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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION
13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year of Quarter Ended September 30, 1999
If amended report check here: |_|
United States Trust Company of New York - File No. 28-380
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
114 West 47th St New York, NY 10036
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
Joesph a. Tricarico - Vice President 212-852-3812
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
ATTENTION
- --------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute Federal Criminal
Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be
signed on its behalf in the City of New York and State of NY on the 15th day of
October, 1999.
United States Trust Company of New York
------------------------------------------
(Name of Institutional Investment Manager)
/s/ Joesph a. Tricarico
------------------------------------------
(Manual Signature of Person Duly
Authorized to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report); (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
<TABLE>
<CAPTION>
Name: 13F File No.: Name: 13F File No.:
- -------------------------- ------------ -------------------------------- ------------
<S> <C> <C> <C>
1. U.S. Trust Corporation 28-389 6. U.S. Trust, Connecticut 28-4052
- -------------------------- ------------ -------------------------------- ------------
2. U.S. Trust, Florida 28-1615 7.
- -------------------------- ------------ -------------------------------- ------------
3. U.S. Trust, California 28-2341 8.
- -------------------------- ------------ -------------------------------- ------------
4. U.S. Trust, Texas 28-2950 9.
- -------------------------- ------------ -------------------------------- ------------
5. U.S. Trust, New Jersey 28-3864 10.
- -------------------------- ------------ -------------------------------- ------------
</TABLE>
<PAGE> 2
<TABLE>
<CAPTION>
PAGE 1 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
LERNOUT & HAUSPIE SPEECH PRODS COM B5628B104 710 20,350 X 1 14,950 3,400 2,000
DAIMLERCHRYSLER AG ORD D1668R123 2,996 42,486 X 1 12,037 599 29,850
TOTAL FINA S A WARRANT OR RIGHT F9212D142 021 972 X 1 972 000 000
ACE LTD ORD G0070K103 1,468 89,331 X 1 4,225 000 85,106
AMERICAN SAFETY INS GROUP LTD ORD G02995101 010 1,300 X 1 000 000 1,300
ANNUITY AND LIFE RE HLDGS ORD G03910109 381 16,850 X 1 7,000 000 9,850
APEX SILVER MINES LTD ORD G04074103 446 30,000 X 1 30,000 000 000
CENTRAL EUROPEAN MEDIA ENTRPRS CL A G20045103 006 3,233 X 1 000 000 3,233
CHINA COM CORP CL A G2108N109 026 400 X 1 400 000 000
CORECOMM LTD ORD G2422R109 056 1,513 X 1 1,200 000 313
CREDICORP LTD COM G2519Y108 725 70,700 X 1 70,700 000 000
FRESH DEL MONTE PRODUCE INC ORD G36738105 113 10,250 X 1 2,950 4,000 3,300
GEMSTAR INTL GROUP LTD ORD G3788V106 2,248 29,500 X 1 10,400 2,650 16,450
GLOBAL CROSSING LTD COM G3921A100 549 21,979 X 1 6,064 4,965 10,950
GLOBALSTAR TELECOMMUNICTNS LTD COM G3930H104 1,101 39,930 X 1 24,417 1,300 14,213
HELEN OF TROY CORP LTD COM G4388N106 019 2,000 X 1 2,000 000 000
IPC HLDGS LTD ORD G4933P101 161 8,600 X 1 3,600 5,000 000
IRIDIUM WORLD COMMUNICATIONS CL A G49398103 000 2,000 X 1 1,000 000 1,000
KNIGHTSBRIDGE TANKERS LTD ORD G5299G106 171 11,000 X 1 11,000 000 000
LASALLE RE HLDGS LTD ORD G5383Q101 185 16,400 X 1 15,500 000 900
LORAL SPACE & COMMUNICATIONS COM G56462107 3,272 183,066 X 1 70,885 24,700 87,481
NORDIC AMERICAN TANKER SHIPPNG COM G65773106 002 200 X 1 000 000 200
PARTNERRE LTD COM G6852T105 023 700 X 1 000 000 700
PEAK INTL LTD ORD G69586108 001 100 X 1 000 000 100
RENAISSANCE RE HLDGS LTD COM G7496G103 008 250 X 1 250 000 000
SANTA FE INTL CORP ORD G7805C108 137 6,425 X 1 3,425 3,000 000
HILFIGER TOMMY CORP ORD G8915Z102 027 920 X 1 520 400 000
TRANSOCEAN OFFSHORE INC CAYMON ORD G90076103 415 14,035 X 1 6,335 000 7,700
TRITON ENERGY LTD ORD G90751101 043 3,000 X 1 2,000 000 1,000
XOMA LTD ORD G9825R107 058 23,125 X 1 000 12,000 11,125
COLUMN TOTALS 15,378
</TABLE>
<PAGE> 3
<TABLE>
<CAPTION>
PAGE 2 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
XL CAP LTD CL A G98255105 12,297 269,522 X 1 194,995 9,682 64,845
SBS BROADCASTING SA ORD L8137F102 426 11,350 X 1 8,050 000 3,300
ALADDIN KNOWLEDGE SYS LTD ORD M0392N101 032 4,000 X 1 000 000 4,000
ESC MEDICAL SYS LTD ORD M40868107 018 3,750 X 1 3,750 000 000
GALILEO TECHNOLOGY LTD ORD M47298100 630 23,400 X 1 000 000 23,400
GILAT SATELLITE NETWORKS LTD ORD M51474100 6,625 128,800 X 1 123,900 000 4,900
INTERNET GOLD-GOLDEN LINES LTD ORD M56595107 060 6,000 X 1 6,000 000 000
ANSALDO SIGNAL NV ORD N05515106 067 26,000 X 1 000 000 26,000
ARCADIS N V ORD N0605M105 014 1,800 X 1 000 000 1,800
BAAN CO NV COM N08044104 043 3,000 X 1 000 000 3,000
CHICAGO BRIDGE & IRON CO N V COM N19808109 234 17,000 X 1 17,000 000 000
CORE LABORATORIES N V COM N22717107 343 18,600 X 1 14,400 000 4,200
INDIGO N V WARRANT OR RIGHT N44495120 000 670 X 1 474 196 000
QIAGEN NV ORD N72482107 066 1,400 X 1 200 000 1,200
SAPIENS INTL CORP N V ORD N7716A102 023 2,100 X 1 000 000 2,100
PANAMERICAN BEVERAGES INC CL A P74823108 111 6,800 X 1 6,800 000 000
ROYAL CARIBBEAN CRUISES LTD COM V7780T103 494 10,850 X 1 450 000 10,400
ROYAL CARIBBEAN CRUISES LTD PFD CONV A V7780T111 005 035 X 1 035 000 000
CREATIVE TECHNOLOGY LTD ORD Y1775U107 021 2,000 X 1 2,000 000 000
FLEXTRONICS INTL LTD ORD Y2573F102 323 5,266 X 1 5,266 000 000
OMI CORP NEW COM Y6476W104 003 1,000 X 1 000 000 1,000
AAR CORP COM 000361105 154 9,524 X 1 4,042 000 5,482
A C MOORE ARTS & CRAFTS INC COM 00086T103 005 1,000 X 1 1,000 000 000
ACSYS INC COM 00087X103 000 100 X 1 000 000 100
A D C TELECOMMUNICATIONS COM 000886101 10,393 243,115 X 1 188,975 8,440 45,700
ABN AMRO HLDG NV SPONSORED ADR 000937102 043 1,872 X 1 1,872 000 000
AFC CABLE SYS INC COM 000950105 2,307 53,800 X 1 9,700 6,800 37,300
ABM INDS INC COM 000957100 15,642 621,025 X 1 448,413 43,150 129,462
AFLAC INC COM 001055102 38,362 868,160 X 1 453,157 203,646 211,357
AGCO CORP COM 001084102 417 33,200 X 1 16,600 000 16,600
COLUMN TOTALS 89,158
</TABLE>
<PAGE> 4
<TABLE>
<CAPTION>
PAGE 3 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AGL RES INC COM 001204106 744 45,800 X 1 40,000 800 5,000
AES CORP JR SBDB CV4.5%05 00130HAN5 24,531 250,000 X 1 000 000 250,000
AES CORP COM 00130H105 162,531 2,775,316 X 1 2105,147 107,376 562,793
AES CORP WARRANT OR RIGHT 00130H113 008 094 X 1 079 000 015
AK STL HLDG CORP COM 001547108 1,790 99,125 X 1 69,325 000 29,800
AMC ENTMT INC COM 001669100 027 2,000 X 1 2,000 000 000
AMFM INC COM 001693100 918 14,078 X 1 4,677 4,300 5,101
AMFM INC PFD CONV 7% 001693209 089 550 X 1 550 000 000
AMLI RESIDENTIAL PPTYS TR SH BEN INT 001735109 110 5,200 X 1 5,200 000 000
AMR CORP COM 001765106 22,707 383,244 X 1 300,429 1,320 81,495
AT PLASTICS INC COM 001947100 113 30,000 X 1 30,000 000 000
AT&T CORP COM 001957109 270,495 6,182,736 X 1 3313,285 856,872 2012,579
AT&T CORP COM LIB GRP A 001957208 58,506 1,537,091 X 1 1042,272 184,999 309,820
A S V INC COM 001963107 059 3,937 X 1 3,937 000 000
ASA LTD COM 002050102 047 2,000 X 1 2,000 000 000
AT & T CDA INC DEPS RCPT CL B 00207Q202 089 1,400 X 1 000 000 1,400
ATS MED INC COM 002083103 2,232 224,599 X 1 205,599 000 19,000
AVT CORP COM 002420107 1,874 56,885 X 1 56,385 000 500
AVX CORP NEW COM 002444107 072 2,000 X 1 000 000 2,000
AXA FINL INC COM 002451102 609 21,797 X 1 12,669 5,825 3,303
AAMES FINL CORP COM 00253A101 001 1,636 X 1 036 000 1,600
AASTROM BIOSCIENCES INC COM 00253U107 063 48,853 X 1 000 000 48,853
AARON RENTS INC COM 002535201 017 1,000 X 1 000 000 1,000
AAVID THERMAL TECHNOLOGIES INC COM 002539104 246 11,000 X 1 000 000 11,000
ABBOTT LABS COM 002824100 153,431 4,077,909 X 1 1978,793 726,367 1372,749
ABERCROMBIE & FITCH CO CL A 002896207 5,501 152,812 X 1 152,704 000 108
ABOUT COM INC COM 003736105 006 100 X 1 000 000 100
ABITIBI-CONSOLIDATED INC COM 003924107 018 1,500 X 1 000 000 1,500
ACCESS WORLDWIDE COMMUNICATINS COM 004319109 020 14,870 X 1 000 000 14,870
ACE CASH EXPRESS INC COM 004403101 1,530 102,000 X 1 68,775 15,000 18,225
COLUMN TOTALS 708,384
</TABLE>
<PAGE> 5
<TABLE>
<CAPTION>
PAGE 4 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ACETO CORP COM 004446100 176 15,816 X 1 000 000 15,816
ACNIELSEN CORP COM 004833109 1,112 47,712 X 1 22,248 11,866 13,598
ACTION PERFORMANCE COS INC SB NT CV 4.75%05 004933AB3 050 70,000 X 1 70,000 000 000
ACTEL CORP COM 004934105 022 1,200 X 1 000 000 1,200
ACX TECHNOLOGIES INC COM 005123104 082 8,393 X 1 8,393 000 000
ACXIOM CORP COM 005125109 067 3,550 X 1 750 000 2,800
ADAC LABS COM NEW 005313200 195 20,500 X 1 20,500 000 000
ADAMS EXPRESS CO COM 006212104 430 14,893 X 1 3,759 985 10,149
ADAPTEC INC SB NT CV 4.75%04 00651FAC2 075 75,000 X 1 10,000 65,000 000
ADAPTEC INC COM 00651F108 11,499 277,924 X 1 45,700 000 232,224
ADELPHIA COMMUNICATIONS CORP CL A 006848105 086 1,500 X 1 000 000 1,500
ADOBE SYS INC COM 00724F101 25,835 219,291 X 1 95,280 12,800 111,211
ADVANCE PARADIGM INC COM 007491103 1,042 19,349 X 1 000 000 19,349
ADVANCED FIBRE COMMUNICATIONS COM 00754A105 036 1,500 X 1 000 000 1,500
ADVANCED RADIO TELECOM CORP COM 00754U101 1,104 92,000 X 1 92,000 000 000
ADVANCED TISSUE SCIENCES INC COM 00755F103 000 100 X 1 000 000 100
ADVANCED NEUROMODULATION SYS COM 00757T101 002 250 X 1 250 000 000
ADVO INC COM 007585102 033 1,716 X 1 572 000 1,144
AEGIS RLTY INC COM 00760P104 008 900 X 1 900 000 000
AERIAL COMMUNICATIONS INC COM 007655103 110 4,000 X 1 000 3,000 1,000
ADVANCED MICRO DEVICES INC COM 007903107 013 700 X 1 600 000 100
AEGON N V ORD AMER REG 007924103 14,803 170,887 X 1 41,015 45,870 84,002
ADVANTA CORP CL A 007942105 001 031 X 1 000 000 031
ADVANTA CORP CL B 007942204 000 031 X 1 000 000 031
ADVENT SOFTWARE INC COM 007974108 2,581 41,046 X 1 3,376 1,689 35,981
AETNA INC COM 008117103 7,344 147,806 X 1 79,116 5,691 62,999
AFFILIATED COMPUTER SERVICES SB NT CV 4%05 008190AD2 067 60,000 X 1 60,000 000 000
AFFILIATED COMPUTER SERVICES CL A 008190100 3,583 89,722 X 1 89,582 000 140
AFFILIATED MANAGERS GROUP COM 008252108 026 1,000 X 1 1,000 000 000
AFFYMETRIX INC COM 00826T108 580 6,050 X 1 5,500 050 500
COLUMN TOTALS 70,962
</TABLE>
<PAGE> 6
<TABLE>
<CAPTION>
PAGE 5 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AGILE SOFTWARE CORP DEL COM 00846X105 036 500 X 1 500 000 000
AGNICO EAGLE MINES LTD COM 008474108 019 2,000 X 1 2,000 000 000
AGRIBRANDS INTL INC COM 00849R105 047 933 X 1 110 101 722
AIR EXPRESS INTL CORP COM 009104100 4,618 215,412 X 1 78,547 18,950 117,915
AIR METHODS CORP COM PAR $.06 009128307 000 166 X 1 000 000 166
AIR PRODS & CHEMS INC COM 009158106 18,907 626,318 X 1 406,255 48,964 171,099
AIRBORNE FGHT CORP COM 009266107 1,804 78,850 X 1 13,200 29,200 36,450
AIRGAS INC COM 009363102 016 1,460 X 1 1,300 000 160
AKTIEBOLAGETT ELECTROLUX SPONSORED ADR 010198208 039 1,000 X 1 1,000 000 000
AKZO NOBEL NV SPONSORED ADR 010199305 361 8,440 X 1 040 8,400 000
ALABAMA NATL BANCORP DELA COM 010317105 036 1,532 X 1 1,532 000 000
ALASKA AIR GROUP INC COM 011659109 1,759 40,500 X 1 36,350 000 4,150
ALBANY INTL CORP CL A 012348108 016 1,030 X 1 000 000 1,030
ALBEMARLE CORP COM 012653101 102 5,300 X 1 3,800 000 1,500
ALBERTA ENERGY LTD COM 012873105 066 2,310 X 1 000 000 2,310
ALBERTO CULVER CO CL B CONV 013068101 421 18,000 X 1 10,250 1,800 5,950
ALBERTSONS INC COM 013104104 10,019 256,486 X 1 90,408 71,125 94,953
ALCAN ALUMINIUM LTD NEW COM 013716105 3,329 106,104 X 1 85,324 11,980 8,800
ALCIDE CORP COM NEW 013742507 028 2,195 X 1 2,195 000 000
ALCOA INC COM 013817101 19,588 314,031 X 1 171,249 34,194 108,588
ALCATEL SPONSORED ADR 013904305 15,326 543,716 X 1 453,753 40,150 49,813
ALEXANDER & BALDWIN INC COM 014482103 299 11,971 X 1 10,271 500 1,200
ALEXANDRIA REAL ESTATE EQ INC COM 015271109 012 400 X 1 400 000 000
ALEXION PHARMACEUTICALS INC COM 015351109 854 56,434 X 1 7,834 000 48,600
ALICO INC COM 016230104 054 3,600 X 1 000 000 3,600
ALKERMES INC COM 01642T108 3,878 126,106 X 1 63,361 1,300 61,445
ALLEGHANY CORP DEL COM 017175100 882 5,004 X 1 794 000 4,210
ALLEGHENY ENERGY INC COM 017361106 2,616 79,432 X 1 59,626 11,500 8,306
ALLEGHENY TELEDYNE INC COM 017415100 2,282 133,736 X 1 127,182 2,900 3,654
ALLEGIANCE TELECOM INC COM 01747T102 076 1,300 X 1 1,300 000 000
COLUMN TOTALS 87,490
</TABLE>
<PAGE> 7
<TABLE>
<CAPTION>
PAGE 6 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ALLEN TELECOM INC COM 018091108 119 12,465 X 1 7,065 000 5,400
ALLERGAN INC COM 018490102 12,288 107,087 X 1 62,898 19,980 24,209
ALLERGAN SPECIALTY THERAP CL A 018494104 008 727 X 1 223 395 109
ALLIANCE CAP MGMT L P UNIT LTD PARTN 018548107 12,773 471,956 X 1 425,756 29,700 16,500
ALLIANCE PHARMACEUTICAL CORP COM 018773101 038 7,600 X 1 000 600 7,000
ALLIANT CORP COM 018802108 1,709 59,324 X 1 47,044 3,110 9,170
ALLIANT TECHSYSTEMS INC COM 018804104 147 2,150 X 1 000 100 2,050
ALLIED CAP CORP NEW COM 01903Q108 362 16,461 X 1 10,669 000 5,792
ALLIED IRISH BKS P L C SPON ADR ORD 019228402 534 21,342 X 1 900 11,742 8,700
ALLIEDSIGNAL INC COM 019512102 53,872 887,685 X 1 572,122 75,833 239,730
ALLIED WASTE INDS INC COM PAR$.01NEW 019589308 193 16,790 X 1 14,500 000 2,290
ALLMERICA FINL CORP COM 019754100 1,558 33,027 X 1 19,409 11,100 2,518
ALLOY ONLINE INC COM 019855105 8,508 630,201 X 1 630,201 000 000
ALLMERICA SECS TR SH BEN INT 019921105 033 3,500 X 1 1,000 000 2,500
ALLIN CORP COM 019924109 009 2,000 X 1 2,000 000 000
ALLSTATE CORP COM 020002101 28,016 1,155,309 X 1 857,359 115,828 182,122
ALLTEL CORP COM 020039103 40,254 536,722 X 1 315,797 81,929 138,996
ALLWASTE INC SB DB CV 7.25%14 020047AA4 003 130,000 X 1 130,000 000 000
ALPHA INDS INC COM 020753109 591 11,000 X 1 000 000 11,000
ALPHARMA INC CL A 020813101 1,120 32,700 X 1 100 000 32,600
ALPINE GROUP INC COM 020825105 2,156 173,333 X 1 000 000 173,333
ALPNET INC COM 021089107 006 3,000 X 1 000 000 3,000
ALSTOM SPONSORED ADR 021244108 020 600 X 1 600 000 000
ALTERA CORP COM 021441100 1,685 35,950 X 1 7,600 12,800 15,550
ALZA CORP DEL SUB DB CONV 5%06 022615AD0 6,816 5,547,000 X 1 2312,000 1525,000 1710,000
ALZA CORP DEL COM 022615108 7,380 169,180 X 1 95,240 10,300 63,640
ALZA CORP DEL WARRANT OR RIGHT 022615157 000 1,656 X 1 386 050 1,220
AMAZON COM INC COM 023135106 3,745 48,594 X 1 26,577 2,295 19,722
AMBAC FINL GROUP INC COM 023139108 3,105 66,782 X 1 53,032 000 13,750
AMCAST INDL CORP COM 023395106 040 3,000 X 1 000 000 3,000
COLUMN TOTALS 187,088
</TABLE>
<PAGE> 8
<TABLE>
<CAPTION>
PAGE 7 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AMERADA HESS CORP COM 023551104 2,125 35,192 X 1 5,840 300 29,052
AMERCO COM 023586100 008 300 X 1 000 000 300
AMEREN CORP COM 023608102 1,931 49,603 X 1 7,003 13,130 29,470
AMERICA ONLINE INC DEL COM 02364J104 530,283 4,859,408 X 1 4004,087 93,500 761,821
AMERICAN BK CONN WATERBURY COM 024327108 043 2,000 X 1 2,000 000 000
AMERICAN BUSINESS PRODS GA COM 024763104 061 4,006 X 1 4,006 000 000
AMERICAN CMNTY PPTYS TR COM 02520N106 000 100 X 1 100 000 000
AMERICAN EAGLE OUTFITTERS NEW COM 02553E106 1,552 29,600 X 1 000 000 29,600
AMERICAN EDL PRODS INC WARRANT OR RIGHT 02553T111 000 200 X 1 200 000 000
AMERICAN EDL PRODS INC COM PAR $0.05 02553T202 002 200 X 1 200 000 000
AMERICAN ECOLOGY CORP COM 025533100 004 2,000 X 1 2,000 000 000
AMERICAN ELEC PWR INC COM 025537101 4,878 136,458 X 1 94,010 14,792 27,656
AMERICAN EXPRESS CO COM 025816109 125,151 909,771 X 1 563,162 149,982 196,627
AMERICAN EXPRESS CO FRACTIONAL SHARE 025816109 117 850 X 1 800 000 050
AMERICAN FINL GROUP INC OHIO COM 025932104 518 18,716 X 1 5,116 1,570 12,030
AMERICAN FREIGHTWAYS CORP COM 02629V108 111 7,100 X 1 700 000 6,400
AMERICAN GENERAL CORP COM 026351106 17,184 270,082 X 1 107,360 35,670 127,052
AMERICAN GEN DEL L L C MIPS SER A 02637G200 126 1,600 X 1 1,600 000 000
AMERICAN GREETINGS CORP CL A 026375105 1,814 69,781 X 1 26,606 800 42,375
AMERICAN HEALTH PPTYS INC COM 026494104 229 11,512 X 1 5,320 3,800 2,392
AMERICAN HOME PRODS CORP COM 026609107 252,940 5,848,333 X 1 2855,786 1198,695 1793,852
AMERICAN INDL PPTYS REIT COM NEW 026791202 011 906 X 1 906 000 000
AMERICAN INTL GROUP INC COM 026874107 711,263 8,294,615 X 1 4427,237 1312,624 2554,754
AMERICAN INTL PETROLEUM CORP COM PAR $0.08N 026909408 012 16,000 X 1 16,000 000 000
AMERICAN ITALIAN PASTA CO CL A 027070101 860 32,150 X 1 16,300 1,000 14,850
AMERICAN MGMT SYS INC COM 027352103 1,362 58,740 X 1 3,800 10,650 44,290
AMERICAN NATL INS CO COM 028591105 079 1,150 X 1 900 250 000
AMERICAN PAC CORP COM 028740108 083 10,500 X 1 10,500 000 000
AMERICAN PWR CONVERSION CORP COM 029066107 19,989 1,025,070 X 1 822,670 71,500 130,900
AMERICAN REAL ESTATE INVT CORP COM 029166105 064 4,000 X 1 4,000 000 000
COLUMN TOTALS 1,672,800
</TABLE>
<PAGE> 9
<TABLE>
<CAPTION>
PAGE 8 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AMERICAN SKIING CO COM 029654308 002 500 X 1 500 000 000
AMERICAN SOFTWARE INC CL A 029683109 009 3,100 X 1 000 000 3,100
AMERICAN STD COS INC DEL COM 029712106 3,708 92,566 X 1 61,456 4,000 27,110
AMERICAN STS WTR CO COM 029899101 232 7,000 X 1 7,000 000 000
AMERICAN TOWER CORP CL A 029912201 721 37,700 X 1 7,700 000 30,000
AMERICAN SUPERCONDUCTOR CORP COM 030111108 033 2,000 X 1 2,000 000 000
AMERICAN TECHNICNAL CERAMICS COM 030137103 099 11,600 X 1 000 1,800 9,800
AMERICAN TECHNOLOGY CORP COM NEW 030145205 035 5,000 X 1 5,000 000 000
AMERICAN WTR WKS INC COM 030411102 3,841 128,847 X 1 10,777 27,608 90,462
AMERICAN XTAL TECHNOLOGY INC COM 030514103 4,214 199,500 X 1 184,700 1,800 13,000
AMERICREDIT CORP COM 03060R101 640 45,700 X 1 000 1,000 44,700
AMERISOURCE HEALTH CORP CL A 03071P102 5,146 231,300 X 1 162,950 17,650 50,700
AMERUS LIFE HLDGS INC COM 030732101 024 1,100 X 1 500 000 600
AMES DEPT STORES INC COM NEW 030789507 1,221 37,800 X 1 1,000 500 36,300
AMERITECH CORP NEW COM 030954101 47,082 693,657 X 1 347,969 96,958 248,730
AMERIGAS PARTNERS L P UNIT L P INT 030975106 500 27,800 X 1 2,000 2,000 23,800
AMETEK INC NEW COM 031100100 2,618 130,080 X 1 12,700 115,000 2,380
AMGEN INC COM 031162100 165,572 1,923,843 X 1 1214,211 140,206 569,426
AMRESCO CAP TR COM SH BEN INT 031919103 139 16,250 X 1 11,050 000 5,200
AMSOUTH BANCORPORATION COM 032165102 4,250 172,135 X 1 28,337 112,843 30,955
AMTEC INC COM 03232Q106 015 13,000 X 1 13,000 000 000
AMYLIN PHARMACEUTICALS INC COM 032346108 051 10,000 X 1 000 5,000 5,000
AMVESCAP PLC SPONSORED ADR 03235E100 8,323 203,000 X 1 195,000 8,000 000
ANADARKO PETE CORP COM 032511107 51,534 1,792,477 X 1 1029,983 268,991 493,503
ANADIGICS INC COM 032515108 566 19,700 X 1 000 1,300 18,400
ANALOG DEVICES INC COM 032654105 127,961 2,292,676 X 1 1671,445 136,612 484,619
ANALYTICAL SURVEYS INC COM NEW 032683302 006 375 X 1 000 375 000
ANAREN MICROWAVE INC COM 032744104 014 500 X 1 000 000 500
ANDERSEN GROUP INC COM 033501107 594 95,000 X 1 000 95,000 000
ANDOVER BANCORP INC DEL COM 034258103 015 500 X 1 500 000 000
COLUMN TOTALS 429,165
</TABLE>
<PAGE> 10
<TABLE>
<CAPTION>
PAGE 9 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ANDREW CORP COM 034425108 1,397 78,269 X 1 68,605 000 9,664
ANDRX CORP COM 034551101 108 2,400 X 1 000 000 2,400
ANGELICA CORP COM 034663104 716 64,765 X 1 8,200 8,900 47,665
ANGLOGOLD LTD SPONSORED ADR 035128206 010 300 X 1 000 000 300
ANHEUSER BUSCH COS INC COM 035229103 44,110 611,574 X 1 109,895 134,543 367,136
ANIXTER INTL INC COM 035290105 023 1,000 X 1 000 1,000 000
ANNALY MTG MGMT INC COM 035710409 571 62,100 X 1 53,000 000 9,100
ANNTAYLOR STORES CORP COM 036115103 1,836 43,900 X 1 400 000 43,500
ANSYS INC COM 03662Q105 012 1,200 X 1 000 000 1,200
ANTEC CORP COM 03664P105 5,361 95,101 X 1 36,000 400 58,701
ANSWERTHINK CONSULTING GROUP COM 036916104 029 3,000 X 1 2,500 000 500
ANWORTH MORTGAGE ASSET CP COM 037347101 085 17,500 X 1 11,500 000 6,000
AON CORP COM 037389103 2,551 88,728 X 1 17,431 13,049 58,248
APACHE CORP COM 037411105 1,933 46,442 X 1 13,967 4,910 27,565
APARTMENT INVT & MGMT CO CL A 03748R101 1,755 46,402 X 1 35,709 9,993 700
APCO ARGENTINA INC CAYMAN IS ORD 037489101 002 137 X 1 000 137 000
APOLLO GROUP INC CL A 037604105 055 2,600 X 1 400 000 2,200
APPLE COMPUTER INC COM 037833100 3,772 58,428 X 1 44,250 2,028 12,150
APPLEBEES INTL INC COM 037899101 1,497 43,800 X 1 200 000 43,600
APPLIED GRAPHICS TECHNOLOGIES COM 037937109 021 2,400 X 1 400 000 2,000
APPLIED DIGITAL ACCESS INC COM 038181103 001 114 X 1 114 000 000
APPLIED FILMS CORP COM 038197109 001 300 X 1 000 000 300
APPLIED INDL TECHNOLOGIES INC COM 03820C105 251 14,768 X 1 14,768 000 000
APPLIED MAGNETICS CP DEL COM 038213104 011 13,800 X 1 12,000 000 1,800
APPLIED MICRO CIRCUITS CORP COM 03822W109 033 510 X 1 000 000 510
APPLIED MATLS INC COM 038222105 82,025 999,542 X 1 542,103 48,820 408,619
APTARGROUP INC COM 038336103 6,615 263,280 X 1 224,780 31,500 7,000
AQUARION CO COM 03838W101 2,276 63,225 X 1 38,400 10,500 14,325
ARCH CHEMICALS INC COM 03937R102 016 997 X 1 997 000 000
ARCH COMMUNICATIONS GROUP INC SDBCV144A6.75%03 039381AA6 002 7,000 X 1 000 000 7,000
COLUMN TOTALS 157,075
</TABLE>
<PAGE> 11
<TABLE>
<CAPTION>
PAGE 10 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ARCH COMMUNICATIONS GROUP INC COM NEW 039381504 007 1,666 X 1 000 000 1,666
ARCHER DANIELS MIDLAND CO COM 039483102 12,220 1,018,339 X 1 461,951 371,887 184,501
ARCHSTONE CMNTYS TR SH BEN INT 039581103 2,690 136,648 X 1 57,091 10,600 68,957
ARCHSTONE CMNTYS TR PFD SER A CV 039581202 059 2,215 X 1 215 000 2,000
ARDEN RLTY GROUP INC COM 039793104 2,850 133,705 X 1 64,250 31,705 37,750
ARDENT SOFTWARE INC COM 039794102 1,442 55,203 X 1 603 000 54,600
ARGENTARIA CAJA POSTAL Y BANCO SPONSORED ADR 04011W108 027 600 X 1 600 000 000
ARGENTINA FD INC COM 040112104 001 113 X 1 113 000 000
ARGONAUT GROUP INC COM 040157109 1,009 39,384 X 1 39,384 000 000
ARIBA INC COM 04033V104 049 300 X 1 300 000 000
ARISTOTLE CORP COM NEW 040448201 074 14,839 X 1 14,639 000 200
ARMCO INC PFD CV $2.10 042170209 032 800 X 1 000 000 800
ARMSTRONG WORLD INDS INC COM 042476101 185 4,090 X 1 3,600 390 100
ARNOLD INDS INC COM 042595108 014 1,000 X 1 000 000 1,000
ARONEX PHARMACEUTICALS INC COM NEW 042666206 022 5,455 X 1 5,455 000 000
ARROW ELECTRS INC COM 042735100 1,281 75,930 X 1 71,290 000 4,640
ARROW INTL INC COM 042764100 341 13,000 X 1 12,500 000 500
ART TECHNOLOGY GROUP INC COM 04289L107 020 500 X 1 000 000 500
ARTESYN TECHNOLOGIES INC COM 043127109 008 400 X 1 400 000 000
ARTHROCARE CORP COM 043136100 189 3,500 X 1 3,500 000 000
ARTISOFT INC COM 04314L106 028 4,600 X 1 000 1,600 3,000
ARVIN INDS INC COM 043339100 044 1,416 X 1 1,016 000 400
ASARCO INC COM 043413103 2,228 82,900 X 1 62,100 14,800 6,000
ASCENT ENTMT GROUP INC COM 043628106 000 023 X 1 023 000 000
ASHLAND INC COM 044204105 1,819 53,909 X 1 49,764 2,380 1,765
ASIA PAC FD INC COM 044901106 041 4,500 X 1 4,500 000 000
ASK JEEVES INC COM 045174109 010 300 X 1 000 000 300
ASPECT DEV INC COM 045234101 005 176 X 1 176 000 000
ASPECT TELECOMMUNICATIONS CORP COM 045237104 325 18,327 X 1 10,000 000 8,327
ASPEN TECHNOLOGY INC COM 045327103 2,869 301,965 X 1 000 000 301,965
COLUMN TOTALS 29,889
</TABLE>
<PAGE> 12
<TABLE>
<CAPTION>
PAGE 11 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ASSISTED LIVING CONCEPTS INC SB DB CV 6%02 04543LAD1 031 57,000 X 1 57,000 000 000
ASSOCIATED BANC CORP COM 045487105 171 4,748 X 1 4,748 000 000
ASSOCIATED GROUP INC CL A 045651106 293 4,700 X 1 1,200 1,500 2,000
ASSOCIATED GROUP INC CL B 045651205 218 3,500 X 1 000 1,500 2,000
AT HOME CORP COM SER A 045919107 19,024 436,084 X 1 414,573 891 20,620
ASSOCIATES FIRST CAP CORP CL A 046008108 71,090 1,967,877 X 1 1288,615 214,836 464,426
ASTEA INTL INC COM 04622E109 071 28,200 X 1 000 1,900 26,300
ASTORIA FINL CORP COM 046265104 74,568 2,292,199 X 1 2205,362 210 86,627
ASTRAZENECA PLC SPONSORED ADR 046353108 713 16,839 X 1 4,259 1,998 10,582
ASYST TECHNOLOGY CORP COM 04648X107 962 28,500 X 1 6,700 000 21,800
ATCHISON CASTING CORP COM 046613105 013 1,300 X 1 000 000 1,300
ATLANTIC RICHFIELD CO COM 048825103 70,108 772,001 X 1 326,757 176,847 268,397
ATLANTIC RICHFIELD CO PREF CV $2.80 048825400 003 007 X 1 007 000 000
ATMEL CORP COM 049513104 061 1,700 X 1 1,600 000 100
ATMOS ENERGY CORP COM 049560105 878 35,562 X 1 6,600 27,746 1,216
AUDIOHIGHWAY COM COM 050740109 291 26,124 X 1 000 1,000 25,124
AUDIOVOX CORP CL A 050757103 041 2,000 X 1 000 000 2,000
AURORA FOODS INC COM 05164B106 015 1,000 X 1 1,000 000 000
AUSTRALIA&NEW ZEALAND BKG GRP SPONSORED ADR 052528304 075 2,200 X 1 2,200 000 000
AUTOBYTEL COM INC COM 05275N106 002 200 X 1 200 000 000
AUTODESK INC COM 052769106 216 10,190 X 1 10,000 000 190
AUTOLIV INC COM 052800109 507 13,525 X 1 8,189 941 4,395
AUTOMATIC DATA PROCESSING INC LYON SUB ZERO 12 053015AC7 183,425 1,595,000 X 1 1595,000 000 000
AUTOMATIC DATA PROCESSING INC COM 053015103 79,226 1,770,419 X 1 827,225 267,960 675,234
AUTONATION INC COM 05329W102 417 35,699 X 1 29,099 700 5,900
AUTOZONE INC COM 053332102 733 26,700 X 1 14,100 400 12,200
AVADO BRANDS INC COM 05336P108 019 3,300 X 1 000 000 3,300
AVALONBAY CMNTYS INC COM 053484101 3,842 112,993 X 1 76,525 4,382 32,086
AVANT IMMUNOTHERAPEUTICS INC COM 053491106 006 3,000 X 1 000 000 3,000
AVATAR HLDGS INC SUB NT CONV 7%05 053494AD2 1,471 1,625,000 X 1 725,000 475,000 425,000
COLUMN TOTALS 508,490
</TABLE>
<PAGE> 13
<TABLE>
<CAPTION>
PAGE 12 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AVATAR HLDGS INC COM 053494100 417 21,254 X 1 20,464 000 790
AVERY DENNISON CORP COM 053611109 491,496 9,295,438 X 1 378,638 41,748 8875,052
AVID TECHNOLOGY INC COM 05367P100 019 1,400 X 1 1,400 000 000
AVIATION SALES CO COM 053672101 169 10,000 X 1 000 000 10,000
AVIGEN INC COM 053690103 208 15,000 X 1 4,000 000 11,000
AVIRON COM 053762100 031 1,300 X 1 800 000 500
AVISTA CORP COM 05379B107 105 6,000 X 1 5,600 400 000
AVISTA CORP RECONS L 1/10S 05379B503 035 2,000 X 1 000 000 2,000
AVIS RENT A CAR INC COM 053790101 5,679 272,840 X 1 136,840 44,670 91,330
AVNET INC COM 053807103 488 11,632 X 1 7,597 200 3,835
AVON PRODS INC COM 054303102 39,268 1,649,026 X 1 880,195 241,118 527,713
AWARE INC MASS COM 05453N100 104 3,700 X 1 000 000 3,700
AXA SPONSORED ADR 054536107 2,324 36,665 X 1 17,850 14,675 4,140
AXENT TECHNOLOGIES INC COM 05459C108 047 3,700 X 1 3,700 000 000
AXYS PHARMACEUTICALS INC COM 054635107 040 11,136 X 1 136 3,000 8,000
AZTEC MFG CO COM 054825104 002 200 X 1 000 000 200
BB&T CORP COM 054937107 3,138 95,256 X 1 44,561 25,346 25,349
AZURIX CORP COM 05501M104 910 56,000 X 1 40,000 000 16,000
BCE INC COM 05534B109 20,114 395,850 X 1 304,200 23,300 68,350
BG PLC ADR FIN INSTAL 055434104 066 2,205 X 1 1,764 000 441
BHC COMMUNICATIONS INC CL A 055448104 116 820 X 1 430 130 260
B I INCORPORATED COM NEW 055467203 056 7,000 X 1 7,000 000 000
BISYS GROUP INC COM 055472104 711 15,300 X 1 15,300 000 000
BJS WHOLESALE CLUB INC COM 05548J106 651 22,250 X 1 19,950 000 2,300
BJ SVCS CO COM 055482103 2,206 70,300 X 1 67,200 000 3,100
BJ SVCS CO WARRANT OR RIGHT 055482111 001 036 X 1 000 000 036
BMC INDS INC MINN COM 055607105 060 5,000 X 1 5,000 000 000
BOK FINL CORP COM NEW 05561Q201 028 1,308 X 1 1,308 000 000
BP AMOCO P L C SPONSORED ADR 055622104 137,429 2,426,994 X 1 1061,689 649,562 715,743
BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 062 5,700 X 1 400 300 5,000
COLUMN TOTALS 705,980
</TABLE>
<PAGE> 14
<TABLE>
<CAPTION>
PAGE 13 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BRE PROPERTIES INC CL A 05564E106 1,183 49,819 X 1 48,319 000 1,500
BSB BANCORP COM 055652101 269 11,130 X 1 5,550 5,399 181
BMC SOFTWARE INC COM 055921100 127,119 1,814,358 X 1 1580,473 96,800 137,085
BWAY CORP COM 056039100 005 500 X 1 000 000 500
BACK YD BURGERS INC COM 05635W101 002 1,000 X 1 1,000 000 000
BACOU USA INC COM 056439102 010 600 X 1 000 000 600
BAKER FENTRESS & CO COM 057213100 026 1,845 X 1 000 000 1,845
BAKER HUGHES INC SR LYON ZERO 08 057224AH0 1,836 26,000 X 1 26,000 000 000
BAKER HUGHES INC COM 057224107 4,089 148,033 X 1 77,494 14,089 56,450
BALANCED CARE CORP COM 057630105 003 3,400 X 1 000 000 3,400
BALDOR ELEC CO COM 057741100 025 1,360 X 1 1,360 000 000
BALDWIN TECHNOLOGY INC CL A 058264102 010 4,000 X 1 000 000 4,000
BALL CORP COM 058498106 017 400 X 1 000 000 400
BALLARD PWR SYS INC COM 05858H104 327 11,300 X 1 500 000 10,800
BALLY TOTAL FITNESS HLDG CORP COM 05873K108 009 300 X 1 000 300 000
BANCFIRST CORP ZANESVILLE OHIO COM 059450106 412 19,164 X 1 000 19,164 000
BANCO BILBAO VIZCAYA INTL GIBR SP ADR PREF C 059456301 100 4,000 X 1 4,000 000 000
BANCO BILBAO VIZCAYA INTL GIBR SPON ADR GTD E 059456400 099 4,000 X 1 4,000 000 000
BANCO BILBAO VIZCAYA S A SPONSORED ADR 059458208 060 4,500 X 1 000 000 4,500
BANCO DE GALICIA Y BUENOS AIRE SPON ADR B NEW 059538207 741 35,700 X 1 35,700 000 000
BANCO SANTANDER CENT HISPANO ADR 05964H105 146 14,078 X 1 6,000 000 8,078
BANCWEST CORP NEW COM 059790105 1,013 24,750 X 1 20,250 400 4,100
BANDAG INC COM 059815100 135 4,400 X 1 4,400 000 000
BANDAG INC CL A 059815308 311 12,910 X 1 1,810 8,950 2,150
BANDO MCGLOCKLIN CAP CORP COM 060003100 009 1,005 X 1 1,005 000 000
BANK OF AMERICA CORPORATION COM 060505104 148,554 2,589,181 X 1 1669,337 319,099 600,745
BANK MONTREAL QUE COM 063671101 070 2,000 X 1 000 000 2,000
BANK NEW YORK INC COM 064057102 25,066 753,850 X 1 287,240 132,112 334,498
BANK ONE CORP COM 06423A103 35,320 1,001,972 X 1 561,024 121,297 319,651
BANK PLUS CORP COM 064446107 060 15,250 X 1 15,250 000 000
COLUMN TOTALS 347,026
</TABLE>
<PAGE> 15
<TABLE>
<CAPTION>
PAGE 14 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BANK TOKYO-MITSUBISHI LTD SPONSORED ADR 065379109 315 21,000 X 1 4,000 2,000 15,000
BANKATLANTIC BANCORP CL B 065908105 056 8,750 X 1 000 000 8,750
BANKATLANTIC BANCORP CL A 065908501 102 17,216 X 1 1,403 000 15,813
BANKBOSTON CORP COM 06605R106 27,269 628,674 X 1 275,855 137,444 215,375
BANKNORTH GROUP INC DEL COM 06646L100 1,664 54,570 X 1 8,256 41,319 4,995
BANKUNITED FINL CORP CL A 06652B103 008 1,000 X 1 000 000 1,000
BANTA CORP COM 066821109 1,014 44,100 X 1 7,800 000 36,300
BANYAN SYS INC COM 066908104 015 1,500 X 1 000 000 1,500
BARCLAYS BK PLC SP ADR UNIT C 06738C505 279 10,650 X 1 3,500 000 7,150
BARCLAYS BK PLC ADR UNIT SERD2 06738C802 419 15,900 X 1 8,800 1,000 6,100
BARCLAYS BK PLC AM DEP NT RCPT 06738C836 584 23,300 X 1 20,900 1,000 1,400
BARCLAYS PLC ADR 06738E204 012 100 X 1 100 000 000
BARD C R INC COM 067383109 6,576 138,624 X 1 40,360 7,350 90,914
BARNES & NOBLE INC COM 067774109 567 20,700 X 1 5,000 6,000 9,700
BARNES GROUP INC COM 067806109 013 600 X 1 600 000 000
BARNESANDNOBLE COM INC CL A 067846105 399 19,110 X 1 6,010 4,700 8,400
BARRICK GOLD CORP COM 067901108 2,096 87,337 X 1 35,250 15,200 36,887
BARR LABS INC COM 068306109 031 1,000 X 1 000 1,000 000
BARRA INC COM 068313105 024 1,200 X 1 1,200 000 000
BARRETT RES CORP COM PAR $0.01 068480201 1,154 32,100 X 1 32,100 000 000
BARRINGER TECHNOLOGIES INC COM NEW 068509603 012 2,300 X 1 000 000 2,300
BASS PUB LTD CO SPONSORED ADR 069904209 026 2,055 X 1 000 2,055 000
BASIN EXPL INC COM 070107107 002 102 X 1 102 000 000
BASSETT FURNITURE INDS INC COM 070203104 1,369 71,598 X 1 000 000 71,598
BATTLE MTN GOLD CO COM 071593107 017 4,392 X 1 2,292 000 2,100
BATTLE MTN GOLD CO PFD CONV $3.25 071593305 007 200 X 1 200 000 000
BAUSCH & LOMB INC COM 071707103 12,583 189,400 X 1 93,500 19,300 76,600
BAXTER INTL INC COM 071813109 23,355 380,920 X 1 205,598 58,582 116,740
BEA SYS INC COM 073325102 151 4,100 X 1 1,100 2,800 200
BEAR STEARNS COS INC COM 073902108 13,638 336,738 X 1 324,942 000 11,796
COLUMN TOTALS 93,757
</TABLE>
<PAGE> 16
<TABLE>
<CAPTION>
PAGE 15 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BEBE STORES INC COM 075571109 485 19,900 X 1 000 000 19,900
BECKMAN COULTER INC COM 075811109 1,040 23,432 X 1 17,817 5,382 233
BECTON DICKINSON & CO COM 075887109 10,967 386,485 X 1 169,200 90,110 127,175
BED BATH & BEYOND INC COM 075896100 511,854 14,598,135 X 1 71,375 506,768 14019,992
BEDFORD PPTY INVS INC COM PAR $0.02 076446301 1,118 65,500 X 1 65,500 000 000
BEL FUSE INC CL A 077347201 017 500 X 1 000 000 500
BEL FUSE INC CL B 077347300 016 500 X 1 000 000 500
BELDEN INC COM 077459105 116 5,400 X 1 800 2,100 2,500
BELL & HOWELL CO NEW COM 077852101 16,599 474,250 X 1 404,150 1,500 68,600
