286102 15725 850000 SH SOLE 850000
SIMPSON INDUSTRIES INC. CS 829060102 368 30000 SH SOLE 30000
SOFTWARE.COM INC. CS 83402P104 17128 94400 SH SOLE 94400
SUPERIOR TELECOM 8.5% PRFD. A CS 86836P202 2295 104319 SH SOLE 104319
TIME WARNER INC. CS 887315109 282 3600 SH SOLE 3600
URBAN SHOPPING CENTERS CS 917060105 14250 300000 SH SOLE 300000
VOICESTREAM WIRELESS CORP. CS 928615103 25509 219792 SH SOLE 219792
WLR FOODS INC. CS 929286102 4196 307868 SH SOLE 307868
YOUNG & RUBICAM INC. CS 987425105 14944 301900 SH SOLE 301900
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