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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended September 30, 1999
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Check here if Amendment [X]; Amendment Number: 1
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This Amendment (Check only one.): [ ] is a restatement.
[X] adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: United States Trust Company of New York
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Address: 114 W. 47th St.
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New York, N.Y. 10036
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Form 13F File Number: 28-380
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The Institutional Investment Manager filing this report and the person by whom
it is signed represent that the person signing the report is authorized to
submit it, that all information contained herein is true, correct and complete,
and that it is understood that all required items, statements, schedules,
lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Joseph A. Tricarico
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Title: Vice President and Trust Counsel
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Phone: 212-852-3812
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Signature, Place, and Date of Signing:
/s/ J.A. Tricarico New York, N.Y. 12/1/99
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[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check if all holdings of this reporting manager are
reported in this report.)
[ ] 13F NOTICE. (Check if no holdings reported are in this report, and all
holdings are reported in this report and a portion are reported by other
reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28- NONE
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[Repeat as necessary.]
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 6
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Form 13F Information Table Entry Total: 115 pages
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Form 13F Information Table Value Total: 40,412,403
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(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
01 28 - 389 U.S. Trust Corporation
02 28 - 1615 U.S. Trust - Florida
03 28 - 2341 U.S. Trust - California
04 28 - 2950 U.S. Trust - Texas
05 28 - 3864 U.S. Trust - New Jersey
06 28 - 4052 U.S. Trust - Connecticut
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PAGE 114 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
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ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
WESTWOOD ONE INC COM 961815107 228 5,124 X 1 5,124 000 000
WEYERHAEUSER CO COM 962166104 32,424 570,089 X 1 185,046 251,275 133,768
WHIRLPOOL CORP COM 963320106 6,766 108,152 X 1 42,782 4,350 61,020
WHITE CAP INDS CORP COM 963505102 1,053 72,630 X 1 52,731 000 19,899
WHITE MTNS INS GROUP INC COM 964126106 489 3,650 X 1 1,650 000 2,000
WHITEHALL JEWELLERS INC COM 965063100 11,721 416,747 X 1 000 000 416,747
WHITMAN CORP NEW COM 96647R107 108 7,500 X 1 5,700 000 1,800
WHITNEY HLDG CORP COM 966612103 7,336 213,410 X 1 122,400 20,078 70,932
WHOLE FOODS MKT INC COM 966837106 2,814 90,779 X 1 65,445 2,800 22,534
WILD OATS MARKETS INC COM 96808B107 697 16,700 X 1 14,500 000 2,200
WILEY JOHN & SONS INC CL A 968223206 45,389 2,761,214 X 1 1882,084 166,022 713,108
WILEY JOHN & SONS INC CL B 968223305 512 32,000 X 1 000 000 32,000
WILLAMETTE INDS INC COM 969133107 5,274 128,040 X 1 123,270 400 4,370