BELL ATLANTIC CORP COM 077853109 102,211 1,470,668 X 1 716,632 395,744 358,292
BELL CDA INTL INC COM 077914109 047 4,600 X 1 000 3,800 800
BELL INDS INC COM 078107109 111 24,346 X 1 6,451 4,332 13,563
BELLSOUTH CORP COM 079860102 77,473 1,814,857 X 1 940,434 344,627 529,796
BELO A H CORP DEL COM SER A 080555105 9,921 527,335 X 1 339,435 26,500 161,400
BEMA GOLD CORP COM 08135F107 002 2,000 X 1 2,000 000 000
BEMIS INC COM 081437105 1,529 45,655 X 1 15,855 000 29,800
BEN & JERRYS HOMEMADE INC CL A 081465106 016 900 X 1 000 000 900
BENCHMARK ELECTRS INC COM 08160H101 043 1,200 X 1 000 1,200 000
BENTLEY PHARMACEUTICALS INC COM 082657107 000 007 X 1 000 000 007
BERGEN BRUNSWIG CORP CL A 083739102 6,227 596,572 X 1 479,633 19,920 97,019
BERINGER WINE ESTATES HOLDINGS CL B 084102102 096 2,700 X 1 2,100 600 000
BERKLEY W R CORP COM 084423102 179 8,050 X 1 2,050 6,000 000
BERKSHIRE BANCORP INC DEL COM 084597103 000 005 X 1 000 000 005
BERKSHIRE HATHAWAY INC DEL CL A 084670108 178,547 3,116 X 1 2,309 246 561
BERKSHIRE HATHAWAY INC DEL CL B 084670207 83,759 44,200 X 1 26,009 6,991 11,200
BERKSHIRE RLTY INC COM 084710102 371 30,944 X 1 18,000 12,944 000
BEST BUY INC COM 086516101 378 6,200 X 1 6,000 000 200
BEST SOFTWARE INC COM 086579109 307 15,137 X 1 9,197 000 5,940
BESTFOODS COM 08658U101 80,503 1,651,334 X 1 822,527 301,836 526,971
BETHLEHEM STL CORP COM 087509105 081 11,150 X 1 11,000 000 150
COLUMN TOTALS 1,084,013
</TABLE>
<PAGE> 17
<TABLE>
<CAPTION>
PAGE 16 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BETHLEHEM STL CORP PFD CV $5 087509303 115 2,250 X 1 500 000 1,750
BETHLEHEM STL CORP PFD CV $2.50 087509402 026 1,000 X 1 000 000 1,000
BID COM INTERNATIONAL INC COM 088788104 019 3,500 X 1 3,000 000 500
BIG FLOWER HLDGS INC COM 089159107 2,940 104,986 X 1 23,900 42,000 39,086
BILLING CONCEPTS CORP COM 090063108 156 30,000 X 1 30,000 000 000
BINDLEY WESTN INDS INC COM 090324104 191 14,337 X 1 4,385 888 9,064
BIO-PLEXUS INC COM 09057C106 011 3,000 X 1 3,000 000 000
BIO TECHNOLOGY GEN CORP COM 090578105 018 1,900 X 1 000 000 1,900
BIOCHEM PHARMA INC COM 09058T108 831 33,750 X 1 17,700 2,200 13,850
BIOGEN INC COM 090597105 27,717 329,475 X 1 136,950 50,800 141,725
BIOMATRIX INC COM 09060P102 336 14,140 X 1 1,200 1,700 11,240
BIOMET INC COM 090613100 463 18,200 X 1 11,975 500 5,725
BIOPURE CORP CL A 09065H105 005 500 X 1 500 000 000
BIO VASCULAR INC COM 090923103 003 1,000 X 1 1,000 000 000
BIORELIANCE CORP COM 090951104 032 5,185 X 1 5,185 000 000
BIRMINGHAM STL CORP COM 091250100 005 600 X 1 400 200 000
BLACK & DECKER CORP COM 091797100 369 8,187 X 1 2,750 000 5,437
BLACK HILLS CORP COM 092113109 1,894 82,812 X 1 8,450 000 74,362
BLACKROCK INCOME TR INC COM 09247F100 011 1,700 X 1 1,700 000 000
BLACKROCK INSD MUN TERM TR INC COM 092474105 020 2,000 X 1 2,000 000 000
BLANCH E W HLDGS INC COM 093210102 4,096 63,633 X 1 415 000 63,218
BLOCK DRUG INC CL A 093644102 736 19,971 X 1 1,551 10,981 7,439
BLOCK H & R INC COM 093671105 16,947 384,073 X 1 184,427 113,750 85,896
BLOUNT INTL INC NEW COM 095180105 003 233 X 1 233 000 000
BLUE FISH CLOTHING INC COM 095480109 000 100 X 1 000 100 000
BLYTH INDS INC COM 09643P108 492 17,585 X 1 000 000 17,585
BOB EVANS FARMS INC COM 096761101 105 5,150 X 1 1,900 000 3,250
BOEING CO COM 097023105 42,847 980,756 X 1 577,142 165,180 238,434
BOISE CASCADE CORP COM 097383103 2,371 68,607 X 1 28,500 4,900 35,207
BONDED MTRS INC COM 097894109 002 700 X 1 700 000 000
COLUMN TOTALS 102,761
</TABLE>
<PAGE> 18
<TABLE>
<CAPTION>
PAGE 17 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BOMBAY CO INC COM 097924104 1,334 239,750 X 1 6,300 000 233,450
BONE CARE INTL INC COM 098072101 001 150 X 1 000 000 150
BORDERS GROUP INC COM 099709107 1,489 105,400 X 1 51,700 23,700 30,000
BORG-WARNER AUTOMOTIVE INC COM 099724106 056 1,304 X 1 000 000 1,304
BOSTON ACOUSTICS INC COM 100534106 232 14,700 X 1 14,700 000 000
BOSTON BEER INC CL A 100557107 012 1,500 X 1 1,000 000 500
BOSTON COMMUNICATIONS GROUP COM 100582105 082 13,400 X 1 000 000 13,400
BOSTON LIFE SCIENCES INC COM NEW 100843408 000 015 X 1 000 000 015
BOSTON PROPERTIES INC COM 101121101 1,373 45,200 X 1 41,150 900 3,150
BOSTON SCIENTIFIC CORP COM 101137107 8,410 351,313 X 1 190,196 2,000 159,117
BOTTOMLINE TECH DEL INC COM 101388106 200 14,000 X 1 10,000 000 4,000
BOULDER TOTAL RETURN FD INC COM 101541100 219 20,000 X 1 20,000 000 000
BOUYGUES OFFSHORE S A SPONSORED ADR 102112109 004 200 X 1 200 000 000
BOWATER INC COM 102183100 159 3,100 X 1 1,300 000 1,800
BOWNE & CO INC COM 103043105 161 13,400 X 1 6,600 000 6,800
BOYKIN LODGING CO COM 103430104 028 2,100 X 1 2,100 000 000
BRADLEES INC COM NEW 104499207 022 1,450 X 1 1,450 000 000
BRADLEY REAL ESTATE INC COM 104580105 430 23,400 X 1 15,600 000 7,800
BRADLEY REAL ESTATE INC PFD CV A 8.40% 104580204 037 1,680 X 1 840 000 840
BRADY CORP CL A 104674106 020 617 X 1 617 000 000
BRANDYWINE RLTY TR SH BEN INT NEW 105368203 591 35,400 X 1 15,500 3,500 16,400
BRAUNS FASHIONS CORP COM 105658108 908 53,000 X 1 000 000 53,000
BREED TECHNOLOGIES INC COM 106702103 006 10,000 X 1 10,000 000 000
BRIGGS & STRATTON CORP COM 109043109 1,574 27,500 X 1 27,500 000 000
BRINKER INTL INC COM 109641100 2,478 94,400 X 1 35,500 4,000 54,900
BRISTOL MYERS SQUIBB CO COM 110122108 541,139 7,535,388 X 1 4574,500 855,624 2105,264
BRISTOL MYERS SQUIBB CO PFD CV $2 110122207 400 500 X 1 500 000 000
BRITISH AWYS PLC ADR 2ND INSTAL 110419306 464 8,027 X 1 5,500 000 2,527
BRITISH BIO-TECHNOLOGY GRP PLC SPONSORED ADR 110515103 005 1,000 X 1 000 000 1,000
BRITISH STL PLC ADR FINAL INST 111015301 248 9,300 X 1 8,500 800 000
COLUMN TOTALS 562,082
</TABLE>
<PAGE> 19
<TABLE>
<CAPTION>
PAGE 18 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BRITISH TELECOMMUNICATIONS PLC ADR FINAL INST 111021408 1,363 8,825 X 1 4,075 2,000 2,750
BROADCOM CORP CL A 111320107 14,004 119,625 X 1 112,675 1,050 5,900
BROADVISION INC COM 111412102 945 6,501 X 1 4,250 2,251 000
BROCADE COMMUNICATIONS SYS INC COM 111621108 093 450 X 1 450 000 000
BROKEN HILL PROPRIETARY LTD SPONSORED ADR 112169602 669 28,026 X 1 000 000 28,026
BROOKDALE LIVING CMNTYS INC COM 112462106 173 12,500 X 1 12,000 000 500
BROOKE GROUP LTD COM 112525100 027 1,585 X 1 1,585 000 000
BROOKLINE BANCORP INC COM 113739106 009 900 X 1 900 000 000
BROOKSTONE INC COM 114537103 004 316 X 1 000 000 316
BROWN & SHARPE MFG CO CL A 115223109 008 3,000 X 1 000 000 3,000
BROWN FORMAN CORP CL A 115637100 298 5,055 X 1 5,000 000 055
BROWN FORMAN CORP CL B 115637209 1,906 30,220 X 1 14,650 2,970 12,600
BROWN SHOE INC NEW COM 115736100 777 42,600 X 1 13,500 000 29,100
BRUNSWICK CORP COM 117043109 312 12,500 X 1 12,000 000 500
BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 975 36,200 X 1 9,300 000 26,900
BUFFETS INC COM 119882108 012 1,100 X 1 1,100 000 000
BUILDING MATLS HLDG CORP COM 120113105 004 400 X 1 000 000 400
BUILDING ONE SVCS CORP COM 120114103 008 600 X 1 600 000 000
BURLINGTON COAT FACTORY COM 121579106 024 1,200 X 1 1,200 000 000
BURLINGTON NORTHN SANTA FE CP COM 12189T104 22,586 838,432 X 1 353,711 52,817 431,904
BURLINGTON RES INC COM 122014103 29,332 820,484 X 1 486,115 65,412 268,957
BURNHAM PAC PPTYS INC COM 12232C108 058 5,300 X 1 5,300 000 000
BURNS INTL SVCS CORP COM 122374101 038 2,500 X 1 000 000 2,500
C&D TECHNOLOGIES INC COM 124661109 056 1,600 X 1 000 400 1,200
CBL & ASSOC PPTYS INC COM 124830100 500 20,500 X 1 14,400 5,000 1,100
CBT GROUP PUB LTD SPON ADR NEW 124853300 292 11,000 X 1 000 000 11,000
CCC INFORMATION SVCS GROUP INC COM 12487Q109 994 73,661 X 1 73,661 000 000
CCBT BANCORP INC COM 12487S105 048 3,124 X 1 000 000 3,124
CCB FINL CORP COM 124875105 004 108 X 1 108 000 000
CBRL GROUP INC COM 12489V106 049 3,250 X 1 1,000 000 2,250
COLUMN TOTALS 75,568
</TABLE>
<PAGE> 20
<TABLE>
<CAPTION>
PAGE 19 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CBS CORP COM 12490K107 80,847 1,693,141 X 1 1104,344 98,291 490,506
C-CUBE MICROSYSTEMS INC COM 125015107 189 4,400 X 1 400 000 4,000
CDNOW INC NEW COM 125086108 069 5,186 X 1 1,296 000 3,890
CD RADIO INC COM 125127100 2,381 92,250 X 1 71,700 800 19,750
CEC ENTMT INC COM 125137109 2,241 65,300 X 1 000 000 65,300
C H ROBINSON WORLDWIDE INC COM 12541W100 672 20,650 X 1 5,650 5,000 10,000
CIGNA CORP COM 125509109 22,798 301,961 X 1 138,771 36,425 126,765
CIGNA HIGH INCOME SHS SH BEN INT 12551D109 004 533 X 1 533 000 000
CIM HIGH YIELD SECS SH BEN INT 125527101 006 1,000 X 1 000 000 1,000
CIT GROUP INC CL A 125577106 085 4,200 X 1 1,400 1,000 1,800
CKE RESTAURANTS INC COM 12561E105 017 2,417 X 1 2,417 000 000
CLECO CORP NEW COM 12561W105 346 10,482 X 1 8,050 2,432 000
CK WITCO CORP COM 12562C108 1,356 95,124 X 1 58,283 32,941 3,900
CMGI INC COM 125750109 8,912 89,570 X 1 42,071 7,630 39,869
CMP GROUP INC COM 125887109 149 5,600 X 1 5,600 000 000
CMS ENERGY CORP COM 125896100 845 24,750 X 1 9,050 8,300 7,400
CNET INC COM 125945105 491 8,380 X 1 5,050 000 3,330
CTG RES INC COM 125957100 119 3,376 X 1 234 2,242 900
CNA FINL CORP COM 126117100 044 1,260 X 1 000 000 1,260
CNF TRANSN INC COM 12612W104 9,006 243,809 X 1 221,700 5,900 16,209
CNB BANCSHARES INC COM 126126101 093 1,700 X 1 000 000 1,700
CPAC INC COM 126145101 086 14,500 X 1 13,000 000 1,500
CSG SYS INTL INC COM 126349109 4,913 196,500 X 1 183,700 000 12,800
CSX CORP COM 126408103 11,498 275,403 X 1 194,402 40,964 40,037
CTC COMMUNICATIONS CORP COM 126418102 096 5,500 X 1 000 000 5,500
CTS CORP COM 126501105 1,529 26,800 X 1 000 000 26,800
CUNO INC COM 126583103 3,307 168,500 X 1 86,450 46,500 35,550
CVF TECHNOLOGIES CORP COM 12660F102 326 93,000 X 1 69,500 000 23,500
CVB FINL CORP COM 126600105 031 1,171 X 1 000 000 1,171
CV REIT INC COM 126640101 097 8,000 X 1 000 000 8,000
COLUMN TOTALS 152,553
</TABLE>
<PAGE> 21
<TABLE>
<CAPTION>
PAGE 20 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CVS CORP COM 126650100 12,111 325,680 X 1 202,774 23,000 99,906
CABLE & WIRELESS HKT SPONSORED ADR 126828102 103 4,713 X 1 3,913 800 000
CABLE & WIRELESS PUB LTD CO SPONSORED ADR 126830207 919 27,367 X 1 11,917 11,300 4,150
CABLEVISION SYS CORP CL A 12686C109 1,207 16,750 X 1 8,450 000 8,300
CABLETRON SYS INC COM 126920107 500 31,275 X 1 14,100 500 16,675
CABLE DESIGN TECHNOLOGIES CORP COM 126924109 159 6,945 X 1 6,945 000 000
CABOT CORP COM 127055101 1,915 83,024 X 1 46,575 13,076 23,373
CABOT INDUSTRIAL TRUST COM 127072106 1,068 56,200 X 1 54,700 000 1,500
CABOT OIL & GAS CORP CL A 127097103 021 1,253 X 1 1,000 253 000
CADBURY SCHWEPPES PLC ADR 127209302 1,880 66,096 X 1 26,399 15,000 24,697
CADENCE DESIGN SYSTEM INC COM 127387108 2,896 200,603 X 1 10,632 000 189,971
CADIZ INC COM 127537108 126 14,000 X 1 14,000 000 000
CALGON CARBON CORP COM 129603106 055 8,000 X 1 8,000 000 000
CALIFORNIA COASTAL CMNTYS INC COM NEW 129915203 000 001 X 1 000 001 000
CALIFORNIA FED BK FSB LOS ANGL 2ND CONT LITIG 130209703 000 024 X 1 024 000 000
CALIFORNIA MICRO DEVICES CORP COM 130439102 010 2,000 X 1 000 000 2,000
CALIFORNIA WTR SVC GROUP COM 130788102 260 9,800 X 1 9,300 000 500
CALLAWAY GOLF CO COM 131193104 859 72,300 X 1 57,300 6,000 9,000
CALPINE CORP COM 131347106 134 1,500 X 1 1,500 000 000
CAMBIOR INC COM 13201L103 006 1,500 X 1 1,500 000 000
CAMBREX CORP COM 132011107 11,547 444,100 X 1 393,700 3,000 47,400
CAMBRIDGE TECH PARTNERS MASS COM 132524109 5,035 361,235 X 1 330,835 7,000 23,400
CAMDEN NATL CORP COM 133034108 018 900 X 1 900 000 000
CAMDEN PPTY TR SH BEN INT 133131102 300 11,428 X 1 8,428 000 3,000
CAMPBELL SOUP CO COM 134429109 25,880 667,866 X 1 291,273 143,820 232,773
CANADA SOUTHN PETE LTD LTD VTG SH 135231108 001 133 X 1 000 000 133
CANADIAN PAC LTD NEW COM 135923100 5,450 243,583 X 1 127,055 26,928 89,600
CANADIAN NATL RY CO COM 136375102 3,910 130,334 X 1 24,940 22,522 82,872
CANADIAN OCCIDENTAL PETE LTD COM 136420106 018 1,000 X 1 1,000 000 000
CANANDAIGUA BRANDS INC CL A 137219200 036 600 X 1 300 000 300
COLUMN TOTALS 76,424
</TABLE>
<PAGE> 22
<TABLE>
<CAPTION>
PAGE 21 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CANDIES INC COM 137409108 045 14,700 X 1 14,700 000 000
CANON INC ADR 138006309 084 2,775 X 1 075 1,500 1,200
CAPITAL AUTOMOTIVE REIT COM SH BEN INT 139733109 010 800 X 1 800 000 000
CAPITAL CROSSING BK COM 140071101 067 4,554 X 1 000 000 4,554
CAPITAL ONE FINL CORP COM 14040H105 9,881 247,398 X 1 168,735 6,082 72,581
CAPITAL RE CORP COM 140432105 019 2,000 X 1 2,000 000 000
CAPITAL SR LIVING CORP COM 140475104 026 3,500 X 1 000 000 3,500
CAPITAL SOUTHWEST CORP COM 140501107 16,956 243,970 X 1 202,850 6,250 34,870
CAPSTEAD MTG CORP COM 14067E100 147 38,036 X 1 21,400 6,225 10,411
CAPSTEAD MTG CORP PFD B CV $1.26 14067E308 3,327 336,900 X 1 288,900 39,000 9,000
CARBO CERAMICS INC COM 140781105 1,876 67,000 X 1 66,000 000 1,000
CARAUSTAR INDS INC COM 140909102 212 9,000 X 1 9,000 000 000
CARDINAL HEALTH INC COM 14149Y108 25,227 461,295 X 1 58,400 7,042 395,853
CAREINSITE INC COM 14170M106 1,326 29,800 X 1 29,800 000 000
CAREY DIVERSIFIED LLC COM 14174P105 094 5,267 X 1 3,732 000 1,535
CAREY INTERNATIONAL INC COM 141750109 022 1,000 X 1 000 000 1,000
CARDIOTHORACIC SYS INC COM 141907105 529 32,400 X 1 000 2,200 30,200
CARLISLE COS INC COM 142339100 493 12,440 X 1 060 8,180 4,200
CARLTON COMMUNICATIONS PLC ADR 142872209 3,135 84,444 X 1 13,244 6,500 64,700
CARMIKE CINEMAS INC CL A 143436103 005 400 X 1 400 000 000
CARNIVAL CORP COM 143658102 41,810 912,616 X 1 343,910 308,686 260,020
CAROLINA PWR & LT CO COM 144141108 2,803 76,532 X 1 33,820 10,603 32,109
CARPENTER TECHNOLOGY CORP COM 144285103 324 13,500 X 1 600 10,100 2,800
CARRAMERICA RLTY CORP COM 144418100 3,023 136,625 X 1 79,825 27,900 28,900
CARTER WALLACE INC COM 146285101 428 23,700 X 1 11,700 000 12,000
CASCADE BANCORP COM 147154108 016 1,088 X 1 1,088 000 000
CASCADE CORP COM 147195101 008 800 X 1 800 000 000
CASCADE NAT GAS CORP COM 147339105 233 13,000 X 1 13,000 000 000
CASE CORP COM 14743R103 421 8,400 X 1 6,550 000 1,850
CASEYS GEN STORES INC COM 147528103 051 3,800 X 1 3,800 000 000
COLUMN TOTALS 112,598
</TABLE>
<PAGE> 23
<TABLE>
<CAPTION>
PAGE 22 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CASINO DATA SYS COM 147583108 003 600 X 1 600 000 000
CASTLE A M & CO COM 148411101 8,921 710,103 X 1 59,623 644,480 6,000
CASTLE & COOKE INC NEW COM 148433105 010 629 X 1 629 000 000
CASTLE DENTAL CTRS INC COM 14844P105 006 2,100 X 1 000 000 2,100
CASTLE CONV FD INC COM 148443104 002 115 X 1 115 000 000
CATALINA MARKETING CORP COM 148867104 2,350 27,250 X 1 22,200 800 4,250
CATALYTICA INC COM 148885106 072 5,166 X 1 5,166 000 000
CATELLUS DEV CORP COM 149111106 1,206 103,163 X 1 66,454 2,506 34,203
CATERPILLAR INC DEL COM 149123101 17,574 319,166 X 1 89,109 61,278 168,779
CATHERINES STORES CORP COM 14916F100 020 1,400 X 1 000 000 1,400
CAVALIER HOMES INC COM 149507105 024 4,700 X 1 4,700 000 000
CAVANAUGHS HOSPITALITY CORP COM 149564106 011 1,500 X 1 000 000 1,500
CEDAR FAIR L P DEPOSITRY UNIT 150185106 498 23,800 X 1 21,100 1,500 1,200
CELL GENESYS INC COM 150921104 039 4,849 X 1 679 170 4,000
CELERITEK INC COM 150926103 339 57,636 X 1 1,336 4,900 51,400
CELERITY SYSTEMS INC COM 15100R107 002 5,000 X 1 000 000 5,000
CELESTIAL SEASONINGS INC COM 151016102 203 10,592 X 1 000 1,600 8,992
CELGENE CORP COM 151020104 229 8,200 X 1 7,200 000 1,000
CELLEGY PHARMACEUTICALS INC COM 15115L103 029 3,500 X 1 3,500 000 000
CELLULAR TECHNICAL SVCS INC COM NEW 151167301 001 160 X 1 160 000 000
CELTRIX PHARMACEUTICALS INC COM 151186103 045 32,000 X 1 2,000 21,000 9,000
CENDANT CORP COM 151313103 2,187 125,889 X 1 71,541 13,948 40,400
CENTER BANCORP INC COM 151408101 615 46,400 X 1 000 000 46,400
CENTER TR INC CENTER TR INC 151845104 359 35,000 X 1 34,000 000 1,000
CENTERPOINT PPTYS TR SH BEN INT 151895109 107 3,287 X 1 000 3,287 000
CENTEX CONSTRUCTION PRODUCTS COM 15231R109 1,431 38,100 X 1 18,000 3,000 17,100
CENTEX CORP COM 152312104 25,734 891,215 X 1 511,214 91,932 288,069
CENTIGRAM COMMUNICATIONS CORP COM 152317103 015 1,400 X 1 000 000 1,400
CENTOCOR INC COM 152342101 1,299 21,605 X 1 10,949 2,200 8,456
CENTRAL & SOUTH WEST CORP COM 152357109 5,173 231,816 X 1 120,063 27,600 84,153
COLUMN TOTALS 68,504
</TABLE>
<PAGE> 24
<TABLE>
<CAPTION>
PAGE 23 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CENTRAL GARDEN & PET CO COM 153527106 260 32,550 X 1 12,400 12,450 7,700
CENTRAL NEWSPAPERS INC CL A 154647101 076 1,700 X 1 1,700 000 000
CENTRAL PAC MINERALS NL ADR NEW 154762306 1,159 122,017 X 1 500 000 121,517
CENTRAL PKG CORP COM 154785109 063 2,250 X 1 000 000 2,250
CENTRAL SECS CORP COM 155123102 188,438 7,247,628 X 1 310,717 219 6936,692
CENTURA BKS INC COM 15640T100 245 5,752 X 1 400 000 5,352
CENTURY CASINOS INC COM 156492100 001 1,000 X 1 000 000 1,000
CENTURY COMMUNICATIONS CORP CL A 156503104 115 2,600 X 1 000 600 2,000
CENTURY RLTY TR SH BEN INT 156671109 001 113 X 1 000 000 113
CENTURYTEL INC COM 156700106 15,262 378,011 X 1 164,506 48,068 165,437
CEPHALON INC COM 156708109 039 2,150 X 1 150 000 2,000
CERIDIAN CORP COM 15677T106 093 4,880 X 1 3,930 950 000
CERNER CORP COM 156782104 7,351 484,030 X 1 184,600 48,750 250,680
CERPROBE CORP COM 156787103 333 70,000 X 1 70,000 000 000
CERUS CORP COM 157085101 111 5,000 X 1 000 000 5,000
CHALONE WINE GROUP LTD COM 157639105 004 400 X 1 300 000 100
CHAMPION ENTERPRISES INC COM 158496109 018 2,000 X 1 2,000 000 000
CHAMPION INTL CORP COM 158525105 4,115 82,290 X 1 54,075 400 27,815
CHARTER ONE FINL INC COM 160903100 1,208 51,547 X 1 8,976 000 42,571
CHARTER MUN MTG ACCEP CO SH BEN INT 160908109 130 10,182 X 1 3,012 000 7,170
CHARMING SHOPPES INC COM 161133103 182 35,900 X 1 000 000 35,900
CHASE INDS INC COM 161568100 014 1,650 X 1 000 000 1,650
CHASE MANHATTAN CORP NEW COM 16161A108 205,460 2,657,506 X 1 1152,067 368,981 1136,458
CHATEAU CMNTYS INC COM 161726104 2,213 83,914 X 1 66,883 17,031 000
CHEAP TICKETS INC COM 162672109 039 1,200 X 1 000 000 1,200
CHECKFREE HLDGS CORP COM 162816102 602 14,385 X 1 9,500 000 4,885
CHECKPOINT SYS INC COM 162825103 023 2,500 X 1 500 000 2,000
CHELSEA GCA RLTY INC COM 163262108 206 6,600 X 1 5,900 000 700
CHEMED CORP COM 163596109 090 3,000 X 1 1,000 700 1,300
CHEMFIRST INC COM 16361A106 017 600 X 1 600 000 000
COLUMN TOTALS 427,868
</TABLE>
<PAGE> 25
<TABLE>
<CAPTION>
PAGE 24 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CHESAPEAKE CORP COM 165159104 024 800 X 1 500 000 300
CHESAPEAKE ENERGY CORP COM 165167107 006 1,600 X 1 1,200 000 400
CHEVRON CORPORATION COM 166751107 167,793 1,951,078 X 1 987,129 401,247 562,702
CHICAGO TITLE CORP COM 168228104 562 14,142 X 1 2,382 000 11,760
CHIEF CONS MNG CO COM 168628105 006 1,500 X 1 000 000 1,500
CHILDRENS COMPREHENSIVE SVCS COM NEW 16875K202 002 250 X 1 000 000 250
CHILDRENS PL RETAIL STORES INC COM 168905107 2,997 108,500 X 1 108,500 000 000
CHINA TELECOM HONG KONG LTD SPONSORED ADR 169428109 5,963 94,000 X 1 89,400 500 4,100
CHOICE HOTELS INTL INC COM 169905106 029 1,800 X 1 1,800 000 000
CHIQUITA BRANDS INTL INC COM 170032106 2,195 365,864 X 1 6,000 000 359,864
CHIREX INC COM 170038103 710 28,400 X 1 000 000 28,400
CHIRON CORP COM 170040109 3,014 101,943 X 1 44,806 5,700 51,437
CHITTENDEN CORP COM 170228100 042 1,481 X 1 856 000 625
CHOCK FULL O NUTS CORP COM 170268106 014 1,215 X 1 1,215 000 000
CHOICEPOINT INC COM 170388102 341 5,075 X 1 3,155 000 1,920
CHRIS CRAFT INDS INC COM 170520100 050 856 X 1 856 000 000
CHROMAVISION MED SYS INC COM 17111P104 119 9,900 X 1 5,100 000 4,800
CHUBB CORP COM 171232101 50,384 992,789 X 1 478,777 159,592 354,420
CHURCH & DWIGHT INC COM 171340102 15,161 635,002 X 1 127,516 453,286 54,200
CIENA CORP COM 171779101 428 12,669 X 1 2,100 300 10,269
CILCORP INC COM 171794100 158 2,447 X 1 500 1,147 800
CINCINNATI BELL INC COM 171870108 409 18,500 X 1 2,500 000 16,000
CINCINNATI FINL CORP COM 172062101 758 20,975 X 1 18,175 000 2,800
CINERGY CORP COM 172474108 295,099 10,088,848 X 1 68,899 10018,649 1,300
CIPRICO INC COM 172529109 097 9,200 X 1 000 000 9,200
CIRCLE INCOME SHS INC COM 172572109 003 300 X 1 300 000 000
CIRCUIT CITY STORE INC CIRCT CITY GRP 172737108 12,017 278,665 X 1 208,631 10,000 60,034
CISCO SYS INC COM 17275R102 24,930 14,538,008 X 1 8976,771 1558,646 4002,591
CIRRUS LOGIC CORP COM 172755100 005 500 X 1 500 000 000
CINTAS CORP COM 172908105 4,158 73,912 X 1 47,772 4,900 21,240
COLUMN TOTALS 1,587,474
</TABLE>
<PAGE> 26
<TABLE>
<CAPTION>
PAGE 25 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CITIGROUP INC COM 172967101 430,592 9,635,528 X 1 6580,456 692,360 2362,712
CITIZENS BKG CORP MICH COM 174420109 013 500 X 1 500 000 000
CITIZENS UTILS CO DEL CL B 177342201 576 50,367 X 1 12,126 29,499 8,742
CITIZENS UTILS TR PFD EPPICS CV 177351202 050 1,000 X 1 000 000 1,000
CITRIX SYS INC COM 177376100 2,412 38,507 X 1 37,581 526 400
CITY NATL CORP COM 178566105 377 11,503 X 1 11,503 000 000
CLAIRE'S STORES INC COM 179584107 1,857 110,875 X 1 103,575 000 7,300
CLARCOR INC COM 179895107 029 1,712 X 1 1,712 000 000
CLARIFY INC COM 180492100 069 1,500 X 1 1,500 000 000
CLAYTON HOMES INC COM 184190106 188 20,767 X 1 19,207 000 1,560
CLEAR CHANNEL COMMUNICATIONS COM 184502102 103,794 1,356,784 X 1 1126,977 51,350 178,457
CLEARNET COMMUNICATIONS INC CL A NON-VTG 184902104 105 5,700 X 1 4,700 000 1,000
CLEVELAND CLIFFS INC COM 185896107 8,673 274,260 X 1 000 271,563 2,697
CLINICHEM DEV INC CL A 186906103 002 227 X 1 227 000 000
CLINTRIALS RESEARCH INC COM 188767107 099 18,900 X 1 500 000 18,400
CLOROX CO DEL COM 189054109 29,640 722,921 X 1 284,445 24,972 413,504
CLOSURE MED CORP COM 189093107 016 1,100 X 1 1,100 000 000
COACHMEN INDS INC COM 189873102 379 23,600 X 1 23,600 000 000
COAST FEDERAL LITIGATION TR WARRANT OR RIGHT 19034Q110 136 140,815 X 1 140,815 000 000
COASTAL CORP COM 190441105 2,864 70,293 X 1 57,184 2,934 10,175
COCA COLA CO COM 191216100 315,611 6,635,646 X 1 3844,700 1155,112 1635,834
COCA COLA ENTERPRISES INC COM 191219104 2,072 94,702 X 1 91,602 000 3,100
COCA-COLA FEMSA S A DE C V SPON ADR REP L 191241108 028 2,000 X 1 000 2,000 000
COGNEX CORP COM 192422103 129 4,100 X 1 000 000 4,100
COHU INC COM 192576106 130 5,920 X 1 1,920 000 4,000
COINMACH LAUNDRY CORP COM 19259L101 010 1,100 X 1 000 000 1,100
COINSTAR INC COM 19259P300 1,709 134,710 X 1 000 000 134,710
COLDWATER CREEK INC COM 193068103 529 27,500 X 1 000 000 27,500
COLE KENNETH PRODTNS INC CL A 193294105 399 10,000 X 1 000 000 10,000
COLGATE PALMOLIVE CO COM 194162103 180,575 3,615,991 X 1 1091,877 1236,384 1287,730
COLUMN TOTALS 1,083,063
</TABLE>
<PAGE> 27
<TABLE>
<CAPTION>
PAGE 26 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COLLINS & AIKMAN CORP NEW COM 194830105 007 1,000 X 1 000 000 1,000
COLONIAL BANCGROUP INC COM 195493309 080 6,900 X 1 2,900 4,000 000
COLONIAL PPTYS TR COM SH BEN INT 195872106 680 25,550 X 1 17,550 8,000 000
COLORADO MEDTECH INC COM 19652U104 067 5,000 X 1 5,000 000 000
COLUMBIA BKG SYS INC COM 197236102 012 1,000 X 1 000 1,000 000
COLUMBIA ENERGY GROUP COM 197648108 394 7,027 X 1 4,327 550 2,150
COLUMBIA/HCA HEALTHCARE CORP COM 197677107 2,123 98,739 X 1 71,439 5,794 21,506
COLUMBIA LABS INC COM 197779101 326 47,000 X 1 45,000 000 2,000
COLUMBIA SPORTSWEAR CO COM 198516106 77,507 4,980,182 X 1 4980,182 000 000
COMAIR HOLDINGS INC COM 199789108 014 750 X 1 450 000 300
COMFORT SYS USA INC COM 199908104 088 7,500 X 1 2,900 000 4,600
COMCAST CORP CL A 200300101 1,031 28,007 X 1 12,759 3,020 12,228
COMCAST CORP CL A SPL 200300200 71,161 1,748,941 X 1 966,633 283,338 498,970
COMDIAL CORP COM NEW 200332302 022 2,900 X 1 000 000 2,900
COMDISCO INC COM 200336105 518 28,105 X 1 28,105 000 000
COMERICA INC COM 200340107 21,428 403,829 X 1 104,555 273,839 25,435
COMMAND SEC CORP COM 20050L100 024 26,250 X 1 000 000 26,250
COMMERCE BANCORP INC NJ COM 200519106 263 6,300 X 1 551 688 5,061
COMMERCE BANCSHARES INC COM 200525103 302 8,046 X 1 3,085 000 4,961
COMMERCE GROUP INC MASS COM 200641108 012 500 X 1 500 000 000
COMMERCE ONE INC DEL COM 200693109 045 400 X 1 400 000 000
COMMAND SYS INC COM 200903102 099 60,900 X 1 000 3,400 57,500
COMMERCIAL BK NY COM 201462108 005 400 X 1 400 000 000
COMMERCIAL FEDERAL CORPORATION COM 201647104 032 1,602 X 1 500 000 1,102
COMMERCIAL METALS CO COM 201723103 046 1,541 X 1 1,241 000 300
COMMERCIAL NET LEASE RLTY INC COM 202218103 325 29,200 X 1 14,200 5,000 10,000
COMMONWEALTH BANCORP INC COM 20268X102 027 1,600 X 1 1,600 000 000
COMMONWEALTH TEL ENTERPRISES COM 203349105 199 4,400 X 1 000 4,400 000
COMMONWEALTH TEL ENTERPRISES CL B 203349204 201 4,400 X 1 000 4,400 000
COMMSCOPE INC COM 203372107 168 4,754 X 1 4,488 266 000
COLUMN TOTALS 177,206
</TABLE>
<PAGE> 28
<TABLE>
<CAPTION>
PAGE 27 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMUNICATION INTELLIGENCE NEW COM 20338K106 002 2,000 X 1 2,000 000 000
COMMUNITY BANCORP NEW JERSEY COM 20343B109 023 1,545 X 1 515 000 1,030
COMMUNITY BK SYS INC COM 203607106 017 624 X 1 000 000 624
COMMUNITY MEDICAL TRANSPORTATN COM NEW 203744305 004 2,917 X 1 000 000 2,917
COMMUNITY FIRST BANKSHARES INC COM 203902101 031 1,850 X 1 500 000 1,350
COMPANHIA CERVEJARIA BRAHMA SPON ADR PFD 20440X103 355 30,560 X 1 560 000 30,000
COMPANHIA PARANAENSE ENERG COP SPON ADR PFD 20441B407 975 148,500 X 1 148,500 000 000
COMPANIA ANONIMA NACIONL TEL SPON ADR D 204421101 679 26,300 X 1 26,300 000 000
COMPANIA DE TELECOMUNICS CHILE SPON ADR NEW 204449300 878 48,129 X 1 46,004 000 2,125
COMPASS BANCSHARES INC COM 20449H109 2,405 90,849 X 1 19,355 000 71,494
COMPAQ COMPUTER CORP COM 204493100 39,098 1,742,508 X 1 830,485 181,193 730,830
COMPUCOM SYS INC COM 204780100 037 10,000 X 1 10,000 000 000
COMPUTER CONCEPTS CORP COM PAR $0.001 204897300 006 4,750 X 1 000 000 4,750
COMPUTER ASSOC INTL INC COM 204912109 15,507 261,178 X 1 135,707 14,964 110,507
COMPUSA INC COM 204932107 024 4,000 X 1 000 000 4,000
COMPUTER SCIENCES CORP COM 205363104 30,361 441,616 X 1 324,464 32,800 84,352
COMPUWARE CORP COM 205638109 2,709 99,880 X 1 13,980 10,600 75,300
COMSAT CORP COM SER 1 20564D107 042 1,444 X 1 1,444 000 000
COMVERSE TECHNOLOGY INC COM PAR $0.10 205862402 742 7,548 X 1 1,748 000 5,800
CONAGRA INC COM 205887102 101,114 4,622,332 X 1 2307,029 603,691 1711,612
CONCORD CAMERA CORP COM 206156101 105 12,300 X 1 000 000 12,300
CONCORD COMMUNICATIONS INC COM 206186108 018 400 X 1 400 000 000
CONCORD EFS INC COM 206197105 165 7,501 X 1 7,380 000 121
CONCUR TECHNOLOGIES INC COM 206708109 034 1,024 X 1 1,024 000 000
CONE MLS CORP N C COM 206814105 397 77,400 X 1 27,500 000 49,900
CONECTIV INC COM 206829103 326 16,184 X 1 8,640 1,587 5,957
CONECTIV INC CL A 206829202 028 702 X 1 250 077 375
CONESTOGA ENTERPRISES INC COM 207015108 081 4,026 X 1 000 4,026 000
CONEXANT SYSTEMS INC COM 207142100 2,367 30,614 X 1 19,801 274 10,539
CONMED CORP COM 207410101 2,045 76,100 X 1 76,100 000 000
COLUMN TOTALS 200,575
</TABLE>
<PAGE> 29
<TABLE>
<CAPTION>
PAGE 28 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CONNECTICUT ENERGY CORP COM 207567108 134 3,500 X 1 3,500 000 000
CONNECTICUT WTR SVC INC COM 207797101 362 12,550 X 1 12,550 000 000
CONOCO INC CL A 208251306 2,570 96,300 X 1 81,600 000 14,700
CONOCO INC CL B 208251405 13,470 504,736 X 1 250,356 43,228 211,152
CONSECO INC COM 208464107 1,000 46,665 X 1 46,187 000 478
CONSOLIDATED EDISON INC COM 209115104 3,374 79,632 X 1 25,811 9,072 44,749
CONSOLIDATED FREIGHTWAYS CORP COM 209232107 002 217 X 1 000 150 067
CONSOLIDATED NAT GAS CO COM 209615103 6,429 102,344 X 1 16,397 29,727 56,220
CONSOLIDATED PAPERS INC COM 209759109 2,003 75,070 X 1 54,565 3,650 16,855
CONSOLIDATED PRODS INC COM 209798107 018 1,750 X 1 1,750 000 000
CONSOLIDATED STORES CORP COM 210149100 1,429 65,706 X 1 16,300 000 49,406
CONSOLIDATED TOMOKA LD CO COM 210226106 003 236 X 1 000 000 236
CONSTELLATION ENERGY CORP COM 210371100 1,028 34,256 X 1 12,934 3,955 17,367
CONSUMER PORTFOLIO SVCS INC COM 210502100 001 1,000 X 1 000 1,000 000
CONTINENTAL AIRLS INC CL A 210795209 010 300 X 1 300 000 000
CONTINENTAL AIRLS INC CL B 210795308 034 1,000 X 1 1,000 000 000
CONTINENTAL MTG & EQUITY TR SH BEN INT NEW 211663208 015 1,020 X 1 1,020 000 000
CONVERGYS CORP COM 212485106 1,318 65,100 X 1 65,100 000 000
COOPER CAMERON CORP COM 216640102 322 9,072 X 1 2,504 6,568 000
COOPER COS INC COM NEW 216648402 059 2,000 X 1 000 000 2,000
COOPER INDS INC COM 216669101 3,601 77,029 X 1 62,873 4,468 9,688
COOPER TIRE & RUBR CO COM 216831107 1,995 108,962 X 1 90,822 2,630 15,510
COORS ADOLPH CO CL B 217016104 027 500 X 1 500 000 000
COPPER MTN NETWORKS INC COM 217510106 013 150 X 1 150 000 000
COPYTELE INC COM 217721109 004 3,500 X 1 3,500 000 000
COR THERAPEUTICS INC COM 217753102 085 4,000 X 1 000 000 4,000
CORAM HEALTHCARE CORP COM 218103109 000 031 X 1 000 031 000
CORDANT TECHNOLOGIES INC COM 218412104 6,765 223,628 X 1 206,530 000 17,098
COREL CORPORATION COM 21868Q109 930 129,200 X 1 000 000 129,200
CORIXA CORP COM 21887F100 036 2,779 X 1 2,779 000 000
COLUMN TOTALS 47,037
</TABLE>
<PAGE> 30
<TABLE>
<CAPTION>
PAGE 29 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CORNERSTONE PROPANE PARTNR L P UNIT LTD PARTN 218916104 031 1,900 X 1 1,900 000 000
CORN PRODS INTL INC COM 219023108 1,108 36,765 X 1 7,518 16,235 13,012
CORNERSTONE PPTYS INC COM 21922H103 072 4,711 X 1 2,600 2,000 111
CORNERSTONE RLTY INCOME TR INC COM 21922V102 020 2,000 X 1 2,000 000 000
CORNING INC COM 219350105 34,685 503,135 X 1 201,470 89,247 212,418
CORPORATE EXECUTIVE BRD CO COM 21988R102 240 6,000 X 1 6,000 000 000
CORPORATE HIGH YIELD FD INC COM 219914108 010 900 X 1 000 000 900
CORRECTIONAL SVCS CORP COM 219921103 007 1,400 X 1 000 000 1,400
CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 053 7,000 X 1 7,000 000 000
CORRPRO COS INC COM 220317101 059 9,875 X 1 4,375 000 5,500
CORSAIR COMMUNICATIONS INC COM 220406102 2,564 363,036 X 1 361,136 000 1,900
CORTECH INC COM NEW 22051J308 003 480 X 1 000 480 000
COSTCO WHSL CORP NEW COM 22160K105 31,870 412,558 X 1 372,058 12,450 28,050
COTT CORP QUE COM 22163N106 045 10,000 X 1 000 000 10,000
COTELLIGENT INC COM 221630106 000 100 X 1 000 000 100
COULTER PHARMACEUTICAL INC COM 222116105 030 2,200 X 1 300 000 1,900
COUNTRYWIDE CR INDS INC DEL COM 222372104 237 7,406 X 1 6,106 200 1,100
COUSINS PPTYS INC COM 222795106 119 3,513 X 1 468 000 3,045
COVAD COMMUNICATIONS GROUP INC COM 222814204 1,459 37,200 X 1 7,950 19,650 9,600
COVALENT GROUP INC COM 222815102 010 5,000 X 1 5,000 000 000
COVANCE INC COM 222816100 653 69,693 X 1 2,276 15,297 52,120
COVENTRY HEALTH CARE INC COM 222862104 002 300 X 1 000 000 300
COX COMMUNICATIONS INC NEW CL A 224044107 9,386 212,402 X 1 160,870 14,174 37,358
COX RADIO INC CL A 224051102 061 1,000 X 1 1,000 000 000
CRAIG CORP COM 224174102 003 400 X 1 000 000 400
CRANE CO COM 224399105 359 15,525 X 1 6,450 000 9,075
CREDENCE SYS CORP COM 225302108 1,381 31,600 X 1 000 000 31,600
CREE RESH INC COM 225447101 272 8,000 X 1 000 000 8,000
CRESCENDO PHARMACEUTICALS CORP CL A 225637107 015 852 X 1 108 179 565
CRESCENT OPER INC COM 22575M100 001 151 X 1 151 000 000
COLUMN TOTALS 84,755
</TABLE>
<PAGE> 31
<TABLE>
<CAPTION>
PAGE 30 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CRESCENT REAL ESTATE EQUITIES COM 225756105 1,113 62,022 X 1 52,222 1,600 8,200
CRESTLINE CAP CORP COM 226153104 001 043 X 1 023 020 000
CROSS A T CO CL A 227478104 022 4,856 X 1 856 2,000 2,000
CROSS TIMBERS RTY TR TR UNIT 22757R109 071 6,000 X 1 6,000 000 000
CROSS TIMBERS OIL CO COM 227573102 187 14,624 X 1 000 000 14,624
CROWN CASTLE INTL CORP COM 228227104 009 500 X 1 500 000 000
CROWN CORK & SEAL INC COM 228255105 2,754 113,569 X 1 68,657 38,050 6,862
CROWN PAC PARTNERS L P UNIT LTD PARTN 228439105 067 3,150 X 1 3,150 000 000
CRYSTALLEX INTL CORP COM 22942F101 000 200 X 1 200 000 000
C3 INC N C COM 22942P109 040 3,727 X 1 000 000 3,727
CUBIST PHARMACEUTICALS INC COM 229678107 046 5,000 X 1 000 000 5,000
CULLEN FROST BANKERS INC COM 229899109 6,897 269,810 X 1 222,750 15,400 31,660
CUMMINS ENGINE INC COM 231021106 1,621 31,863 X 1 31,599 200 064
CUMULUS MEDIA INC CL A 231082108 035 1,000 X 1 1,000 000 000
CURATIVE HEALTH SVCS INC COM 231264102 007 1,500 X 1 000 000 1,500
CYBERIAN OUTPOST INC COM 231914102 002 200 X 1 000 000 200
CUSTOMTRACKS CORP COM 232046102 083 3,000 X 1 3,000 000 000
CYBERCASH INC COM 232462101 017 2,000 X 1 000 000 2,000
CYBERSOURCE CORP COM 23251J106 056 1,000 X 1 000 000 1,000
CYBERONICS INC COM 23251P102 052 3,800 X 1 2,000 1,000 800
