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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 10-Q/A
Amendment No. 1
(Mark one)
[X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
For the quarterly period ended March 31, 2000
OR
[_] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
For the transition period from ___________________ to ___________________
Commission file number 000-26473
EFFICIENT NETWORKS, INC.
(Exact name of registrant as specified in its charter)
Delaware 75-2486865
State or other jurisdiction of (I.R.S. Employer
Incorporation or organization) Identification Number)
4849 Alpha Road
Dallas, Texas 75244
(Address of principal executive office and zip code)
(972) 852-1000
(Registrant's telephone number, including area code)
Indicate by check mark whether the Registrant (1) has filed all reports required
to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during
the preceding 12 months (or for such shorter period that the registrant was
required to file such reports), and (2) has been subject to filing requirements
for the past 90 days.
YES [X] NO [_]
As of May 9, 2000, 55,198,343 shares of the Registrant's common stock were
outstanding.
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Part II Other Information
Item 6. Exhibits and Reports on Form 8-K
(a) Exhibits.
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The following exhibits are filed herewith.
Exhibit Exhibit Title
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Form of Indenture, dated March 1, 2000, between
4.1 the Registrant and State Street Bank and Trust
Company of California, N.A.
Form of Registration Rights Agreement, dated as
of March 1, 2000, by and among the Registrant
4.2 and Credit Suisse First Boston Corporation,
FleetBoston Robertson Stephens Inc., Dain
Rauscher Incorporated and WR Hambrecht + Co, LLC.
4.3 Form of Note (included in Exhibit 4.1).
27.1 Financial data schedule. *
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* Incorporated by reference to exhibits filed with the Registrant's Quarterly
Report on Form 10-Q (File No. 000-26473) for the for the fiscal quarter
ended March 31, 2000 as filed with the Commission on May 12, 2000.
(b) Reports on Form 8-K.
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(i) On March 1, 2000, the Company filed a current report on Form
8-K dated March 1, 2000 pursuant to Item 5 thereof,
reporting the Registrant's intention to offer approximately
$300 million (excluding over-allotments) of convertible
subordinated notes due 2005 to qualified investors.
(ii) On March 6, 2000, the Company filed a current report on Form
8-K dated March 3, 2000 pursuant to Item 5 thereof,
reporting the Registrant's private placement of $350 million
(excluding over-allotments) of 5% convertible subordinated
notes due 2005.
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Signatures
In accordance with the requirements of the Securities Exchange Act of 1934
as amended, the Registrant has caused this report to be signed on its behalf by
the undersigned, thereunto duly authorized.
Date: July 14, 2000 EFFICIENT NETWORKS, INC.
/s/ Jill S. Manning
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Jill S. Manning
Vice President, Secretary and Chief Financial Officer
(Principal Financial and Accounting Officer)
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Exhibit Index
Exhibit Exhibit Title
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Form of Indenture, dated March 1, 2000,
4.1 between the Registrant and State Street
Bank and Trust Company of California,
N.A.
Form of Registration Rights Agreement,
dated as of March 1, 2000, by and among
4.2 the Registrant and Credit Suisse First
Boston Corporation, FleetBoston Robertson
Stephens Inc., Dain Rauscher Incorporated
and WR Hambrecht + Co, LLC.
4.3 Form of Note (included in Exhibit 4.1).
27.1 Financial data schedule. *
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* Incorporated by reference to exhibits filed with the Registrant's Quarterly
Report on Form 10-Q (File No. 000-26473) for the for the fiscal quarter
ended March 31, 2000 as filed with the Commission on May 12, 2000.