WILLBROS GROUP INC COM 969199108 119 17,000 X 1 17,000 000 000
WILLIAMS COAL SEAM GAS RTY TR TR UNIT 969450105 009 1,000 X 1 000 1,000 000
WILLIAMS COS INC DEL COM 969457100 40,794 1,082,403 X 1 551,324 114,092 416,987
WILLIAMS SONOMA INC COM 969904101 803 15,761 X 1 11,361 4,000 400
WILLIS LEASE FINANCE CORP COM 970646105 011 1,700 X 1 000 000 1,700
WILMINGTON TRUST CORP COM 971807102 2,254 46,067 X 1 18,426 1,800 25,841
WINK COMMUNICATIONS COM 974168106 040 1,000 X 1 000 000 1,000
WINN DIXIE STORES INC COM 974280109 306 10,017 X 1 6,500 000 3,517
WINSTAR COMMUNICATIONS INC COM 975515107 591 14,700 X 1 800 000 13,900
WINSTON HOTELS INC COM 97563A102 009 1,000 X 1 000 000 1,000
WISCONSIN ENERGY CORP COM 976657106 4,977 206,281 X 1 112,589 17,735 75,957
WISER OIL CO DEL COM 977284108 004 1,000 X 1 000 000 1,000
WIT CAP GROUP INC COM 97737K309 4,882 271,200 X 1 269,400 000 1,800
WOLF HOWARD B INC COM 977725100 041 10,200 X 1 000 10,200 000
WORKGROUP TECHNOLOGY CORP COM 980903108 047 37,500 X 1 1,000 000 36,500
WORKFLOW MGMT INC COM 98137N109 029 2,200 X 1 000 000 2,200
WORLD ACCESS INC COM 98141A101 017 1,500 X 1 1,500 000 000
COLUMN TOTALS 169,744
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PAGE 115 FORM 13F NAME OF REPORTING MANAGER UNITED STATES TRUST COMPANY OF NEW YORK 28-380
OCTOBER 5, 1999
ITEM 6: ITEM 8:
INV DISCRETION VOTING AUTHORITY (SHARES)
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ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 7:
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR MANAGER
NUMBER MARKET PRINCIPAL (A) (B) (C) SEE
VALUE AMOUNT SOLE SHARED INS V
(THOU) DEF OTHER
INS V (A) SOLE (B)SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
WORLD COLOR PRESS INC DEL SR SB NT CV 6%07 981443AA2 496 475,000 X 1 300,000 145,000 30,000
WORLDGATE COMMUNICATIONS INC COM 98156L307 023 1,000 X 1 1,000 000 000
WORTHINGTON FOODS INC COM 981809106 019 800 X 1 800 000 000
WORTHINGTON INDS INC COM 981811102 949 53,850 X 1 15,400 15,450 23,000
WRIGLEY WM JR CO COM 982526105 51,318 754,679 X 1 478,151 57,100 219,428
WYNDHAM INTL INC CL A 983101106 052 17,858 X 1 5,858 000 12,000
XCL LTD DEL COM 983701103 023 53,333 X 1 50,000 000 3,333
XCEED INC COM 98388N105 359 17,500 X 1 000 000 17,500
XILINX INC COM 983919101 1,658 22,686 X 1 16,876 000 5,810
XIRCOM COM 983922105 2,348 54,300 X 1 000 000 54,300
XEROX CORP COM 984121103 123,641 2,930,708 X 1 1473,559 291,143 1166,006
XOOM COM INC COM 98413F101 010 200 X 1 200 000 000
XTRA CORP COM 984138107 025 600 X 1 600 000 000
YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 1,097 28,350 X 1 5,100 750 22,500
YAHOO INC COM 984332106 38,786 226,570 X 1 216,142 243 10,185
YANKEE ENERGY SYS INC COM 984779108 124 2,975 X 1 2,660 315 000
YARDVILLE NATL BANCORP COM 985021104 031 2,580 X 1 000 2,050 530
YELLOW CORP COM 985509108 019 1,200 X 1 1,200 000 000
YORK INTL CORP NEW COM 986670107 075 2,900 X 1 900 000 2,000
YOUBET COM INC COM 987413101 002 300 X 1 000 300 000
YOUNG & RUBICAM INC COM 987425105 28,433 649,895 X 1 291,494 96,600 261,801
YOUNG BROADCASTING INC CL A 987434107 026 500 X 1 500 000 000
ZALE CORP NEW COM 988858106 703 18,200 X 1 700 000 17,500
ZEBRA TECHNOLOGIES CORP CL A 989207105 023 512 X 1 400 000 112
ZENITH NATL INS CORP COM 989390109 039 1,760 X 1 1,760 000 000
ZIFF-DAVIS INC COM ZD 989511100 313 20,000 X 1 000 000 20,000
ZILA INC COM PAR $0.01 989513205 003 1,000 X 1 000 000 1,000
ZIONS BANCORPORATION COM 989701107 528 9,500 X 1 9,500 000 000
ZONAGEN INC COM 98975L108 004 1,895 X 1 1,895 000 000
COLUMN TOTALS 251,127
40,412,403
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