CYPRESS BIOSCIENCES INC COM 232674101 001 500 X 1 000 000 500
CYPRESS SEMICONDUCTOR CORP COM 232806109 016 660 X 1 660 000 000
CYPRUS AMAX MINERALS CO COM 232809103 3,391 174,997 X 1 37,290 117,465 20,242
CYTEC INDS INC COM 232820100 326 14,565 X 1 6,486 2,049 6,030
CYTOGEN CORP COM 232824102 001 600 X 1 400 000 200
CYTOTHERAPEUTICS INC COM 232923102 034 24,988 X 1 1,590 15,398 8,000
CYTYC CORP COM 232946103 1,605 45,200 X 1 000 000 45,200
DII GROUP INC COM 232949107 154 4,040 X 1 000 4,000 040
D A CONSULTING GROUP INC COM 233027101 007 1,600 X 1 000 000 1,600
DBT ONLINE INC COM 233044106 469 19,900 X 1 200 000 19,700
COLUMN TOTALS 19,084
</TABLE>
<PAGE> 32
<TABLE>
<CAPTION>
PAGE 31 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
DQE INC COM 23329J104 203 5,150 X 1 5,000 000 150
DPL INC COM 233293109 948 51,754 X 1 31,406 7,950 12,398
D R HORTON INC COM 23331A109 024 1,850 X 1 000 000 1,850
DST SYS INC DEL COM 233326107 244 4,218 X 1 3,318 000 900
DTE ENERGY CO COM 233331107 498 13,458 X 1 8,877 281 4,300
DVI INC COM 233343102 019 1,184 X 1 750 000 434
DAIN RAUSCHER CORP COM 233856103 217 4,500 X 1 3,000 000 1,500
DAL-TILE INTL INC COM 23426R108 308 35,000 X 1 000 35,000 000
DALLAS SEMICONDUCTOR CORP COM 235204104 29,497 546,248 X 1 415,223 17,375 113,650
DANA CORP COM 235811106 5,803 150,959 X 1 75,446 28,170 47,343
DANAHER CORP DEL COM 235851102 20,848 399,955 X 1 66,512 10,523 322,920
DANIELSON HLDG CORP COM 236274106 001 213 X 1 000 000 213
DANKA BUSINESS SYS PLC SUBNT CV 6.75%02 236277AB5 038 50,000 X 1 25,000 000 25,000
DANKA BUSINESS SYS PLC SPONSORED ADR 236277109 014 1,300 X 1 000 1,300 000
DARDEN RESTAURANTS INC COM 237194105 278 13,946 X 1 10,226 600 3,120
DASSAULT SYS S A SPONSORED ADR 237545108 246 6,185 X 1 000 000 6,185
DATA BROADCASTING CORP COM 237596101 038 5,264 X 1 264 000 5,000
DATA GEN CORP COM 237688106 096 4,181 X 1 400 000 3,781
DATASCOPE CORP COM 238113104 581 15,600 X 1 400 600 14,600
DAUGHERTY RES INC COM 238215107 001 399 X 1 399 000 000
DAYTON HUDSON CORP COM 239753106 75,911 1,191,913 X 1 441,852 293,964 456,097
DAYTON SUPERIOR CORP CL A 240028100 017 1,000 X 1 000 000 1,000
DE BEERS CONS MINES LTD ADR DEFD 240253302 526 20,000 X 1 000 20,000 000
DEAN FOODS CO COM 242361103 3,549 81,700 X 1 35,700 8,200 37,800
DEERE & CO COM 244199105 7,592 192,814 X 1 75,604 31,995 85,215
DELCO REMY INTL INC CL A 246626105 023 2,600 X 1 1,200 000 1,400
DELHAIZE AMER INC CL A 246688105 189 9,266 X 1 899 000 8,367
DELHAIZE AMER INC CL B 246688204 216 9,560 X 1 1,433 000 8,127
DELIA*S INC COM 246885107 028 4,500 X 1 1,500 000 3,000
DELL COMPUTER CORP COM 247025109 222,459 5,143,551 X 1 4496,220 52,150 595,181
COLUMN TOTALS 370,412
</TABLE>
<PAGE> 33
<TABLE>
<CAPTION>
PAGE 32 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
DELPHI AUTOMOTIVE SYS CORP COM 247126105 9,225 597,542 X 1 412,186 45,825 139,531
DELPHI FINL GROUP INC CL A 247131105 118 3,838 X 1 216 000 3,622
DELTA & PINE LD CO COM 247357106 475 18,633 X 1 9,300 000 9,333
DELTA AIR LINES INC DEL COM 247361108 1,021 20,170 X 1 17,410 1,660 1,100
DELTIC TIMBER CORP COM 247850100 024 1,077 X 1 000 952 125
DELUXE CORP COM 248019101 15,376 448,109 X 1 374,509 20,550 53,050
DEPARTMENT 56 INC COM 249509100 021 870 X 1 870 000 000
DETECTION SYS INC COM 250644101 010 1,000 X 1 1,000 000 000
DEUTSCHE TELEKOM AG SPONSORED ADR 251566105 109 2,600 X 1 2,600 000 000
DEVELOPERS DIVERSIFIED RLTY CO COM 251591103 2,079 149,850 X 1 109,450 19,600 20,800
DEVON ENERGY CORP NEW COM 25179M103 110 2,629 X 1 722 1,739 168
DEVRY INC DEL COM 251893103 6,221 314,000 X 1 142,030 70,050 101,920
DEXTER CORP COM 252165105 065 1,700 X 1 1,700 000 000
DIAGEO P L C SPON ADR NEW 25243Q205 040 958 X 1 458 000 500
DIAL CORP NEW COM 25247D101 1,155 44,538 X 1 35,475 000 9,063
DIAMOND OFFSHORE DRILLING INC SB NT CV 3.75%07 25271CAA0 075 70,000 X 1 000 000 70,000
DIAMOND OFFSHORE DRILLING INC COM 25271C102 364 10,705 X 1 4,375 000 6,330
DIAMOND TECHNOLOGY PARTNERS CL A 252762109 097 2,400 X 1 000 000 2,400
DIAMONDS TR UNIT SER 1 252787106 064 616 X 1 391 000 225
DIEBOLD INC COM 253651103 19,602 852,267 X 1 431,724 202,420 218,123
DIGENE CORP COM 253752109 156 12,698 X 1 12,698 000 000
DIGI INTL INC COM 253798102 158 14,000 X 1 000 000 14,000
DILLARDS INC CL A 254067101 5,076 245,376 X 1 177,001 3,690 64,685
DIME BANCORP INC NEW COM 25429Q102 159 8,821 X 1 4,440 000 4,381
DIMON INC COM 254394109 547 138,810 X 1 22,400 49,570 66,840
DIONEX CORP COM 254546104 021 488 X 1 400 000 088
DISC GRAPHICS INC COM 254590102 507 139,920 X 1 000 000 139,920
DISCOVERY LABORATORIES INC NEW COM 254668106 016 10,972 X 1 10,000 000 972
DISNEY WALT CO COM 254687106 274,501 10,712,251 X 1 7661,197 850,937 2200,117
DIXIE GROUP INC SUB DEB CV 7%12 255519AA8 130 171,000 X 1 70,000 14,000 87,000
COLUMN TOTALS 337,522
</TABLE>
<PAGE> 34
<TABLE>
<CAPTION>
PAGE 33 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
DOCUCORP INTL INC COM 255911109 038 6,000 X 1 1,200 000 4,800
DOCUMENT SCIENCES CORP COM 25614R105 103 56,561 X 1 000 000 56,561
DOLE FOOD INC COM 256605106 626 33,392 X 1 9,304 000 24,088
DOLLAR GEN CORP COM 256669102 6,092 193,791 X 1 186,083 7,708 000
DOLLAR THRIFTY AUTOMOTIVE GP COM 256743105 013 600 X 1 600 000 000
DOLLAR TREE STORES INC COM 256747106 206 5,150 X 1 1,200 000 3,950
DOMINGUEZ SVCS CORP COM 257128108 401 14,000 X 1 5,000 9,000 000
DOMINION RES BLACK WARRIOR TR UNITS BEN INT 25746Q108 015 1,000 X 1 000 000 1,000
DOMINION RES INC VA COM 257470104 6,656 142,005 X 1 48,802 39,474 53,729
DONALDSON INC COM 257651109 2,710 121,115 X 1 82,915 29,200 9,000
DONALDSON LUFKIN & JENRETTE NW COM DLJ 257661108 18,421 462,698 X 1 363,400 30,998 68,300
DONALDSON LUFKIN & JENRETTE NW COM DLJDIRECT 257661504 012 750 X 1 000 000 750
DONNELLEY R R & SONS CO COM 257867101 3,651 121,194 X 1 34,630 33,464 53,100
DONNKENNY INC DEL COM 258006105 004 5,000 X 1 000 000 5,000
DORAL FINL CORP COM 25811P100 1,028 78,668 X 1 74,500 000 4,168
DORCHESTER HUGOTON LTD DEPOSTARY RCPT 258205202 8,294 663,545 X 1 603,447 000 60,098
DOT HILL SYS CORP COM 25848T109 101 16,400 X 1 000 2,600 13,800
DOUBLECLICK INC COM 258609304 1,031 8,983 X 1 2,875 500 5,608
DOVER CORP COM 260003108 68,662 1,672,113 X 1 1119,033 86,850 466,230
DOVER DOWNS ENTMT INC COM 260086103 034 2,520 X 1 2,520 000 000
DOW CHEM CO COM 260543103 47,406 419,522 X 1 244,986 63,174 111,362
DOW JONES & CO INC COM 260561105 39,053 716,573 X 1 48,876 338,006 329,691
DOWNEY FINL CORP COM 261018105 021 1,000 X 1 1,000 000 000
DREW INDS INC COM NEW 26168L205 163 17,900 X 1 15,200 000 2,700
DREYERS GRAND ICE CREAM INC COM 261878102 206 12,000 X 1 10,400 000 1,600
DRIL-QUIP INC COM 262037104 005 200 X 1 200 000 000
DROVERS BANCSHARES CORP COM 262120108 001 023 X 1 000 023 000
DRUG EMPORIUM INC SB DB CV 7.75%14 262175AA0 011 15,000 X 1 000 000 15,000
DRUG EMPORIUM INC COM 262175102 043 6,600 X 1 000 000 6,600
DRUGSTORE COM INC COM 262241102 004 100 X 1 000 000 100
COLUMN TOTALS 205,011
</TABLE>
<PAGE> 35
<TABLE>
<CAPTION>
PAGE 34 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
DRYPERS CORP COM NEW 262497308 003 1,000 X 1 1,000 000 000
DU PONT E I DE NEMOURS & CO COM 263534109 266,730 4,123,325 X 1 1776,780 1131,632 1214,913
DUANE READE INC COM 263578106 112 4,100 X 1 4,000 100 000
DUCATI MTR HLDGS SPA SPONSORED ADR 264066101 010 300 X 1 300 000 000
DUCOMMUN INC DEL COM 264147109 010 953 X 1 953 000 000
DUFF & PHELPS CR RATING CO COM 26432F109 076 932 X 1 932 000 000
DUFF & PHELPS UTILS INCOME INC COM 264324104 449 47,300 X 1 45,500 000 1,800
DUKE ENERGY CORP COM 264399106 37,601 661,120 X 1 315,995 94,663 250,462
DUKE WEEKS REALTY CORP COM NEW 264411505 5,382 278,660 X 1 148,110 25,300 105,250
DUN & BRADSTREET CORP DEL COM 26483B106 7,804 266,225 X 1 104,066 31,570 130,589
DURA AUTOMOTIVE SYSTEMS CORP CL A 265903104 042 1,744 X 1 1,500 000 244
DUPONT PHOTOMASKS INC COM 26613X101 014 300 X 1 100 000 200
DURA PHARMACEUTICALS INC COM 26632S109 112 8,144 X 1 7,144 000 1,000
DURAMED PHARMACEUTICALS INC COM 266354109 001 200 X 1 000 000 200
DYCOM INDS INC COM 267475101 1,075 26,250 X 1 12,500 1,250 12,500
DYNEGY INC COM 26816L102 9,200 417,000 X 1 402,000 000 15,000
DYNEX CAP INC COM NEW 26817Q506 038 5,908 X 1 3,100 2,500 308
ECI TELECOM LTD ORD 268258100 148 6,000 X 1 2,000 000 4,000
EDAP TMS S A SPONSORED ADR 268311107 008 4,200 X 1 000 000 4,200
EEX CORP COM NEW 26842V207 093 26,999 X 1 26,000 000 999
EG & G INC COM 268457108 1,098 28,018 X 1 25,918 000 2,100
EIS INTL INC COM 268539103 072 26,000 X 1 000 000 26,000
E-LOAN INC COM 26861P107 287 11,850 X 1 10,150 000 1,700
E M C CORP MASS COM 268648102 431,294 5,637,824 X 1 4267,560 347,771 1022,493
EMS TECHNOLOGIES INC COM 26873N108 294 24,500 X 1 000 1,300 23,200
ENSCO INTL INC COM 26874Q100 725 41,116 X 1 36,172 000 4,944
ENI S P A SPONSORED ADR 26874R108 017 270 X 1 270 000 000
EOG RES INC COM 26875P101 15,736 736,208 X 1 701,781 000 34,427
ESCO ELECTRS CORP COM TR RCPT 269030201 012 1,072 X 1 700 000 372
E SPIRE COMMUNICATIONS INC COM 269153102 015 1,955 X 1 000 1,000 955
COLUMN TOTALS 778,458
</TABLE>
<PAGE> 36
<TABLE>
<CAPTION>
PAGE 35 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ETEC SYS INC COM 26922C103 502 13,200 X 1 9,400 3,600 200
E TOWN COM 269242103 241 4,950 X 1 1,000 600 3,350
E TRADE GROUP INC COM 269246104 18,782 807,825 X 1 803,825 000 4,000
EAGLE GEOPHYSICAL INC COM 269524104 000 128 X 1 000 000 128
EARTHGRAINS CO COM 270319106 347 15,776 X 1 132 1,480 14,164
EARTHSHELL CORP COM 27032B100 026 6,336 X 1 6,336 000 000
EARTHWEB INC COM 27032C108 897 20,925 X 1 000 000 20,925
EARTHLINK NETWORK INC COM 270322100 024 575 X 1 275 000 300
EASTERN ENTERPRISES COM 27637F100 276 5,800 X 1 5,600 000 200
EASTERN UTILS ASSOC COM 277173100 057 1,900 X 1 1,300 000 600
EASTGROUP PPTY INC COM 277276101 042 2,300 X 1 2,300 000 000
EASTMAN CHEM CO COM 277432100 3,724 93,093 X 1 55,539 8,940 28,614
EASTMAN KODAK CO COM 277461109 78,304 1,017,749 X 1 602,467 129,410 285,872
EASYRIDERS INC COM 277848107 000 084 X 1 084 000 000
EATON CORP COM 278058102 3,512 40,482 X 1 22,786 9,500 8,196
EATON VANCE CORP COM NON VTG 278265103 032 1,000 X 1 1,000 000 000
EBAY INC COM 278642103 24,133 173,306 X 1 162,290 189 10,827
ECHELON INTL CORP COM 278747100 008 311 X 1 265 046 000
ECHO BAY MINES LTD COM 278751102 003 1,316 X 1 000 000 1,316
ECHOSTAR COMMUNICATIONS NEW PFD CV SER C 278762307 2,436 6,400 X 1 6,400 000 000
ECLIPSE SURGICAL TECHNOLOGIES COM 278849104 1,346 90,500 X 1 45,000 000 45,500
ECLIPSYS CORP COM 278856109 028 2,100 X 1 000 000 2,100
ECOLAB INC COM 278865100 42,711 1,270,216 X 1 826,189 332,572 111,455
EDELBROCK CORP COM 279434104 083 6,000 X 1 5,000 000 1,000
EDISON INTL COM 281020107 3,497 138,507 X 1 86,353 23,029 29,125
EDUCATION MGMT CORP COM 28139T101 012 1,000 X 1 1,000 000 000
J D EDWARDS & CO COM 281667105 018 1,000 X 1 000 000 1,000
EDWARDS AG INC COM 281760108 9,972 372,790 X 1 171,951 142,176 58,663
EFAX COM INC COM 282012103 010 1,050 X 1 1,050 000 000
EGLOBE INC COM 282339100 128 46,405 X 1 000 000 46,405
COLUMN TOTALS 191,151
</TABLE>
<PAGE> 37
<TABLE>
<CAPTION>
PAGE 36 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
8X8 INC COM 282912104 005 1,000 X 1 1,000 000 000
EL PASO ELEC CO COM NEW 283677854 027 3,000 X 1 3,000 000 000
EL PASO ENERGY CAP TR I PFD CV TR SECS 283678209 084 1,600 X 1 1,100 500 000
EL PASO ENERGY CORP DEL COM 283905107 13,951 347,695 X 1 61,655 102,902 183,138
ELAN PLC ADR 284131208 11,783 368,944 X 1 295,893 9,800 63,251
ELCOM INTL INC COM 284434107 014 3,000 X 1 3,000 000 000
ELCOR CORP COM 284443108 401 16,200 X 1 13,200 3,000 000
ELECTRIC FUEL CORP COM 284871100 000 325 X 1 325 000 000
ELECTRO SCIENTIFIC INDS COM 285229100 215 4,150 X 1 4,150 000 000
ELECTROGLAS INC COM 285324109 009 400 X 1 400 000 000
ELECTRONIC ARTS INC COM 285512109 539 7,530 X 1 5,200 250 2,080
ELECTRONIC DATA SYS NEW COM 285661104 76,714 1,480,600 X 1 778,760 174,593 527,247
ELECTRONICS FOR IMAGING INC COM 286082102 142 2,663 X 1 2,663 000 000
ELF AQUITAINE SPONSORED ADR 286269105 816 8,950 X 1 5,750 2,900 300
ELLSWORTH CONV GROWTH & INCOME COM 289074106 015 1,642 X 1 1,642 000 000
EMBRATEL PARTICIPACOES S A SPON ADR PFD 29081N100 015 1,300 X 1 1,000 000 300
EMBREX INC COM 290817105 007 800 X 1 800 000 000
EMERGING MKTS FLOATING RATE FD COM 290885102 025 2,193 X 1 000 000 2,193
EMERGING MKTS INCM FD II COM 290920107 013 1,300 X 1 300 000 1,000
EMERGING MKTS INFRASTRUCTURE COM 290921105 017 2,000 X 1 000 000 2,000
EMERSON ELEC CO COM 291011104 139,971 2,182,780 X 1 1239,503 336,818 606,459
EMISPHERE TECHNOLOGIES INC COM 291345106 2,922 198,100 X 1 195,500 000 2,600
EMMIS COMMUNICATIONS CORP CL A 291525103 067 1,000 X 1 1,000 000 000
EMPIRE DIST ELEC CO COM 291641108 182 7,118 X 1 5,118 2,000 000
EMPLOYEE SOLUTIONS INC COM 292166105 002 1,500 X 1 1,500 000 000
ENAMELON INC COM 292499100 187 175,723 X 1 3,000 000 172,723
ENCAL ENERGY LTD COM 29250D107 000 004 X 1 000 004 000
ENBRIDGE INC COM 29250N105 053 2,500 X 1 000 000 2,500
ENDESA S A SPONSORED ADR 29258N107 182 9,180 X 1 3,180 000 6,000
ENDOSONICS CORP COM 29264K105 006 1,500 X 1 000 000 1,500
COLUMN TOTALS 248,364
</TABLE>
<PAGE> 38
<TABLE>
<CAPTION>
PAGE 37 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ENERGEN CORP COM 29265N108 1,070 51,868 X 1 5,200 45,600 1,068
ENERGY CONVERSION DEVICES INC COM 292659109 010 1,000 X 1 000 000 1,000
ENERGY EAST CORP COM 29266M109 978 40,642 X 1 6,600 14,476 19,566
ENGELHARD CORP COM 292845104 793 43,142 X 1 5,100 3,692 34,350
ENGINEERED SUPPORT SYS INC COM 292866100 010 800 X 1 000 000 800
ENERGYSOUTH INC COM 292970100 6,692 314,910 X 1 000 314,910 000
ENHANCE FINL SVCS GROUP INC COM 293310108 006 381 X 1 381 000 000
ENNIS BUSINESS FORMS INC COM 293389102 323 34,875 X 1 000 34,875 000
ENRON CORP COM 293561106 52,220 1,299,403 X 1 594,053 89,520 615,830
ENRON CORP PFD 2CV $10.50 293561601 1,305 1,187 X 1 000 1,187 000
ENTERGY CORP NEW COM 29364G103 2,195 74,093 X 1 8,219 4,074 61,800
ENTERPRISE OIL PLC SP ADR PREF B 293779203 626 25,700 X 1 16,900 1,200 7,600
ENTERPRISE PRODS PARTNERS L P COM 293792107 178 9,000 X 1 000 9,000 000
ENTREMED INC COM 29382F103 427 18,433 X 1 10,733 7,200 500
ENZON INC COM 293904108 016 500 X 1 000 000 500
ENZO BIOCHEM INC COM 294100102 184 5,908 X 1 5,908 000 000
EPIMMUNE INC COM 29425Y101 049 14,285 X 1 14,285 000 000
EPICOR SOFTWARE CORP COM 29426L108 199 31,003 X 1 605 000 30,398
EQUANT N V NY REG SHS 294409107 017 200 X 1 000 000 200
EQUIFAX INC COM 294429105 2,414 89,822 X 1 58,182 000 31,640
EQUITABLE RES INC COM 294549100 4,594 120,308 X 1 13,550 27,775 78,983
EQUITY INCOME FD UT 1 EX SR-ATT 294700703 1,511 7,754 X 1 2,111 2,400 3,243
EQUITY INNS INC COM 294703103 826 96,417 X 1 74,350 22,067 000
EQUITY OFFICE PROPERTIES TRUST COM 294741103 3,489 148,868 X 1 113,468 7,122 28,278
EQUITY RESIDENTIAL PPTYS TR SH BEN INT 29476L107 6,666 156,840 X 1 92,517 22,933 41,390
EQUITY RESIDENTIAL PPTYS TR PFD CV J $2.15 29476L826 111 4,200 X 1 2,000 2,200 000
ERICSSON L M TEL CO ADR CL B SEK10 294821400 33,182 1,026,897 X 1 649,445 132,284 245,168
ERICSSON L M TEL CO ADR REP DB2000 294821509 066 7,500 X 1 7,500 000 000
ERIE INDTY CO CL A 29530P102 018 600 X 1 600 000 000
ESPIRITO SANTO FINL GROUP SA SPONSORED ADR 29665F200 074 4,600 X 1 4,600 000 000
COLUMN TOTALS 120,249
</TABLE>
<PAGE> 39
<TABLE>
<CAPTION>
PAGE 38 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ESTERLINE TECHNOLOGIES CORP COM 297425100 202 13,000 X 1 13,000 000 000
ETHAN ALLEN INTERIORS INC COM 297602104 2,603 83,300 X 1 22,100 1,800 59,400
ETHYL CORP COM 297659104 018 3,930 X 1 2,080 000 1,850
ETOYS INC COM 297862104 2,056 30,850 X 1 29,950 100 800
EUROPE FD INC COM 29874M103 122 7,167 X 1 000 5,667 1,500
EUROPEAN WT FD INC COM 298792102 018 1,176 X 1 1,176 000 000
EVANS & SUTHERLAND COMPUTER CP SUB DEB CV 6%12 299096AA5 068 90,000 X 1 90,000 000 000
EVEREN CAPITAL CORP COM 299761106 083 2,800 X 1 1,000 000 1,800
EVEREST REINS HLDGS INC COM 299808105 277 11,775 X 1 1,775 9,000 1,000
EVERGREEN RES INC COM NO PAR 299900308 277 11,900 X 1 000 000 11,900
EXCALIBUR TECHNOLOGIES CORP COM NEW 300651205 040 5,000 X 1 5,000 000 000
EXCEL TECHNOLOGY INC COM 30067T103 589 37,400 X 1 000 3,600 33,800
EXCELSIOR INCOME SHS INC COM 300723103 153 10,400 X 1 000 000 10,400
EXCHANGE APPLICATIONS COM 300867108 4,858 163,300 X 1 161,300 2,000 000
EXECUTONE INFORMATION SYS INC COM 301607107 030 10,000 X 1 000 000 10,000
EXODUS COMMUNICATIONS INC COM 302088109 608 9,164 X 1 800 000 8,364
EXPEDITORS INTL WASH INC COM 302130109 021 600 X 1 600 000 000
EXPRESS SCRIPTS INC CL A 302182100 574 7,200 X 1 200 3,000 4,000
EXXON CORP COM 302290101 106,699 15,160,263 X 1 5696,675 4045,250 5418,338
F&M BANCORP MD COM 302367107 016 600 X 1 600 000 000
F & M NATL CORP COM 302374103 535 19,116 X 1 19,116 000 000
FEI CO COM 30241L109 017 2,200 X 1 000 000 2,200
FLIR SYS INC COM 302445101 194 15,500 X 1 15,000 000 500
F M C CORP COM NEW 302491303 608 13,312 X 1 11,862 1,000 450
FPL GROUP INC COM 302571104 14,455 276,310 X 1 185,120 40,770 50,420
F Y I INC COM 302712104 2,294 65,068 X 1 65,068 000 000
FAIRCHILD CORP CL A 303698104 021 2,100 X 1 500 000 1,600
FAIRCHILD SEMICONDUCTOR INTL CL A 303726103 2,790 110,500 X 1 110,500 000 000
FALCON PRODS INC COM 306075102 098 11,000 X 1 000 000 11,000
FAMILY DLR STORES INC COM 307000109 982 44,900 X 1 18,200 000 26,700
COLUMN TOTALS 1,141,306
</TABLE>
<PAGE> 40
<TABLE>
<CAPTION>
PAGE 39 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
FARM FAMILY HLDGS INC COM 307901108 024 600 X 1 000 000 600
FARR CO COM 311648109 236 26,223 X 1 26,223 000 000
FARREL CORP NEW COM 311667109 001 500 X 1 500 000 000
FASTENAL CO COM 311900104 032 650 X 1 650 000 000
FDX CORP COM 31304N107 42,014 1,040,595 X 1 459,120 64,570 516,905
FECHTOR DETWILER MITCHELL & CO COM 313066102 133 125,000 X 1 125,000 000 000
FEDERAL AGRIC MTG CORP CL C 313148306 045 2,400 X 1 000 2,400 000
FEDERAL HOME LN MTG CORP COM 313400301 27,910 534,156 X 1 280,249 39,151 214,756
FEDERAL MOGUL CORP COM 313549107 117 4,032 X 1 732 1,700 1,600
FEDERAL NATL MTG ASSN COM 313586109 304,585 4,791,867 X 1 3225,731 474,527 1091,609
FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 206 10,212 X 1 2,550 7,262 400
FEDERAL SIGNAL CORP COM 313855108 120 6,100 X 1 6,100 000 000
FEDERATED DEPT STORES INC DEL COM 31410H101 5,162 116,158 X 1 91,071 200 24,887
FELCOR LODGING TR INC COM 31430F101 386 21,458 X 1 18,050 1,108 2,300
FELCOR LODGING TR INC PFD CV A $1.95 31430F200 017 1,000 X 1 1,000 000 000
FERRELLGAS PARTNERS L.P. UNIT LTD PART 315293100 083 5,000 X 1 1,250 000 3,750
FERRO CORP COM 315405100 2,732 127,072 X 1 44,346 20,069 62,657
FIAT S P A SP ADR PREFNEW 315621870 008 447 X 1 000 000 447
FIBERMARK INC COM 315646109 013 1,075 X 1 375 000 700
FIDELITY BANKSHARES INC COM 316047109 012 700 X 1 700 000 000
FIDELITY FINL OHIO INC COM 31614P107 019 1,000 X 1 000 1,000 000
FIDELITY NATL FINL INC COM 316326107 019 1,268 X 1 110 1,158 000
FIFTH THIRD BANCORP COM 316773100 8,529 135,914 X 1 59,079 1,000 75,835
FILENET CORP COM 316869106 1,849 170,000 X 1 4,000 000 166,000
FINANCIAL SEC ASSURN HLDGS LTD COM 31769P100 052 1,000 X 1 000 000 1,000
FINLAY ENTERPRISES INC COM NEW 317884203 018 1,400 X 1 000 000 1,400
FINOVA GROUP INC COM 317928109 6,803 186,076 X 1 122,816 7,100 56,160
FIRST ALLIANCE CORP COM 317936102 002 750 X 1 750 000 000
FIREARMS TRAINING SYS INC CL A 318120102 004 6,000 X 1 000 000 6,000
FIRST AMERN FINL CORP COM 318522307 391 29,790 X 1 29,790 000 000
COLUMN TOTALS 401,522
</TABLE>
<PAGE> 41
<TABLE>
<CAPTION>
PAGE 40 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
FIRST BANCORP P R COM 318672102 041 2,000 X 1 000 000 2,000
FIRST AMER CORP TENN COM 318900107 17,884 410,535 X 1 165,350 64,991 180,194
FIRST BANCORP N C COM 318910106 003 150 X 1 150 000 000
FIRST CONSULTING GROUP INC COM 31986R103 004 385 X 1 385 000 000
FIRST DATA CORP COM 319963104 39,328 870,323 X 1 646,837 38,216 185,270
FIRST FINL BANKSHARES COM 32020R109 029 881 X 1 000 000 881
FIRST INDUSTRIAL REALTY TRUST COM 32054K103 1,986 81,668 X 1 70,500 8,868 2,300
FIRST LEESPORT BANCORP INC COM 320682107 093 5,120 X 1 000 000 5,120
FIRST LONG IS CORP COM 320734106 054 1,750 X 1 1,450 000 300
FIRST MARINER BANCORP COM 320795107 011 1,100 X 1 000 000 1,100
FIRST MERCHANTS CORP COM 320817109 529 21,582 X 1 21,582 000 000
FIRST MIDWEST BANCORP DEL COM 320867104 097 2,500 X 1 000 000 2,500
FIRST HEALTH GROUP CORP COM 320960107 348 16,200 X 1 1,700 000 14,500
FIRST SIERRA FINANCIAL INC COM 335944104 088 8,000 X 1 8,000 000 000
FIRST REP BK SAN FRANCISCO COM 336158100 029 1,100 X 1 000 000 1,100
FIRST SEC CORP DEL COM 336294103 2,235 93,021 X 1 93,021 000 000
FIRST TENN NATL CORP COM 337162101 2,902 100,497 X 1 82,974 000 17,523
FIRST UN CORP COM 337358105 50,749 1,364,648 X 1 537,563 339,066 488,019
FIRST VA BANKS INC COM 337477103 1,578 35,353 X 1 17,300 14,728 3,325
FIRST WASH BANCORP INC WASH COM 33748T104 009 500 X 1 500 000 000
FIRST WASH RLTY TR INC COM 337489504 974 47,500 X 1 45,500 000 2,000
FIRST W VA BANCORP INC COM 337493100 012 600 X 1 600 000 000
FIRSTSERVICE CORP SUB VTG SH 33761N109 008 700 X 1 000 000 700
FIRSTCITY FINL CORP COM 33761X107 001 802 X 1 000 802 000
FIRSTCOM CORP COM 33763T104 293 30,000 X 1 30,000 000 000
FIRSTAR CORP NEW WIS COM 33763V109 31,225 1,206,782 X 1 817,038 82,707 307,037
FISCHER IMAGING CORP COM 337719108 031 31,000 X 1 000 000 31,000
FISERV INC COM 337738108 3,165 101,483 X 1 98,983 000 2,500
FIRSTMERIT CORP COM 337915102 046 1,800 X 1 1,800 000 000
FLAGSTAR BANCORP INC COM 337930101 010 600 X 1 600 000 000
COLUMN TOTALS 153,762
</TABLE>
<PAGE> 42
<TABLE>
<CAPTION>
PAGE 41 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
FIRSTENERGY CORP COM 337932107 641 24,423 X 1 19,638 360 4,425
FISHER SCIENTIFIC INTL INC COM NEW 338032204 039 1,645 X 1 000 000 1,645
FLANDERS CORP COM 338494107 128 50,000 X 1 50,000 000 000
FLASHNET COMMUNICATIONS INC COM 338527104 002 300 X 1 100 000 200
FLEET FINL GROUP INC NEW COM 338915101 51,800 1,381,342 X 1 794,508 136,144 450,690
FLEET FINL GROUP INC NEW WARRANT OR RIGHT 338915119 028 840 X 1 000 840 000
FLEETWOOD ENTERPRISES INC COM 339099103 829 40,458 X 1 29,550 6,758 4,150
FLEMING COS INC COM 339130106 056 5,759 X 1 000 5,759 000
FLETCHER CHALLENGE BLDG DIV SPONSORED ADR 339317109 003 200 X 1 000 000 200
FLETCHER CHALLENGE ENERGY DIV SPONSORED ADR 339318107 003 100 X 1 000 000 100
FLETCHER CHALLENGE LTD SP ADR FST DIV 339324402 009 2,000 X 1 000 000 2,000
FLORIDA EAST COAST INDS COM 340632108 2,224 69,776 X 1 65,600 000 4,176
FLORIDA PROGRESS CORP COM 341109106 1,415 30,396 X 1 18,024 2,425 9,947
FLOW INTL CORP COM 343468104 020 2,000 X 1 000 000 2,000
FLOWERS INDS INC COM 343496105 014 1,000 X 1 1,000 000 000
FLOWSERVE CORP COM 34354P105 285 17,180 X 1 11,800 5,380 000
FLUOR CORP COM 343861100 7,311 183,345 X 1 103,420 8,500 71,425
FOCAL INC COM 343909107 005 982 X 1 982 000 000
FOMENTO ECONOMICO MEXICANO SA SPON ADR UNITS 344419106 848 27,987 X 1 27,987 000 000
FONAR CORP COM 344437108 009 10,000 X 1 000 000 10,000
FOOTHILL INDPT BANCORP COM 344905104 172 14,446 X 1 14,446 000 000
FOOTSTAR INC COM 344912100 024 660 X 1 000 201 459
FORD MTR CO DEL COM 345370100 98,035 1,910,538 X 1 1234,073 245,717 430,748
FOREMOST CORP OF AMER COM 345469100 071 3,000 X 1 000 3,000 000
FOREST CITY ENTERPRISES INC CL A 345550107 1,517 67,046 X 1 41,000 000 26,046
FOREST LABS INC CL A 345838106 12,839 289,324 X 1 77,836 56,750 154,738
FOREST OIL CORP COM NEW 346091606 1,445 91,005 X 1 82,600 000 8,405
FORT JAMES CORP COM 347471104 9,925 365,903 X 1 225,237 400 140,266
FORTRESS GROUP INC COM 34956K108 002 1,000 X 1 000 000 1,000
FORTUNE BRANDS INC COM 349631101 3,147 94,810 X 1 28,851 16,424 49,535
COLUMN TOTALS 192,846
</TABLE>
<PAGE> 43
<TABLE>
<CAPTION>
PAGE 42 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
FORTUNE BRANDS INC PFD CV $2.67 349631200 140 1,000 X 1 1,000 000 000
FOSTER L B CO COM 350060109 240 48,000 X 1 48,000 000 000
FOSTER WHEELER CORP COM 350244109 309 26,405 X 1 26,405 000 000
FOUNDATION HEALTH SYS INC COM 350404109 869 97,253 X 1 95,793 000 1,460
4 KIDS ENTMT INC COM 350865101 006 200 X 1 000 000 200
FOUR SEASONS HOTEL INC LTD VTG SH 35100E104 1,823 51,350 X 1 51,250 100 000
4FRONT TECHNOLOGIES INC COM 351042106 173 12,000 X 1 5,000 000 7,000
FOURTH SHIFT CORP COM 351128103 007 2,300 X 1 000 000 2,300
FOX ENTMT GROUP INC CL A 35138T107 239 11,350 X 1 000 000 11,350
FRANCHISE FIN CORP AMER COM 351807102 035 1,555 X 1 000 1,201 354
FRANKLIN RES INC COM 354613101 1,861 62,826 X 1 51,876 10,200 750
FRANKLIN SELECT RLTY TR COM SER A 354638108 028 3,987 X 1 000 000 3,987
FREEDOM SECS CORP COM 35644K103 2,608 200,615 X 1 200,615 000 000
FREEPORT-MCMORAN COPPER & GOLD CL A 35671D105 001 064 X 1 064 000 000
FREEPORT-MCMORAN COPPER & GOLD PFD CV 0.05SH 35671D501 034 1,817 X 1 1,717 000 100
FREEPORT-MCMORAN COPPER & GOLD CL B 35671D857 1,071 61,655 X 1 24,958 31,233 5,464
FREEPORT MCMORAN OIL & GAS RTY UNIT BEN INT 356713107 000 1,080 X 1 1,080 000 000
FREMONT GEN CORP COM 357288109 103 11,650 X 1 6,300 000 5,350
FRESENIUS MED CARE AG SPONSORED ADR 358029106 171 7,559 X 1 6,616 524 419
FRIEDE GOLDMAN INTERNATIONAL COM 358430106 107 10,000 X 1 10,000 000 000
FRIEDMANS INC CL A 358438109 144 18,900 X 1 18,000 000 900
FRIENDLY ICE CREAM CORP NEW COM 358497105 176 36,000 X 1 000 000 36,000
FRISBY TECHNOLOGIES INC COM 358743102 029 5,000 X 1 000 000 5,000
FRITZ COS INC COM 358846103 034 3,300 X 1 000 000 3,300
FRONTIER CORPORATION COM 35906P105 74,274 1,369,103 X 1 850,589 198,386 320,128
FRONTIER INS GROUP INC NEW COM 359081106 2,258 265,598 X 1 000 000 265,598
FUISZ TECHNOLOGIES LTD COM 359536109 088 13,500 X 1 000 000 13,500
FUJI PHOTO FILM LTD ADR 359586302 068 2,000 X 1 000 2,000 000
FULTON FINL CORP PA COM 360271100 395 20,815 X 1 5,320 000 15,495
FURON CO COM 361106107 013 500 X 1 500 000 000
COLUMN TOTALS 87,304
</TABLE>
<PAGE> 44
<TABLE>
<CAPTION>
PAGE 43 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
G & K SVCS INC CL A 361268105 096 2,365 X 1 000 000 2,365
G&L RLTY CORP COM 361271109 018 2,000 X 1 000 000 2,000
GA FINL INC COM 361437106 039 3,000 X 1 3,000 000 000
GATX CORP COM 361448103 1,205 39,106 X 1 8,656 11,500 18,950
GATX CORP PFD CONV $2.50 361448202 233 1,500 X 1 1,500 000 000
GC COS INC COM 36155Q109 008 275 X 1 200 075 000
GST TELECOMMUNICATIONS INC COM 361942105 948 128,500 X 1 128,500 000 000
GPU INC COM 36225X100 1,811 54,066 X 1 41,422 4,512 8,132
GSE SYS INC COM 36227K106 009 2,200 X 1 000 000 2,200
GTE CORP COM 362320103 195,473 2,514,126 X 1 1246,968 540,612 726,546
GABELLI GLOBAL MULTIMEDIA TR COM 36239Q109 028 1,853 X 1 000 000 1,853
GABELLI EQUITY TR INC COM 362397101 064 5,721 X 1 000 000 5,721
GABELLI UTIL TR COM 36240A101 005 571 X 1 000 000 571
GABELLI SER FDS INC CONV SECS FD 36240B109 077 7,200 X 1 000 7,200 000
GABLES RESIDENTIAL TR SH BEN INT 362418105 100 4,200 X 1 4,200 000 000
GALILEO INTERNATIONAL INC COM 363547100 039 1,100 X 1 1,100 000 000
GALLAGHER ARTHUR J & CO COM 363576109 084 1,593 X 1 593 000 1,000
GALLAHER GROUP PLC SPONSORED ADR 363595109 2,614 94,205 X 1 12,620 8,416 73,169
GANNETT INC COM 364730101 39,246 561,156 X 1 375,233 77,225 108,698
GAP INC DEL COM 364760108 6,663 181,936 X 1 94,167 5,024 82,745
GARDENBURGER INC COM 365476100 616 74,700 X 1 68,800 000 5,900
GARDNER DENVER INC COM 365558105 039 2,648 X 1 048 000 2,600
GARTNER GROUP INC NEW COM 366651107 057 3,550 X 1 2,300 000 1,250
GARTNER GROUP INC NEW CL B 366651206 894 56,107 X 1 35,334 9,361 11,412
GATEWAY INC COM 367626108 5,432 109,870 X 1 41,430 700 67,740
GELTEX PHARMACEUTICALS INC COM 368538104 059 5,000 X 1 5,000 000 000
GENCORP INC COM 368682100 012 1,062 X 1 1,062 000 000
GENENTECH INC COM NEW 368710406 3,758 25,400 X 1 6,725 2,375 16,300
GENERAL AMERN INVS INC COM 368802104 5,215 159,248 X 1 11,352 36,116 111,780
GENERAL DYNAMICS CORP COM 369550108 992 16,055 X 1 11,207 000 4,848
COLUMN TOTALS 265,834
</TABLE>
<PAGE> 45
<TABLE>
<CAPTION>
PAGE 44 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
GENERAL ELEC CO COM 369604103 648,023 13,726,318 X 1 6517,642 2604,769 4603,907
GENERAL GROWTH PPTYS INC COM 370021107 137 4,400 X 1 000 000 4,400
GENERAL INSTR CORP DEL COM 370120107 719 13,986 X 1 5,165 2,800 6,021
GENERAL MLS INC COM 370334104 40,610 499,819 X 1 320,213 50,986 128,620
GENERAL MTRS CORP COM 370442105 34,227 533,230 X 1 340,217 68,249 124,764
GENERAL MTRS CORP CL H NEW 370442832 49,450 838,136 X 1 562,983 68,458 206,695
GENERAL SEMICONDUCTOR INC COM 370787103 782 77,266 X 1 2,066 200 75,000
GENESCO INC COM 371532102 024 2,000 X 1 1,500 000 500
GENTEX CORP COM 371901109 849 40,900 X 1 14,400 000 26,500
GENESIS HEALTH VENTURES INC COM 371912106 026 11,000 X 1 11,000 000 000
GENESIS ENERGY L P UNIT LTD PARTN 371927104 015 1,200 X 1 1,200 000 000
GENESYS TELECOMMUNICATION LABS COM 371931106 701 15,400 X 1 000 000 15,400
GENESIS DIRECT INC COM 371935107 004 10,412 X 1 000 10,412 000
GENRAD INC COM 372447102 459 25,244 X 1 10,000 2,500 12,744
GENZYME TRANSGENICS CORP COM 37246E105 032 4,600 X 1 000 3,000 1,600
GEON CO COM 37246W105 172 6,400 X 1 000 000 6,400
GENUINE PARTS CO COM 372460105 9,717 370,187 X 1 247,618 39,120 83,449
GENZYME CORP SB NT CV 5.25%05 372917AF1 177 130,000 X 1 000 000 130,000
GENZYME CORP COM GENL DIV 372917104 26,517 616,666 X 1 379,746 43,700 193,220
GENZYME CORP COM-TISSUE REP 372917401 009 4,749 X 1 124 3,478 1,147
GENZYME CORP COM-MOLECULAR 372917500 859 152,758 X 1 92,029 7,732 52,997
GENZYME CORP COM SURG PRODS 372917609 383 60,113 X 1 39,350 4,806 15,957
GEORGIA GULF CORP COM PAR $0.01 373200203 004 200 X 1 000 000 200
GEORGIA PAC CORP COM GA PAC GRP 373298108 14,711 375,398 X 1 110,482 140,452 124,464
GEORGIA PAC CORP COM-TIMBER GRP 373298702 7,498 326,894 X 1 149,007 58,009 119,878
GERBER SCIENTIFIC INC COM 373730100 692 31,800 X 1 7,500 3,000 21,300
GERMANY FD INC COM 374143105 250 18,156 X 1 2,134 15,528 494
GERON CORP COM 374163103 029 2,800 X 1 2,000 000 800
GETTY IMAGES INC COM 374276103 5,990 256,250 X 1 225,081 29,669 1,500
GETTY PETE MARKETING INC COM 374292100 014 4,706 X 1 000 000 4,706
COLUMN TOTALS 1,843,080
</TABLE>
<PAGE> 46
<TABLE>
<CAPTION>
PAGE 45 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
GETTY RLTY CORP NEW COM 374297109 062 4,706 X 1 000 000 4,706
GETTY RLTY CORP NEW PFD CV PART A 374297208 024 1,232 X 1 000 000 1,232
GIBRALTAR STL CORP COM 37476F103 495 22,500 X 1 300 4,500 17,700
GIBSON GREETINGS INC COM 374827103 004 776 X 1 776 000 000
GILEAD SCIENCES INC COM 375558103 670 10,358 X 1 5,344 000 5,014
GILLETTE CO COM 375766102 203,901 5,586,323 X 1 3281,606 788,849 1515,868
GILDAN ACTIVEWEAR INC SUB VTG SHS A 375916103 020 1,200 X 1 000 000 1,200
GLATFELTER P H CO COM 377316104 674 43,825 X 1 6,867 22,900 14,058
GLAXO WELLCOME PLC SPONSORED ADR 37733W105 6,614 123,771 X 1 68,161 26,300 29,310
GLEASON CORP COM 377339106 090 5,300 X 1 000 000 5,300
GLENAYRE TECHNOLOGIES INC COM 377899109 1,022 347,700 X 1 95,400 36,000 216,300
GLENBOROUGH RLTY TR INC COM 37803P105 885 55,945 X 1 52,800 000 3,145
GLENBOROUGH RLTY TR INC PFD CV SER A% 37803P204 008 500 X 1 500 000 000
GLIMCHER RLTY TR SH BEN INT 379302102 022 1,500 X 1 1,500 000 000
GLOBAL HIGH INCOME DLR FD INC COM 37933G108 096 8,700 X 1 8,700 000 000
GLOBAL INDL TECHNOLOGIES INC COM 379335102 008 662 X 1 302 360 000
GLOBAL PARTNERS INCOME FD INC COM 37935R102 050 4,745 X 1 4,745 000 000
GLOBAL MARINE INC COM 379352404 985 60,150 X 1 8,700 000 51,450
GLOBAL TELESYSTEMS GROUP COM 37936U104 1,613 72,200 X 1 71,200 000 1,000
GLOBESPAN INC COM 379571102 15,197 235,149 X 1 234,474 000 675
GOLDEN STAR RES LTD CDA COM 38119T104 042 42,200 X 1 000 000 42,200
GOLDEN ST BANCORP INC COM 381197102 112 6,086 X 1 6,086 000 000
GOLDEN ST BANCORP INC WARRANT OR RIGHT 381197136 003 3,286 X 1 2,486 000 800
GOLDEN WEST FINL CORP DEL COM 381317106 4,985 49,200 X 1 29,450 200 19,550
GOLDMAN SACHS GROUP INC COM 38141G104 14,534 235,600 X 1 214,025 000 21,575
GOLF TR AMER INC COM 38168B103 092 4,800 X 1 4,000 000 800
GOODRICH B F CO COM 382388106 4,210 152,038 X 1 100,337 3,303 48,398
GOODYEAR TIRE & RUBR CO COM 382550101 4,752 94,340 X 1 59,996 12,300 22,044
GOODYS FAMILY CLOTHING INC COM 382588101 007 800 X 1 000 000 800
GOTO COM INC COM 38348T107 118 2,050 X 1 2,050 000 000
COLUMN TOTALS 261,295
</TABLE>
<PAGE> 47
<TABLE>
<CAPTION>
PAGE 46 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
GO2NET INC COM 383486107 117 1,900 X 1 900 1,000 000
GRACE W R & CO DEL NEW COM 38388F108 630 36,117 X 1 30,550 2,500 3,067
GRACO INC COM 384109104 066 2,050 X 1 2,050 000 000
GRAINGER W W INC COM 384802104 66,775 1,413,235 X 1 817,484 136,833 458,918
GRANITE CONSTR INC COM 387328107 081 3,250 X 1 750 000 2,500
GRANITE ST BANKSHARES INC COM 387472103 017 759 X 1 000 000 759
GRAY COMMUNICATIONS SYS INC COM 389190109 013 757 X 1 000 000 757
GREAT ATLANTIC & PAC TEA INC COM 390064103 141 4,700 X 1 4,700 000 000
GREAT LAKES CHEM CORP COM 390568103 1,019 27,093 X 1 18,293 8,800 000
GREAT LAKES REIT INC COM 390752103 024 1,600 X 1 1,600 000 000
GREAT PLAINS SOFTWARE COM 39119E105 29,236 554,232 X 1 385,150 16,500 152,582
GREATER BAY BANCORP COM 391648102 024 700 X 1 700 000 000
GREATER CHINA FD INC COM 39167B102 3,275 419,210 X 1 134,325 219,700 65,185
GREENPOINT FINL CORP COM 395384100 1,350 51,200 X 1 47,900 000 3,300
GREIF BROS CORP CL A 397624107 017 600 X 1 600 000 000
GREY ADVERTISING INC COM 397838103 036 100 X 1 000 000 100
GREY WOLF INC COM 397888108 13,233 4,704,091 X 1 4694,091 10,000 000
GRIFFON CORP COM 398433102 19,555 2,502,923 X 1 20,000 000 2482,923
GROUP MAINTENANCE AMERICA CORP COM 39943E107 016 1,400 X 1 000 000 1,400
GROUPE CGI INC CL A SUB VTG 39945C109 5,765 288,250 X 1 267,850 000 20,400
GRUPO IMSA S A DE C V SPON ADR UNITS 40048T106 639 40,400 X 1 40,400 000 000
GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 308 7,550 X 1 7,550 000 000
GRUPO ELEKTRA SA DE CV GLOBL DEP RCPT 40050A102 007 1,550 X 1 000 000 1,550
GTECH HLDGS CORP COM 400518106 011 500 X 1 500 000 000
GUANGSHEN RY LTD SPONSORED ADR 40065W107 044 7,000 X 1 7,000 000 000
GUARANTEE LIFE COS INC COM 400740106 306 10,000 X 1 10,000 000 000
GUCCI GROUP N V COM NY REG 401566104 050 600 X 1 000 600 000
GUESS INC COM 401617105 909 65,500 X 1 000 000 65,500
GUIDANT CORP COM 401698105 27,693 553,168 X 1 372,615 79,472 101,081
GUILFORD MLS INC COM 401794102 1,212 136,575 X 1 000 000 136,575
COLUMN TOTALS 172,569
</TABLE>
<PAGE> 48
<TABLE>
<CAPTION>
PAGE 47 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
GUILFORD PHARMACEUTICALS INC COM 401829106 253 16,500 X 1 000 000 16,500
GULF CDA RES LTD ORD 40218L305 017 4,000 X 1 4,000 000 000
GULF ISLAND FABRICATION INC COM 402307102 046 3,500 X 1 3,500 000 000
GUNDLE/SLT ENVIRONMENTAL INC COM 402809107 082 23,400 X 1 000 1,800 21,600
HMT TECHNOLOGY CORP COM 403917107 007 2,100 X 1 000 000 2,100
H & Q HEALTHCARE FD SH BEN INT 404052102 165 10,245 X 1 000 10,245 000
HCC INS HLDGS INC COM 404132102 008 500 X 1 500 000 000
HCR MANOR CARE INC COM 404134108 7,623 434,044 X 1 375,284 14,750 44,010
HIE INC COM 40419W100 002 1,000 X 1 1,000 000 000
HNC SOFTWARE INC SB NT CV 4.75%03 40425PAA5 061 55,000 X 1 55,000 000 000
HNC SOFTWARE INC COM 40425P107 121 3,000 X 1 2,000 1,000 000
HRPT PPTYS TR SB DBCV-A 7.5%03 40426WAB7 773 820,000 X 1 215,000 540,000 65,000
HRPT PPTYS TR COM SH BEN INT 40426W101 11,545 957,086 X 1 541,123 206,304 209,659
HSB GROUP INC COM 40428N109 8,301 233,406 X 1 116,631 32,650 84,125
HSBC HLDGS PLC SPON ADR NEW 404280406 074 1,242 X 1 1,206 000 036
HS RES INC COM 404297103 1,916 116,095 X 1 90,000 000 26,095
HA-LO INDS INC COM 404429102 205 34,508 X 1 1,050 000 33,458
HADCO CORP COM 404681108 016 400 X 1 400 000 000
HAGLER BAILLY INC COM 405183104 010 1,482 X 1 1,482 000 000
HAIN FOOD GROUP INC COM 405219106 3,060 120,900 X 1 119,400 000 1,500
HALLIBURTON CO COM 406216101 35,927 903,831 X 1 498,790 179,255 225,786
HALLWOOD ENERGY CORP DEL COM 40636X105 002 236 X 1 114 000 122
HALTER MARINE GROUP INC COM 40642Y105 006 1,009 X 1 509 000 500
HAMBRECHT & QUIST GROUP INC COM 406545103 1,160 23,729 X 1 23,729 000 000
JOHN HANCOCK BK &THRIFT OPP FD SH BEN INT 409735107 041 4,824 X 1 3,224 000 1,600
HANCOCK HLDG CO COM 410120109 016 400 X 1 400 000 000
HANCOCK JOHN INCOME SECS TR COM 410123103 001 100 X 1 100 000 000
HANCOCK JOHN PATRIOT GLOBL DEV COM 41013G103 011 1,000 X 1 000 000 1,000
HANCOCK JOHN INVS TR COM 410142103 102 6,000 X 1 5,500 000 500
HANNA M A CO COM 410522106 198 18,400 X 1 11,000 000 7,400
COLUMN TOTALS 71,749
</TABLE>
<PAGE> 49
<TABLE>
<CAPTION>
PAGE 48 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
HANNAFORD BROS CO COM 410550107 1,277 18,115 X 1 3,800 6,815 7,500
HANOVER COMPRESSOR CO COM 410768105 018 600 X 1 600 000 000
HANOVER DIRECT INC COM 410783104 000 100 X 1 000 000 100
HANSON PLC SPON ADR NEW 411352404 050 1,284 X 1 362 000 922
HARBINGER CORP COM 41145C103 051 3,000 X 1 000 000 3,000
HARCOURT GEN INC COM 41163G101 1,164 26,847 X 1 16,147 2,300 8,400
HARCOURT GEN INC PFD A CV $0.64 41163G200 094 2,360 X 1 2,360 000 000
HARBOR FLA BANCSHARES INC COM 411901101 014 1,200 X 1 1,200 000 000
HARKEN ENERGY CORP COM 412552101 011 10,000 X 1 000 000 10,000
HARLAND JOHN H CO COM 412693103 1,051 52,550 X 1 6,100 7,700 38,750
HARLEY DAVIDSON INC COM 412822108 75,863 1,487,511 X 1 1217,143 23,550 246,818
HARLEYSVILLE GROUP INC COM 412824104 003 200 X 1 000 200 000
HARLEYSVILLE NATL CORP PA COM 412850109 008 242 X 1 000 000 242
HARLEYSVILLE SVGS BANK PA COM 412856106 012 824 X 1 000 000 824
HARMAN INTL INDS INC COM 413086109 10,534 250,800 X 1 230,800 000 20,000
HARNISCHFEGER INDS INC COM 413345109 029 28,853 X 1 28,853 000 000
HARRAHS ENTMT INC COM 413619107 199 7,050 X 1 6,750 300 000
HARRIS CORP DEL COM 413875105 5,528 196,115 X 1 168,466 000 27,649
HARRIS FINL INC COM 414541102 003 300 X 1 000 000 300
HARSCO CORP COM 415864107 191 7,000 X 1 000 000 7,000
HARTE-HANKS INC COM 416196103 2,268 95,742 X 1 20,100 1,800 73,842
HARTFORD FINL SVCS GROUP INC COM 416515104 8,277 205,003 X 1 113,186 27,132 64,685
HARTFORD LIFE INC CL A 416592103 238 5,100 X 1 4,100 1,000 000
HARVARDNET INC COM 417490109 120 120,000 X 1 120,000 000 000
HASBRO INC COM 418056107 510 25,121 X 1 9,387 2,022 13,712
HAUPPAUGE DIGITAL INC COM 419131107 018 750 X 1 150 000 600
HAUSER INC COM PAR $0.001 419141403 003 825 X 1 000 825 000
HAWAIIAN ELEC INDUSTRIES COM 419870100 043 1,200 X 1 1,200 000 000
HAWK CORP CL A 420089104 001 300 X 1 000 000 300
HAWKINS CHEM INC COM 420200107 009 1,222 X 1 000 000 1,222
COLUMN TOTALS 107,587
</TABLE>
<PAGE> 50
<TABLE>
<CAPTION>
PAGE 49 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
HEALTH CARE PPTY INVS INC COM 421915109 997 37,995 X 1 36,385 000 1,610
HEALTHSOUTH CORP SB DB CV 3.25%03 421924AF8 077 100,000 X 1 100,000 000 000
HEALTHSOUTH CORP COM 421924101 3,666 610,929 X 1 345,424 15,000 250,505
HEALTH MGMT ASSOC INC NEW CL A 421933102 946 135,105 X 1 63,868 000 71,237
HEALTHCARE RLTY TR COM 421946104 10,665 568,781 X 1 260,842 126,338 181,601
HEALTH CARE REIT INC COM 42217K106 415 20,835 X 1 20,235 000 600
HEALTHEON CORP COM 422209106 026 700 X 1 000 700 000
HEARST-ARGYLE TELEVISION INC COM 422317107 336 15,185 X 1 800 185 14,200
HEARTLAND EXPRESS INC COM 422347104 100 7,000 X 1 000 000 7,000
HEARX LTD COM NEW 422360305 108 24,000 X 1 000 000 24,000
HEICO CORP NEW COM 422806109 304 15,911 X 1 000 15,911 000
HEINZ H J CO COM 423074103 37,310 847,957 X 1 357,139 158,780 332,038
HELIX TECHNOLOGY CORP COM 423319102 034 1,000 X 1 1,000 000 000
HELMERICH & PAYNE INC COM 423452101 4,753 190,114 X 1 56,900 50,314 82,900
HENRY JACK & ASSOC INC COM 426281101 063 1,600 X 1 000 000 1,600
HERCULES INC COM 427056106 845 30,176 X 1 15,676 12,700 1,800
HERSHEY FOODS CORP COM 427866108 5,382 110,391 X 1 45,406 16,057 48,928
HERTZ CORP CL A 428040109 782 17,375 X 1 000 000 17,375
HEWLETT PACKARD CO COM 428236103 234,270 2,814,056 X 1 1444,718 500,605 868,733
HI / FN INC COM 428358105 1,148 10,200 X 1 8,000 000 2,200
HI-RISE RECYCLING SYS INC COM 428396105 005 2,000 X 1 2,000 000 000
HI-TECH PHARMACAL INC COM 42840B101 039 8,500 X 1 000 000 8,500
HIBERNIA CORP CL A 428656102 551 45,200 X 1 11,500 000 33,700
HIGH SPEED ACCESS CORP COM 42979U102 051 1,900 X 1 1,900 000 000
HIGHLANDS INS GROUP INC COM 431032101 120 13,190 X 1 2,536 2,220 8,434
HIGHWAYMASTER COMMUNICATIONS COM 431263102 082 52,564 X 1 52,564 000 000
HIGHWOODS PPTYS INC COM 431284108 1,668 66,075 X 1 56,600 3,900 5,575
HILB ROGAL & HAMILTON CO COM 431294107 015 600 X 1 600 000 000
HILLENBRAND INDS INC COM 431573104 42,535 1,539,736 X 1 1477,780 2,300 59,656
HILTON HOTELS CORP SUB NT CONV 5%06 432848AL3 151 186,000 X 1 186,000 000 000
COLUMN TOTALS 347,444
</TABLE>
<PAGE> 51
<TABLE>
<CAPTION>
PAGE 50 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
HILTON HOTELS CORP COM 432848109 281 27,949 X 1 13,875 300 13,774
HINES HORTICULTURE INC COM 433245107 010 1,000 X 1 1,000 000 000
HISPANIC BROADCASTING CORP CL A 43357B104 15,068 172,952 X 1 172,952 000 000
HITACHI LIMITED ADR 10 COM 433578507 033 300 X 1 000 100 200
HOECHST A G SPONSORED ADR 434390308 442 10,095 X 1 10,095 000 000
HOLLINGER INTL INC CL A 435569108 020 1,700 X 1 000 1,700 000
HOLLIS-EDEN PHARMACEUTICALS COM 435902101 046 3,500 X 1 200 3,300 000
HOLLYWOOD PK INC NEW COM 436255103 032 2,037 X 1 2,037 000 000
HOME DEPOT INC COM 437076102 409,098 5,746,721 X 1 3632,345 388,802 1725,574
HOME PORT BANCORP INC COM 437304108 025 1,000 X 1 1,000 000 000
HOME PPTYS N Y INC COM 437306103 1,655 62,000 X 1 57,200 000 4,800
HOME SECURITY INTERNATIONAL COM 437333107 187 63,500 X 1 63,500 000 000
HOMESTAKE MNG CO COM 437614100 1,163 117,800 X 1 34,300 10,100 73,400
HOMESTEAD VLG INC COM 437851108 019 7,500 X 1 7,500 000 000
HOMESTORE COM INC COM 437852106 004 100 X 1 100 000 000
HON INDS INC COM 438092108 053 2,600 X 1 1,000 000 1,600
HONDA MOTOR LTD AMERN SHS 438128308 149 1,800 X 1 200 500 1,100
HONEYWELL INC COM 438506107 96,497 851,135 X 1 309,712 238,776 302,647
HOOPER HOLMES INC COM 439104100 015 600 X 1 000 000 600
HORACE MANN EDUCATORS CORP NEW COM 440327104 1,975 73,502 X 1 26,952 3,200 43,350
HORIZON GROUP PPTYS INC COM 44041U102 001 222 X 1 222 000 000
HORIZON ORGANIC HOLDING COM 44043T103 088 8,000 X 1 6,000 000 2,000
HORMEL FOODS CORP COM 440452100 593 13,600 X 1 1,750 000 11,850
HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 9,065 413,209 X 1 304,150 35,900 73,159
HOST MARRIOTT CORP NEW COM 44107P104 824 87,307 X 1 83,090 217 4,000
HOUGHTON MIFFLIN CO COM 441560109 8,512 205,112 X 1 61,466 15,500 128,146
HOUSEHOLD INTL INC COM 441815107 101,271 2,504,355 X 1 1132,834 466,110 905,411
HOWELL CORP PFD A CV $3.50 443051206 011 400 X 1 400 000 000
HUBBELL INC CL A 443510102 093 2,800 X 1 2,800 000 000
HUBBELL INC CL B 443510201 2,103 66,351 X 1 39,009 10,182 17,160
COLUMN TOTALS 649,333
</TABLE>
<PAGE> 52
<TABLE>
<CAPTION>
PAGE 51 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
HUDSON UNITED BANCORP COM 444165104 3,995 127,569 X 1 12,916 500 114,153
HUFFY CORP COM 444356109 097 10,600 X 1 10,000 000 600
HUGOTON RTY TR TEX UNIT BEN INT 444717102 256 25,000 X 1 25,000 000 000
HUMANA INC COM 444859102 705 100,698 X 1 24,000 11,347 65,351
HUMAN GENOME SCIENCES INC COM 444903108 3,547 46,904 X 1 39,925 400 6,579
HUNTINGTON BANCSHARES INC COM 446150104 5,394 194,803 X 1 139,454 45,952 9,397
HUSSMANN INTL INC COM 448110106 019 1,098 X 1 450 648 000
HVIDE MARINE INC CLA 448515106 000 200 X 1 000 000 200
HYPERION 1999 TERM TR INC COM 448913103 005 666 X 1 000 000 666
HYPERION 2002 TERM TR INC COM 448915108 041 5,000 X 1 5,000 000 000
ICN PHARMACEUTICALS INC NEW COM 448924100 6,373 377,645 X 1 377,305 140 200
IDT CORP COM 448947101 022 1,000 X 1 1,000 000 000
HYPERCOM CORP COM 44913M105 052 6,600 X 1 000 000 6,600
HYPERION SOLUTIONS CORP COM 44914M104 060 2,843 X 1 1,893 000 950
IBP INC COM 449223106 026 1,100 X 1 1,100 000 000
ICG COMMUNICATIONS INC COM 449246107 007 400 X 1 300 000 100
ICT GROUP INC COM 44929Y101 144 19,200 X 1 000 000 19,200
ICOS CORP COM 449295104 152 5,000 X 1 2,800 000 2,200
IDEC PHARMACEUTICALS CORP COM 449370105 11,942 126,289 X 1 123,395 000 2,894
IDG BOOKS WORLDWIDE INC CL A 449384106 015 1,000 X 1 000 000 1,000
IGEN INC COM 449536101 046 2,000 X 1 1,400 000 600
IHOP CORP COM 449623107 435 21,600 X 1 21,600 000 000
IMC GLOBAL INC COM 449669100 1,746 126,973 X 1 25,985 5,688 95,300
IMC GLOBAL INC WARRANT OR RIGHT 449669118 000 245 X 1 134 111 000
IMCO RECYCLING INC COM 449681105 004 300 X 1 300 000 000
IMS HEALTH INC COM 449934108 11,307 508,195 X 1 280,190 81,781 146,224
IRT PPTY CO COM 450058102 028 3,000 X 1 3,000 000 000
ISB FINL CORP LA COM 450091103 116 6,800 X 1 6,800 000 000
ISS GROUP INC COM 450306105 941 33,894 X 1 25,294 000 8,600
I-STAT CORP COM 450312103 010 1,000 X 1 000 000 1,000
COLUMN TOTALS 47,485
</TABLE>
<PAGE> 53
<TABLE>
<CAPTION>
PAGE 52 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
IXC COMMUNICATIONS INC COM 450713102 1,084 24,226 X 1 000 000 24,226
IBIS TECHNOLOGY CORP COM 450909106 195 5,000 X 1 000 000 5,000
ITT INDS INC IND COM 450911102 2,285 70,840 X 1 54,421 5,521 10,898
IDACORP INC COM 451107106 1,963 63,082 X 1 17,050 30,421 15,611
IDEX CORP COM 45167R104 2,940 105,700 X 1 51,100 21,000 33,600
IDEXX LABS INC COM 45168D104 922 54,254 X 1 27,854 1,000 25,400
IKON OFFICE SOLUTIONS INC COM 451713101 065 6,138 X 1 6,138 000 000
IKOS SYS INC COM NEW 451716203 084 10,800 X 1 000 2,800 8,000
IDENTIX INC COM 451906101 120 13,378 X 1 000 000 13,378
ILLINOIS TOOL WKS INC COM 452308109 144,030 1,959,586 X 1 1043,564 283,963 632,059
ILLINOVA CORP COM 452317100 036 1,200 X 1 700 000 500
IMATION CORP COM 45245A107 203 6,589 X 1 801 4,361 1,427
IMAX CORP COM 45245E109 039 2,000 X 1 000 000 2,000
IMCLONE SYS INC COM 45245W109 2,571 79,100 X 1 22,200 2,500 54,400
IMMULOGIC PHARMACEUTICAL CORP COM 45252R100 000 095 X 1 095 000 000
IMMUNE RESPONSE CORP DEL COM 45252T106 005 1,000 X 1 1,000 000 000
IMMUCELL CORP COM PAR $0.10 452525306 010 6,130 X 1 6,130 000 000
IMMUCOR INC COM 452526106 556 40,800 X 1 000 000 40,800
IMMUNEX CORP NEW COM 452528102 2,308 53,052 X 1 19,000 2,400 31,652
IMMUNOGEN INC COM 45253H101 014 6,000 X 1 000 000 6,000
IMPATH INC COM 45255G101 424 14,421 X 1 4,500 000 9,921
IMPERIAL BANCORP COM 452556103 22,813 1,039,903 X 1 15,824 000 1024,079
IMPERIAL CHEM INDS PLC ADR NEW 452704505 1,933 44,441 X 1 5,000 14,400 25,041
IMATRON INC COM 452906100 000 125 X 1 000 000 125
IMMUNOMEDICS INC COM 452907108 000 100 X 1 000 000 100
IN FOCUS SYS INC COM 452919103 822 45,327 X 1 2,000 2,518 40,809
IMPERIAL OIL LTD COM NEW 453038408 793 38,212 X 1 14,212 5,400 18,600
IMPERIAL SUGAR CO NEW COM 453096109 183 29,524 X 1 29,524 000 000
IMPERIAL TOBACCO GROUP PLC SPONSORED ADR 453142101 049 2,011 X 1 1,900 000 111
INACOM CORP COM 45323G109 045 5,000 X 1 5,000 000 000
COLUMN TOTALS 186,492
</TABLE>
<PAGE> 54
<TABLE>
<CAPTION>
PAGE 53 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
INCO LTD DEB CV 7.75%16 453258AH8 060 65,000 X 1 25,000 40,000 000
INCO LTD DEB CONV 5.75%04 453258AK1 029 30,000 X 1 000 30,000 000
INCO LTD COM 453258402 059 2,628 X 1 1,228 000 1,400
INCO LTD CL VBN SH 453258709 480 60,000 X 1 60,000 000 000
INCYTE PHARMACEUTICALS INC COM 45337C102 4,147 247,600 X 1 120,750 37,800 89,050
INDEPENDENCE CMNTY BK CORP COM 453414104 026 2,200 X 1 2,200 000 000
INDEPENDENT BANK CORP MASS COM 453836108 011 800 X 1 800 000 000
INDIANA ENERGY INC COM 454707100 107 5,278 X 1 4,128 000 1,150
INDIVIDUAL INV GROUP INC COM 455907105 007 2,000 X 1 000 000 2,000
INDYMAC MTG HLDGS INC COM 456607100 059 4,000 X 1 3,000 000 1,000
INFERENCE CORP CL A 45662K109 001 259 X 1 259 000 000
INFINITY BROADCASTING CP NEW CL A 45662S102 2,007 68,750 X 1 53,650 7,400 7,700
INFINIUM SOFTWARE INC COM 45662Y109 011 2,000 X 1 2,000 000 000
INFORMATION HLDGS INC COM 456727106 6,438 341,100 X 1 172,000 16,000 153,100
INFORMIX CORP COM 456779107 1,273 172,613 X 1 52,150 3,500 116,963
INFOSEEK CORP COM 45678M107 038 1,250 X 1 950 000 300
INFOSPACE COM INC COM 45678T102 005 130 X 1 130 000 000
INFOUSA INC NEW CL B 456818103 035 5,000 X 1 000 000 5,000
ING GROEP N V SPONSORED ADR 456837103 077 1,374 X 1 505 361 508
INGERSOLL-RAND CO COM 456866102 10,589 190,358 X 1 146,891 12,000 31,467
INFORMATION RES INC COM 456905108 475 42,675 X 1 33,775 000 8,900
INGLES MKTS INC CL A 457030104 056 4,300 X 1 3,000 000 1,300
INGRAM MICRO INC CL A 457153104 1,251 94,425 X 1 57,333 5,000 32,092
INHALE THERAPEUTIC SYS INC COM 457191104 001 034 X 1 000 000 034
INKTOMI CORP COM 457277101 1,919 16,675 X 1 12,354 500 3,821
INMARK ENTERPRISES INC COM 457635100 259 92,000 X 1 000 000 92,000
INNOVEX INC COM 457647105 009 1,000 X 1 000 000 1,000
INSIGHT ENTERPRISES INC COM 45765U103 1,497 50,000 X 1 000 000 50,000
INPUT/OUTPUT INC COM 457652105 339 52,100 X 1 39,900 10,200 2,000
INPRISE CORP COM 45766C102 026 6,000 X 1 000 000 6,000
COLUMN TOTALS 31,291
</TABLE>
<PAGE> 55
<TABLE>
<CAPTION>
PAGE 54 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
INSIGNIA SOLUTIONS PLC SPONSORED ADR 45766J107 067 12,900 X 1 1,800 000 11,100
INSIGHT HEALTH SVCS CORP COM 45766Q101 014 2,300 X 1 300 000 2,000
INSITUFORM TECHNOLOGIES INC CL A 457667103 570 23,750 X 1 750 000 23,000
INSO CORP COM 457674109 189 19,100 X 1 000 1,700 17,400
INSPIRE INS SOLUTIONS INC COM 457732105 005 750 X 1 000 000 750
INTEGRA LIFESCIENCES HLDGS CP COM NEW 457985208 001 150 X 1 000 000 150
INSWEB CORP COM 45809K103 027 1,330 X 1 000 000 1,330
INTASYS CORP COM 45809M109 096 25,000 X 1 25,000 000 000
INTEGRALVISION INC COM 45811H106 007 6,000 X 1 000 000 6,000
INTEGRA INC COM 45811M105 012 8,416 X 1 000 000 8,416
INTEGRATED DEVICE TECHNOLOGY COM 458118106 098 5,000 X 1 000 000 5,000
INTEGRATED SYS INC COM 45812M104 027 2,900 X 1 000 000 2,900
INTEGRATED SILICON SOLUTION COM 45812P107 531 58,400 X 1 000 1,900 56,500
INTEGRATED SURGICAL SYS INC COM 45812Y108 006 2,000 X 1 2,000 000 000
INTEL CORP COM 458140100 793,999 10,311,681 X 1 6758,855 1109,562 2443,264
INTER TEL INC COM 458372109 7,650 465,400 X 1 339,600 3,000 122,800
INTERDIGITAL COMMUNICATIONS CP COM 45866A105 009 1,500 X 1 1,000 000 500
INTERFACE INC CL A 458665106 063 12,076 X 1 11,076 000 1,000
INTERIM SVCS INC COM 45868P100 828 49,600 X 1 49,600 000 000
INTERGRAPH CORP COM 458683109 071 12,500 X 1 000 700 11,800
INTERLEAF INC COM NEW 458729209 1,295 70,946 X 1 56,148 000 14,798
INTERLINK ELECTRS COM 458751104 009 1,000 X 1 000 000 1,000
INTERLINQ SOFTWARE CORP COM 458753100 003 1,000 X 1 000 000 1,000
INTERMAGNETICS GEN CORP COM 458771102 022 3,720 X 1 3,720 000 000
INTERMET CORP COM 45881K104 1,072 109,244 X 1 24,300 21,711 63,233
INTERNATIONAL BUSINESS MACHS COM 459200101 658,132 5,490,149 X 1 2911,954 1053,862 1524,333
INTERNATIONAL FLAVORS&FRAGRANC COM 459506101 8,337 231,190 X 1 91,186 42,424 97,580
INTERNATIONAL GAME TECHNOLOGY COM 459902102 219 11,608 X 1 8,308 000 3,300
INTERNATIONAL NETWORK SVCS COM 460053101 011 200 X 1 200 000 000
INTL PAPER CO COM 460146103 18,670 404,212 X 1 258,781 34,010 111,421
COLUMN TOTALS 1,492,040
</TABLE>
<PAGE> 56
<TABLE>
<CAPTION>
PAGE 55 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
INTERNATIONAL RECTIFIER CORP COM 460254105 926 57,000 X 1 2,000 000 55,000
INTERNATIONAL SPEEDWAY CORP CL A 460335201 196 3,762 X 1 278 000 3,484
INTERNATIONAL TELECOMMUN DATA COM 46047F104 091 10,702 X 1 9,602 000 1,100
INTERNET CAP GROUP INC COM 46059C106 24,421 265,445 X 1 261,925 000 3,520
INTERPUBLIC GROUP COS INC COM 460690100 61,012 1,497,224 X 1 616,960 133,392 746,872
INTERSTATE HOTELS CORP COM 46088R108 001 420 X 1 021 000 399
INTERSTATE GEN L P UN LTD PRT NEW 460885205 000 040 X 1 040 000 000
INTERSYSTEMS INC DEL COM 460920101 036 51,848 X 1 000 000 51,848
INTERSYSTEMS INC DEL WARRANT OR RIGHT 460920119 001 7,500 X 1 000 000 7,500
INTERWEST BANCORP INC COM 460931108 112 5,500 X 1 000 000 5,500
INTERVU INC COM 46114R106 088 2,200 X 1 1,700 000 500
INTERVOICE-BRITE INC COM 461142101 047 4,000 X 1 000 000 4,000
INTIMATE BRANDS INC CL A 461156101 026 625 X 1 000 000 625
INTUIT COM 461202103 235 7,583 X 1 425 000 7,158
INVACARE CORP COM 461203101 312 16,767 X 1 16,767 000 000
INVESCO GLOBAL HEALTH SCIENCES COM 46128N109 049 3,063 X 1 2,563 000 500
INVESTMENT TECHNOLOGY GRP NEW COM 46145F105 003 125 X 1 000 000 125
INVESTORS FINL SERVICES CORP COM 461915100 032 913 X 1 913 000 000
IOMEGA CORP COM 462030107 004 1,000 X 1 1,000 000 000
IONA TECHNOLOGIES PLC SPONSORED ADR 46206P109 013 1,000 X 1 1,000 000 000
IONICS INC COM 462218108 2,486 77,100 X 1 54,800 6,800 15,500
IPALCO ENTERPRISES INC COM 462613100 722 36,122 X 1 18,800 10,718 6,604
IRISH INVT FD INC COM 462710104 187 11,625 X 1 8,625 3,000 000
IRON MTN INC DEL COM 46284P104 1,591 47,155 X 1 47,155 000 000
IROQUOIS BANCORP INC COM 463347104 315 18,000 X 1 18,000 000 000
ISIS PHARMACEUTICALS INC COM 464330109 017 1,500 X 1 000 000 1,500
ISTITUTO BANC SAN PAOLO DI TOR SPONSORED ADR 465224103 027 1,018 X 1 000 000 1,018
ITURF INC CL A 46575Q100 016 1,500 X 1 1,500 000 000
I2 TECHNOLOGIES INC COM 465754109 255 6,100 X 1 500 4,400 1,200
IVAX CORP SB CV144A 6.5%01 465823AA0 107 110,000 X 1 000 110,000 000
COLUMN TOTALS 93,328
</TABLE>
<PAGE> 57
<TABLE>
<CAPTION>
PAGE 56 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
IVAX CORP COM 465823102 029 1,750 X 1 1,300 000 450
IVEX PACKAGING CORP DEL COM 465855104 119 11,900 X 1 11,900 000 000
IVILLAGE INC COM 46588H105 020 600 X 1 600 000 000
IWERKS ENTMT INC COM 465916104 010 10,062 X 1 10,062 000 000
JDN RLTY CORP COM 465917102 375 18,911 X 1 12,203 000 6,708
JPM CO COM 465933109 001 100 X 1 000 100 000
JB OXFORD HLDGS INC COM 466107109 008 1,000 X 1 000 000 1,000
JDS UNIPHASE CORP COM 46612J101 5,930 47,440 X 1 36,150 3,400 7,890
JDA SOFTWARE GROUP INC COM 46612K108 018 1,600 X 1 000 000 1,600
JLG INDS INC COM 466210101 464 31,710 X 1 25,710 000 6,000
JMAR TECHNOLOGIES INC COM 466212107 009 5,500 X 1 000 5,500 000
JP REALTY INC COM 46624A106 060 3,450 X 1 3,450 000 000
JSB FINANCIAL INC COM 46624M100 583 9,900 X 1 3,600 6,300 000
JABIL CIRCUIT INC COM 466313103 209 4,000 X 1 4,000 000 000
JANUS HOTELS & RESORTS INC COM 47102C101 010 6,000 X 1 6,000 000 000
JAPAN OTC EQUITY FD INC COM 471091108 493 34,000 X 1 2,000 30,000 2,000
JEFFBANKS INC COM 472317106 056 1,918 X 1 1,000 918 000
JEFFERSON PILOT CORP COM 475070108 7,638 118,080 X 1 10,225 18,420 89,435
JETFORM CORP COM 477155105 025 6,000 X 1 000 000 6,000
JOHNS MANVILLE CORP NEW COM 478129109 016 1,200 X 1 1,200 000 000
JOHNSON & JOHNSON COM 478160104 817,765 8,653,601 X 1 3509,577 2817,853 2326,171
JOHNSON CTLS INC COM 478366107 8,813 126,015 X 1 21,365 66,195 38,455
JONES APPAREL GROUP INC COM 480074103 888 30,475 X 1 15,625 000 14,850
JONES LANG LASALLE INC COM 48020Q107 010 600 X 1 600 000 000
JONES INTERCABLE INC CL A 480206200 060 1,100 X 1 100 000 1,000
JONES PHARMA INC COM 480236108 072 2,250 X 1 1,200 000 1,050
JOSTENS INC COM 481088102 423 21,208 X 1 16,200 4,300 708
JUDGE GROUP INC COM 481271104 001 800 X 1 000 000 800
JUNIPER NETWORKS COM 48203R104 191 1,050 X 1 1,050 000 000
JUNO ONLINE SVCS INC COM 482048105 004 250 X 1 000 250 000
COLUMN TOTALS 844,300
</TABLE>
<PAGE> 58
<TABLE>
<CAPTION>
PAGE 57 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
JUSTIN INDS INC COM 482171105 044 3,000 X 1 000 000 3,000
KCS ENERGY INC COM 482434206 001 1,400 X 1 1,400 000 000
KFX INC COM 48245L107 001 1,000 X 1 000 000 1,000
KLA-TENCORP CORP COM 482480100 861 12,340 X 1 11,900 200 240
KLM ROYAL DUTCH AIRLS COM N Y REG 482516101 004 150 X 1 150 000 000
K MART CORP COM 482584109 4,575 393,521 X 1 71,233 41,538 280,750
KN ENERGY INC COM 482620101 2,599 115,189 X 1 104,045 2,325 8,819
K TRON INTL INC COM 482730108 143 9,500 X 1 000 700 8,800
KAFUS INDS LTD COM 482910106 091 10,000 X 1 000 10,000 000
KAMAN CORP CL A 483548103 2,055 161,155 X 1 19,887 23,100 118,168
KANEB PIPE LINE PARTNERS L P SR PREF UNIT 484169107 029 1,000 X 1 000 000 1,000
KANEB SERVICES INC COM 484170105 005 1,000 X 1 1,000 000 000
KANSAS CITY LIFE INS CO COM 484836101 051 1,400 X 1 000 000 1,400
KANSAS CITY PWR & LT CO COM 485134100 731 29,555 X 1 17,355 1,200 11,000
KANSAS CITY SOUTHN INDS INC COM 485170104 55,892 1,213,386 X 1 891,538 179,500 142,348
KAUFMAN & BROAD HOME CORP COM 486168107 267 12,469 X 1 2,000 000 10,469
KAYDON CORP COM 486587108 1,111 46,759 X 1 25,375 11,000 10,384
KEANE INC COM 486665102 103 4,700 X 1 400 100 4,200
KEEBLER FOODS CO COM 487256109 714 23,950 X 1 15,300 000 8,650
KELLOGG CO COM 487836108 5,797 154,062 X 1 69,990 13,240 70,832
KELLWOOD CO COM 488044108 027 1,225 X 1 1,000 000 225
KELLY SVCS INC CL A 488152208 192 6,857 X 1 6,857 000 000
KEMET CORP COM 488360108 1,541 47,600 X 1 000 000 47,600
KEMPER HIGH INCOME TR SH BEN INT 48841G106 112 13,000 X 1 13,000 000 000
KEMPER MULTI MKT INCOME TR SH BEN INT 48842B106 223 25,800 X 1 25,800 000 000
KEMPER MUN INCOME TR COM SH BEN INT 48842C104 032 2,950 X 1 2,950 000 000
KEMPER STRATEGIC MUN INCOME TR COM SH BEN INT 488427105 009 800 X 1 800 000 000
KENDLE INTERNATIONAL INC COM 48880L107 043 5,600 X 1 5,600 000 000
KENNAMETAL INC COM 489170100 1,596 62,130 X 1 42,530 12,000 7,600
KENSEY NASH CORP COM 490057106 030 2,000 X 1 2,000 000 000
COLUMN TOTALS 78,879
</TABLE>
<PAGE> 59
<TABLE>
<CAPTION>
PAGE 58 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
KENT ELECTRS CORP COM 490553104 025 1,400 X 1 000 1,400 000
KENTUCKY ELEC STL INC COM 49127B100 008 2,000 X 1 000 000 2,000
KERAVISION INC COM 492061106 079 5,200 X 1 5,200 000 000
KERR MCGEE CORP SUB DB CV 7.5%14 492386AL1 500 512,000 X 1 272,000 49,000 191,000
KERR MCGEE CORP COM 492386107 1,553 28,330 X 1 17,141 9,342 1,847
KEY ENERGY SVCS INC COM 492914106 008 1,700 X 1 1,700 000 000
KEYCORP NEW COM 493267108 18,191 697,979 X 1 215,590 114,174 368,215
KEYSPAN CORP COM 49337W100 988 34,086 X 1 18,484 4,625 10,977
KEYSTONE FINANCIAL INC COM 493482103 657 26,401 X 1 4,410 1,292 20,699
KILROY RLTY CORP COM 49427F108 110 5,200 X 1 4,000 000 1,200
KIMBALL INTL INC CL B 494274103 023 1,200 X 1 000 000 1,200
KIMBERLY CLARK CORP COM 494368103 50,146 924,347 X 1 499,724 82,922 341,701
KIMCO REALTY CORP COM 49446R109 2,544 73,350 X 1 35,550 450 37,350
KINDER MORGAN ENERGY PARTNERS UT LTD PARTNER 494550106 1,315 30,593 X 1 9,307 10,170 11,116
KING PHARMACEUTICALS INC COM 495582108 1,089 30,000 X 1 000 000 30,000
KING WORLD PRODTNS INC COM 495667107 245 6,500 X 1 6,500 000 000
KINROSS GOLD CORP COM 496902107 100 32,108 X 1 32,089 000 019
KIRBY CORP COM 497266106 852 42,580 X 1 42,580 000 000
KLAMATH FIRST BANCORP INC COM 49842P103 542 41,900 X 1 13,200 000 28,700
KMART FING I PFD TRCV 7.75% 498778208 1,430 30,100 X 1 10,500 10,400 9,200
KNIGHT RIDDER INC COM 499040103 13,422 239,409 X 1 34,887 6,700 197,822
KNIGHT TRANSN INC COM 499064103 013 1,000 X 1 1,000 000 000
KNIGHT/TRIMARK GROUP INC CL A 499067106 034 1,200 X 1 400 000 800
KOGER EQUITY INC COM 500228101 093 5,800 X 1 5,800 000 000
KOHLS CORP COM 500255104 1,606 23,189 X 1 12,790 8,200 2,199
KOLLMORGEN CORP SB DB CV 8.75%09 500440AA0 1,424 1,438,000 X 1 968,000 260,000 210,000
KOLLMORGEN CORP COM 500440102 7,222 645,494 X 1 501,200 2,000 142,294
KONINKLIJKE AHOLD N V SPON ADR NEW 500467303 000 006 X 1 006 000 000
KONOVER PPTY TR INC COM 50047R100 026 4,000 X 1 4,000 000 000
KONINKLIJKE PHILIPS ELECTRS NV SPON ADR NEW 500472204 1,300 12,656 X 1 6,656 1,642 4,358
COLUMN TOTALS 105,545
</TABLE>
<PAGE> 60
<TABLE>
<CAPTION>
PAGE 59 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
KOPIN CORP COM 500600101 650 23,000 X 1 000 23,000 000
KOREA TELECOM SPONSORED ADR 50063P103 593 16,338 X 1 16,338 000 000
KOREA FD COM 500634100 014 1,118 X 1 018 000 1,100
KOS PHARMACEUTICALS INC COM 500648100 005 1,000 X 1 000 000 1,000
KRAUSES FURNITURE INC COM NEW 500760202 004 2,000 X 1 2,000 000 000
KROGER CO COM 501044101 2,181 100,851 X 1 55,861 16,900 28,090
KROLL O GARA CO COM 501050108 105 6,100 X 1 000 000 6,100
KULICKE & SOFFA INDS INC COM 501242101 335 13,400 X 1 000 000 13,400
KUSHNER-LOCKE CO COM NEW 501337406 001 200 X 1 000 000 200
KYOCERA CORP ADR 501556203 025 320 X 1 020 000 300
LCA-VISION INC COM NEW 501803209 007 1,337 X 1 000 043 1,294
LG&E ENERGY CORP COM 501917108 1,048 46,468 X 1 20,023 15,210 11,235
LHS GROUP INC COM 501938104 006 200 X 1 000 000 200
LNR PPTY CORP COM 501940100 015 800 X 1 800 000 000
LL & E RTY TR UNIT BEN INT 502003106 000 100 X 1 100 000 000
LMI AEROSPACE INC COM 502079106 003 700 X 1 000 000 700
LSI LOGIC CORP COM 502161102 1,039 18,671 X 1 10,603 300 7,768
LTC PPTYS INC COM 502175102 087 8,300 X 1 8,300 000 000
LTX CORP COM 502392103 1,414 106,200 X 1 000 000 106,200
L-3 COMMUNICATIONS HLDGS INC COM 502424104 011 300 X 1 300 000 000
LVMH MOET HENNESSY LOU VUITTON SPONSORED ADR 502441207 1,898 32,177 X 1 14,966 2,996 14,215
LA Z BOY INC COM 505336107 009 500 X 1 500 000 000
LABORATORIO CHILE SA ADR 50540H104 002 100 X 1 000 000 100
LABONE INC NEW COM 50540L105 037 3,750 X 1 3,750 000 000
LABOR READY INC COM NEW 505401208 015 1,500 X 1 1,500 000 000
LACLEDE GAS CO COM 505588103 099 4,400 X 1 3,200 000 1,200
LADD FURNITURE INC COM PAR $0.30 505739201 007 334 X 1 000 000 334
LAFARGE CORP COM 505862102 040 1,300 X 1 1,200 000 100
LAIDLAW INC COM 50730K503 011 1,600 X 1 000 1,600 000
LAKE ARIEL BANCORP INC COM 507467108 027 1,698 X 1 000 1,698 000
COLUMN TOTALS 9,688
</TABLE>
<PAGE> 61
<TABLE>
<CAPTION>
PAGE 60 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
LAKEHEAD PIPE LINE PARTNERS LP COM UNIT-CL A 511557100 947 21,900 X 1 7,450 6,800 7,650
LAM RESH CORP COM 512807108 076 1,127 X 1 700 000 427
LAMAR ADVERTISING CO CL A 512815101 058 1,200 X 1 1,200 000 000
LAMSON & SESSIONS CO COM 513696104 000 019 X 1 000 000 019
LANCASTER COLONY CORP COM 513847103 3,270 102,199 X 1 000 100,000 2,199
LANCE INC COM 514606102 264 19,975 X 1 2,900 11,375 5,700
LANDEC CORP COM 514766104 029 5,500 X 1 000 5,500 000
LANDRYS SEAFOOD RESTAURANTS COM 51508L103 000 016 X 1 000 000 016
LANDS END INC COM 515086106 175 2,650 X 1 000 000 2,650
LANDSTAR SYS INC COM 515098101 196 5,332 X 1 000 000 5,332
LARSCOM INC CL A 51729Y108 058 26,000 X 1 6,000 000 20,000
LAS VEGAS ENTMT NETWORK INC COM NEW 517669305 003 1,000 X 1 1,000 000 000
LASER VISION CTRS INC COM 51807H100 015 1,000 X 1 1,000 000 000
LASON INC COM 51808R107 790 18,400 X 1 000 000 18,400
LATIN AMERN DISCOVERY FD INC COM 51828C106 054 7,000 X 1 000 000 7,000
LATTICE SEMICONDUCTOR CORP COM 518415104 029 900 X 1 900 000 000
LAUDER ESTEE COS INC CL A 518439104 4,595 105,630 X 1 36,780 4,800 64,050
LAUNCH MEDIA INC COM 518567102 002 200 X 1 000 000 200
LAWSON PRODS INC COM 520776105 066 2,900 X 1 2,900 000 000
LAYNE CHRISTENSEN CO COM 521050104 271 28,500 X 1 000 28,500 000
LEAP WIRELESS INTL INC COM 521863100 066 2,781 X 1 456 075 2,250
LEAR CORP COM 521865105 21,053 604,732 X 1 301,566 111,828 191,338
LEARN2 COM INC COM 522002104 141 48,056 X 1 000 4,430 43,626
LEASING SOLUTIONS INC SUBNTCV 6.875%03 522113AA7 001 30,000 X 1 000 000 30,000
LECROY CORP COM 52324W109 014 800 X 1 800 000 000
LEE ENTERPRISES INC COM 523768109 2,270 79,476 X 1 75,476 000 4,000
LEGATO SYS INC COM 524651106 1,541 34,360 X 1 33,200 000 1,160
LEGGETT & PLATT INC COM 524660107 1,489 78,628 X 1 15,825 53,328 9,475
LEGG MASON INC COM 524901105 4,546 114,010 X 1 2,400 13,332 98,278
COLUMN TOTALS 42,019
</TABLE>
<PAGE> 62
<TABLE>
<CAPTION>
PAGE 61 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
LEHMAN BROS HLDGS INC COM 524908100 1,519 25,530 X 1 16,249 2,801 6,480
LENNOX INTL INC COM 526107107 1,641 105,000 X 1 105,000 000 000
LEUCADIA NATL CORP COM 527288104 056 2,600 X 1 2,200 000 400
LEVEL 3 COMMUNICATIONS INC COM 52729N100 2,153 41,210 X 1 39,825 000 1,385
LEVIATHAN GAS PIPELINE PARTNRS COM UNIT 527367205 066 2,900 X 1 2,900 000 000
LEXINGTON CORP PPTYS TR COM 529043101 791 71,129 X 1 36,800 800 33,529
LEXMARK INTL GROUP INC CL A 529771107 2,381 26,150 X 1 19,150 000 7,000
LIBBEY INC COM 529898108 1,240 42,400 X 1 25,400 10,700 6,300
LIBERTE INVS INC DEL COM 530154103 047 13,100 X 1 13,100 000 000
LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 024 2,000 X 1 000 2,000 000
LIBERTY CORP S C COM 530370105 1,011 21,918 X 1 21,918 000 000
LIBERTY FINL COS INC COM 530512102 007 350 X 1 000 000 350
LIBERTY PPTY TR SH BEN INT 531172104 3,450 154,600 X 1 50,600 61,800 42,200
LIFE FINL CORP COM 53184P101 009 2,000 X 1 2,000 000 000
LIFECELL CORP COM 531927101 030 5,600 X 1 1,000 000 4,600
LIFEPOINT HOSPITALS INC COM 53219L109 008 896 X 1 596 256 044
LIGAND PHARMACEUTICALS INC CL B 53220K207 143 19,119 X 1 4,000 10,119 5,000
LILLY ELI & CO COM 532457108 216,299 3,046,466 X 1 2027,449 194,806 824,211
LIMITED INC COM 532716107 524 13,085 X 1 10,959 300 1,826
LINCARE HLDGS INC COM 532791100 042 1,700 X 1 1,100 000 600
LINCOLN ELEC HLDGS INC COM 533900106 014 700 X 1 700 000 000
LINCOLN NATL CORP IND COM 534187109 9,236 236,818 X 1 51,686 45,100 140,032
LINCOLN NATL INCOME FD COM 534217104 018 1,635 X 1 200 000 1,435
LINDBERG CORP COM 535171102 004 500 X 1 000 000 500
LINEAR TECHNOLOGY CORP COM 535678106 2,110 33,118 X 1 24,200 250 8,668
LINENS N THINGS INC COM 535679104 2,451 69,773 X 1 68,700 000 1,073
LIPOSOME CO INC COM 536310105 178 25,000 X 1 20,600 000 4,400
LITTELFUSE INC COM 537008104 430 19,200 X 1 4,300 000 14,900
LITTON INDS INC COM 538021106 1,395 25,248 X 1 25,248 000 000
LIZ CLAIBORNE INC COM 539320101 765 23,711 X 1 13,561 5,350 4,800
COLUMN TOTALS 248,042
</TABLE>
<PAGE> 63
<TABLE>
<CAPTION>
PAGE 62 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
LOCAL FINL CORP COM 539553107 019 2,000 X 1 000 000 2,000
LOCKHEED MARTIN CORP COM 539830109 222,843 67,873,060 X 1 97,425 32855,093 34920,542
LOEWS CORP COM 540424108 3,748 53,027 X 1 28,992 4,435 19,600
LONE STAR INDS INC WARRANT OR RIGHT 542290119 162 2,000 X 1 2,000 000 000
LONE STAR STEAKHOUSE SALOON COM 542307103 164 20,650 X 1 18,650 000 2,000
LONE STAR TECHNOLOGIES INC COM 542312103 357 17,500 X 1 500 000 17,000
LONGS DRUG STORES CORP COM 543162101 2,621 88,851 X 1 21,101 19,300 48,450
LONGVIEW FIBRE CO COM 543213102 2,167 181,500 X 1 178,800 2,500 200
LOOKSMART LTD COM 543442107 015 600 X 1 600 000 000
LOUIS DREYFUS NAT GAS CORP COM 546011107 121 6,040 X 1 1,000 5,040 000
LOUISIANA PAC CORP COM 546347105 847 53,153 X 1 47,999 000 5,154
LOWES COS INC COM 548661107 118,860 2,380,158 X 1 1325,785 279,429 774,944
LUBRIZOL CORP COM 549271104 3,054 118,585 X 1 40,485 23,050 55,050
LUBYS INC COM 549282101 424 33,750 X 1 28,300 1,700 3,750
LUCENT TECHNOLOGIES INC COM 549463107 385,024 6,111,490 X 1 3047,772 865,270 2198,448
LUMINANT WORLDWIDE CORP COM 550260103 257 9,500 X 1 9,500 000 000
LUNAR CORP COM 550362107 001 150 X 1 000 000 150
LUXOTTICA GROUP S P A SPONSORED ADR 55068R202 14,702 789,376 X 1 327,151 248,050 214,175
LYCOS INC COM 550818108 306 5,850 X 1 1,500 1,000 3,350
LYNCH CORP COM 551137102 013 500 X 1 500 000 000
LYNCH INTERACTIVE CORP COM 551146103 035 500 X 1 500 000 000
LYNX THERAPEUTICS INC COM NEW 551812308 009 794 X 1 508 000 286
LYONDELL CHEMICAL CO COM 552078107 774 57,585 X 1 44,025 1,500 12,060
M & T BK CORP COM 55261F104 3,324 7,229 X 1 3,310 1,915 2,004
MBIA INC COM 55262C100 17,204 366,046 X 1 264,196 45,050 56,800
MBNA CORP COM 55262L100 29,021 1,218,692 X 1 360,167 148,826 709,699
MBL INTL FIN BERMUDA TR GTD NT EXCH 3%02 55262XAA2 115 100,000 X 1 000 000 100,000
MCN ENERGY GROUP INC COM 55267J100 964 54,522 X 1 32,978 1,312 20,232
MCI WORLDCOM INC COM 55268B106 342,190 4,777,527 X 1 3134,787 375,232 1267,508
MDU RES GROUP INC COM 552690109 103 4,413 X 1 4,413 000 000
COLUMN TOTALS 3,149,444
</TABLE>
<PAGE> 64
<TABLE>
<CAPTION>
PAGE 63 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MEMC ELECTR MATLS INC COM 552715104 038 2,500 X 1 000 000 2,500
MFS CHARTER INCOME TR SH BEN INT 552727109 093 11,503 X 1 11,503 000 000
MGIC INVT CORP WIS COM 552848103 3,013 61,568 X 1 57,900 3,453 215
MGI PHARMA INC COM 552880106 616 43,800 X 1 000 4,100 39,700
MGI PPTYS INC COM 552885105 022 2,364 X 1 1,700 000 664
MMI COS INC COM 553087107 016 1,500 X 1 1,500 000 000
MRV COMMUNICATIONS INC COM 553477100 072 3,000 X 1 000 000 3,000
MSC SOFTWARE CORP SD CONV 7.875%04 553531AA2 011 13,000 X 1 000 000 13,000
MSC SOFTWARE CORP COM 553531104 013 1,900 X 1 000 000 1,900
MTS SYS CORP COM 553777103 004 400 X 1 400 000 000
MAC-GRAY CORP COM 554153106 011 1,837 X 1 1,237 000 600
MACDERMID INC COM 554273102 6,790 195,028 X 1 182,128 9,100 3,800
MACERICH CO COM 554382101 221 9,800 X 1 600 000 9,200
MACK CALI RLTY CORP COM 554489104 2,402 93,050 X 1 80,900 4,000 8,150
MACKIE DESIGNS INC COM 554541102 006 1,400 X 1 1,400 000 000
MACMILLAN BLOEDEL LTD COM 554783209 060 3,870 X 1 3,870 000 000
MACROCHEM CORP DEL COM 555903103 017 2,600 X 1 000 000 2,600
MACROMEDIA INC COM 556100105 069 1,600 X 1 1,400 000 200
MADDEN STEVEN LTD COM 556269108 587 46,000 X 1 000 000 46,000
MADISON GAS & ELEC CO COM 557497104 041 1,900 X 1 1,600 000 300
MAGELLAN HEALTH SVCS INC COM 559079108 153 21,888 X 1 1,598 000 20,290
MAGELLAN PETE CORP COM 559091301 134 80,868 X 1 80,868 000 000
MAGNA INTL INC SUB DEB CV 5%02 559222AE4 090 90,000 X 1 40,000 000 50,000
MAGNA INTL INC CL A 559222401 142 2,835 X 1 1,750 000 1,085
MAGNETEK INC COM 559424106 7,084 755,637 X 1 751,937 000 3,700
MAGYAR TAVKOZLESI RT SPONSORED ADR 559776109 118 4,325 X 1 4,325 000 000
MAIL COM INC CL A 560311102 003 200 X 1 000 000 200
MALLINCKRODT INC NEW COM 561232109 1,665 52,528 X 1 49,200 1,350 1,978
MANAGED MUNS PORTFOLIO INC COM 561662107 114 11,795 X 1 000 7,500 4,295
MANAGED MUNS PORTFOLIO II INC COM 561663105 106 10,929 X 1 000 000 10,929
COLUMN TOTALS 23,711
</TABLE>
<PAGE> 65
<TABLE>
<CAPTION>
PAGE 64 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MANDALAY RESORT GROUP MANDALAY 562567107 021 1,060 X 1 1,000 000 060
MANITOWOC INC COM 563571108 233 6,975 X 1 675 000 6,300
MANPOWER INC COM 56418H100 5,532 190,750 X 1 64,750 1,400 124,600
MANUFACTURED HOME CMNTYS INC COM 564682102 038 1,650 X 1 1,650 000 000
MANUGISTICS GROUP INC COM 565011103 199 20,800 X 1 20,800 000 000
MAPQUEST COM INC COM 565644101 013 1,000 X 1 1,000 000 000
MARIMBA INC COM 56781Q109 017 500 X 1 500 000 000
MARINE TRANS CORP COM 567912100 000 100 X 1 000 000 100
MARINE DRILLING COS INC COM PAR $0.01 568240204 059 4,000 X 1 4,000 000 000
MARINE PETE TR UNIT BEN INT 568423107 014 950 X 1 950 000 000
MARINER POST-ACUTE NETWORK INC COM 568459101 001 5,000 X 1 000 000 5,000
MARISA CHRISTINA INC COM 570268102 071 47,309 X 1 000 000 47,309
MARITRANS INC COM 570363101 055 10,100 X 1 000 000 10,100
MARK IV INDS INC COM 570387100 022 1,150 X 1 600 000 550
MARK SOLUTIONS INC COM NEW 570418202 000 003 X 1 000 000 003
MARKEL CORP COM 570535104 107 600 X 1 600 000 000
MARKETWATCH COM INC COM 570619106 120 2,400 X 1 2,400 000 000
MARSH & MCLENNAN COS INC COM 571748102 54,154 799,322 X 1 382,122 118,475 298,725
MARSHALL & ILSLEY CORP COM 571834100 3,899 64,986 X 1 9,010 16,900 39,076
MARRIOTT INTL INC NEW CL A 571903202 2,164 65,458 X 1 38,914 3,702 22,842
MARTEK BIOSCIENCES CORP COM 572901106 010 1,703 X 1 1,000 000 703
MARTIN MARIETTA MATLS INC COM 573284106 198 4,922 X 1 2,122 000 2,800
MASCO CORP COM 574599106 25,577 810,351 X 1 465,776 66,613 277,962
MASCOTECH INC SBDB CONV 4.5%03 574670AB1 373 460,000 X 1 195,000 50,000 215,000
MASCOTECH INC COM 574670105 998 61,150 X 1 8,100 6,250 46,800
MASSBANK CORP READ MASS COM 576152102 003 100 X 1 000 000 100
MASSMUTUAL CORPORATE INVS INC COM 576292106 107 5,090 X 1 5,090 000 000
MASSMUTUAL PARTN INVS SH BEN INT 576299101 051 5,000 X 1 5,000 000 000
MASTECH CORP COM 57632N105 2,883 217,600 X 1 172,400 6,200 39,000
MASTER GRAPHICS INC COM 576346100 004 1,000 X 1 1,000 000 000
COLUMN TOTALS 96,923
</TABLE>
<PAGE> 66
<TABLE>
<CAPTION>
PAGE 65 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MATRIA HEALTHCARE INC COM 576817100 019 3,341 X 1 3,341 000 000
MATRITECH INC COM 576818108 003 1,000 X 1 000 000 1,000
MATRIX PHARMACEUTICAL INC COM 576844104 148 28,100 X 1 000 000 28,100
MATSUSHITA ELEC INDL ADR 576879209 1,726 8,255 X 1 255 000 8,000
MATLACK SYS INC COM 576901102 034 6,713 X 1 5,000 000 1,713
MATTEL INC COM 577081102 25,169 2,119,521 X 1 969,218 243,347 906,956
MAUI LD & PINEAPPLE INC COM 577345101 042 2,000 X 1 2,000 000 000
MAXIM INTEGRATED PRODS INC COM 57772K101 835 12,120 X 1 6,920 1,000 4,200
MAXIM PHARMACEUTICALS INC COM 57772M107 026 3,000 X 1 000 000 3,000
MAXWELL SHOE INC CL A 577766108 015 1,700 X 1 000 000 1,700
MAY DEPT STORES CO COM 577778103 64,233 1,701,538 X 1 838,373 212,108 651,057
MAXICARE HEALTH PLANS INC COM NEW 577904204 000 029 X 1 000 000 029
MAXXAM INC COM 577913106 259 5,100 X 1 000 000 5,100
MAYTAG CORP COM 578592107 4,195 129,573 X 1 92,523 9,750 27,300
MCCLATCHY CO CL A 579489105 229 6,300 X 1 800 000 5,500
MCCORMICK & CO INC COM NON VTG 579780206 7,545 225,220 X 1 124,158 51,100 49,962
MCDERMOTT INTL INC COM 580037109 063 3,070 X 1 2,700 000 370
MCDONALDS CORP COM 580135101 271,310 6,096,860 X 1 3246,179 936,995 1913,686
MCGRAW HILL COS INC COM 580645109 34,320 656,837 X 1 273,335 208,044 175,458
MCKESSON HBOC INC COM 58155Q103 7,794 278,344 X 1 131,564 5,850 140,930
MCLEODUSA INC COM 582266102 125 3,000 X 1 3,000 000 000
MCMORAN EXPLORATION CO COM 582411104 1,052 47,015 X 1 052 043 46,920
MEAD CORP COM 582834107 4,044 120,702 X 1 60,902 9,800 50,000
MEADE INSTRUMENTS CORP COM 583062104 025 1,100 X 1 1,100 000 000
MEADOWBROOK INS GROUP INC COM 58319P108 024 2,000 X 1 2,000 000 000
MEASUREMENT SPECIALTIES INC COM 583421102 010 500 X 1 500 000 000
MEDCO RESH INC COM 584059109 125 5,400 X 1 5,400 000 000
MEDEVA PLC SPONSORED ADR 58410H203 030 3,500 X 1 2,000 000 1,500
MEDFORD BANCORP INC COM 584131106 009 500 X 1 000 000 500
MEDIAONE GROUP INC COM 58440J104 32,189 466,512 X 1 197,467 52,961 216,084
COLUMN TOTALS 455,598
</TABLE>
<PAGE> 67
<TABLE>
<CAPTION>
PAGE 66 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MEDIAONE GROUP INC PFD CV SER D 58440J203 1,116 8,131 X 1 1,631 000 6,500
MEDIA GEN INC CL A 584404107 116 2,200 X 1 1,000 000 1,200
MEDICAL MANAGER CORP NEW COM 58461U103 050 1,100 X 1 1,100 000 000
MEDICAL TECHNOLOGY & INNOVATNS COM 58462M100 000 500 X 1 000 000 500
MEDICONSULT COM INC COM 58469J100 005 700 X 1 700 000 000
MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 852 30,500 X 1 000 000 30,500
MEDIMMUNE INC COM 584699102 1,508 14,360 X 1 1,460 1,800 11,100
MEDIWARE INFORMATION SYS INC COM 584946107 015 2,000 X 1 2,000 000 000
MEDQUIST INC COM 584949101 2,201 72,600 X 1 68,800 000 3,800
MEDTOX SCIENTIFIC INC COM NEW 584977201 012 1,400 X 1 000 000 1,400
MEDITRUST CORP SUB DEB CV 9%02 58501TAA6 027 60,000 X 1 60,000 000 000
MEDITRUST CORP PAIRED CTF NEW 58501T306 1,261 155,178 X 1 137,669 2,042 15,467
MEDSCAPE INC COM 585046105 023 2,000 X 1 1,800 000 200
MEDTRONIC INC COM 585055106 239,666 7,035,977 X 1 5298,618 325,803 1411,556
MELLON BK CORP COM 585509102 157,920 4,569,037 X 1 2506,159 689,770 1373,108
MENS WEARHOUSE INC COM 587118100 106 4,925 X 1 3,425 000 1,500
MENTOR CORP MINN COM 587188103 915 33,900 X 1 000 000 33,900
MENTOR GRAPHICS CORP COM 587200106 104 10,200 X 1 8,000 000 2,200
MENTOR INCOME FD INC COM 587204108 002 320 X 1 000 000 320
MERCANTILE BANCORPORATION INC COM 587342106 155 3,022 X 1 1,700 1,322 000
MERCANTILE BANKSHARES CORP COM 587405101 22,278 701,668 X 1 223,738 162,426 315,504
MERCHANTS BANCSHARES COM 588448100 012 500 X 1 500 000 000
MERCHANTS N Y BANCORP INC COM 589167105 002 083 X 1 000 000 083
MERCK & CO INC COM 589331107 861,933 12,446,685 X 1 4939,590 4140,551 3366,544
MERCURY COMPUTER SYS COM 589378108 235 7,250 X 1 6,000 000 1,250
MERCURY INTERACTIVE CORP COM 589405109 014 200 X 1 200 000 000
MEREDITH CORP COM 589433101 3,121 84,633 X 1 52,700 11,900 20,033
MERIDIAN DIAGNOSTICS INC COM 589602101 032 4,000 X 1 000 000 4,000
MERISEL INC COM 589849108 001 400 X 1 000 000 400
MERITOR AUTOMOTIVE INC COM 59000G100 1,445 68,202 X 1 45,386 17,317 5,499
COLUMN TOTALS 1,295,127
</TABLE>
<PAGE> 68
<TABLE>
<CAPTION>
PAGE 67 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MERRILL CORP COM 590175105 010 500 X 1 000 000 500
MERRILL LYNCH & CO INC COM 590188108 154,457 2,244,584 X 1 1704,237 308,820 231,527
MESA OFFSHORE TR UNIT BEN INT 590650107 002 21,000 X 1 10,000 000 11,000
MET PRO CORP COM 590876306 094 8,590 X 1 000 6,820 1,770
METALCLAD CORP COM NEW 591142203 018 4,500 X 1 500 000 4,000
METAMOR WORLDWIDE INC COM 59133P100 4,310 248,035 X 1 212,866 10,800 24,369
METRIS COS INC COM 591598107 239 8,362 X 1 000 062 8,300
METRO GOLDWYN MAYER INC COM 591610100 034 2,200 X 1 200 000 2,000
METRO ONE TELECOMMUNICATIONS COM 59163F105 013 700 X 1 000 000 700
METROMEDIA FIBER NETWORK INC CL A 591689104 414 15,960 X 1 5,400 000 10,560
METROMEDIA INTL GROUP INC COM 591695101 1,497 368,500 X 1 121,400 12,000 235,100
METROMEDIA INTL GROUP INC PFD CONV % 591695200 644 26,850 X 1 14,000 10,000 2,850
METTLER TOLEDO INTERNATIONAL COM 592688105 288 10,000 X 1 000 10,000 000
MEXICO EQUITY & INCOME FD COM 592834105 005 675 X 1 000 000 675
MICHAEL FOOD INC NEW COM 594079105 367 14,100 X 1 12,100 000 2,000
MICHIGAN FINL CORP COM 594480105 428 13,867 X 1 13,169 000 698
MICROSOFT CORP COM 594918104 795,581 8,595,023 X 1 5837,770 592,505 2164,748
MICROSOFT CORP PFD A CV EXCH 594918203 4,002 39,700 X 1 27,200 4,200 8,300
MICROTEST INC COM 594941106 246 69,100 X 1 000 2,300 66,800
MICROVISION INC WASH COM 594960106 258 20,000 X 1 000 20,000 000
MICROCHIP TECHNOLOGY INC COM 595017104 154 2,900 X 1 2,900 000 000
MICRON TECHNOLOGY INC COM 595112103 4,440 58,139 X 1 30,119 200 27,820
MICROTOUCH SYS INC COM 595145103 002 100 X 1 100 000 000
MICROWARE SYS CORP COM 595150103 008 5,000 X 1 000 000 5,000
MID-AMER APT CMNTYS INC COM 59522J103 932 42,504 X 1 34,370 3,334 4,800
MID ATLANTIC MED SVCS INC COM 59523C107 054 7,200 X 1 200 000 7,000
MIDAMERICAN ENERGY HLDGS NEW COM 59562V107 319 11,036 X 1 2,600 000 8,436
MIDAS GROUP INC COM 595626102 061 3,290 X 1 3,075 215 000
MIDCOAST ENERGY RES INC COM 59563W104 022 1,175 X 1 000 000 1,175
COLUMN TOTALS 968,899
</TABLE>
<PAGE> 69
<TABLE>
<CAPTION>
PAGE 68 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MIDCAP SPDR TR UNIT SER 1 595635103 2,230 30,560 X 1 22,060 000 8,500
MIDDLESEX WATER CO COM 596680108 208 6,800 X 1 000 6,000 800
MIDLAND BK PLC SPON ADR A1 597433309 017 700 X 1 700 000 000
MIDLAND BK PLC UNIT SPON ADRS 597433606 069 2,600 X 1 1,000 000 1,600
MIDLAND BK PLC SP ADR UNIT D 597433853 076 3,000 X 1 000 3,000 000
MIDWEST BANC HOLDINGS INC COM 598251106 072 4,000 X 1 4,000 000 000
MIIX GROUP INC COM 59862V104 070 4,152 X 1 969 000 3,183
MILACRON INC COM 598709103 041 2,300 X 1 2,300 000 000
MILLENNIUM PHARMACEUTICALS INC COM 599902103 16,653 237,906 X 1 229,770 4,636 3,500
MILLENNIUM CHEMICALS INC COM 599903101 5,388 262,810 X 1 261,218 000 1,592
MILLER EXPL CO COM 600533103 007 3,500 X 1 2,000 1,500 000
MILLER HERMAN INC COM 600544100 46,759 1,948,306 X 1 1450,020 37,800 460,486
MILLER INDS INC TENN COM 600551105 035 12,000 X 1 12,000 000 000
MILLIPORE CORP COM 601073109 9,775 257,247 X 1 106,263 84,828 66,156
MILLS CORP COM 601148109 086 4,800 X 1 4,800 000 000
MINDSPRING ENTERPRISES INC COM 602683104 222 8,450 X 1 5,400 1,400 1,650
MINERALS TECHNOLOGIES INC COM 603158106 182 3,700 X 1 000 000 3,700
MINIMED INC COM 60365K108 204 2,750 X 1 2,350 000 400
MINNESOTA MNG & MFG CO COM 604059105 122,213 1,314,994 X 1 583,942 271,923 459,129
MINNESOTA PWR INC COM 604110106 490 27,802 X 1 16,052 4,600 7,150
MINNTECH CORP COM 604258103 002 150 X 1 000 000 150
MIRAGE RESORTS INC COM 60462E104 037 2,700 X 1 500 1,200 1,000
MITCHELL ENERGY & DEV CORP CL A 606592202 158 6,742 X 1 1,000 000 5,742
MITCHELL ENERGY & DEV CORP CL B 606592301 206 8,888 X 1 800 000 8,088
MOBIL CORP COM 607059102 398,236 4,126,801 X 1 1837,167 824,630 1465,004
MOBILE AMER CORP FLA COM PAR $0.025 607235504 6,628 2,945,934 X 1 000 000 2945,934
MOBILE MINI INC COM 60740F105 562 25,100 X 1 100 000 25,000
MOCON INC COM 607494101 056 11,137 X 1 000 000 11,137
MODEM MEDIA POPPE TYSON INC CL A 607533106 029 800 X 1 000 000 800
MODINE MFG CO COM 607828100 1,040 44,239 X 1 40,639 000 3,600
COLUMN TOTALS 611,751
</TABLE>
<PAGE> 70
<TABLE>
<CAPTION>
PAGE 69 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MODIS PROFESSIONAL SVCS INC COM 607830106 040 3,200 X 1 3,000 000 200
MOLECULAR BIOSYSTEMS INC COM 608513107 000 200 X 1 000 000 200
MOLEX INC COM 608554101 8,862 241,343 X 1 72,174 26,033 143,136
MOLEX INC CL A 608554200 17,414 533,255 X 1 397,320 58,592 77,343
MOMENTUM BUSINESS APPS INC CL A 60877P108 014 1,638 X 1 1,239 126 273
MONDAVI ROBERT CORP CL A 609200100 531 14,150 X 1 2,200 7,300 4,650
MONMOUTH CAP CORP COM 609524103 095 36,000 X 1 000 000 36,000
MONSANTO CO COM 611662107 28,458 838,516 X 1 352,361 183,935 302,220
MONSANTO CO ADJ CONVR RATE 611662305 881 25,170 X 1 1,500 20,700 2,970
MONTANA POWER CO COM 612085100 8,821 266,792 X 1 182,800 35,000 48,992
MONTGOMERY STR INCOME SECS INC COM 614115103 010 600 X 1 600 000 000
MONY GROUP INC COM 615337102 079 2,809 X 1 2,422 114 273
MOOG INC CL A 615394202 038 1,300 X 1 000 000 1,300
MOORE LTD COM 615785102 010 1,000 X 1 000 000 1,000
MOORE PRODS CO COM 615836103 957 42,400 X 1 4,000 13,900 24,500
MORAN ENERGY INC SB DB CV 8.75%08 616457AC1 016 17,000 X 1 17,000 000 000
MORGAN J P & CO INC COM 616880100 107,342 922,872 X 1 424,326 181,839 316,707
MORGAN STANLEY FIN PLC UNIT EX 022815 616906509 003 100 X 1 100 000 000
MORGAN STANLEY FIN PLC UNIT EX 083015 616906608 087 3,500 X 1 000 000 3,500
MORGAN STANLEY FIN PLC UNIT EX 113015 616906707 025 1,000 X 1 1,000 000 000
MORGAN STANLEY D WITTER EMG DB COM 61744H105 042 6,000 X 1 000 000 6,000
MORGAN STANLEY D WITTER GLB OP COM 61744R103 009 1,000 X 1 1,000 000 000
MORGAN STAN D WITTER ASIA PAC COM 61744U106 142 14,512 X 1 000 13,012 1,500
MORGAN STANLEY DEAN WITTER&CO COM NEW 617446448 284,885 3,032,690 X 1 1811,504 297,116 924,070
MORGAN STANLEY D WITTER INDIA COM 61745C105 048 3,750 X 1 2,750 000 1,000
MORGAN STANLEY DEAN WITTER QULTY MUN SECS 61745P585 012 1,000 X 1 1,000 000 000
MORGAN STANLEY DEAN WITTER INSD MUN INCM 61745P791 042 3,170 X 1 1,000 000 2,170
MORRISON KNUDSEN CORP NEW WARRANT OR RIGHT 61844A117 001 195 X 1 195 000 000
MORRISON MGMT SPECIALISTS INC COM 618459101 1,576 71,650 X 1 000 71,650 000
MOSSIMO INC COM 619696107 017 2,500 X 1 000 000 2,500
COLUMN TOTALS 460,457
</TABLE>
<PAGE> 71
<TABLE>
<CAPTION>
PAGE 70 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MOTIVEPOWER INDS INC COM 61980K101 000 013 X 1 000 000 013
MOTHERS WK INC COM 619903107 325 40,000 X 1 000 40,000 000
MOTOROLA INC LYON SUB ZERO 09 620076AE9 412 245,000 X 1 245,000 000 000
MOTOROLA INC LYON SUB ZERO 13 620076AJ8 20,275 200,000 X 1 200,000 000 000
MOTOROLA INC COM 620076109 128,518 1,371,764 X 1 657,676 260,725 453,363
MOUNTAIN PROV MNG INC COM NEW 62426E402 002 1,300 X 1 1,300 000 000
MP3 COM INC COM 62473M109 003 100 X 1 000 000 100
MUELLER INDS INC COM 624756102 185 6,148 X 1 148 000 6,000
MUNICIPAL MTG & EQUITY L L C GROWTH SHS 62624B101 142 7,000 X 1 000 000 7,000
MUNIYIELD CALIF FD INC COM 626296107 130 9,834 X 1 9,834 000 000
MUNIYIELD N Y INSD FD II INC COM 62630P102 017 1,333 X 1 000 000 1,333
MURPHY OIL CORP COM 626717102 483 8,990 X 1 4,400 3,990 600
MUTUAL RISK MGMT LTD COM 628351108 25,847 2,336,330 X 1 1789,198 61,367 485,765
MYLAN LABS INC COM 628530107 1,796 102,607 X 1 74,937 3,000 24,670
NBTY INC COM 628782104 008 1,000 X 1 000 000 1,000
NCH CORP COM 628850109 237 5,200 X 1 3,200 000 2,000
NCR CORP NEW COM 62886E108 1,336 41,492 X 1 8,912 1,687 30,893
NS GROUP INC COM 628916108 177 16,100 X 1 15,000 000 1,100
NL INDS INC COM NEW 629156407 018 1,480 X 1 1,480 000 000
NPS PHARMACEUTICALS INC COM 62936P103 040 7,000 X 1 2,000 000 5,000
NPC INTERNATIONAL INC COM 629360306 135 12,000 X 1 000 12,000 000
NTL INC COM 629407107 3,216 33,351 X 1 19,326 500 13,525
NTN COMMUNUNICATIONS INC COM NEW 629410309 001 700 X 1 000 000 700
NUCO2 INC COM 629428103 002 400 X 1 000 000 400
NUI CORP COM 629430109 164 6,645 X 1 4,140 000 2,505
NYMAGIC INC COM 629484106 027 2,000 X 1 000 2,000 000
NABISCO GROUP HLDG CORP COM 62952P102 719 48,571 X 1 47,401 000 1,170
NABISCO HLDGS CORP CL A 629526104 031 900 X 1 000 000 900
NABORS INDS INC COM 629568106 6,526 271,935 X 1 149,939 18,600 103,396
NACCO INDS INC CL A 629579103 088 1,200 X 1 1,200 000 000
COLUMN TOTALS 190,860
</TABLE>
<PAGE> 72
<TABLE>
<CAPTION>
PAGE 71 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
NALCO CHEM CO COM 629853102 5,887 117,743 X 1 79,553 5,260 32,930
NASH FINCH CO COM 631158102 016 1,800 X 1 000 000 1,800
NATIONAL AUSTRALIA BK LTD CAP UTS EXCHBL 632525309 039 1,400 X 1 1,400 000 000
NATIONAL CITY CORP COM 635405103 7,759 275,270 X 1 101,646 106,864 66,760
NATIONAL COMM BANCORP COM 635449101 098 4,400 X 1 600 000 3,800
NATIONAL COMPUTER SYS INC COM 635519101 314 8,300 X 1 000 2,800 5,500
NATIONAL DATA CORP SUB NT CONV 5%03 635621AA3 2,707 3,185,000 X 1 1100,000 285,000 1800,000
NATIONAL DATA CORP COM 635621105 546 21,660 X 1 1,900 4,243 15,517
NATIONAL DISC BROKERS GROUP COM 635646102 002 075 X 1 075 000 000
NATL ENVIRONMENTAL SVC COM 635838105 030 10,000 X 1 000 000 10,000
NATIONAL FUEL GAS CO N J COM 636180101 2,101 43,537 X 1 6,374 28,246 8,917
NATIONAL GOLF PPTYS INC COM 63623G109 160 7,200 X 1 2,000 2,400 2,800
NATIONAL HEALTH INVS INC COM 63633D104 083 4,900 X 1 2,600 300 2,000
NATIONAL INSTRS CORP COM 636518102 007 225 X 1 000 000 225
NATIONAL-OILWELL INC COM 637071101 019 1,200 X 1 000 000 1,200
NATIONAL PWR PLC SPON ADR FINAL 637194408 005 145 X 1 145 000 000
NATIONAL PRESTO INDS INC COM 637215104 1,909 49,175 X 1 4,500 1,900 42,775
NATIONAL PROCESSING INC COM 637229105 534 60,200 X 1 50,200 10,000 000
NATIONAL SEMICONDUCTOR CORP COM 637640103 1,444 44,700 X 1 7,300 1,500 35,900
NATIONAL SVC INDS INC COM 637657107 1,882 56,920 X 1 39,220 8,400 9,300
NATIONAL STL CORP CL B 637844309 014 2,000 X 1 000 000 2,000
NATIONAL WESTMINSTER BK PLC ADR 638539403 1,001 7,179 X 1 6,148 000 1,031
NATIONAL WESTMINSTER BK PLC ADR REP PREF B 638539700 543 22,400 X 1 8,800 9,000 4,600
NATIONWIDE FINL SVCS INC CL A 638612101 003 100 X 1 100 000 000
NATIONWIDE HEALTH PPTYS INC COM 638620104 2,117 127,792 X 1 97,070 17,400 13,322
NATURAL MICROSYSTEMS CORP COM 638882100 3,599 259,400 X 1 259,400 000 000
NAUTICA ENTERPRISES INC COM 639089101 391 25,835 X 1 100 000 25,735
NAVARRE CORP COM 639208107 020 2,000 X 1 2,000 000 000
NAVISTAR INTL CORP NEW COM 63934E108 731 15,500 X 1 14,200 000 1,300
NAVIGANT CONSULTING INC COM 63935N107 3,320 72,278 X 1 71,978 000 300
COLUMN TOTALS 37,281
</TABLE>
<PAGE> 73
<TABLE>
<CAPTION>
PAGE 72 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
NEFF CORP CL A 640094108 158 13,000 X 1 13,000 000 000
NEON SYS INC COM 640509105 024 850 X 1 400 000 450
NEOPATH INC COM 640517108 080 16,600 X 1 4,366 6,000 6,234
NEOTHERAPEUTICS INC COM 640656104 039 3,000 X 1 3,000 000 000
NETWORK EVENT THEATER INC COM 640924106 053 2,500 X 1 000 000 2,500
NETBANK INC COM 640933107 070 3,000 X 1 500 000 2,500
NETWORKS ASSOCS INC COM 640938106 5,190 278,664 X 1 194,346 18,400 65,918
NET2PHONE COM 64108N106 1,527 27,000 X 1 27,000 000 000
NETEGRITY INC COM 64110P107 383 15,000 X 1 15,000 000 000
NETOPIA INC COM 64114K104 2,071 50,600 X 1 000 000 50,600
NETRO CORP COM 64114R109 1,331 53,100 X 1 20,600 15,000 17,500
NETMANAGE INC COM 641144100 014 6,692 X 1 000 000 6,692
NETMOVES CORP COM 64116A104 003 569 X 1 000 000 569
NETWORK APPLIANCE INC COM 64120L104 350 4,600 X 1 4,600 000 000
NETWORK EQUIP TECHNOLOGIES SB DB CV 7.25%14 641208AA1 718 1,197,000 X 1 620,000 477,000 100,000
NETWORK SOLUTIONS INC DEL COM 64121Q102 282 3,000 X 1 1,000 000 2,000
NETWORK PERIPHERALS INC COM 64121R100 483 25,600 X 1 000 1,600 24,000
NEUROGEN CORP COM 64124E106 017 1,000 X 1 000 000 1,000
NEW CENTURY ENERGIES INC COM 64352U103 3,209 94,368 X 1 58,838 13,513 22,017
NEW ENGLAND BUSINESS SVC INC COM 643872104 041 1,500 X 1 1,500 000 000
NEW ENG CMNTY BANCORP INC CL A 643890106 072 2,695 X 1 2,695 000 000
NEW ENGLAND ELEC SYS COM 644001109 1,427 27,184 X 1 12,284 000 14,900
NEW ERA OF NETWORKS INC COM 644312100 180 8,750 X 1 1,400 6,400 950
NEW HORIZONS WORLDWIDE INC COM 645526104 468 29,500 X 1 6,250 8,250 15,000
NEW JERSEY RES COM 646025106 515 12,906 X 1 6,776 2,200 3,930
NEW PLAN EXCEL RLTY TR INC COM 648053106 2,784 154,661 X 1 58,255 47,900 48,506
NEW YORK TIMES CO CL A 650111107 27,616 691,480 X 1 474,562 59,715 157,203
NEWBRIDGE NETWORKS CORP COM 650901101 661 25,925 X 1 1,300 000 24,625
NEWCOURT CR GROUP INC COM 650905102 003 200 X 1 000 000 200
NEWELL RUBBERMAID INC COM 651229106 30,306 1,079,916 X 1 565,582 153,098 361,236
COLUMN TOTALS 80,075
</TABLE>
<PAGE> 74
<TABLE>
<CAPTION>
PAGE 73 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
NEWFIELD EXPL CO COM 651290108 251 8,000 X 1 8,000 000 000
NEWHALL LAND & FARMING CO CAL DEPOSITARY REC 651426108 074 3,013 X 1 2,045 968 000
NEWMARK HOMES CORP COM 651578106 1,835 262,200 X 1 262,200 000 000
NEWMONT MINING CORP COM 651639106 3,336 112,130 X 1 35,709 1,359 75,062
NEWPARK RES INC COM PAR $.01NEW 651718504 1,181 156,100 X 1 3,200 000 152,900
NEWPORT NEWS SHIPBUILDING INC COM 652228107 121 3,825 X 1 3,633 050 142
NEWS CORP LTD ADR NEW 652487703 24,136 839,497 X 1 634,550 59,550 145,397
NEWS CORP LTD SP ADR PFD 652487802 2,908 107,721 X 1 6,396 000 101,325
NIAGARA BANCORP INC COM 652914102 025 2,300 X 1 2,300 000 000
NEXTERA ENTERPRISES INC CL A 65332E101 031 8,000 X 1 8,000 000 000
NEXELL THERAPEUTICS INC COM 65332H104 142 102,964 X 1 000 102,964 000
NEXTCARD INC COM 65332K107 007 300 X 1 300 000 000
NEXTEL COMMUNICATIONS INC CL A 65332V103 180,383 2,393,143 X 1 1260,665 332,483 799,995
NEXTLINK COMMUNICATIONS INC CL A 65333H707 5,549 106,400 X 1 47,500 7,200 51,700
NIAGARA MOHAWK HLDGS INC COM 653520106 041 2,600 X 1 2,400 000 200
NICE SYS LTD SPONSORED ADR 653656108 013 500 X 1 000 000 500
NICHOLS RESH CORP COM 653818104 054 2,000 X 1 000 000 2,000
NIELSEN MEDIA RESH INC COM NEW 653929307 7,376 198,335 X 1 69,176 30,441 98,718
NICOR INC COM 654086107 635 16,930 X 1 16,200 000 730
NIKE INC CL B 654106103 1,768 30,087 X 1 18,766 8,060 3,261
99 CENTS ONLY STORES COM 65440K106 317 11,072 X 1 11,072 000 000
NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 1,488 23,900 X 1 000 000 23,900
NISOURCE INC COM 65473P105 1,852 80,536 X 1 66,936 11,600 2,000
NISSAN MOTORS SPONSORED ADR 654744408 038 3,000 X 1 3,000 000 000
NOBEL LEARNING CMNTYS INC COM 654889104 014 2,375 X 1 375 000 2,000
NOBLE AFFILIATES INC COM 654894104 491 18,055 X 1 12,655 3,300 2,100
NOKIA CORP SPONSORED ADR 654902204 279,126 2,975,341 X 1 1932,780 208,712 833,849
NOBLE DRILLING CORP COM 655042109 1,170 53,008 X 1 52,235 000 773
NOODLE KIDOODLE INC COM 655370104 000 100 X 1 000 000 100
NORAM ENERGY CORP SUB DEB CV 6%12 655419AC3 055 61,850 X 1 61,850 000 000
COLUMN TOTALS 514,417
</TABLE>
<PAGE> 75
<TABLE>
<CAPTION>
PAGE 74 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
NORDSON CORP COM 655663102 021 450 X 1 300 000 150
NORDSTROM INC COM 655664100 2,326 83,085 X 1 46,815 3,400 32,870
NORFOLK SOUTHERN CORP COM 655844108 31,247 1,234,408 X 1 481,258 301,451 451,699
NORSK HYDRO A S SPONSORED ADR 656531605 847 19,300 X 1 19,000 000 300
NORTEK INC COM 656559101 014 400 X 1 000 000 400
NORTEL NETWORKS CORP COM 656569100 21,357 397,792 X 1 339,466 4,108 54,218
NORTH EUROPEAN OIL RTY TR SH BEN INT 659310106 649 40,564 X 1 32,664 1,200 6,700
NORTH FACE INC COM 659317101 229 37,400 X 1 37,400 000 000
NORTH FORK BANCORPORATION NY COM 659424105 5,660 281,265 X 1 64,431 128,200 88,634
NORTHEAST BANCORP COM 663904100 003 300 X 1 000 000 300
NORTHEAST UTILS COM 664397106 136 7,439 X 1 4,205 434 2,800
NORTHERN BORDER PARTNERS L P UNIT LTD PARTN 664785102 253 8,700 X 1 2,000 000 6,700
NORTHN STS PWR CO MINN COM 665772109 1,391 61,974 X 1 38,212 12,414 11,348
NORTHERN TR CORP COM 665859104 585,327 6,715,851 X 1 94,200 59,925 6561,726
NORTHFIELD LABS INC COM 666135108 023 1,650 X 1 1,150 500 000
NORTHLAND CRANBERRIES INC CL A 666499108 001 200 X 1 000 000 200
NORTHPOINT COMMUNICATIONS HLDG COM 666610100 083 4,600 X 1 100 000 4,500
NORTHROP GRUMMAN CORP COM 666807102 555,172 9,017,945 X 1 45,632 8949,033 23,280
NORTHWEST AIRLS CORP CL A 667280101 007 250 X 1 000 000 250
NORTHWEST BANCORP INC PA COM 667328108 007 800 X 1 000 000 800
NORTHWEST NAT GAS CO COM 667655104 162 6,365 X 1 2,465 000 3,900
NORTHWEST PIPE CO COM 667746101 201 13,600 X 1 12,000 000 1,600
NORTHWESTERN CORP COM 668074107 035 1,500 X 1 1,500 000 000
NOVA CHEMICALS CORP COM 66977W109 209 9,774 X 1 240 000 9,534
NOVA CORP GA COM 669784100 078 3,400 X 1 3,400 000 000
NOVAMETRIX MED SYS INC COM 669870107 051 15,000 X 1 000 000 15,000
NOVACARE CORP COM 669930109 047 42,030 X 1 000 12,000 30,030
NOVADIGM INC COM 669937104 136 10,000 X 1 10,000 000 000
NOVELL INC COM 670006105 992 57,200 X 1 27,700 21,000 8,500
NOVELLUS SYS INC COM 670008101 102 1,450 X 1 1,300 000 150
COLUMN TOTALS 1,206,766
</TABLE>
<PAGE> 76
<TABLE>
<CAPTION>
PAGE 75 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
NOVO-NORDISK A S ADR 670100205 47,084 779,866 X 1 619,610 20,800 139,456
NU SKIN ENTERPRISES INC CL A 67018T105 006 400 X 1 000 000 400
NSTAR COM 67019E107 437 10,837 X 1 10,837 000 000
NUCOR CORP COM 670346105 5,751 124,347 X 1 63,831 21,067 39,449
NUMAC ENERGY INC COM 67052A103 014 3,500 X 1 3,000 000 500
NUVEEN INSD PREM INCOME MUN 2 COM 6706D8104 048 4,000 X 1 4,000 000 000
NUVEEN PREM INCOME MUN FD 4 COM 6706K4105 031 2,465 X 1 2,465 000 000
NUVEEN PA PREM INCOME MUN FD 2 COM 67061F101 092 7,100 X 1 7,100 000 000
NUTRITION FOR LIFE INTL INC COM PAR $0.01 67061S202 002 1,000 X 1 1,000 000 000
NUVEEN CALIF MUN VALUE FD COM 67062C107 086 9,800 X 1 9,800 000 000
NUVEEN INVT QUALITY MUN FD INC COM 67062E103 063 4,549 X 1 4,549 000 000
NUVEEN INSD QUALITY MUN FD INC COM 67062N103 630 45,000 X 1 1,000 000 44,000
NUVEEN PERFORMANCE PLUS MUN FD COM 67062P108 123 9,388 X 1 700 000 8,688
NUVEEN NY PERFORM PLUS MUN FD COM 67062R104 086 5,589 X 1 2,248 000 3,341
NUVEEN PREM INCOME MUN FD COM 67062T100 011 850 X 1 850 000 000
NUVEEN MUN MKT OPPORTUNITY FD COM 67062W103 123 8,475 X 1 8,475 000 000
NUVEEN N Y INVT QUALITY MUN FD COM 67062X101 422 28,338 X 1 3,109 000 25,229
NUVEEN SELECT TAX FREE INCM PT SH BEN INT 67063C106 160 11,361 X 1 8,800 000 2,561
NUVEEN INSD N Y SELECT TAXFREE SH BEN INT 67063V104 136 9,950 X 1 000 000 9,950
NUVEEN PREM INCOME MUN FD 2 COM 67063W102 192 12,884 X 1 11,184 000 1,700
NUVEEN SELECT TAX FREE INCM 3 SH BEN INT 67063X100 040 3,049 X 1 3,049 000 000
NUVEEN VA PREM INCOME MUN FD COM 67064R102 057 3,700 X 1 3,700 000 000
NVEST L P UNIT LTD PARTN 67065F107 307 15,400 X 1 13,400 000 2,000
OAO TECHNOLOGY SOLUTIONS INC COM 67082B105 015 4,800 X 1 000 000 4,800
ODS NETWORKS INC COM 67082N109 029 5,500 X 1 5,500 000 000
O CHARLEYS INC COM 670823103 006 400 X 1 000 000 400
OEA INC COM 670826106 1,262 152,950 X 1 7,400 38,650 106,900
OEC-MEDICAL SYS INC COM 670828102 317 9,000 X 1 9,000 000 000
OGE ENERGY CORP COM 670837103 915 39,768 X 1 33,190 000 6,578
OHM CORP SUB DEB CV 8%06 670839AA7 134 150,000 X 1 000 000 150,000
COLUMN TOTALS 58,579
</TABLE>
<PAGE> 77
<TABLE>
<CAPTION>
PAGE 76 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
OM GROUP INC COM 670872100 4,564 120,889 X 1 52,896 6,000 61,993
NUVEEN NJ INVT QUALITY MUN FD COM 670971100 459 28,934 X 1 12,504 10,600 5,830
NUVEEN PA INVT QUALITY MUN FD COM 670972108 079 5,130 X 1 000 000 5,130
NUVEEN CA SELECT QUALITY MUN COM 670975101 027 1,700 X 1 1,700 000 000
NUVEEN NY SELECT QUALITY MUN COM 670976109 140 9,200 X 1 000 000 9,200
NUVEEN QUALITY INCOME MUN FD COM 670977107 186 12,500 X 1 6,000 000 6,500
NUVEEN FLA QUALITY INCOME MUN COM 670978105 367 24,800 X 1 000 000 24,800
NUVEEN OHIO QUALITY INCOME MUN COM 670980101 018 1,111 X 1 000 000 1,111
NUVEEN TEX QUALITY INCOME MUN COM 670983105 070 4,951 X 1 4,951 000 000
NUVEEN INSD MUN OPPORTUNITY FD COM 670984103 204 14,784 X 1 11,450 000 3,334
NUVEEN CALIF QUALITY INCM MUN COM 670985100 025 1,525 X 1 525 000 1,000
NUVEEN NY QUALITY INCM MUN FD COM 670986108 236 15,800 X 1 1,300 000 14,500
NUVEEN PREMIER INSD MUN INCOME COM 670987106 086 6,200 X 1 6,200 000 000
NUVEEN PREMIER MUN INCOME FD COM 670988104 040 2,850 X 1 2,650 000 200
OSI PHARMACEUTICALS INC COM 671040103 441 77,600 X 1 5,000 14,900 57,700
OSI SYSTEMS INC COM 671044105 007 1,900 X 1 000 000 1,900
OAK INDS INC COM NEW 671400505 143 4,232 X 1 1,732 2,500 000
OAKWOOD HOMES CORP COM 674098108 123 25,900 X 1 12,400 3,700 9,800
OCCIDENTAL PETE CORP DEL COM 674599105 5,588 242,305 X 1 151,247 5,973 85,085
OCEAN BIO CHEM INC COM 674631106 001 578 X 1 000 578 000
OCEAN ENERGY INC TEX COM 67481E106 21,128 2,061,310 X 1 1263,664 136,826 660,820
OCEANFIRST FINL CORP COM 675234108 044 2,700 X 1 2,700 000 000
OCTEL CORP COM 675727101 011 1,000 X 1 000 1,000 000
OCWEN ASSET INVESTMENT COM 67574M106 007 1,500 X 1 1,500 000 000
ODETICS INC DEL CL A 676065204 045 4,000 X 1 000 4,000 000
OFFICEMAX INC COM 67622M108 1,728 314,200 X 1 311,400 1,000 1,800
OFFICE DEPOT INC LYON SUB ZERO 07 676220AA4 10,057 159,000 X 1 159,000 000 000
OFFICE DEPOT INC LYON SUB ZERO 08 676220AB2 003 4,000 X 1 4,000 000 000
OFFICE DEPOT INC COM 676220106 10,138 971,290 X 1 502,668 48,425 420,197
OFFSHORE LOGISTICS INC COM 676255102 057 5,500 X 1 1,800 3,700 000
COLUMN TOTALS 56,022
</TABLE>
<PAGE> 78
<TABLE>
<CAPTION>
PAGE 77 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
OGDEN CORP COM 676346109 734 72,049 X 1 12,174 23,375 36,500
OHIO ART CO COM 677143109 001 100 X 1 000 100 000
OHIO CAS CORP COM 677240103 369 23,200 X 1 2,200 16,600 4,400
OLD KENT FINL CORP COM 679833103 695 18,749 X 1 8,820 000 9,929
OLD REP INTL CORP COM 680223104 446 31,050 X 1 20,750 000 10,300
OLIN CORP COM PAR $1 680665205 266 20,494 X 1 2,494 1,500 16,500
OLSTEN CORP COM 681385100 045 4,300 X 1 1,300 000 3,000
OLYMPIC STEEL INC COM 68162K106 036 6,000 X 1 000 000 6,000
OMNICARE INC SUB DEB CV 5%07 681904AD0 784 1,225,000 X 1 1200,000 000 25,000
OMNICARE INC COM 681904108 2,413 292,470 X 1 151,300 10,700 130,470
OMNICOM GROUP INC COM 681919106 16,664 213,815 X 1 132,957 13,900 66,958
OMEGA HEALTHCARE INVS INC COM 681936100 041 2,000 X 1 2,000 000 000
OMEGA FINL CORP COM 682092101 213 6,694 X 1 6,694 000 000
OMEGA PROTEIN CORP COM 68210P107 010 3,000 X 1 2,000 000 1,000
ONE LIBERTY PPTYS INC COM 682406103 008 601 X 1 000 000 601
ONE LIBERTY PPTYS INC PFD CONV $1.60 682406202 064 4,000 X 1 4,000 000 000
ONE VALLEY BANCORP INC COM 682419106 474 13,595 X 1 13,595 000 000
1 800 FLOWERS COM CL A 68243Q106 004 300 X 1 300 000 000
ONEIDA LTD COM 682505102 1,299 55,000 X 1 000 000 55,000
ONEMAIN COM INC COM 68267P109 022 1,400 X 1 300 000 1,100
ONEOK INC NEW COM 682680103 741 24,554 X 1 16,300 300 7,954
ONHEALTH NETWORK CO COM 68272W107 006 1,000 X 1 1,000 000 000
ONSALE INC COM 682838107 004 275 X 1 175 000 100
ONTRACK DATA INTL INC COM 683372106 005 850 X 1 850 000 000
ONYX PHARMACEUTICALS INC COM 683399109 036 4,000 X 1 000 000 4,000
OPEN MKT INC COM 68370M100 014 1,100 X 1 200 000 900
OPINION RESH CORP COM 683755102 473 101,000 X 1 000 000 101,000
OPTICAL COATING LAB INC COM 683829105 434 4,500 X 1 4,500 000 000
ORACLE CORP COM 68389X105 42,954 923,748 X 1 453,541 81,749 388,458
OPTI INC COM 683960108 132 18,800 X 1 000 2,700 16,100
COLUMN TOTALS 69,387
</TABLE>
<PAGE> 79
<TABLE>
<CAPTION>
PAGE 78 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
OPTIKA INC COM 683973101 150 38,600 X 1 000 000 38,600
ORBITAL ENGINE LTD SPON ADR NEW 685563306 004 1,200 X 1 000 000 1,200
ORBITAL SCIENCES CORP SB NT CV 5%02 685564AC0 022 25,000 X 1 000 25,000 000
ORBITAL SCIENCES CORP COM 685564106 2,998 168,876 X 1 72,926 13,200 82,750
OREGON STL MLS INC COM 686079104 796 74,000 X 1 18,600 32,600 22,800
O REILLY AUTOMOTIVE INC COM 686091109 57,823 1,214,140 X 1 737,654 124,400 352,086
ORIENTAL FINL GROUP INC COM 68618W100 025 1,100 X 1 1,100 000 000
ORION CAP CORP COM 686268103 134 2,830 X 1 2,600 000 230
ORTEL CORP COM 68749W102 014 1,000 X 1 1,000 000 000
ORTHOLOGIC CORP COM 68750J107 113 38,200 X 1 000 3,300 34,900
ORTHODONTIC CTRS AMER INC COM 68750P103 009 500 X 1 000 000 500
OSTEOTECH INC COM 688582105 039 3,000 X 1 000 000 3,000
OSTEX INTL INC COM 68859Q101 029 30,000 X 1 30,000 000 000
O'SULLIVAN INDS HLDGS INC COM 688609106 176 11,800 X 1 1,000 000 10,800
OTTER TAIL PWR CO COM 689648103 573 13,375 X 1 10,600 000 2,775
OUTBACK STEAKHOUSE INC COM 689899102 117 4,600 X 1 2,800 000 1,800
OUTDOOR SYS INC COM 690057104 19,467 545,475 X 1 460,650 000 84,825
OVERSEAS SHIPHOLDING GROUP INC COM 690368105 085 6,122 X 1 5,422 000 700
OWENS CORNING COM 69073F103 1,234 53,942 X 1 53,457 000 485
OWENS & MINOR INC NEW COM 690732102 010 1,012 X 1 1,012 000 000
OWENS ILL INC COM NEW 690768403 134,497 6,724,874 X 1 6702,709 000 22,165
OXFORD HEALTH PLANS INC COM 691471106 099 8,900 X 1 2,800 000 6,100
OXFORD TAX EXEMPT FD L P UNIT L P INT 69181P100 006 250 X 1 000 000 250
OXIGENE INC COM 691828107 105 7,500 X 1 7,500 000 000
PBOC HLDGS INC COM 69316G108 012 1,400 X 1 1,400 000 000
P-COM INC COM 693262107 013 2,100 X 1 000 000 2,100
PECO ENERGY CO COM 693304107 487 12,540 X 1 3,908 440 8,192
PG&E CORP COM 69331C108 3,144 119,466 X 1 103,811 2,501 13,154
PFF BANCORP INC COM 69331W104 022 1,100 X 1 1,100 000 000
PE CORP COM PE BIO GRP 69332S102 66,924 929,496 X 1 810,118 50,504 68,874
COLUMN TOTALS 289,127
</TABLE>
<PAGE> 80
<TABLE>
<CAPTION>
PAGE 79 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
PE CORP CELERA GEN GRP 69332S201 8,802 220,058 X 1 193,886 14,706 11,466
PIMCO ADVISORS HLDGS L P UT LTD PART INT 69338P102 1,014 33,245 X 1 24,483 5,845 2,917
PMA CAP CORP CL A 693419202 344 17,203 X 1 5,077 000 12,126
PMC-SIERRA INC COM 69344F106 539 5,500 X 1 4,500 000 1,000
PMI GROUP INC COM 69344M101 115 2,650 X 1 2,550 000 100
PNC BK CORP COM 693475105 34,037 628,125 X 1 213,912 112,008 302,205
PNC BK CORP PFD C CV $1.60 693475402 231 2,786 X 1 000 000 2,786
P P & L RES INC COM 693499105 983 34,580 X 1 4,700 6,802 23,078
PPG INDS INC COM 693506107 7,833 128,418 X 1 56,595 45,302 26,521
PRI AUTOMATION INC COM 69357H106 955 26,900 X 1 22,900 1,500 2,500
PS BUSINESS PKS INC CALIF COM 69360J107 046 2,000 X 1 000 2,000 000
PS GROUP HLDG INC COM 693622102 337 30,500 X 1 10,500 000 20,000
PSS WORLD MED INC COM 69366A100 2,969 349,350 X 1 324,350 2,000 23,000
PXRE CORP COM 693674103 023 1,657 X 1 1,657 000 000
PACCAR INC COM 693718108 3,524 68,589 X 1 68,389 200 000
PACHOLDER FD INC COM 693742108 033 2,488 X 1 2,488 000 000
PACIFIC BK NATL ASSN SAN FRANC COM NEW 694026204 050 2,000 X 1 2,000 000 000
PACIFIC CAP BANCORP NEW COM 69404P101 3,931 116,465 X 1 82,530 4,794 29,141
PACIFIC CENTY FINL CORP COM 694058108 4,057 193,194 X 1 136,084 14,100 43,010
PACIFIC GATEWAY EXCHANGE INC COM 694327107 024 1,500 X 1 000 000 1,500
PACIFIC GULF PPTYS INC COM 694396102 1,246 60,400 X 1 60,400 000 000
PACIFIC SUNWEAR CALIF INC COM 694873100 1,834 62,450 X 1 000 000 62,450
PACIFICARE HEALTH SYS DEL COM 695112102 1,820 42,300 X 1 41,100 450 750
PACIFICORP COM 695114108 2,598 127,922 X 1 74,418 36,020 17,484
PAGEMART WIRELESS INC CL A 69553J104 003 600 X 1 600 000 000
PAGING NETWORK INC COM 695542100 002 1,800 X 1 400 000 1,400
PAINE WEBBER GROUP INC COM 695629105 876 23,050 X 1 6,350 300 16,400
PAIRGAIN TECHNOLOGIES INC COM 695934109 217 16,600 X 1 16,600 000 000
PALL CORP COM 696429307 48,876 2,148,388 X 1 1367,169 168,323 612,896
PALM HARBOR HOMES COM 696639103 3,461 218,881 X 1 30,825 11,354 176,702
COLUMN TOTALS 130,780
</TABLE>
<PAGE> 81
<TABLE>
<CAPTION>
PAGE 80 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
PANAMSAT CORP NEW COM 697933109 113 3,000 X 1 3,000 000 000
PAN PACIFIC RETAIL PPTYS INC COM 69806L104 024 1,400 X 1 1,400 000 000
PARACELCUS HEALTHCARE CORP COM 698891108 003 3,700 X 1 000 000 3,700
PARADYNE NETWORKS INC COM 69911G107 13,973 529,781 X 1 528,181 000 1,600
PARAMETRIC TECHNOLOGY CORP COM 699173100 709 46,502 X 1 6,200 6,732 33,570
PARK NATL CORP COM 700658107 556 5,500 X 1 4,500 1,000 000
PARK OHIO HLDGS CORP COM 700666100 377 32,100 X 1 2,400 10,500 19,200
PARK PL ENTMT CORP COM 700690100 365 27,949 X 1 13,625 1,000 13,324
PARKER DRILLING CO SUB NT CV 5.5%04 701081AD3 094 125,000 X 1 000 75,000 50,000
PARKER DRILLING CO COM 701081101 135 31,400 X 1 20,000 000 11,400
PARKER HANNIFIN CORP COM 701094104 12,874 293,841 X 1 148,449 76,612 68,780
PARLUX FRAGRANCES INC COM 701645103 009 3,800 X 1 3,800 000 000
PATHOGENESIS CORP COM 70321E104 038 2,454 X 1 000 000 2,454
PATINA OIL & GAS CORP COM 703224105 009 1,000 X 1 1,000 000 000
PATTERSON DENTAL CO COM 703412106 1,357 28,725 X 1 5,200 2,000 21,525
PATTERSON ENERGY INC COM 703414102 2,100 136,600 X 1 97,000 000 39,600
PAULA FINL DEL COM 703588103 004 500 X 1 500 000 000
PAXAR CORP COM 704227107 199 20,366 X 1 16,366 000 4,000
PAXSON COMMUNICATIONS CORP COM 704231109 6,845 608,400 X 1 575,400 000 33,000
PAYCHEX INC COM 704326107 1,588 45,342 X 1 24,231 13,067 8,044
PAYLESS SHOESOURCE INC COM 704379106 5,227 99,563 X 1 50,100 1,072 48,391
PCORDER COM INC CL A 70453H107 015 400 X 1 300 000 100
PEC ISRAEL ECONOMIC CORP COM 705098101 020 580 X 1 000 000 580
PEGASUS COMMUNICATIONS CORP CL A 705904100 2,022 46,482 X 1 000 000 46,482
PENN ENGR & MFG CORP CL A 707389102 034 1,559 X 1 1,559 000 000
PENN ENGR & MFG CORP COM NON VTG 707389300 074 2,916 X 1 2,916 000 000
PENN TRAFFIC CO NEW WARRANT OR RIGHT 707832119 000 124 X 1 000 000 124
PENN TRAFFIC CO NEW COM NEW 707832200 001 124 X 1 000 000 124
PENN TREATY AMERN CORP COM 707874103 951 46,971 X 1 8,071 1,900 37,000
PENNCORP FINL GROUP INC COM 708094107 002 2,300 X 1 2,300 000 000
COLUMN TOTALS 49,718
</TABLE>
<PAGE> 82
<TABLE>
<CAPTION>
PAGE 81 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
PENNEY J C INC COM 708160106 6,882 191,824 X 1 153,829 20,750 17,245
PENNICHUCK CORP COM NEW 708254206 170 7,084 X 1 7,084 000 000
PENNSYLVANIA ENTERPRISES INC COM 708720107 038 1,170 X 1 400 000 770
PENNSYLVANIA RL ESTATE INVT TR SH BEN INT 709102107 063 3,400 X 1 1,300 900 1,200
PENNZOIL-QUAKER STATE COMPANY COM 709323109 073 5,828 X 1 515 3,888 1,425
PENTAIR INC COM 709631105 287 7,020 X 1 820 000 6,200
PENWEST PHARMACEUTICALS CO COM 709754105 004 600 X 1 000 000 600
PEOPLES BK BRIDGEPORT CONN COM 710198102 756 31,508 X 1 16,472 000 15,036
PEOPLES ENERGY CORP COM 711030106 982 27,186 X 1 19,186 3,800 4,200
PEOPLES HERITAGE FINL GROUP COM 711147108 978 57,296 X 1 48,460 6,336 2,500
PEOPLESOFT INC COM 712713106 1,068 62,836 X 1 22,186 3,200 37,450
PEP BOYS MANNY MOE & JACK COM 713278109 1,117 78,700 X 1 000 24,100 54,600
PEPSI BOTTLING GROUP INC COM 713409100 136 7,725 X 1 7,625 000 100
PEPSI-COLA PUERTO RICO CL B 713434108 006 1,047 X 1 352 000 695
PEPSICO INC COM 713448108 250,650 7,878,850 X 1 4663,999 764,924 2449,927
PER SE TECHNOLOGIES INC COM 713569200 009 2,800 X 1 1,000 000 1,800
PERCEPTRON INC COM 71361F100 086 22,825 X 1 1,100 19,625 2,100
PEREGRINE SYSTEMS INC COM 71366Q101 038 900 X 1 900 000 000
PERFORMANCE TECHNOLOGIES INC COM 71376K102 443 24,600 X 1 000 000 24,600
PERFUMANIA INC COM 713766103 006 2,000 X 1 2,000 000 000
PERIPHONICS CORP COM 714005105 033 1,000 X 1 1,000 000 000
PERMIAN BASIN RTY TR UNIT BEN INT 714236106 035 6,655 X 1 6,655 000 000
PEROT SYS CORP CL A 714265105 026 1,400 X 1 700 700 000
PERSONNEL GROUP AMER INC COM 715338109 075 12,000 X 1 000 000 12,000
PETRO-CDA COM/VARIBL VTG 71644E102 007 500 X 1 500 000 000
PETROLEUM & RES CORP COM 716549100 027 789 X 1 789 000 000
PETROLEUM GEO-SVCS A/S SPONSORED ADR 716597109 6,212 343,925 X 1 150,285 33,600 160,040
PETSMART INC COM 716768106 004 1,200 X 1 1,200 000 000
PHARMACYCLICS INC COM 716933106 090 2,085 X 1 1,390 695 000
PHARMACIA & UPJOHN INC COM 716941109 14,680 290,697 X 1 97,059 25,064 168,574
COLUMN TOTALS 284,981
</TABLE>
<PAGE> 83
<TABLE>
<CAPTION>
PAGE 82 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
PFIZER INC COM 717081103 103,515 29,329,314 X 1 12660,610 2503,805 14164,899
PHARMACEUTICAL PROD DEV INC COM 717124101 006 500 X 1 000 000 500
PHARMACEUTICAL RES INC COM 717125108 064 10,000 X 1 000 000 10,000
PHARMACOPEIA INC COM 71713B104 073 7,138 X 1 7,138 000 000
PHARMANETICS INC COM 71713J107 023 3,916 X 1 000 000 3,916
PHELPS DODGE CORP COM 717265102 605 11,130 X 1 3,280 7,200 650
PHILADELPHIA CONS HLDG CORP COM 717528103 373 27,100 X 1 23,100 4,000 000
PHILADELPHIA SUBN CORP COM PAR $0.50 718009608 237 10,463 X 1 2,497 666 7,300
PHILIP MORRIS COS INC COM 718154107 149,334 4,312,903 X 1 3122,716 488,225 701,962
PHILIPPINE LONG DISTANCE TEL SPONSORED ADR 718252604 079 3,600 X 1 3,600 000 000
PHILLIPS PETE CO COM 718507106 21,289 455,381 X 1 295,257 57,291 102,833
PHOENIX INTL INC COM 719078107 022 6,000 X 1 6,000 000 000
PHOENIX INVT PARTNERS LTD SUB DB CONV 6%15 719085AA0 005 5,000 X 1 5,000 000 000
PHOENIX INVT PARTNERS LTD COM 719085102 016 1,952 X 1 1,952 000 000
PHOENIX TECHNOLOGY LTD COM 719153108 501 45,000 X 1 40,000 000 5,000
PHONE COM INC COM 71920Q100 024 150 X 1 150 000 000
PHOSPHATE RESOURCE PARTNERS DEPOSITARY UNT 719217101 005 530 X 1 500 030 000
PHYCOR INC COM 71940F100 059 14,654 X 1 000 000 14,654
PHOTRONICS INC COM 719405102 381 15,895 X 1 5,800 400 9,695
PICCADILLY CAFETERIAS INC COM 719567109 016 2,500 X 1 000 000 2,500
PICTURETEL CORP COM NEW 720035302 025 5,200 X 1 5,000 000 200
PIEDMONT NAT GAS INC COM 720186105 9,853 315,280 X 1 32,200 81,906 201,174
PIER 1 IMPORTS INC COM 720279108 022 3,525 X 1 3,525 000 000
PIERCE LEAHY CORP COM 720722107 005 200 X 1 000 000 200
PILGRIM PRIME RATE TR NEW SH BEN INT 72146W103 270 28,600 X 1 27,600 000 1,000
PILGRIMS PRIDE CORP CL B 721467108 003 400 X 1 000 000 400
PILGRIMS PRIDE CORP CL A 721467207 001 200 X 1 000 000 200
PINNACLE HLDGS INC COM 72346N101 038 1,500 X 1 000 000 1,500
PINNACLE SYS INC COM 723481107 2,879 70,000 X 1 000 1,800 68,200
PINNACLE WEST CAP CORP COM 723484101 058 1,524 X 1 424 000 1,100
COLUMN TOTALS 1,289,781
</TABLE>
<PAGE> 84
<TABLE>
<CAPTION>
PAGE 83 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
PIONEER HI BRED INTL INC COM 723686101 62,251 1,558,699 X 1 860,595 235,900 462,204
PIONEER INTREST SHS COM 723703104 033 3,000 X 1 3,000 000 000
PIONEER NAT RES CO COM 723787107 136 13,229 X 1 12,013 680 536
PITNEY BOWES INC COM 724479100 133,654 2,162,227 X 1 801,544 550,040 810,643
PITTSTON CO COM BRINKS GRP 725701106 1,151 50,605 X 1 29,455 2,900 18,250
PITTSTON CO COM MINRLS GRP 725701205 000 040 X 1 040 000 000
PITTSTON CO COM BAX GROUP 725701882 001 100 X 1 100 000 000
PITTWAY CORP DEL CL A 725790208 012 400 X 1 400 000 000
PIXAR COM 725811103 009 200 X 1 200 000 000
PLACER DOME INC COM 725906101 3,454 208,513 X 1 68,538 000 139,975
PLAINS RES INC COM PAR $0.10 726540503 133 7,600 X 1 000 000 7,600
PLANAR SYS INC COM 726900103 008 1,300 X 1 000 000 1,300
PLANTRONICS INC NEW COM 727493108 17,919 342,953 X 1 257,263 11,400 74,290
PLUM CREEK TIMBER CO INC COM 729251108 1,489 51,915 X 1 25,150 10,200 16,565
POGO PRODUCING CO COM 730448107 428 20,800 X 1 17,800 3,000 000
POLAROID CORP COM 731095105 1,319 50,004 X 1 1,300 000 48,704
POLICY MGMT SYS CORP COM 731108106 248 10,568 X 1 900 000 9,668
POLYCOM INC COM 73172K104 038 800 X 1 000 000 800
POLYVISION CORP COM 731805107 121 64,597 X 1 000 000 64,597
POMEROY COMPUTER RES COM 731822102 016 1,500 X 1 000 000 1,500
POPE & TALBOT INC COM 732827100 063 5,000 X 1 000 000 5,000
POPULAR INC COM 733174106 151 5,416 X 1 400 000 5,016
PORTA SYS CORP COM NEW 735647307 118 105,098 X 1 000 000 105,098
PORTAL SOFTWARE INC COM 736126103 077 1,700 X 1 1,500 000 200
POSSIS MEDICAL INC COM 737407106 119 10,500 X 1 000 000 10,500
POST PPTYS INC COM 737464107 1,117 28,361 X 1 10,900 10,000 7,461
POTASH CORP SASK INC COM 73755L107 2,091 40,644 X 1 19,294 7,500 13,850
POTLATCH CORP COM 737628107 937 23,200 X 1 23,200 000 000
POTOMAC ELEC PWR CO COM 737679100 1,271 45,807 X 1 27,882 9,818 8,107
POWERGEN PLC SPON ADR FINAL 738905405 002 035 X 1 035 000 000
COLUMN TOTALS 228,366
</TABLE>
<PAGE> 85
<TABLE>
<CAPTION>
PAGE 84 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
POWER-ONE INC COM 739308104 698 26,700 X 1 000 000 26,700
POWERCERV CORP COM 73931P105 056 19,400 X 1 000 000 19,400
POWERTEL INC COM 73936C109 017 300 X 1 300 000 000
PRAEGITZER INDS INC COM 739422103 004 900 X 1 000 000 900
PRAXAIR INC COM 74005P104 8,030 175,284 X 1 86,115 20,950 68,219
PRECEPT BUSINESS SVCS INC CL A NEW 740165204 082 20,296 X 1 20,296 000 000
PRECISION CASTPARTS CORP COM 740189105 507 17,050 X 1 15,107 000 1,943
PRECISION DRILLING CORP COM 74022D100 1,764 83,000 X 1 75,000 000 8,000
PREMARK INTL INC COM 740459102 634 12,444 X 1 3,752 1,750 6,942
PREMIER FARNELL PLC SP ADR PREF CV 74050U206 012 626 X 1 626 000 000
PREMIER NATL BANCORP INC COM 74053F107 098 5,554 X 1 000 000 5,554
PREMISYS COMMUNICATIONS INC COM 740584107 031 4,000 X 1 4,000 000 000
PRENTISS PPTYS TR SH BEN INT 740706106 763 34,377 X 1 28,125 000 6,252
PRESSTEK INC COM 741113104 007 1,000 X 1 000 000 1,000
PRICE T ROWE & ASSOCIATES COM 741477103 874 30,970 X 1 30,670 000 300
PRICELINE COM INC COM 741503106 220 3,525 X 1 2,525 500 500
PRIME BANCSHARES INC TEXAS COM 74157H108 465 20,000 X 1 000 000 20,000
PRIMEDIA INC COM 74157K101 017 1,300 X 1 1,300 000 000
PRIME RETAIL INC COM 741570105 647 81,449 X 1 73,769 000 7,680
PRIME GROUP REALTY TRUST SH BEN INT 74158J103 226 14,900 X 1 14,900 000 000
PRIMESOURCE CORP COM 741593107 006 1,066 X 1 001 000 1,065
PRIMEX TECHNOLOGIES INC COM 741597108 009 400 X 1 400 000 000
PRIMARK CORP COM 741903108 143 5,023 X 1 3,382 224 1,417
PRIMUS TELECOMMUNICATIONS GRP COM 741929103 204 11,200 X 1 000 000 11,200
PRIDE INTL INC COM 741932107 081 6,000 X 1 000 000 6,000
PRINTRAK INTL INC COM 742574106 004 500 X 1 500 000 000
PRISON RLTY TR COM 74264N105 119 11,150 X 1 3,450 4,000 3,700
PRIORITY HEALTHCARE CORP CL B 74264T102 730 26,022 X 1 500 000 25,522
PROCTER & GAMBLE CO COM 742718109 444,840 4,621,712 X 1 2091,357 927,061 1603,294
PRODIGY COMMUNICATIONS CORP COM 74283P107 110 6,600 X 1 2,800 000 3,800
COLUMN TOTALS 461,398
</TABLE>
<PAGE> 86
<TABLE>
<CAPTION>
PAGE 85 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
PROFESSIONAL DENTAL TECH EC COM 74312H100 004 7,500 X 1 7,500 000 000
PROGRESS SOFTWARE CORP COM 743312100 029 1,000 X 1 1,000 000 000
PROGRESSIVE CORP OHIO COM 743315103 18,585 218,806 X 1 100,380 25,575 92,851
PROJECT SOFTWARE & DEV INC COM 74339P101 055 1,000 X 1 1,000 000 000
PROLOGIS TR SH BEN INT 743410102 1,617 84,846 X 1 72,309 6,400 6,137
PROLOGIS TR PFD CV SBI B 743410300 056 2,270 X 1 2,270 000 000
PROMUS HOTEL CORP NEW COM 74342P106 187 5,700 X 1 3,123 000 2,577
PROTECTIVE LIFE CORP COM 743674103 1,067 36,400 X 1 15,000 2,000 19,400
PROTEIN DESIGN LABS INC COM 74369L103 600 17,300 X 1 7,000 300 10,000
PROTOCOL SYS INC COM 74371R106 002 300 X 1 300 000 000
PROVANT INC COM 743724106 2,293 149,108 X 1 149,108 000 000
PROVIDENT BANKSHARES CORP COM 743859100 131 6,097 X 1 4,823 000 1,274
PROVIDIAN FINL CORP COM 74406A102 14,079 180,503 X 1 38,026 72,860 69,617
PROXICOM INC COM 744282104 025 500 X 1 500 000 000
PSINET INC COM 74437C101 575 17,900 X 1 2,200 000 15,700
PSYCHEMEDICS CORP COM 744375106 122 27,200 X 1 27,200 000 000
PUBLIC SVC CO N MEX COM 744499104 353 19,404 X 1 12,654 000 6,750
PUBLIC SVC CO N C INC COM 744516105 086 2,748 X 1 000 000 2,748
PUBLIC SVC ENTERPRISE GROUP COM 744573106 4,018 101,251 X 1 37,657 20,354 43,240
PUBLIC STORAGE INC COM 74460D109 1,288 52,453 X 1 52,453 000 000
PUBLICARD INC COM 744627100 069 8,000 X 1 2,000 000 6,000
PUERTO RICAN CEM INC COM 745075101 948 25,800 X 1 1,000 000 24,800
PUGET SOUND ENERGY INC COM 745332106 1,029 44,500 X 1 42,005 000 2,495
PULITZER INC COM 745769109 018 400 X 1 400 000 000
PULTE CORP COM 745867101 690 33,540 X 1 33,540 000 000
PUTNAM INVT GRADE MUN TR COM 746805100 013 1,100 X 1 1,100 000 000
PUTNAM PREMIER INCOME TR SH BEN INT 746853100 015 2,233 X 1 100 000 2,133
PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 078 6,030 X 1 6,030 000 000
QRS CORP COM 74726X105 254 4,050 X 1 1,500 000 2,550
QLOGIC CORP COM 747277101 154 2,000 X 1 2,000 000 000
COLUMN TOTALS 48,440
</TABLE>
<PAGE> 87
<TABLE>
<CAPTION>
PAGE 86 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
QSOUND LABS INC COM 74728C109 001 312 X 1 312 000 000
QUAD CITY HLDGS INC COM 74730P106 007 450 X 1 450 000 000
QUADRAMED CORP COM 74730W101 014 2,000 X 1 000 000 2,000
QUAKER CHEM CORP COM 747316107 1,501 90,600 X 1 45,300 000 45,300
QUAKER FABRIC CORP NEW COM 747399103 006 1,400 X 1 000 000 1,400
QUAKER OATS CO COM 747402105 23,457 387,720 X 1 90,225 26,750 270,745
QUALCOMM INC COM 747525103 54,365 286,369 X 1 193,149 9,700 83,520
QUALMARK CORP COM 747587103 141 53,900 X 1 000 7,000 46,900
QUANTA SVCS INC COM 74762E102 028 1,000 X 1 1,000 000 000
QUANEX CORP SB DB CV 6.88%07 747620AC6 082 81,250 X 1 56,250 25,000 000
QUANEX CORP COM 747620102 003 100 X 1 100 000 000
QUANTUM CORP SUB NT CONV 7%04 747906AC9 044 50,000 X 1 50,000 000 000
QUANTUM CORP COM DSSG 747906204 1,401 99,170 X 1 96,100 000 3,070
QUANTUM CORP COM HDDG 747906303 337 48,135 X 1 46,600 000 1,535
QUEPASA COM INC COM 74833W107 007 900 X 1 900 000 000
QUEST DIAGNOSTICS INC COM 74834L100 333 13,053 X 1 512 7,600 4,941
QUESTAR CORP COM 748356102 8,570 460,131 X 1 176,328 58,817 224,986
QUESTRON TECHNOLOGY INC COM NEW 748372208 1,240 421,941 X 1 421,941 000 000
QUIKSILVER INC COM 74838C106 005 300 X 1 000 000 300
QUIDEL CORP COM 74838J101 018 4,400 X 1 000 000 4,400
QUINTEL COMMUNICATIONS INC COM 748762101 018 10,000 X 1 5,000 000 5,000
QUINTILES TRANSNATIONAL CORP COM 748767100 18,952 1,031,423 X 1 1014,273 12,900 4,250
QUORUM HEALTH GROUP INC COM 749084109 025 3,900 X 1 3,900 000 000
R & B FALCON CORP COM 74912E101 5,651 422,471 X 1 237,823 28,672 155,976
QWEST COMMUNICATIONS INTL INC COM 749121109 22,603 691,462 X 1 317,777 137,466 236,219
RCN CORP COM 749361101 53,585 1,172,055 X 1 800,180 60,800 311,075
RDO EQUIPMENT CO CL A 749413100 489 72,500 X 1 33,800 13,200 25,500
RFS HOTEL INVS INC COM 74955J108 078 6,700 X 1 2,600 000 4,100
R H DONNELLEY CORP COM NEW 74955W307 707 37,572 X 1 8,296 2,344 26,932
R G S ENERGY GROUP INC COM 74956K104 031 1,218 X 1 1,218 000 000
COLUMN TOTALS 193,699
</TABLE>
<PAGE> 88
<TABLE>
<CAPTION>
PAGE 87 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
RLI CORP COM 749607107 013 400 X 1 400 000 000
R O C TAIWAN FD SH BEN INT 749651105 2,703 363,400 X 1 363,400 000 000
RPC INC COM 749660106 018 2,480 X 1 2,120 000 360
RPM INC OHIO COM 749685103 1,077 87,006 X 1 39,768 13,607 33,631
RSA SEC INC COM 749719100 563 19,000 X 1 16,000 000 3,000
RADIAN GROUP INC COM 750236101 1,513 35,489 X 1 15,776 6,399 13,314
RADIANCE MEDICAL SYSTEMS INC COM 750241101 158 25,244 X 1 044 2,400 22,800
RADISYS CORP COM 750459109 338 8,250 X 1 8,250 000 000
RAINBOW TECHNOLOGIES INC COM 750862104 057 4,000 X 1 000 000 4,000
RAMBUS INC DEL COM 750917106 038 600 X 1 000 000 600
RALCORP HLDGS INC NEW COM 751028101 274 15,299 X 1 14,900 333 066
RALSTON PURINA CO COM RAL-PUR GP 751277302 15,244 540,800 X 1 468,568 19,390 52,842
RAMCO-GERSHENSON PPTYS TR COM SH BEN INT 751452202 044 3,000 X 1 3,000 000 000
RARE MEDIUM GROUP INC COM 75382N109 005 500 X 1 000 000 500
RATIONAL SOFTWARE CORP COM NEW 75409P202 506 17,001 X 1 16,302 299 400
RAYMOND JAMES FINANCIAL INC COM 754730109 004 200 X 1 200 000 000
RAYONIER INC COM 754907103 163 4,120 X 1 1,415 000 2,705
RAYTECH CORP DEL COM 755103108 006 1,500 X 1 1,500 000 000
RAYTHEON CO CL A 755111309 18,243 389,176 X 1 251,272 42,377 95,527
RAYTHEON CO CL B 755111408 25,132 523,580 X 1 289,903 44,924 188,753
READ-RITE CORP COM 755246105 184 43,600 X 1 25,000 1,700 16,900
READERS DIGEST ASSN INC CL A NON VTG 755267101 152 5,500 X 1 500 000 5,000
READING ENTMT INC COM 755358108 010 1,700 X 1 000 000 1,700
REALNETWORKS INC COM 75605L104 2,486 23,490 X 1 14,890 6,400 2,200
REALTY INCOME CORP COM 756109104 066 2,883 X 1 2,883 000 000
RECKSON SVC INDS INC COM 75621J109 081 4,296 X 1 000 000 4,296
RECKSON ASSOCS RLTY CORP COM 75621K106 374 18,700 X 1 1,000 2,000 15,700
RECOVERY ENGR INC COM 756269106 16,511 468,400 X 1 197,200 75,300 195,900
RED HAT INC COM 756577102 343 3,865 X 1 1,835 000 2,030
REDBACK NETWORKS INC COM 757209101 477 4,418 X 1 2,868 1,350 200
COLUMN TOTALS 86,783
</TABLE>
<PAGE> 89
<TABLE>
<CAPTION>
PAGE 88 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
REDWOOD TR INC COM 758075402 015 1,200 X 1 1,200 000 000
REEBOK INTL LTD COM 758110100 249 23,600 X 1 23,600 000 000
REGAL BELOIT CORP COM 758750103 178 8,800 X 1 7,500 000 1,300
REGENERON PHARMACEUTICALS COM 75886F107 048 6,250 X 1 500 000 5,750
REGENCY RLTY CORP COM 758939102 029 1,400 X 1 1,400 000 000
REGIONS FINL CORP COM 758940100 7,064 227,860 X 1 176,710 11,400 39,750
REGENT ASSISTED LIVING INC COM 758949101 249 95,000 X 1 95,000 000 000
RELIANCE GROUP HOLDINGS INC COM 759464100 008 2,000 X 1 2,000 000 000
RELIANT ENERGY INC COM 75952J108 4,554 160,152 X 1 101,341 35,034 23,777
RELIASTAR FINL CORP COM 75952U103 478 14,446 X 1 8,216 5,000 1,230
RELM WIRELESS CORP COM 759525108 001 500 X 1 500 000 000
REMEC INC COM 759543101 090 6,800 X 1 000 000 6,800
REMEDY CORP COM 759548100 1,425 50,000 X 1 000 000 50,000
REMINGTON OIL & GAS CORP COM 759594302 005 1,000 X 1 000 000 1,000
REPLIGEN CORP COM 759916109 003 1,000 X 1 800 000 200
RENAL CARE GROUP INC COM 759930100 029 1,425 X 1 1,425 000 000
RENT WAY INC COM 76009U104 044 2,292 X 1 000 000 2,292
REPSOL S A SPONSORED ADR 76026T205 25,368 1,296,715 X 1 198,900 346,100 751,715
REPTRON ELECTRONICS INC SB NT CV 6.75%04 76026WAA7 026 60,000 X 1 60,000 000 000
REPUBLIC BANCORP INC COM 760282103 018 1,600 X 1 1,600 000 000
REPUBLIC N Y CORP COM 760719104 8,252 134,455 X 1 65,116 18,410 50,929
REPUBLIC SECURITY FINL CORP COM 760758102 053 5,837 X 1 5,837 000 000
REPUBLIC SVCS INC COM 760759100 345 32,500 X 1 31,000 000 1,500
RESTORATION HARDWARE INC DEL COM 760981100 047 5,700 X 1 4,000 000 1,700
RESMED INC COM 761152107 871 26,000 X 1 000 000 26,000
RESOURCE ASSET INVESTMENT TR COM 761196104 108 10,000 X 1 10,000 000 000
RESPIRONICS INC COM 761230101 007 800 X 1 000 000 800
REUTERS GROUP PLC SPONSORED ADR 76132M102 22,872 321,854 X 1 200,763 49,573 71,518
REVLON INC CL A 761525500 052 5,200 X 1 200 000 5,000
REXALL SUNDOWN INC COM 761648104 044 3,900 X 1 900 1,000 2,000
COLUMN TOTALS 72,532
</TABLE>
<PAGE> 90
<TABLE>
<CAPTION>
PAGE 89 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
REYNOLDS & REYNOLDS CO CL A 761695105 129 6,300 X 1 800 000 5,500
REYNOLDS METALS CO COM 761763101 2,613 43,190 X 1 33,920 000 9,270
REYNOLDS R J TOB HLDGS INC COM 76182K105 749 26,821 X 1 23,789 000 3,032
RHONE POULENC S A SPON ADR A 762426609 249 4,789 X 1 1,575 1,714 1,500
RHYTHMS NETCONNECTIONS INC COM 762430205 037 1,200 X 1 1,000 000 200
RIBI IMMUNOCHEM RESH INC COM 762553105 107 51,233 X 1 333 2,600 48,300
RICHMOND CNTY FINL CORP COM 764556106 1,003 52,449 X 1 51,849 000 600
RIGGS NATL CORP WASH DC COM 766570105 373 22,200 X 1 21,200 000 1,000
RIGHT MGMT CONSULTANTS INC COM 766573109 473 45,070 X 1 34,570 7,000 3,500
RIO TINTO PLC SPONSORED ADR 767204100 1,798 25,818 X 1 000 000 25,818
RISK CAP HLDGS INC COM 767711104 080 5,404 X 1 5,004 000 400
RITE AID CORP COM 767754104 20,872 1,575,227 X 1 785,563 104,690 684,974
ROADWAY EXPRESS INC DEL COM 769742107 026 1,350 X 1 600 000 750
ROBBINS & MYERS INC SUB NT CV 6.5%03 770196AA1 041 50,000 X 1 25,000 000 25,000
ROBERT HALF INTL INC COM 770323103 3,622 159,660 X 1 146,260 2,800 10,600
ROBERTS PHARMACEUTICAL CORP COM 770491108 036 1,200 X 1 500 000 700
ROCK OF AGES CORP CL A 772632105 006 800 X 1 800 000 000
ROCKWELL INTL CORP NEW COM 773903109 6,805 129,622 X 1 95,352 3,849 30,421
ROCKY SHOES & BOOTS INC COM 774830103 013 1,700 X 1 000 000 1,700
ROGERS COMMUNICATIONS INC CL B 775109200 343 20,500 X 1 13,500 7,000 000
ROHM & HAAS CO COM 775371107 6,549 181,916 X 1 40,036 37,185 104,695
ROHN INDS INC COM 775381106 001 322 X 1 000 322 000
ROLLINS INC COM 775711104 291 18,950 X 1 3,900 8,600 6,450
ROLLINS TRUCK LEASING CORP COM 775741101 149 14,400 X 1 900 000 13,500
ROPER INDS INC NEW COM 776696106 022 600 X 1 000 000 600
ROSLYN BANCORP INC COM 778162107 129 7,193 X 1 4,493 000 2,700
ROSS STORES INC COM 778296103 325 14,800 X 1 1,800 9,600 3,400
ROUSE CO COM 779273101 5,206 227,583 X 1 172,555 22,500 32,528
ROWAN COS INC COM 779382100 439 27,900 X 1 19,800 000 8,100
ROYAL BK CDA MONTREAL QUE COM 780087102 125 3,000 X 1 3,000 000 000
COLUMN TOTALS 52,611
</TABLE>
<PAGE> 91
<TABLE>
<CAPTION>
PAGE 90 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ROYAL BK SCOTLAND GROUP PLC SP ADR B PREF 780097309 155 6,000 X 1 350 000 5,650
ROYAL BK SCOTLAND GROUP PLC SP ADR PREF C 780097408 837 33,649 X 1 21,999 1,000 10,650
ROYAL BK SCOTLAND GROUP PLC SP ADR PREF D 780097606 172 6,900 X 1 4,900 000 2,000
ROYAL BK SCOTLAND GROUP PLC SP ADR PREF E 780097705 050 2,000 X 1 000 2,000 000
ROYAL BK SCOTLAND GROUP PLC SPON ADR F 780097804 011 465 X 1 000 165 300
ROYAL BK SCOTLAND GROUP PLC SP ADR I PRF I 780097861 024 1,000 X 1 000 000 1,000
ROYAL BK SCOTLAND GROUP PLC SPON ADR SER H 780097879 022 1,000 X 1 000 1,000 000
ROYAL BK SCOTLAND GROUP PLC SPON ADR PRF G 780097887 108 5,000 X 1 2,000 2,000 1,000
ROYAL DUTCH PETE CO NY REG GLD1.25 780257804 295,687 4,933,221 X 1 2304,449 838,674 1790,098
ROYAL PTT NEDERLAND N V SPONSORED ADR 780641205 045 1,000 X 1 000 000 1,000
RUBY TUESDAY INC COM 781182100 4,055 216,250 X 1 000 216,250 000
RUSS BERRIE & CO COM 782233100 4,664 225,445 X 1 1,600 000 223,845
RUSSELL CORP COM 782352108 503 33,000 X 1 33,000 000 000
RYANAIR HLDGS PLC SPONSORED ADR 783513104 138 3,000 X 1 000 000 3,000
RYANS FAMILY STEAK HOUSE INC COM 783519101 015 1,600 X 1 000 000 1,600
RYDER SYS INC COM 783549108 788 36,755 X 1 36,105 000 650
RYLAND GROUP INC COM 783764103 186 8,000 X 1 000 000 8,000
SBC COMMUNICATIONS INC COM 78387G103 145,354 2,795,276 X 1 1363,697 528,574 903,005
SCI SYS INC COM 783890106 099 2,200 X 1 1,200 000 1,000
SCM MICROSYSTEMS INC COM 784018103 009 200 X 1 200 000 000
SCPIE HLDGS INC COM 78402P104 1,382 43,873 X 1 43,873 000 000
SDL INC COM 784076101 114,377 1,382,201 X 1 938,230 30,975 412,996
SEI INVESTMENTS CO COM 784117103 091 1,050 X 1 800 000 250
SFX ENTMT INC CL A 784178105 4,314 130,240 X 1 18,300 12,000 99,940
SJNB FINL CORP COM 784273104 154 5,000 X 1 5,000 000 000
SK TELECOM LTD SPONSORED ADR 78440P108 205 18,715 X 1 18,715 000 000
SL GREEN RLTY CORP COM 78440X101 028 1,400 X 1 1,400 000 000
S L INDS INC COM 784413106 028 1,973 X 1 1,973 000 000
SLM HLDG CORP COM 78442A109 34,179 777,891 X 1 479,167 122,350 176,374
SPDR TR UNIT SER 1 78462F103 9,061 69,297 X 1 44,824 9,268 15,205
COLUMN TOTALS 616,741
</TABLE>
<PAGE> 92
<TABLE>
<CAPTION>
PAGE 91 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SPSS INC COM 78462K102 010 500 X 1 000 000 500
SPS TECHNOLOGIES INC COM 784626103 205 5,500 X 1 2,500 000 3,000
SPX CORP COM 784635104 746 8,495 X 1 6,177 1,395 923
S3 INC COM 784849101 104 9,932 X 1 000 676 9,256
SYNC RESH INC COM NEW 785065202 075 34,400 X 1 000 2,600 31,800
SABA PETE CO SR SB DB CV 9%05 785152AA7 030 50,000 X 1 000 000 50,000
SABINE ROYALTY TR UNIT BEN INT 785688102 937 62,468 X 1 5,700 2,618 54,150
SABRATEK CORP COM 78571U108 001 665 X 1 000 000 665
SABRE HLDGS CORP CL A 785905100 050 1,000 X 1 800 000 200
SAFECO CORP COM 786429100 1,874 65,895 X 1 51,995 2,600 11,300
SAFEGUARD SCIENTIFICS INC COM 786449108 6,879 96,125 X 1 57,600 500 38,025
SAFESCIENCE INC COM 786452102 034 2,000 X 1 000 000 2,000
SAFESKIN CORP COM 786454108 015 1,700 X 1 000 000 1,700
SAFETY-KLEEN CORP NEW COM NEW 78648R203 342 27,931 X 1 15,887 1,250 10,794
SAFEWAY INC COM NEW 786514208 2,594 73,597 X 1 54,223 8,399 10,975
SAGA COMMUNICATIONS CL A 786598102 174 7,565 X 1 7,565 000 000
ST JOE CO COM 790148100 936 43,295 X 1 14,895 4,650 23,750
ST JUDE MED INC COM 790849103 9,875 346,490 X 1 189,521 6,569 150,400
ST PAUL BANCORP INC COM 792848103 039 1,872 X 1 1,872 000 000
ST PAUL COS INC COM 792860108 7,227 251,369 X 1 114,594 11,258 125,517
SAKS INC COM 79377W108 911 58,762 X 1 25,630 4,410 28,722
SALEM COMMUNICATIONS CORP DEL CL A 794093104 1,425 60,000 X 1 60,000 000 000
SALISBURY BANCORP INC COM 795226109 397 20,604 X 1 000 000 20,604
SALOMON BROTHERS FD INC COM 795477108 756 40,055 X 1 21,868 000 18,187
SALOMON BROS 2008 WORLDWIDE COM 79548R103 110 12,000 X 1 000 000 12,000
SALOMON BROS WORLDWIDE INCOME COM 79548T109 004 334 X 1 000 000 334
SALTON INC COM 795757103 138 4,500 X 1 000 000 4,500
SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 249 28,500 X 1 4,000 3,000 21,500
SANCHEZ COMPUTER ASSOCS INC COM 799702105 170 4,800 X 1 000 000 4,800
SANDISK CORP COM 80004C101 162 3,000 X 1 3,000 000 000
COLUMN TOTALS 36,469
</TABLE>
<PAGE> 93
<TABLE>
<CAPTION>
PAGE 92 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SANDY SPRING BANCORP INC COM 800363103 030 1,000 X 1 000 000 1,000
SANMINA CORP COM 800907107 599 7,430 X 1 7,230 000 200
SANGSTAT MED CORP COM 801003104 055 2,500 X 1 2,000 000 500
SANTA BARBARA RESTAURANT GP COM 801378100 021 10,444 X 1 000 000 10,444
SANTA FE SNYDER CORP COM 80218K105 071 7,782 X 1 3,579 2,300 1,903
SAP AKTIENGESELLSCHAFT SPONSORED ADR 803054204 2,195 57,195 X 1 16,517 2,250 38,428
SAPIENT CORP COM 803062108 094 1,000 X 1 000 000 1,000
SARA LEE CORP COM 803111103 36,159 1,518,450 X 1 949,567 142,620 426,263
SATCON TECHNOLOGY CORP COM 803893106 2,303 231,000 X 1 231,000 000 000
SAVILLE SYS PLC SPONSORED ADR 805174109 008 500 X 1 500 000 000
SAWTEK INC COM 805468105 468 12,900 X 1 000 000 12,900
SCANA CORP COM 805898103 646 24,893 X 1 11,324 10,321 3,248
SCANDINAVIA INC COM 805900107 419 6,750 X 1 000 000 6,750
SCANSOFT INC COM 80603P107 007 3,173 X 1 1,447 1,726 000
SCHERING PLOUGH CORP COM 806605101 234,744 5,021,256 X 1 2712,303 733,885 1575,068
SCHLOTZSKYS INC COM 806832101 008 1,000 X 1 000 1,000 000
SCHLUMBERGER LTD COM 806857108 109,554 1,774,154 X 1 765,042 332,210 676,902
SCHMITT INDS INC ORE COM 806870101 005 1,800 X 1 000 000 1,800
SCHNITZER STL INDS CL A 806882106 029 1,600 X 1 000 000 1,600
SCHOLASTIC CORP COM 807066105 213 4,400 X 1 1,100 2,000 1,300
SCHULMAN A INC COM 808194104 877 51,800 X 1 500 30,050 21,250
SCHWAB CHARLES CORP NEW COM 808513105 231,916 6,871,597 X 1 5886,807 73,914 910,876
SCHWEITZER-MAUDUIT INTL INC COM 808541106 058 4,431 X 1 2,800 029 1,602
SCIENT CORP COM 80864H109 007 100 X 1 000 000 100
SCIENTIFIC ATLANTA INC COM 808655104 504 10,306 X 1 4,500 300 5,506
SCIOS INC COM 808905103 002 500 X 1 500 000 000
SCITEX LTD ORD 809090103 011 1,000 X 1 1,000 000 000
SCOTT TECHNOLOGIES INC COM 810022301 211 10,600 X 1 10,600 000 000
SCOTTISH PWR PLC SPON ADR FINAL 81013T705 115 3,150 X 1 2,800 350 000
SCRIPPS E W CO OHIO CL A 811054204 299 6,021 X 1 5,400 000 621
COLUMN TOTALS 621,628
</TABLE>
<PAGE> 94
<TABLE>
<CAPTION>
PAGE 93 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SCUDDER NEW ASIA FD INC COM 811183102 321 21,390 X 1 21,390 000 000
SEA CONTAINERS LTD CL A 811371707 006 200 X 1 000 000 200
SEACHANGE INTL INC COM 811699107 048 3,000 X 1 000 000 3,000
SEACOAST BKG CORP FLA CL A 811707108 476 16,125 X 1 000 000 16,125
SEAGATE TECHNOLOGY COM 811804103 2,078 66,754 X 1 65,400 704 650
SEAGRAM LTD COM 811850106 4,144 95,262 X 1 54,568 11,165 29,529
SEACOR SMIT INC COM 811904101 25,769 510,900 X 1 408,700 3,500 98,700
SEALED AIR CORP NEW COM 81211K100 20,918 382,490 X 1 171,631 75,177 135,682
SEALED AIR CORP NEW PFD CV A $2 81211K209 5,983 112,890 X 1 55,117 21,221 36,552
SEARS ROEBUCK & CO COM 812387108 12,177 354,872 X 1 211,215 58,092 85,565
SECTOR SPDR TR SBI CONS SERVS 81369Y209 117 4,300 X 1 4,300 000 000
SECTOR SPDR TR SBI CONS STPLS 81369Y308 136 5,800 X 1 5,500 000 300
SECTOR SPDR TR SBI CYCL TRANS 81369Y407 195 7,200 X 1 6,900 000 300
SECTOR SPDR TR SBI INT-TECH 81369Y803 039 940 X 1 940 000 000
SECURITY CAP GROUP INC CL A 81413P105 142 200 X 1 200 000 000
SECURITY CAP GROUP INC CL B 81413P204 039 2,700 X 1 2,700 000 000
SECURITY FIRST TECHNOLOGIES CP COM 814279105 21,795 538,140 X 1 532,740 000 5,400
SEGUE SOFTWARE INC COM 815807102 176 13,500 X 1 000 2,100 11,400
SEITEL INC COM NEW 816074306 642 65,000 X 1 4,000 2,000 59,000
SELAS CORP AMER COM 816119101 010 1,950 X 1 000 000 1,950
SELECTIVE INS GROUP INC COM 816300107 229 11,825 X 1 3,900 7,400 525
SEMINIS INC CL A 816658108 065 7,700 X 1 7,700 000 000
SEMPRA ENERGY COM 816851109 64,593 3,021,894 X 1 27,163 2,551 2992,180
SENTO CORP COM 816918106 008 3,750 X 1 3,750 000 000
SENETEK PLC SPONSORED ADR 817209307 006 5,000 X 1 000 5,000 000
SENSORMATIC ELECTRS CORP COM 817265101 3,070 255,835 X 1 240,777 8,000 7,058
SENSORMATIC ELECTRS CORP PFD 1/10CV6.5% 817265200 5,070 260,000 X 1 260,000 000 000
SENTRY TECHNOLOGY CORP COM 81731K101 001 2,500 X 1 2,500 000 000
SEPRACOR INC COM 817315104 510 6,750 X 1 2,050 1,200 3,500
SEQUA CORPORATION PFD CONV $5 817320302 011 113 X 1 113 000 000
COLUMN TOTALS 168,774
</TABLE>
<PAGE> 95
<TABLE>
<CAPTION>
PAGE 94 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SEQUENT COMPUTER SYS INC COM 817338106 046 2,532 X 1 1,200 000 1,332
SERVICE CORP INTL COM 817565104 1,337 169,781 X 1 79,345 6,900 83,536
SERVICE EXPERTS INC COM 817567100 019 2,000 X 1 000 000 2,000
SERVICEMASTER CO COM 81760N109 59,476 3,806,450 X 1 2615,809 151,856 1038,785
7-ELEVEN INC COM 817826100 538 277,765 X 1 3,000 000 274,765
SEVEN SEAS PETE INC COM 817917107 010 3,400 X 1 000 000 3,400
SHANGHAI PETROCHEMICAL LTD SPON ADR H 819424102 022 1,000 X 1 000 1,000 000
SHARED MED SYS CORP COM 819486101 1,130 25,101 X 1 13,225 3,800 8,076
SHAW COMMUNICATIONS INC CL B CONV 82028K200 041 1,500 X 1 1,500 000 000
SHAW GROUP INC COM 820280105 333 15,200 X 1 14,000 000 1,200
SHAW INDS INC COM 820286102 049 3,000 X 1 2,400 000 600
SHELL TRANS & TRADING PLC NEW YRK SH NEW 822703609 19,485 421,867 X 1 236,173 59,870 125,824
SHERWIN WILLIAMS CO COM 824348106 18,606 878,123 X 1 299,364 9,600 569,159
SHILOH INDS INC COM 824543102 777 68,283 X 1 13,750 8,100 46,433
SHIRE PHARMACEUTICALS GRP PLC SPONSORED ADR 82481R106 1,964 68,300 X 1 60,000 000 8,300
SHOP AT HOME INC COM NEW 825066301 103 10,000 X 1 000 000 10,000
SHURGARD STORAGE CTRS INC COM 82567D104 037 1,500 X 1 700 000 800
SICOR INC COM 825846108 000 090 X 1 090 000 000
SIEBEL SYS INC COM 826170102 2,037 28,770 X 1 3,185 1,850 23,735
SIERRA PAC RES NEW COM 826428104 110 4,797 X 1 3,500 000 1,297
SIGMA ALDRICH CORP COM 826552101 38,432 1,210,451 X 1 650,563 247,710 312,178
SIGMA DESIGNS INC COM 826565103 009 1,400 X 1 1,400 000 000
SIGCORP INC COM 826912107 237 9,190 X 1 8,287 000 903
SILICON GRAPHICS INC SR NT CV 5.25%04 827056AC6 030 40,000 X 1 40,000 000 000
SILICON GRAPHICS INC COM 827056102 246 22,634 X 1 17,000 000 5,634
SILICON VY BANCSHARES COM 827064106 2,592 112,700 X 1 109,700 000 3,000
SIMON PPTY GROUP INC NEW COM 828806109 1,490 63,560 X 1 53,720 2,200 7,640
SIMPSON INDS INC COM 829060102 016 1,400 X 1 1,400 000 000
SIMPSON MANUFACTURING CO INC COM 829073105 458 10,200 X 1 9,200 1,000 000
SIMULA INC COM 829206101 006 1,000 X 1 000 000 1,000
COLUMN TOTALS 149,636
</TABLE>
<PAGE> 96
<TABLE>
<CAPTION>
PAGE 95 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SINCLAIR BROADCAST GROUP INC CL A 829226109 126 15,300 X 1 000 000 15,300
SINGER CO N V COM 82930F109 001 900 X 1 900 000 000
SKYTEL COMMUNICATIONS INC COM 83087Q104 018 1,000 X 1 1,000 000 000
SMALLWORLD PLC SPONSORED ADR 83168P108 014 2,000 X 1 2,000 000 000
SMART & FINAL INC COM 831683107 129 12,900 X 1 800 000 12,100
SMED INTL INC COM 83169D104 008 1,400 X 1 000 000 1,400
SMITH INTL INC COM 832110100 1,424 35,700 X 1 18,800 5,000 11,900
SMITH CHARLES E RESDNTL RLTY COM 832197107 5,171 151,803 X 1 148,650 000 3,153
SMITHFIELD FOODS INC COM 832248108 026 1,000 X 1 1,000 000 000
SMITHKLINE BEECHAM PLC ADR REP ORD 832378301 11,894 200,521 X 1 65,794 55,737 78,990
SMTEK INTL INC COM NEW 832688204 001 127 X 1 000 000 127
SMUCKER J M CO CL A 832696108 107 5,001 X 1 1,901 3,000 100
SMUCKER J M CO CL B 832696207 068 3,736 X 1 736 3,000 000
SMURFIT-STONE CONTAINER CORP COM 832727101 2,645 126,341 X 1 125,351 000 990
SNYDER COMMUNICATIONS INC COM 832914105 445 30,700 X 1 30,700 000 000
SNAP ON INC COM 833034101 4,114 128,575 X 1 44,275 2,900 81,400
SOCRATES TECHNOLOGIES CORP COM 833719107 000 200 X 1 200 000 000
SODEXHO MARRIOTT SVCS INC COM 833793102 045 2,562 X 1 2,100 025 437
SOFTWARE COM INC COM 83402P104 022 500 X 1 500 000 000
SOLA INTL INC COM 834092108 797 51,825 X 1 28,900 10,000 12,925
SOLECTRON CORP COM 834182107 80,077 1,058,868 X 1 859,130 35,100 164,638
SOLUTIA INC COM 834376105 413 22,809 X 1 10,048 5,990 6,771
SONAT INC COM 835415100 8,285 208,741 X 1 90,792 35,410 82,539
SONIC FDRY INC COM 83545R108 009 1,000 X 1 1,000 000 000
SONIC CORP COM 835451105 733 23,500 X 1 300 000 23,200
SONOCO PRODS CO COM 835495102 2,243 99,985 X 1 78,950 3,196 17,839
SONOSITE INC COM 83568G104 095 3,457 X 1 3,457 000 000
SONUS CORP COM 835691106 424 109,300 X 1 109,300 000 000
SONUS PHARMACEUTICALS INC COM 835692104 008 2,000 X 1 2,000 000 000
SONY CORP ADR NEW 835699307 12,353 79,283 X 1 26,760 3,806 48,717
COLUMN TOTALS 131,695
</TABLE>
<PAGE> 97
<TABLE>
<CAPTION>
PAGE 96 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SOTHEBYS HLDGS INC CL A 835898107 745 26,562 X 1 900 000 25,662
SOURCE CAP INC COM 836144105 229 4,666 X 1 000 4,666 000
SOUTH ALA BANCORPORATION COM 836234104 1,266 90,405 X 1 000 84,750 5,655
SOUTH JERSEY INDS INC COM 838518108 109 4,168 X 1 3,468 000 700
SOUTHDOWN INC COM 841297104 1,714 30,200 X 1 30,200 000 000
SOUTHERN CO COM 842587107 8,426 312,059 X 1 205,088 72,781 34,190
SOUTHERN PAC PETE NL ADR NEW 843581307 157 36,370 X 1 000 000 36,370
SOUTHERN UN CO NEW COM 844030106 096 5,126 X 1 000 000 5,126
SOUTHTRUST CORP COM 844730101 3,769 104,875 X 1 57,575 13,800 33,500
SOUTHWEST AIRLS CO COM 844741108 29,863 1,873,668 X 1 927,987 285,742 659,939
SOUTHWEST BANCORPORATION TEX COM 84476R109 665 37,360 X 1 1,600 35,760 000
SOUTHWEST GAS CORP COM 844895102 003 100 X 1 000 000 100
SOUTHWEST SECS GROUP INC COM 845224104 017 640 X 1 440 000 200
SOUTHWESTERN ENERGY CO COM 845467109 106 11,988 X 1 11,988 000 000
SOVEREIGN BANCORP INC COM 845905108 57,548 6,263,342 X 1 292,972 29,470 5940,900
SOVRAN SELF STORAGE INC COM 84610H108 024 1,100 X 1 1,100 000 000
SPACEHAB INC COM 846243103 095 20,000 X 1 20,000 000 000
SPACELABS MED INC COM 846247104 194 13,060 X 1 10,960 000 2,100
SPAIN FD COM 846330108 041 2,848 X 1 000 2,848 000
SPECIALTY CARE NETWORK INC COM 84748M102 394 100,000 X 1 000 000 100,000
SPECTRANETICS CORP COM 84760C107 004 1,000 X 1 000 000 1,000
SPECTRIAN CORP COM 847608106 578 25,700 X 1 17,000 900 7,800
SPEEDWAY MOTORSPORTS INC COM 847788106 009 200 X 1 200 000 000
SPIEKER PPTYS INC COM 848497103 4,537 129,400 X 1 110,600 18,500 300
SPORTSLINE USA INC COM 848934105 015 500 X 1 500 000 000
SPORTS AUTH INC COM 849176102 125 40,000 X 1 000 000 40,000
SPRINGS INDS INC CL A 851783100 027 800 X 1 800 000 000
SPRINT CORP COM FON GROUP 852061100 42,703 701,489 X 1 348,260 140,065 213,164
SPRINT CORP PFDCV$1.25-1.5 852061308 404 860 X 1 000 000 860
SPRINT CORP PCS COM SER 1 852061506 11,257 143,065 X 1 60,504 33,717 48,844
COLUMN TOTALS 165,120
</TABLE>
<PAGE> 98
<TABLE>
<CAPTION>
PAGE 97 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SS&C TECHNOLOGIES INC COM 85227Q100 131 23,800 X 1 1,000 2,300 20,500
STAFF LEASING INC COM 852381102 029 2,900 X 1 000 2,000 900
STAMPS COM INC COM 852857101 009 260 X 1 100 000 160
STANCORP FINL GROUP INC COM 852891100 7,301 339,600 X 1 339,600 000 000
STANDARD COML CORP SB DBCV 7.25%07 853258AA9 1,117 2,030,000 X 1 400,000 120,000 1510,000
STANDARD COML CORP COM 853258101 139 35,288 X 1 4,000 000 31,288
STANDARD MTR PRODS INC COM 853666105 069 3,682 X 1 000 000 3,682
STANDARD PRODS CO COM 853836104 036 1,000 X 1 1,000 000 000
STANDARD REGISTER CO COM 853887107 183 8,000 X 1 7,500 000 500
STANLEY FURNITURE INC COM NEW 854305208 015 700 X 1 000 000 700
STANLEY WKS COM 854616109 1,429 57,462 X 1 28,990 5,200 23,272
STAR TELECOMMUNICATIONS INC COM 854923109 275 50,200 X 1 000 4,000 46,200
STAPLES INC COM 855030102 20,954 955,140 X 1 487,453 188,124 279,563
STAR GAS PARTNERS L P UNIT LTD PARTNR 85512C105 008 500 X 1 500 000 000
STARBUCKS CORP COM 855244109 3,204 137,815 X 1 81,360 11,400 45,055
STARWOOD FINL TR MD CL A SH BEN IN 85568W104 011 400 X 1 100 000 300
STARTER CORP COM 855684106 000 100 X 1 000 000 100
STARWOOD HOTELS&RESORTS WRLDWD PAIRED CTF 85590A203 1,184 54,117 X 1 45,894 3,258 4,965
STATE STR CORP COM 857477103 33,050 495,126 X 1 346,883 5,100 143,143
STATEN IS BANCORP INC COM 857550107 098 5,133 X 1 1,700 000 3,433
STEEL DYNAMICS INC COM 858119100 1,426 87,100 X 1 54,000 17,000 16,100
STEELCASE INC CL A 858155203 232 16,600 X 1 7,900 1,000 7,700
STEINWAY MUSICAL INSTRS INC COM ORD 858495104 083 4,000 X 1 4,000 000 000
STERLING BANCSHARES INC COM 858907108 175 15,608 X 1 000 12,375 3,233
STERIS CORP COM 859152100 1,338 109,200 X 1 85,600 2,450 21,150
STERLING BANCORP COM 859158107 011 625 X 1 000 000 625
STERLING COMM INC COM 859205106 4,237 226,699 X 1 147,705 3,769 75,225
STERLING SOFTWARE INC COM 859547101 789 39,700 X 1 12,300 2,000 25,400
STEWART & STEVENSON SVCS INC COM 860342104 184 14,000 X 1 14,000 000 000
STEWART ENTERPRISES INC CL A 860370105 2,038 377,021 X 1 274,030 29,084 73,907
COLUMN TOTALS 79,755
</TABLE>
<PAGE> 99
<TABLE>
<CAPTION>
PAGE 98 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
STILLWATER MNG CO COM 86074Q102 3,563 131,950 X 1 49,450 000 82,500
STMICROELECTRONICS N V COM 861012102 5,687 68,364 X 1 43,132 000 25,232
STONE & WEBSTER INC COM 861572105 008 270 X 1 270 000 000
STONE CONTAINER CORP SB DB CV 6.75%07 861589AE9 089 100,000 X 1 100,000 000 000
STONE ENERGY CORP COM 861642106 1,841 36,491 X 1 2,900 1,000 32,591
STORAGE USA INC COM 861907103 055 2,000 X 1 2,000 000 000
STORAGE TECHNOLOGY CORP COM PAR $0.10 862111200 965 47,662 X 1 4,562 000 43,100
STRATUS PPTYS INC COM 863167102 000 060 X 1 060 000 000
STRUCTURAL DYNAMICS RESH CORP COM 863555108 150 9,100 X 1 6,100 000 3,000
STRYKER CORP COM 863667101 5,219 104,901 X 1 92,576 1,000 11,325
STURM RUGER & CO INC COM 864159108 051 5,600 X 1 000 000 5,600
SUBURBAN PROPANE PARTNERS L P UNIT LTD PARTN 864482104 653 33,084 X 1 30,634 000 2,450
SUCCESSORIES INC COM 864591102 004 1,600 X 1 000 000 1,600
SUFFOLK BANCORP COM 864739107 055 2,000 X 1 000 000 2,000
SUIZA FOODS CORP COM 865077101 26,589 715,000 X 1 504,500 58,000 152,500
SUMMIT BANCORP COM 866005101 21,903 663,721 X 1 343,913 95,045 224,763
SUMMIT BANCSHARES INC TEX COM 866011109 018 1,000 X 1 1,000 000 000
SUMMIT DESIGN INC COM 86605U101 172 68,000 X 1 000 6,900 61,100
SUMMIT PPTYS INC COM 866239106 010 500 X 1 000 000 500
SUMMIT TECHNOLOGY INC COM 86627E101 527 31,919 X 1 27,269 150 4,500
SUN BANCORP INC COM 86663B102 215 13,230 X 1 13,230 000 000
SUN BANCORP INC COM 866634108 262 11,522 X 1 000 6,187 5,335
SUN COMMUNITIES INC COM 866674104 010 300 X 1 300 000 000
SUN MICROSYSTEMS INC COM 866810104 228,096 2,362,927 X 1 1784,980 201,261 376,686
SUNBEAM CORP COM 867071102 045 8,400 X 1 000 000 8,400
SUNGARD DATA SYS INC COM 867363103 216 10,736 X 1 3,136 7,200 400
SUNOCO INC COM 86764P109 1,419 52,794 X 1 35,275 9,220 8,299
SUNRISE ASSISTED LIVING INC COM 86768K106 4,065 160,980 X 1 152,680 2,000 6,300
SUNRISE TECHNOLOGIES INTL INC COM 86769L103 245 52,000 X 1 4,000 000 48,000
SUNSHINE MNG & REFINING CO COM NEW 867833501 000 062 X 1 000 000 062
COLUMN TOTALS 302,132
</TABLE>
<PAGE> 100
<TABLE>
<CAPTION>
PAGE 99 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SUNTERRA CORP COM 86787D109 031 2,700 X 1 000 000 2,700
SUNRISE MED INC COM 867910101 113 18,000 X 1 18,000 000 000
SUNTRUST BKS INC COM 867914103 14,261 207,627 X 1 66,911 33,728 106,988
SUNSOURCE INC COM 867948101 014 2,660 X 1 1,560 000 1,100
SUPERGEN INC COM 868059106 137 6,200 X 1 4,700 000 1,500
SUPERIOR INDS INTL INC COM 868168105 011 400 X 1 400 000 000
SUPERVALU INC COM 868536103 1,566 71,393 X 1 69,793 000 1,600
SURGICAL LASER TECHNOLOGIES COM NEW 868819202 006 3,690 X 1 000 000 3,690
SUSQUEHANNA BANCSHARES INC PA COM 869099101 1,883 115,884 X 1 10,625 22,403 82,856
SWISS HELVETIA FD INC COM 870875101 191 13,206 X 1 12,206 000 1,000
SYBRON CHEMS INC COM 870903101 038 2,500 X 1 000 000 2,500
SYBASE INC COM 871130100 209 19,100 X 1 000 000 19,100
SYBRON INTL CORP COM 87114F106 209 7,800 X 1 7,800 000 000
SYKES ENTERPRISES INC COM 871237103 545 21,600 X 1 000 000 21,600
SYLVAN LEARNING SYS INC COM 871399101 24,155 1,356,050 X 1 1138,370 67,500 150,180
SYMANTEC CORP COM 871503108 2,918 77,050 X 1 11,050 000 66,000
SYMBOL TECHNOLOGIES INC COM 871508107 7,137 218,336 X 1 116,232 29,624 72,480
SYMMETRICOM INC COM 871543104 153 20,390 X 1 000 3,200 17,190
SYNAGRO TECHNOLOGIES INC COM NEW 871562203 013 2,000 X 1 000 000 2,000
SYNBIOTICS CORP COM 871566105 097 37,800 X 1 000 15,000 22,800
SYNOPSYS INC COM 871607107 1,116 19,064 X 1 3,251 227 15,586
SYNOVUS FINL CORP COM 87161C105 289 15,062 X 1 800 000 14,262
SYNTROLEUM CORP COM 871630109 017 2,200 X 1 2,200 000 000
SYSCO CORP COM 871829107 68,569 2,054,516 X 1 1116,594 236,720 701,202
SYSTEM SOFTWARE ASSOC INC SB NT CV 7%02 871839AA4 011 30,000 X 1 000 000 30,000
SYSTEM SOFTWARE ASSOC INC COM NEW 871839205 002 1,050 X 1 250 000 800
SYNTHETIC INDS INC COM 871914107 022 800 X 1 000 000 800
TCF FINL CORP COM 872275102 2,464 86,088 X 1 51,488 18,600 16,000
TC PIPELINES LP UT COM LTD PRT 87233Q108 043 2,400 X 1 2,400 000 000
TCSI CORP COM 87233R106 052 35,000 X 1 000 2,900 32,100
COLUMN TOTALS 126,272
</TABLE>
<PAGE> 101
<TABLE>
<CAPTION>
PAGE 100 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
TCW CONV SECS FD INC COM 872340104 4,082 441,300 X 1 437,900 000 3,400
TECO ENERGY INC COM 872375100 5,693 256,584 X 1 110,458 45,867 100,259
TEPPCO PARTNERS L P UT LTD PARTNER 872384102 672 29,540 X 1 16,140 000 13,400
TF FINL CORP COM 872391107 007 500 X 1 000 000 500
TJX COS INC NEW COM 872540109 1,084 37,125 X 1 26,010 3,015 8,100
TNP ENTERPRISES INC COM 872594106 053 1,353 X 1 500 000 853
TRC COS INC COM 872625108 145 22,600 X 1 000 000 22,600
TRO LEARNING INC COM 87263R109 009 1,500 X 1 000 000 1,500
TRW INC COM 872649108 3,125 64,769 X 1 22,843 29,000 12,926
TRW INC PREF 3 CV$4.50 872649603 013 066 X 1 000 000 066
TLC THE LASER CTR INC COM 872934104 4,506 191,200 X 1 129,200 7,000 55,000
TMP WORLDWIDE INC COM 872941109 061 1,000 X 1 000 000 1,000
TV GUIDE INC CL A 87307Q109 005 100 X 1 100 000 000
TAG HEUER INTL S A SPONSORED ADR 873773105 001 100 X 1 100 000 000
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 1,904 60,565 X 1 48,432 000 12,133
TALISMAN ENERGY INC COM 87425E103 036 1,200 X 1 500 500 200
TALK COM INC COM 874264104 019 1,500 X 1 000 000 1,500
TANDY CORP COM 875382103 1,829 33,796 X 1 12,796 4,600 16,400
TANGER FACTORY OUTLET CTRS INC COM 875465106 087 3,800 X 1 3,300 000 500
TANGRAM ENTERPRISE SOLUTIONS COM 875924102 000 033 X 1 000 000 033
TASTY BAKING CO COM 876553306 481 37,000 X 1 27,000 10,000 000
TAUBMAN CTRS INC COM 876664103 1,682 145,432 X 1 94,732 33,000 17,700
TECH DATA CORP COM 878237106 1,807 72,385 X 1 71,950 000 435
TECHNITROL INC COM 878555101 496 14,030 X 1 11,030 3,000 000
TECHNOLOGY SOLUTIONS CO COM 87872T108 344 23,525 X 1 15,525 000 8,000
TECUMSEH PRODS CO CL B 878895101 013 300 X 1 000 000 300
TECUMSEH PRODS CO CL A 878895200 850 17,125 X 1 575 3,400 13,150
TEJON RANCH CO DEL COM 879080109 894 30,556 X 1 000 000 30,556
TEKTRONIX INC COM 879131100 3,252 97,798 X 1 74,350 000 23,448
TELE CENTRO OESTE CELULAR S A SPON ADR PFD 87923P105 002 432 X 1 333 000 099
COLUMN TOTALS 33,152
</TABLE>
<PAGE> 102
<TABLE>
<CAPTION>
PAGE 101 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
TELE CELULAR SUL PART S A SPON ADR PFD 879238103 001 030 X 1 000 000 030
TELE CENTRO SUL PART S A SPON ADR PFD 879239101 014 260 X 1 200 000 060
TELE NORDESTE CELULAR PART S A SPON ADR PFD 87924W109 002 065 X 1 050 000 015
TELE NORTE CELULAR PART S A SPON ADR PFD 87924Y105 001 026 X 1 020 000 006
TELE DANMARK A/S SPON ADR CL B 879242105 043 1,380 X 1 000 380 1,000
TELE NORTE LESTE PART S A SPON ADR PFD 879246106 051 3,300 X 1 3,000 000 300
TELE SUDESTE CELULAR PART S A SPON ADR PFD 879252104 001 060 X 1 000 000 060
TELECOM EIREANN PLC SPON ADR EURO 87927M108 007 400 X 1 400 000 000
TELECOM ITALIA SPA SPON ADR ORD 87927W106 009 100 X 1 000 000 100
TELECOMM ARGENTINA STET-FRANCE SPON ADR REP B 879273209 072 2,718 X 1 000 2,718 000
TELECOM CORP NEW ZEALAND LTD SPONSORED ADR 879278208 1,757 54,900 X 1 27,200 4,000 23,700
TELECOMUNICACOES BRASILEIRAS S SPONSORED ADR 879287100 000 10,275 X 1 1,400 000 8,875
TELECOMUNICACOES BRASILEIRAS S SPONSORED ADR 879287308 955 12,895 X 1 4,120 000 8,775
TELEFLEX INC COM 879369106 21,272 532,619 X 1 172,113 117,200 243,306
TELEFONICA DE ARGENTINA S A SPON ADR CL B 879378206 869 32,870 X 1 32,870 000 000
TELEFONICA S A SPONSORED ADR 879382208 4,235 88,684 X 1 26,367 4,102 58,215
TELEFONOS DE MEXICO S A ADR NOMINATIVE 879403400 045 12,523 X 1 500 000 12,023
TELEFONOS DE MEXICO S A SPON ADR ORD L 879403780 5,122 71,199 X 1 57,600 2,875 10,724
TELEGLOBE INC COM 87941V100 2,151 112,105 X 1 000 000 112,105
TELESTE CELULAR PART S A SPON ADR PFD 87943B102 001 026 X 1 020 000 006
TELEPHONE & DATA SYS INC COM 879433100 4,449 48,160 X 1 18,160 11,650 18,350
TELEMIG CELULAR PART S A SPON ADR PFD 87944E105 000 015 X 1 000 000 015
TELESCIENCES INC DEL COM 87951X103 087 154,200 X 1 000 8,800 145,400
TELESP PARTICIPACOES S A SPON ADR PFD 87952K100 020 1,300 X 1 1,000 000 300
TELESP CELULAR PART S A SPON ADR PFD 87952L108 013 520 X 1 400 000 120
TELEWEST COMMUNICATIONS PLC SPONSORED ADR 87956P105 1,826 48,050 X 1 48,050 000 000
TELIGENT INC CL A 87959Y103 161 3,350 X 1 200 000 3,150
TELLABS INC COM 879664100 131,943 2,337,834 X 1 2007,209 113,900 216,725
TELSCAPE INTERNATIONAL INC COM 87969E105 169 25,000 X 1 25,000 000 000
TELXON CORP COM 879700102 002 200 X 1 200 000 000
COLUMN TOTALS 175,278
</TABLE>
<PAGE> 103
<TABLE>
<CAPTION>
PAGE 102 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
TEMPLE INLAND INC COM 879868107 2,255 37,664 X 1 30,970 000 6,694
TELETECH HOLDINGS INC COM 879939106 976 70,000 X 1 000 000 70,000
TEMPLETON EMERGING MKTS FD INC COM 880191101 002 200 X 1 200 000 000
TEMPLETON GLOBAL INCOME FD INC COM 880198106 056 8,596 X 1 4,566 000 4,030
TENET HEALTHCARE CORP COM 88033G100 2,250 126,738 X 1 36,835 28,400 61,503
TENNANT CO COM 880345103 128 3,600 X 1 000 000 3,600
TENNECO INC NEW COM 88037E101 213 12,304 X 1 8,877 1,508 1,919
TERA COMPUTER CO COM 88076P108 046 12,000 X 1 12,000 000 000
TERADYNE INC COM 880770102 5,795 155,560 X 1 62,300 2,000 91,260
TERAYON COMMUNICATION SYS COM 880775101 3,725 79,900 X 1 76,300 000 3,600
TEREX CORP NEW COM 880779103 171 5,500 X 1 700 000 4,800
TERRA INDS INC COM 880915103 002 1,050 X 1 1,050 000 000
TESCO CORP COM 88157K101 060 10,000 X 1 5,000 000 5,000
TESORO PETE CORP COM 881609101 002 125 X 1 000 000 125
TETRA TECHNOLOGIES INC DEL COM 88162F105 200 20,000 X 1 20,000 000 000
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 054 1,075 X 1 150 000 925
TEXACO INC COM 881694103 84,601 1,344,200 X 1 702,986 278,794 362,420
TEXAS INDS INC COM 882491103 1,686 43,450 X 1 14,150 3,400 25,900
TEXAS INSTRS INC COM 882508104 442,977 4,898,130 X 1 2411,182 832,174 1654,774
TEXAS PAC LD TR SUB CTF PROP I T 882610108 162 3,600 X 1 000 000 3,600
TEXAS REGL BANCSHARES INC CL A VTG 882673106 399 15,900 X 1 10,900 5,000 000
TEXAS UTILS CO COM 882848104 7,947 200,237 X 1 130,206 35,217 34,814
TEXTRON INC COM 883203101 3,549 45,942 X 1 32,417 2,920 10,605
THEGLOBE COM INC COM 88335R101 004 250 X 1 000 000 250
THERAGENICS CORP COM 883375107 191 14,800 X 1 4,700 000 10,100
THERMO BIOANALYSIS CORP COM 88355H108 018 1,000 X 1 000 000 1,000
THERMO CARDIOSYSTEMS INC COM NONREDEEM 88355K200 005 750 X 1 000 000 750
THERMO FIBERTEK INC COM 88355W105 007 1,125 X 1 000 1,125 000
THERMO ELECTRON CORP COM 883556102 17,142 1,229,877 X 1 557,432 232,599 439,846
THERMO INSTR SYS INC COM 883559106 024 2,250 X 1 000 000 2,250
COLUMN TOTALS 574,647
</TABLE>
<PAGE> 104
<TABLE>
<CAPTION>
PAGE 103 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
THERMO VISION CORP COM 883600108 006 1,000 X 1 000 000 1,000
THERMOGENESIS CORP COM NEW 883623209 175 95,000 X 1 95,000 000 000
THERMOLASE CORP UNIT EX 000001 883624207 015 871 X 1 871 000 000
THERMOQUEST CORP GTDSDCV ACRD5%00 883655AB8 1,044 1,080,000 X 1 305,000 600,000 175,000
THERMOTREX CORP COM 883666109 023 3,500 X 1 1,500 000 2,000
THESTREET COM COM 88368Q103 030 1,700 X 1 1,300 000 400
THERMEDICS INC COM 883901100 267 41,900 X 1 19,300 2,400 20,200
THOMAS & BETTS CORP COM 884315102 9,251 179,402 X 1 71,182 38,175 70,045
THOMAS GROUP INC COM 884402108 016 2,000 X 1 2,000 000 000
THOMAS INDS INC COM 884425109 066 3,521 X 1 2,521 000 1,000
THOR INDS INC COM 885160101 337 13,200 X 1 10,200 3,000 000
3DFX INTERACTIVE INC COM 88553X103 008 1,000 X 1 000 000 1,000
3COM CORP COM 885535104 4,474 149,431 X 1 68,362 24,575 56,494
TICKETMASTER ONLINE-CITYSEARCH CL B 88633P203 050 2,200 X 1 1,550 000 650
TIDEWATER INC COM 886423102 1,605 63,425 X 1 37,945 9,000 16,480
TIFFANY & CO NEW COM 886547108 16,776 271,406 X 1 172,006 200 99,200
TIMBERLAND CO CL A 887100105 036 900 X 1 900 000 000
TIME WARNER INC COM 887315109 180,131 3,008,446 X 1 1471,588 656,235 880,623
TIME WARNER TELECOM INC CL A 887319101 008 350 X 1 250 000 100
TIMES MIRROR CO NEW COM SER A 887364107 5,880 87,035 X 1 65,323 11,555 10,157
TIMKEN CO COM 887389104 1,492 91,101 X 1 74,400 400 16,301
TITAN CORP COM 888266103 497 31,200 X 1 20,000 000 11,200
TITAN EXPL INC COM 888289105 2,604 527,283 X 1 425,000 000 102,283
TITAN INTL INC ILL COM 88830M102 150 15,000 X 1 15,000 000 000
TITAN PHARMACEUTICALS INC DEL COM 888314101 700 70,000 X 1 000 70,000 000
TITANIUM METALS CORP COM 888339108 070 10,300 X 1 300 000 10,000
TNT POST GROEP N V SPONSORED ADR 888742103 025 1,000 X 1 000 000 1,000
TODAYS MAN INC WARRANT OR RIGHT 888910114 000 100 X 1 000 000 100
TODAYS MAN INC COM NEW 888910205 004 3,600 X 1 000 000 3,600
TOKIO MARINE & FIRE INS LTD ADR NEW 889090403 992 16,962 X 1 8,400 000 8,562
COLUMN TOTALS 226,732
</TABLE>
<PAGE> 105
<TABLE>
<CAPTION>
PAGE 104 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
TOMPKINSTRUSTCO INC COM 890110109 037 1,171 X 1 000 000 1,171
TOO INC COM 890333107 849 46,354 X 1 1,094 000 45,260
TOOTSIE ROLL INDS INC COM 890516107 1,445 43,204 X 1 17,542 000 25,662
TOP SOURCE TECHNOLOGIES INC COM 890530108 007 5,000 X 1 5,000 000 000
TORCHMARK CORP COM 891027104 997 38,084 X 1 18,984 1,500 17,600
TORO CO COM 891092108 140 3,700 X 1 500 000 3,200
TORONTO DOMINION BK ONT COM NEW 891160509 549 27,286 X 1 26,000 000 1,286
TOSCO CORP COM NEW 891490302 2,933 119,100 X 1 81,500 3,000 34,600
TOTAL RENAL CARE HLDGS INC COM 89151A107 003 500 X 1 500 000 000
TOTAL FINA S A SPONSORED ADR 89151E109 2,973 47,236 X 1 34,493 2,600 10,143
TOTAL-TEL USA COMMUNICATIONS COM 89151T106 055 4,000 X 1 000 000 4,000
TOWER AUTOMOTIVE INC COM 891707101 111 5,550 X 1 4,800 000 750
TOTAL SYS SVCS INC COM 891906109 141 8,200 X 1 700 000 7,500
TRACK N TRAIL INC COM 891924102 005 2,900 X 1 000 000 2,900
TOWN & CTRY TR SH BEN INT 892081100 062 3,550 X 1 1,800 000 1,750
TOYOTA MOTOR CORP ADR 2 COM 892331307 346 5,351 X 1 5,051 000 300
TOYS R US INC COM 892335100 2,441 158,784 X 1 122,755 17,950 18,079
TRAMMELL CROW CO COM 89288R106 024 1,900 X 1 1,900 000 000
TRANSACT TECHNOLOGIES INC COM 892918103 020 3,015 X 1 3,015 000 000
TRANS WORLD AIRLS INC WARRANT OR RIGHT 893349134 000 001 X 1 000 000 001
TRANS WORLD AIRLS INC COM PAR$.01NEW 893349837 007 2,008 X 1 2,000 000 008
TRANS WORLD ENTMT CORP COM 89336Q100 006 450 X 1 000 000 450
TRANSACTION NETWORK SVCS INC COM 893414102 132 3,500 X 1 000 000 3,500
TRANSACTION SYS ARCHITECTS CL A 893416107 047 1,800 X 1 1,200 600 000
TRANSATLANTIC HLDGS INC COM 893521104 1,251 17,700 X 1 5,850 000 11,850
TRANSCANADA PIPELINES LTD COM 893526103 252 19,372 X 1 1,200 000 18,172
TRANSKARYOTIC THERAPIES INC COM 893735100 050 1,000 X 1 000 000 1,000
TRANSMONTAIGNE INC COM 893934109 1,081 80,096 X 1 75,096 000 5,000
TRAVELERS PPTY CAS CORP CL A 893939108 432 14,900 X 1 14,400 000 500
TRANSWITCH CORP COM 894065101 2,472 44,335 X 1 21,600 1,500 21,235
COLUMN TOTALS 18,868
</TABLE>
<PAGE> 106
<TABLE>
<CAPTION>
PAGE 105 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
TRAVEL SERVICES INTL INC COM 894169101 2,759 220,750 X 1 220,750 000 000
TREDEGAR CORP COM 894650100 1,458 67,040 X 1 34,920 14,800 17,320
TRENWICK GROUP INC COM 895290104 021 1,100 X 1 1,100 000 000
TREX MED CORP COM 89531R101 190 48,960 X 1 23,160 10,500 15,300
TRI CONTL CORP COM 895436103 1,988 68,261 X 1 46,056 000 22,205
TRIAD HOSPITALS INC COM 89579K109 009 896 X 1 596 256 044
TRIANGLE BANCORP INC COM 895835106 021 1,100 X 1 1,100 000 000
TRIANGLE PHARMACEUTICALS INC COM 89589H104 042 2,000 X 1 000 2,000 000
TRIAD GTY INC COM 895925105 007 400 X 1 000 000 400
TRIGEN ENERGY CORP COM 895930105 041 1,800 X 1 000 000 1,800
TRICON GLOBAL RESTAURANTS COM 895953107 2,644 61,930 X 1 23,118 6,261 32,551
TRIBUNE CO NEW COM 896047107 28,510 562,464 X 1 253,734 105,272 203,458
TRICO MARINE SERVICES INC COM 896106101 017 2,000 X 1 2,000 000 000
TRIGON HEALTHCARE INC COM 89618L100 071 3,100 X 1 2,900 000 200
TRIMBLE NAVIGATION LTD COM 896239100 074 6,900 X 1 6,900 000 000
TRINET CORP RLTY TR INC COM 896287109 539 23,050 X 1 16,550 2,100 4,400
TRINITY INDS INC COM 896522109 771 25,083 X 1 21,283 2,800 1,000
TRIQUINT SEMICONDUCTOR INC COM 89674K103 15,654 261,450 X 1 212,450 8,250 40,750
TRISTAR AEROSPACE CO COM 89674L101 3,076 535,000 X 1 435,000 000 100,000
TRIUMPH GROUP INC NEW COM 896818101 053 2,000 X 1 000 000 2,000
TRIZEC HAHN CORP SUB VTG 896938107 019 1,000 X 1 1,000 000 000
TROPICAL SPORTSWEAR INTL CORP COM 89708P102 038 2,000 X 1 000 000 2,000
TRUE NORTH COMMUNICATIONS INC COM 897844106 056 1,500 X 1 1,500 000 000
TUBOS DE ACERO DE MEXICO S A ADR NEW 898592506 020 1,680 X 1 000 000 1,680
TUPPERWARE CORP COM 899896104 277 14,042 X 1 3,500 750 9,792
TUXIS CORP COM 901144105 017 1,500 X 1 000 000 1,500
20TH CENTY INDS CAL COM PAR $10 901272203 048 2,500 X 1 2,500 000 000
24 / 7 MEDIA INC COM 901314104 9,270 235,440 X 1 228,145 3,500 3,795
TYCO INTL LTD NEW COM 902124106 247,234 2,368,710 X 1 777,698 205,694 1385,318
TYSON FOODS INC CL A 902494103 677 40,750 X 1 36,550 000 4,200
COLUMN TOTALS 315,601
</TABLE>
<PAGE> 107
<TABLE>
<CAPTION>
PAGE 106 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
UAL CORP COM PAR $0.01 902549500 371 5,530 X 1 2,388 000 3,142
UCAR INTL INC COM 90262K109 018 800 X 1 800 000 000
UGI CORP NEW COM 902681105 4,321 185,355 X 1 82,270 62,885 40,200
UICI COM 902737105 034 1,300 X 1 1,300 000 000
UST CORP COM 902900109 119 3,853 X 1 2,999 000 854
USX MARATHON GROUP PFD CONV 6.50% 902905819 102 2,300 X 1 1,400 000 900
USX MARATHON GROUP COM NEW 902905827 712 25,444 X 1 15,392 6,300 3,752
U S B HLDG INC COM 902910108 020 1,320 X 1 000 000 1,320
UST INC COM 902911106 11,400 370,727 X 1 43,174 17,500 310,053
U S ENERGY SYS INC COM 902951102 046 20,000 X 1 20,000 000 000
U S FRANCHISE SVCS INC CL A NEW 902956309 017 1,000 X 1 000 000 1,000
U S RESTAURANT PPTYS INC COM 902971100 029 1,600 X 1 000 000 1,600
US BANCORP DEL COM 902973106 53,127 1,669,983 X 1 411,489 419,313 839,181
U S LIQUIDS INC COM 902974104 010 1,400 X 1 000 000 1,400
U S TIMBERLANDS CO L P COM UNITS 902977107 026 2,200 X 1 1,200 000 1,000
USA NETWORKS INC COM 902984103 155 4,064 X 1 1,050 000 3,014
URS CORP NEW COM 903236107 029 1,200 X 1 1,200 000 000
U S DIAGNOSTIC INC COM 90328Q108 001 1,000 X 1 000 000 1,000
U S G CORP COM NEW 903293405 034 700 X 1 600 000 100
U S FOODSERVICE COM 90331R101 1,368 77,050 X 1 40,838 000 36,212
USEC INC COM 90333E108 020 2,000 X 1 2,000 000 000
U S CONCRETE INC COM 90333L102 2,615 325,600 X 1 325,000 000 600
U S INTERACTIVE INC COM 90334M109 059 2,835 X 1 1,500 000 1,335
USX-U S STL COM 90337T101 439 16,762 X 1 5,822 800 10,140
US ONCOLOGY INC COM 90338W103 068 7,212 X 1 2,700 000 4,512
UTI ENERGY CORP COM 903387108 1,422 76,100 X 1 000 000 76,100
UGLY DUCKLING CORP COM 903512101 003 400 X 1 000 000 400
ULTIMATE SOFTWARE GROUP INC COM 90385D107 007 1,100 X 1 1,100 000 000
ULTRAK INC COM NO PAR 903898401 310 56,445 X 1 53,111 3,334 000
ULTRALIFE BATTERIES INC COM 903899102 022 6,000 X 1 6,000 000 000
COLUMN TOTALS 76,904
</TABLE>
<PAGE> 108
<TABLE>
<CAPTION>
PAGE 107 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ULTRAMAR DIAMOND SHAMROCK CORP COM 904000106 099 3,900 X 1 3,900 000 000
UNAPIX ENTMT INC COM 904270105 057 22,750 X 1 000 000 22,750
UNIBANCO-UNIAO DE BANCOS BRASL GDR REP PFD UT 90458E107 760 43,440 X 1 33,740 000 9,700
UNIDIGITAL INC COM 904669108 024 5,000 X 1 000 000 5,000
UNIFI INC COM 904677101 079 7,100 X 1 400 000 6,700
UNIFIRST CORP MASS COM 904708104 013 900 X 1 900 000 000
UNIGENE LABS INC COM 904753100 010 13,000 X 1 000 000 13,000
UNILEVER PLC SPON ADR NEW 904767704 7,259 190,405 X 1 138,344 12,313 39,748
UNILEVER N V N Y SHS NEW 904784709 21,387 318,316 X 1 93,848 74,555 149,913
UNIMAR CO INDONESIAN CTF 904788106 001 3,700 X 1 000 000 3,700
UNICOM CORP COM 904911104 2,782 72,152 X 1 68,175 000 3,977
UNION CARBIDE CORP COM 905581104 6,248 109,726 X 1 62,151 23,333 24,242
UNION PAC CORP COM 907818108 67,053 1,417,214 X 1 745,260 144,567 527,387
UNION PAC RES GROUP INC COM 907834105 12,692 835,673 X 1 690,953 27,264 117,456
UNION PLANTERS CORP COM 908068109 896 21,433 X 1 12,241 2,000 7,192
UNIONBANCAL CORP COM 908906100 011 300 X 1 300 000 000
UNISOURCE ENERGY CORP COM 909205106 060 5,000 X 1 1,300 000 3,700
UNISYS CORP COM 909214108 25,702 568,003 X 1 482,535 6,500 78,968
UNITED ASSET MGMT CORP COM 909420101 713 39,350 X 1 21,500 3,500 14,350
UNITED AUTO GROUP INC COM 909440109 381 30,000 X 1 000 000 30,000
UNITED CMNTY FINL CORP OHIO COM 909839102 020 1,400 X 1 1,400 000 000
UNITED BANKSHARES INC WEST VA COM 909907107 056 2,300 X 1 2,300 000 000
UNITED DOMINION INDS LTD COM 909914103 1,275 53,400 X 1 3,000 10,000 40,400
UNITED DOMINION REALTY TR INC COM 910197102 894 81,280 X 1 66,729 10,766 3,785
UNITED HEALTHCARE CORP COM 910581107 4,055 95,976 X 1 43,280 800 51,896
UNITED ILLUM CO COM 910637107 086 1,750 X 1 000 000 1,750
UNITED INDL CORP COM 910671106 919 111,393 X 1 000 000 111,393
UNITED NATL BANCORP N J COM 910909100 977 43,893 X 1 43,893 000 000
UNITED RENTALS INC COM 911363109 350 16,349 X 1 5,799 000 10,550
U S BIOSCIENCE INC COM PAR $0.01 911646206 001 085 X 1 000 000 085
COLUMN TOTALS 154,860
</TABLE>
<PAGE> 109
<TABLE>
<CAPTION>
PAGE 108 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
UNITED STATES CELLULAR CORP LYON ZERO 15 911684AA6 006 9,000 X 1 9,000 000 000
UNITED STATES CELLULAR CORP COM 911684108 046 625 X 1 500 000 125
UNITED STATES FILTER CORP NEW SUB NT CV 4.5%01 911843AF7 025 25,000 X 1 000 000 25,000
US AIRWAYS GROUP INC COM 911905107 147 5,465 X 1 2,015 000 3,450
U S INDS INC NEW COM 912080108 341 21,640 X 1 8,100 000 13,540
U S OFFICE PRODS CO COM NEW 912325305 020 6,000 X 1 6,000 000 000
U S WEST INC NEW COM 91273H101 14,586 246,430 X 1 109,926 48,994 87,510
U S TR CORP NEW COM 91288L105 95,933 1,194,491 X 1 450,110 142,842 601,539
UNITED STATIONERS INC COM 913004107 605 28,300 X 1 9,000 000 19,300
UNITED TECHNOLOGIES CORP COM 913017109 48,554 840,766 X 1 645,895 83,958 110,913
UNITED THERAPEUTICS CORP DEL COM 91307C102 3,259 110,000 X 1 110,000 000 000
UNITED TENN BANKSHARES INC COM 91307P103 027 2,000 X 1 000 000 2,000
UNITED WTR RES INC COM 913190104 1,463 44,337 X 1 4,733 32,667 6,937
UNITEDGLOBALCOM CL A 913247508 499 6,600 X 1 600 000 6,000
UNITIL CORP COM 913259107 121 5,110 X 1 000 5,110 000
UNITRIN INC COM 913275103 8,616 234,842 X 1 166,342 16,150 52,350
UNITRODE CORP COM 913283107 47,888 1,067,144 X 1 915,444 4,500 147,200
UNITY BANCORP INC COM 913290102 059 8,202 X 1 7,047 000 1,155
UNIVERSAL CORP VA COM 913456109 2,902 110,306 X 1 21,550 36,650 52,106
UNIVERSAL ELECTRS INC COM 913483103 381 16,834 X 1 16,834 000 000
UNIVERSAL FOODS CORP COM 913538104 1,204 55,195 X 1 1,925 49,920 3,350
UNIVERSAL HEALTH RLTY INCM TR SH BEN INT 91359E105 018 1,000 X 1 1,000 000 000
UNIVERSAL HLTH SVCS INC CL B 913903100 058 2,400 X 1 2,000 000 400
UNIVISION COMMUNICATIONS INC CL A 914906102 7,222 89,850 X 1 68,150 3,600 18,100
UNOCAL CORP COM 915289102 13,895 369,307 X 1 230,812 30,764 107,731
UNOVA INC COM 91529B106 185 14,400 X 1 900 000 13,500
UNUMPROVIDENT CORP COM 91529Y106 135,925 4,222,861 X 1 1532,363 2250,704 439,794
URBAN OUTFITTERS INC COM 917047102 187 8,600 X 1 000 000 8,600
URBAN SHOPPING CTRS INC COM 917060105 058 2,000 X 1 2,000 000 000
URSTADT BIDDLE PPTYS INS COM 917286106 128 17,550 X 1 150 1,200 16,200
COLUMN TOTALS 384,358
</TABLE>
<PAGE> 110
<TABLE>
<CAPTION>
PAGE 109 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
URSTADT BIDDLE PPTYS INS CL A 917286205 134 17,550 X 1 150 1,200 16,200
USBANCORP INC PA COM 917292104 036 2,700 X 1 000 000 2,700
USDATA CORP COM 917294100 000 125 X 1 000 000 125
USLIFE INCOME FD INC COM 917324105 028 3,000 X 1 000 000 3,000
USWEB CORP COM 917327108 195 5,702 X 1 4,702 000 1,000
UTILICORP UTD INC COM 918005109 836 37,555 X 1 20,001 10,125 7,429
V F CORP COM 918204108 2,274 70,644 X 1 54,944 2,000 13,700
VTEL CORP COM 918333105 001 381 X 1 289 000 092
VACU DRY CO COM 918693102 081 13,000 X 1 000 13,000 000
VAIL RESORTS INC COM 91879Q109 015 700 X 1 700 000 000
VALASSIS COMMUNICATIONS INC COM 918866104 357 8,400 X 1 3,000 000 5,400
VALENTIS INC COM 91913E104 008 1,607 X 1 000 465 1,142
VALERO ENERGY CORP NEW COM 91913Y100 019 1,000 X 1 000 000 1,000
VALLEY FORGE SCIENTIFIC CORP COM 919656108 002 400 X 1 400 000 000
VALLEY NATL BANCORP COM 919794107 3,281 129,286 X 1 110,194 000 19,092
VALMONT INDS INC COM 920253101 010 600 X 1 600 000 000
VALSPAR CORP COM 920355104 497 15,213 X 1 7,213 000 8,000
VAN KAMPEN MUN INCOME TR COM 920909108 009 1,002 X 1 002 000 1,000
VAN KAMPEN HIGH INCOME TR SH BEN INT 920911104 089 15,000 X 1 15,000 000 000
VAN KAMPEN CALIF QUALITY MUN COM 920920105 049 3,000 X 1 000 000 3,000
VAN KAMPEN TR INSD MUNS COM 920928108 015 1,000 X 1 1,000 000 000
VAN KAMPEN TR INVT FLA MUNS COM 920932100 113 7,100 X 1 000 000 7,100
VAN KAMPEN TR INVT GRADE N J COM 920933108 044 2,700 X 1 2,700 000 000
VAN KAMPEN MUN OPPORTUNITY TR COM 920935103 049 3,500 X 1 3,500 000 000
VAN KAMPEN STRATEGIC SECTOR COM 920943107 089 7,600 X 1 7,600 000 000
VAN KAMPEN FLA MUN OPPORTUNITY COM 920945102 113 9,100 X 1 000 000 9,100
VAN KAMPEN CALIF VALUE MUN INC COM 92112B107 022 1,500 X 1 1,500 000 000
VAN KAMPEN SELECT SECTOR MUN COM 92112M103 011 1,000 X 1 1,000 000 000
VAN KAMPEN N Y VALUE MUN INCOM COM 92112Q104 054 4,000 X 1 000 000 4,000
VAN KAMPEN ADVANTAGE MUN INCOM SH BEN INT 921124103 041 3,000 X 1 000 000 3,000
COLUMN TOTALS 8,472
</TABLE>
<PAGE> 111
<TABLE>
<CAPTION>
PAGE 110 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
VAN KAMPEN VALUE MUN INCOME TR COM 921132106 021 1,750 X 1 1,750 000 000
VANS INC COM 921930103 568 50,200 X 1 000 000 50,200
VANTIVE CORP COM 922091103 074 8,668 X 1 8,468 200 000
VARCO INTL INC COM 922126107 128 10,645 X 1 8,645 2,000 000
VARIAN MED SYS INC COM 92220P105 268 12,200 X 1 11,000 000 1,200
VARIAN INC COM 922206107 1,314 76,200 X 1 75,400 000 800
VARIAN SEMICONDUCTOR EQUIPMNT COM 922207105 071 3,200 X 1 2,400 000 800
VASTAR RES INC COM 922380100 4,638 72,750 X 1 35,050 37,600 100
VEECO INSTRS INC DEL COM 922417100 266 9,800 X 1 3,100 000 6,700
VELCRO INDS N V COM 922571104 028 2,000 X 1 2,000 000 000
VENTAS INC COM 92276F100 024 5,000 X 1 5,000 000 000
VENTANA MED SYS INC COM 92276H106 14,163 839,315 X 1 764,095 3,300 71,920
VENATOR GROUP INC COM 922944103 670 78,769 X 1 8,048 1,600 69,121
VERITY INC COM 92343C106 2,960 44,300 X 1 500 000 43,800
VERISIGN INC COM 92343E102 19,883 193,275 X 1 193,275 000 000
VERITAS DGC INC COM 92343P107 623 33,925 X 1 19,675 12,300 1,950
VERIO INC COM 923433106 922 29,750 X 1 26,400 200 3,150
VERITAS SOFTWARE CO COM 923436109 504 6,460 X 1 2,960 000 3,500
VERMONT TEDDY BEAR INC COM 92427X109 2,300 575,000 X 1 575,000 000 000
VERTEL CORP COM 924907108 012 6,800 X 1 000 000 6,800
VERTEX PHARMACEUTICALS INC COM 92532F100 211 6,800 X 1 1,000 200 5,600
VERTICALNET INC COM 92532L107 705 16,424 X 1 16,184 000 240
VERTEX COMMUNICATIONS CORP COM 925320103 084 7,100 X 1 000 1,200 5,900
VESTAUR SECS INC COM 925464109 021 1,679 X 1 679 000 1,000
VETERINARY CTRS AMER INC COM 925514101 140 12,817 X 1 11,800 000 1,017
VIAD CORP COM 92552R109 966 34,800 X 1 22,600 000 12,200
VIALOG CORP COM 92552X106 041 12,000 X 1 000 000 12,000
VIACOM INC CL A 925524100 307 6,904 X 1 2,824 1,200 2,880
VIACOM INC CL B 925524308 19,689 448,108 X 1 226,374 97,000 124,734
VIATEL INC COM 925529208 006 200 X 1 000 000 200
COLUMN TOTALS 71,607
</TABLE>
<PAGE> 112
<TABLE>
<CAPTION>
PAGE 111 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
VIDAMED INC COM 926530106 007 2,800 X 1 2,800 000 000
VIEW TECH INC COM 926707100 002 1,000 X 1 1,000 000 000
VIDEOSERVER INC COM 926918103 102 19,500 X 1 000 1,700 17,800
VINA CONCHA Y TORO S A SPONSORED ADR 927191106 5,318 142,764 X 1 136,174 000 6,590
VINTAGE PETE INC COM 927460105 1,218 90,625 X 1 29,325 10,200 51,100
VIRCO MFG CO COM 927651109 7,732 502,909 X 1 000 000 502,909
VISIO CORP COM 927914101 032 800 X 1 800 000 000
VISHAY INTERTECHNOLOGY INC COM 928298108 15,131 620,759 X 1 543,552 11,090 66,117
VISTA BANCORP INC COM 92830R103 010 577 X 1 000 000 577
VISX INC DEL COM 92844S105 547 7,200 X 1 6,000 100 1,100
VISUAL NETWORKS INC COM 928444108 4,915 123,645 X 1 123,250 000 395
VITAL SIGNS INC COM 928469105 068 3,200 X 1 3,200 000 000
VITESSE SEMICONDUCTOR CORP COM 928497106 1,229 14,300 X 1 13,200 600 500
VIVUS INC COM 928551100 025 9,106 X 1 8,300 656 150
VLASIC FOODS INTL INC COM 928559103 049 6,638 X 1 2,826 920 2,892
VODAFONE AIRTOUCH PLC SPONSORED ADR 92857T107 29,335 633,403 X 1 348,317 100,621 184,465
VOICESTREAM WIRELESS CORP COM 928615103 232 3,700 X 1 3,700 000 000
VOLT INFORMATION SCIENCES INC COM 928703107 586 25,000 X 1 000 25,000 000
VOLVO AKTIEBOLAGET ADR B 928856400 004 150 X 1 000 000 150
VORNADO OPERATING CO COM 92904N103 011 1,763 X 1 110 150 1,503
VORNADO RLTY TR SH BEN INT 929042109 4,330 130,960 X 1 47,400 3,000 80,560
VOYAGER NET INC COM 92906W101 008 1,000 X 1 000 000 1,000
VULCAN MATLS CO COM 929160109 3,166 87,952 X 1 23,892 7,500 56,560
WFS FINL INC COM 92923B106 044 2,100 X 1 000 000 2,100
WD-40 CO COM 929236107 3,599 151,550 X 1 63,530 46,820 41,200
WHX CORP PFD CV SER B 929248300 010 300 X 1 300 000 000
WICOR INC COM 929253102 275 9,346 X 1 1,206 000 8,140
WLR FOODS INC COM 929286102 179 25,625 X 1 25,625 000 000
WMX TECHNOLOGIES INC SUB NTS CV 2%05 92929QAF4 051 62,000 X 1 39,000 000 23,000
WPP GROUP PLC SPON ADR NEW 929309300 346 3,646 X 1 2,646 1,000 000
COLUMN TOTALS 78,561
</TABLE>
<PAGE> 113
<TABLE>
<CAPTION>
PAGE 112 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
WPS RESOURCES CORP COM 92931B106 440 15,316 X 1 12,616 2,200 500
WABASH NATL CORP COM 929566107 012 600 X 1 600 000 000
WACHOVIA CORP COM 929771103 10,980 135,978 X 1 76,928 27,186 31,864
WADDELL & REED FINL INC CL A 930059100 145 6,585 X 1 900 085 5,600
WADDELL & REED FINL INC CL B 930059209 008 367 X 1 000 367 000
WAL MART STORES INC COM 931142103 221,593 4,404,289 X 1 2868,112 278,222 1257,955
WALDEN RESIDENTIAL PPTYS INC COM 931210108 017 800 X 1 000 000 800
WALGREEN CO COM 931422109 45,558 1,840,710 X 1 979,157 183,140 678,413
WALL DATA INC COM 932045107 060 11,500 X 1 3,800 000 7,700
WALLACE COMPUTER SERVICES INC COM 932270101 021 1,000 X 1 1,000 000 000
WALNUT FINL SVCS INC COM NEW 932723208 000 166 X 1 000 000 166
WALTER INDS INC COM 93317Q105 082 6,100 X 1 6,100 000 000
WARNACO GROUP INC CL A 934390105 1,227 70,600 X 1 18,700 16,000 35,900
WARNER LAMBERT CO COM 934488107 318,246 4,612,261 X 1 2220,120 812,755 1579,386
WASHINGTON FED INC COM 938824109 578 24,710 X 1 15,690 3,630 5,390
WASHINGTON GAS LT CO COM 938837101 2,181 81,900 X 1 23,400 37,600 20,900
WASHINGTON MUT INC COM 939322103 7,656 252,042 X 1 131,560 78,819 41,663
WASHINGTON POST CO CL B 939640108 2,382 4,635 X 1 3,260 000 1,375
WASHINGTON REAL ESTATE INVT TR SH BEN INT 939653101 259 16,750 X 1 16,750 000 000
WASHINGTON TR BANCORP COM 940610108 318 20,497 X 1 20,497 000 000
WASTE INDUSTRIES INC COM 941058109 018 1,235 X 1 1,000 000 235
WASTE MGMT INC DEL SUB NT CONV 4%02 94106LAA7 677 765,000 X 1 765,000 000 000
WASTE MGMT INC DEL COM 94106L109 10,131 543,937 X 1 505,461 1,956 36,520
WATERLINK INC COM 94155N105 009 2,900 X 1 000 000 2,900
WATERS CORP COM 941848103 057 900 X 1 900 000 000
WATKINS JOHNSON CO COM 942486101 034 1,000 X 1 000 000 1,000
WATSON PHARMACEUTICALS INC COM 942683103 290 9,700 X 1 6,650 000 3,050
WATTS INDS INC CL A 942749102 017 800 X 1 800 000 000
WAUSAU-MOSINEE PAPER CORP COM 943315101 012 1,000 X 1 1,000 000 000
WEATHERFORD INTL INC COM 947074100 1,774 56,883 X 1 35,875 2,208 18,800
COLUMN TOTALS 624,782
</TABLE>
<PAGE> 114
<TABLE>
<CAPTION>
PAGE 113 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
WEBCO INDS INC COM 947621108 009 3,000 X 1 3,000 000 000
WEBSTER FINL CORP CONN COM 947890109 2,568 98,526 X 1 12,469 12,936 73,121
WEBTRENDS CORP COM 94844D104 032 800 X 1 800 000 000
WEINGARTEN RLTY INVS SH BEN INT 948741103 1,246 32,748 X 1 28,239 000 4,509
WEIRTON STL CORP COM 948774104 2,807 1,320,968 X 1 1320,968 000 000
WEIS MKTS INC COM 948849104 078 2,300 X 1 2,300 000 000
WELLMAN INC COM 949702104 816 47,650 X 1 23,950 3,000 20,700
WELLPOINT HEALTH NETWORK NEW COM 94973H108 067 1,330 X 1 730 000 600
WELLS FARGO & CO NEW COM 949746101 116,164 2,850,647 X 1 1836,233 171,210 843,204
WENDYS INTL INC COM 950590109 334 12,717 X 1 2,640 400 9,677
WESCAST INDS INC CL A SUB VTG 950813105 2,506 87,957 X 1 4,900 16,557 66,500
WESCO FINL CORP COM 950817106 080 300 X 1 100 000 200
WEST COAST BANCORP ORE NEW COM 952145100 022 1,400 X 1 1,400 000 000
WEST MARINE INC COM 954235107 008 1,000 X 1 000 000 1,000
WEST PHARMACEUTICAL SVSC INC COM 955306105 1,655 43,634 X 1 1,200 1,250 41,184
WESTAMERICA BANCORPORATION COM 957090103 093 3,000 X 1 3,000 000 000
WESTCOAST ENERGY INC COM 95751D102 003 174 X 1 000 000 174
WESTERN BANCORP COM 957683105 074 1,823 X 1 1,800 000 023
WESTERN DIGITAL CORP COM 958102105 002 500 X 1 500 000 000
WESTERN GAS RES INC COM 958259103 1,186 65,000 X 1 65,000 000 000
WESTERN PPTYS TR SH BEN INT 959261108 106 9,900 X 1 9,900 000 000
WESTERN RES INC COM 959425109 299 13,494 X 1 4,448 000 9,046
WESTERN WIRELESS CORP CL A 95988E204 086 1,800 X 1 1,800 000 000
WESTFIELD AMER INC COM 959910100 092 6,600 X 1 000 6,000 600
WESTINGHOUSE AIR BRAKE CO NEW COM 960386100 160,738 9,284,257 X 1 2,000 000 9282,257
WESTON ROY F INC SUB DEB CNV 7%02 961137AA4 333 368,000 X 1 218,000 000 150,000
WESTON ROY F INC CL A 961137106 008 2,500 X 1 000 000 2,500
WESTPAC BKG CORP SPONSORED ADR 961214301 129 4,100 X 1 4,100 000 000
WESTPOINT STEVENS INC COM 961238102 174 7,600 X 1 000 000 7,600
WESTVACO CORP COM 961548104 4,146 160,610 X 1 115,854 19,450 25,306
COLUMN TOTALS 295,861
</TABLE>
<PAGE> 115
<TABLE>
<CAPTION>
PAGE 114 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
-------------- -----------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
WESTWOOD ONE INC COM 961815107 228 5,124 X 1 5,124 000 000
WEYERHAEUSER CO COM 962166104 32,424 570,089 X 1 185,046 251,275 133,768
WHIRLPOOL CORP COM 963320106 6,766 108,152 X 1 42,782 4,350 61,020
WHITE CAP INDS CORP COM 963505102 1,053 72,630 X 1 52,731 000 19,899
WHITE MTNS INS GROUP INC COM 964126106 489 3,650 X 1 1,650 000 2,000
WHITEHALL JEWELLERS INC COM 965063100 11,721 416,747 X 1 000 000 416,747
WHITMAN CORP NEW COM 96647R107 108 7,500 X 1 5,700 000 1,800
WHITNEY HLDG CORP COM 966612103 7,336 213,410 X 1 122,400 20,078 70,932
WHOLE FOODS MKT INC COM 966837106 2,814 90,779 X 1 65,445 2,800 22,534
WILD OATS MARKETS INC COM 96808B107 697 16,700 X 1 14,500 000 2,200
WILEY JOHN & SONS INC CL A 968223206 45,389 2,761,214 X 1 1882,084 166,022 713,108
WILEY JOHN & SONS INC CL B 968223305 512 32,000 X 1 000 000 32,000
WILLAMETTE INDS INC COM 969133107 5,274 128,040 X 1 123,270 400 4,370
WILLBROS GROUP INC COM 969199108 119 17,000 X 1 17,000 000 000
WILLIAMS COAL SEAM GAS RTY TR TR UNIT 969450105 009 1,000 X 1 000 1,000 000
WILLIAMS COS INC DEL COM 969457100 40,794 1,082,403 X 1 551,324 114,092 416,987
WILLIAMS SONOMA INC COM 969904101 803 15,761 X 1 11,361 4,000 400
WILLIS LEASE FINANCE CORP COM 970646105 011 1,700 X 1 000 000 1,700
WILMINGTON TRUST CORP COM 971807102 2,254 46,067 X 1 18,426 1,800 25,841
WINK COMMUNICATIONS COM 974168106 040 1,000 X 1 000 000 1,000
WINN DIXIE STORES INC COM 974280109 306 10,017 X 1 6,500 000 3,517
WINSTAR COMMUNICATIONS INC COM 975515107 591 14,700 X 1 800 000 13,900
WINSTON HOTELS INC COM 97563A102 009 1,000 X 1 000 000 1,000
WISCONSIN ENERGY CORP COM 976657106 4,977 206,281 X 1 112,589 17,735 75,957
WISER OIL CO DEL COM 977284108 004 1,000 X 1 000 000 1,000
WIT CAP GROUP INC COM 97737K309 4,882 271,200 X 1 269,400 000 1,800
WOLF HOWARD B INC COM 977725100 041 10,200 X 1 000 10,200 000
WORKGROUP TECHNOLOGY CORP COM 980903108 047 37,500 X 1 1,000 000 36,500
WORKFLOW MGMT INC COM 98137N109 029 2,200 X 1 000 000 2,200
WORLD ACCESS INC COM 98141A101 017 1,500 X 1 1,500 000 000
COLUMN TOTALS 169,744
</TABLE>
<PAGE> 116
-------------------------------
| OMB APPROVAL |
-------------------------------
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| Expires: February 28, 1997
| Estimated average |
| burden hours per |
| response: .......... 24.60|
-------------------------------
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION
13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year of Quarter Ended September 30, 1999.
If amended report check here: |_|
U.S. Trust Company of Florida - File No. 28-1615 (see attached)
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
132 Royal Palm Way Palm Beach Florida 33480
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
Joseph A. Tricarico Authorized Agent 212 852 3812
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
ATTENTION
- --------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute Federal Criminal
Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager filing this report and its attachments and
the person by whom it is signed represent hereby that all information
contained therein is true, correct and complete. It is understood that all
required items, statements and schedules are considered integral parts of this
Form and that the submission of any amendment represents that all unamended
ites, statements and schedules remain true, correct and complete as previously
submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned
institutional investment manager has caused this report to be signed on its
behalf in the City of New York and State of NY on the 15th day of October, 1999.
U.S. Trust Company of Florida
------------------------------------------
(Name of Institutional Investment Manager)
/s/ Joseph A. Tricarico
------------------------------------------
(Manual Signature of Person Duly
Authorized to Submit This Report)
Name and 13F file numbers of ALL Instutitional Investment Managers with respect
to which this schedule is filled (other than the one filing this report); (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.: Name: 13F File No.:
- -------------------------------------- --------------------------------------
1. 6.
- -------------------------------------- --------------------------------------
2. 7.
- -------------------------------------- --------------------------------------
3. 8.
- -------------------------------------- --------------------------------------
4. 9.
- -------------------------------------- --------------------------------------
5. 10.
- -------------------------------------- --------------------------------------
<PAGE> 117
U.S. Trust Company of New York, NO. 28-380, is filing in behalf of
U.S. Trust Company of Florida.
<PAGE> 118
-------------------------------
| OMB APPROVAL |
-------------------------------
| OMB Number: 3235-0006 |
| Expires: February 28, 1997
| Estimated average |
| burden hours per |
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-------------------------------
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION
13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year of Quarter Ended September 30, 1999.
If amended report check here: |_|
U.S. Trust Company of California - File No. 28-2341 (see attached)
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
555 South Flower Street Los Angeles California 90071
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
Joseph A. Tricarico Authorized Agent 212 852 3812
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
ATTENTION
- --------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute Federal Criminal
Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager filing this report and its attachments and
the person by whom it is signed represent hereby that all information
contained therein is true, correct and complete. It is understood that all
required items, statements and schedules are considered integral parts of this
Form and that the submission of any amendment represents that all unamended
ites, statements and schedules remain true, correct and complete as previously
submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned
institutional investment manager has caused this report to be signed on its
behalf in the City of New York and State of NY on the 15th day of October, 1999.
U.S. Trust Company of California
------------------------------------------
(Name of Institutional Investment Manager)
/s/ Joseph A. Tricarico
------------------------------------------
(Manual Signature of Person Duly
Authorized to Submit This Report)
Name and 13F file numbers of ALL Instutitional Investment Managers with respect
to which this schedule is filled (other than the one filing this report); (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.: Name: 13F File No.:
- -------------------------------------- --------------------------------------
1. 6.
- -------------------------------------- --------------------------------------
2. 7.
- -------------------------------------- --------------------------------------
3. 8.
- -------------------------------------- --------------------------------------
4. 9.
- -------------------------------------- --------------------------------------
5. 10.
- -------------------------------------- --------------------------------------
<PAGE> 119
U.S. Trust Company of New York, No. 28-380, is filing in behalf of
U.S. Trust Company of California.
<PAGE> 120
-------------------------------
| OMB APPROVAL |
-------------------------------
| OMB Number: 3235-0006 |
| Expires: February 28, 1997
| Estimated average |
| burden hours per |
| response: .......... 24.60|
-------------------------------
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION
13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year of Quarter Ended September 30, 1999.
If amended report check here: |_|
U.S. Trust Company of Texas - File No. 28-2950 (see attached)
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
2001 Ross Avenue - Ste 2700, LB 155, Dallas Texas 75201
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
Joseph A. Tricarico Authorized Signature 212 852 3812
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
ATTENTION
- --------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute Federal Criminal
Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager filing this report and its attachments and
the person by whom it is signed represent hereby that all information
contained therein is true, correct and complete. It is understood that all
required items, statements and schedules are considered integral parts of this
Form and that the submission of any amendment represents that all unamended
ites, statements and schedules remain true, correct and complete as previously
submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned
institutional investment manager has caused this report to be signed on its
behalf in the City of New York and State of NY on the 15th day of October, 1999.
U.S. Trust Company of Texas
------------------------------------------
(Name of Institutional Investment Manager)
/s/ Joseph A. Tricarico
------------------------------------------
(Manual Signature of Person Duly
Authorized to Submit This Report)
Name and 13F file numbers of ALL Instutitional Investment Managers with respect
to which this schedule is filled (other than the one filing this report); (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.: Name: 13F File No.:
- -------------------------------------- --------------------------------------
1. 6.
- -------------------------------------- --------------------------------------
2. 7.
- -------------------------------------- --------------------------------------
3. 8.
- -------------------------------------- --------------------------------------
4. 9.
- -------------------------------------- --------------------------------------
5. 10.
- -------------------------------------- --------------------------------------
<PAGE> 121
U.S. Trust Company of New York, No. 28-380, is filing in behalf of
U.S. Trust Company of Texas.
<PAGE> 122
-------------------------------
| OMB APPROVAL |
-------------------------------
| OMB Number: 3235-0006 |
| Expires: February 28, 1997
| Estimated average |
| burden hours per |
| response: .......... 24.60|
-------------------------------
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION
13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year of Quarter Ended September 30, 1999.
If amended report check here: |_|
U.S. Trust Company of New Jersey - File No. 28-3864 (see attached)
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
5 Vaughn Drive - CN 5209 Princeton NJ 08543-5209
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
Joseph A. Tricarico Authorized Agent 212 852 3812
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
ATTENTION
- --------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute Federal Criminal
Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager filing this report and its attachments and
the person by whom it is signed represent hereby that all information
contained therein is true, correct and complete. It is understood that all
required items, statements and schedules are considered integral parts of this
Form and that the submission of any amendment represents that all unamended
items, statements and schedules remain true, correct and complete as previously
submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned
institutional investment manager has caused this report to be signed on its
behalf in the City of New York and State of NY on the 15th day of October, 1999.
U.S. Trust Company of New Jersey
------------------------------------------
(Name of Institutional Investment Manager)
/s/ Joseph A. Tricarico
------------------------------------------
(Manual Signature of Person Duly
Authorized to Submit This Report)
Name and 13F file numbers of ALL Instutitional Investment Managers with respect
to which this schedule is filled (other than the one filing this report); (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.: Name: 13F File No.:
- -------------------------------------- --------------------------------------
1. 6.
- -------------------------------------- --------------------------------------
2. 7.
- -------------------------------------- --------------------------------------
3. 8.
- -------------------------------------- --------------------------------------
4. 9.
- -------------------------------------- --------------------------------------
5. 10.
- -------------------------------------- --------------------------------------
<PAGE> 123
U.S. Trust Company of New York, No. 28-380, is filing in behalf of
U.S. Trust Company of New Jersey.
<PAGE> 124
-------------------------------
| OMB APPROVAL |
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| OMB Number: 3235-0006 |
| Expires: February 28, 1997
| Estimated average |
| burden hours per |
| response: .......... 24.60|
-------------------------------
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION
13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year of Quarter Ended September 30, 1999.
If amended report check here: |_|
U.S. Trust Company of Connecticut - File No. 28-4052 (see attached)
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
225 High Ridge Road Stamford CT 06905
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
Joseph A. Tricarico Authorized Agent 212 852 3812
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
ATTENTION
- --------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute Federal Criminal
Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager filing this report and its attachments and
the person by whom it is signed represent hereby that all information
contained therein is true, correct and complete. It is understood that all
required items, statements and schedules are considered integral parts of this
Form and that the submission of any amendment represents that all unamended
ites, statements and schedules remain true, correct and complete as previously
submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned
institutional investment manager has caused this report to be signed on its
behalf in the City of New York and State of NY on the 15th day of October, 1999.
U.S. Trust Company of Connecticut
------------------------------------------
(Name of Institutional Investment Manager)
/s/ Joseph A. Tricarico
------------------------------------------
(Manual Signature of Person Duly
Authorized to Submit This Report)
Name and 13F file numbers of ALL Instutitional Investment Managers with respect
to which this schedule is filled (other than the one filing this report); (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.: Name: 13F File No.:
- -------------------------------------- --------------------------------------
1. 6.
- -------------------------------------- --------------------------------------
2. 7.
- -------------------------------------- --------------------------------------
3. 8.
- -------------------------------------- --------------------------------------
4. 9.
- -------------------------------------- --------------------------------------
5. 10.
- -------------------------------------- --------------------------------------
<PAGE> 125
U.S. Trust Company of New York, No. 28-380, is filing in behalf of
U.S. Trust Company of Connecticut.
NOTE: Radnor Capital Management, Inc., Radnor, Pennsylvania, Filer
No. 801-35906, was acquired in the last quarter, and merged into
U.S. Trust Company of Connecticut.
<PAGE> 126
-------------------------------
| OMB APPROVAL |
-------------------------------
| OMB Number: 3235-0006 |
| Expires: February 28, 1997
| Estimated average |
| burden hours per |
| response: .......... 24.60|
-------------------------------
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION
13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year of Quarter Ended June 30, 1999.
If amended report check here: |_|
U.S. Trust Corporation - File No. 28-389 (see attached)
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
114 West 47th St. New York NY 10036
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
Joseph A. Tricarico Vice President 212 852 3812
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
ATTENTION
- --------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute Federal Criminal
Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager filing this report and its attachments and
the person by whom it is signed represent hereby that all information
contained therein is true, correct and complete. It is understood that all
required items, statements and schedules are considered integral parts of this
Form and that the submission of any amendment represents that all unamended
ites, statements and schedules remain true, correct and complete as previously
submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned
institutional investment manager has caused this report to be signed on its
behalf in the City of New York and State of New York on the 15th day of July,
1999.
U.S. Trust Corporation
------------------------------------------
(Name of Institutional Investment Manager)
/s/ Joseph A. Tricarico
------------------------------------------
(Manual Signature of Person Duly
Authorized to Submit This Report)
Name and 13F file numbers of ALL Instutitional Investment Managers with respect
to which this schedule is filled (other than the one filing this report); (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.: Name: 13F File No.:
- -------------------------------------- --------------------------------------
1. 6.
- -------------------------------------- --------------------------------------
2. 7.
- -------------------------------------- --------------------------------------
3. 8.
- -------------------------------------- --------------------------------------
4. 9.
- -------------------------------------- --------------------------------------
5. 10.
- -------------------------------------- --------------------------------------
<PAGE> 127
U.S. Trust Company of New York, No. 28-380, is filing in behalf of
U.S. Trust Corporation.
|
|