UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
FORM 13 F
FROM 13 F COVER PAGE
Report for the Calendar Year Ended: 6/30/2000
Institutional Investment Manager Filing this Report
Griffin Asset Management
767 Fifth Ave
26TH Floor
New York, NY 10153
13f File Number-801-52087
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herin is true, correct
and complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered itegral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Doug Famigletti
Vice President
212/486/4848
Doug Famigletti New York City NY November 15, 1999
Report Type
13F Holdings Report
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 177
Form 13F Information Table Value Total: $143,741,468
List of other included manager: None
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Item 1: Name of issuer Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Voting
Share of Investment Man. See Auth.
Principal Discretion Instr. V
09 30 1999 Amount (a)sole(b)shared(c)shared(a)sole(b) (c)
as defined other shared None
Mutual Fund
Fidelity Secs FD Blue Chip Mutual Fund 90,928 1,459 SOLE N/A x
Janus Invt Fund Worldwide Mutual Fund 7,883 100 SOLE N/A x
Municipal Inv. Accum. Prog. Mutual Fund 79547710 4 .255 SOLE N/A x
Municipal Invest. Trust 8T Mutual Fund 49,401 78 SOLE N/A x
S B Investment Grade Bond Fund Cl B Mutual Fund 4,921 437 SOLE N/A x
S B Investment Grade Strat Mutual Fund 4,508 623 SOLE N/A x
S B Appreciation Fund CL b Mutual Fund 19,936 1,321 SOLE N/A x
S B Managed Municipals Fund CL a Mutual Fund 209 14 SOLE N/A x
S B Muni Funds NY Cl A Mutual Fund 11,619 910 SOLE N/A x
S B Muni Funds NY CL B Mutual Fund 7,167 562 SOLE N/A x
Blackrock Target Term TR Inc Mutual Fund 18,287 1,900 SOLE N/A x
MFS Intermediate Income TR SBI Mutual Fund 22,095 3,500 SOLE N/A x
Putnam Master Inter Inc TR SBI Mutual Fund 20,774 3,182 SOLE N/A x
Federal Mortgage
FHLB-Callable 5.625% Due 11/25/02 Federal Mortgage 97,078 100,000SOLE N/A x
FHLB-Callable 5.125% Due 02/26/02 Federal Mortgage 778,376 800,000SOLE N/A x
FHLB-Callable 6.040% Due 08/16/01 Federal Mortgage 495,235 500,000SOLE N/A x
FHLB-Callable 6.555% Due 09/27/02 Federal Mortgage 296,673 300,000SOLE N/A x
FNMA MTN-Callable 5.260% Due 11/15/01 Federal Mortgage 48,970 50,000 SOLE N/A x
FNMA MTN-Callable 6.500% Due 09/05/02 Federal Mortgage 296,259 300,000SOLE N/A x
Treasury Bill
Zero coupon PMT 12.375 2004 Treasury bill 912794zz 39,046 50,000 SOLE N/A x
Corporate Bonds
Enron Corp Notes 6.75% Due 07-01-05 Corporate Bond 9,648 10,000 SOLE N/A x
Units Muni SR Inv
TR FD MPS 9.00% DUE 02-05-03 Corporate Bond 868 1,000 SOLE N/A x
Municipal Bonds
California State G/O Var. Municipal Bon 130622wl 24,984 25,000 SOLE N/A x
PURP.-4.3% DUE 09-01-03
Los Angeles Calif. Uni Sch Dist. Municipal Bond 19,779 20,000 SOLE N/A x
SER C-4.3% DUE 07-01-06
Los Angeles Cnty CA San Dists-5% Municipal Bon 545149aj 51,079 50,000 SOLE N/A x
DUE 10-01-03
New York ST Dormitory Authority-6% Municipal Bon 6498324m 103,904 100,000SOLE N/A x
DUE 05-15-04
Puerto Rico EL/PWTR 5.50% Municipal Bon 745268pf 250,007 250,000SOLE N/A x
DUE 07-01-00
Rhode Island HSG MFC SR 5 Municipal Bon 762211sz 54,639 55,000 SOLE N/A x
HMW OWN 5.5% UE 10-01-23
Rhode Island ST CONS CAP Municipal Bon 762222hc 34,138 35,000 SOLE N/A x
5.1% UE 11-01-13
Rhode Island ST PUB BLG Auth. Municipal Bon 762287hx 50,481 50,000 SOLE N/A x
PRJ 6.00% DUE 02-01-11
San Francisco Calf. City & Cnty Municipal Bon 79765dle 52,011 50,000 SOLE N/A x
5.25% DUE 04-01-07
Town of Babylon-4.3% Due 08/01/02 Municipal Bon 056201e7 49,654 50,000 SOLE N/A x
Preferred Stock
Tenn. Valley. Authorithy Preferred Sto 88059120 32,987 1,400 SOLE N/A x
Government Bonds
U.S. Treasury Notes-5.00% Gvt. Bond 891,562 900,000SOLE N/A x
DUE 02/28/01
U.S. Treasury Notes-5.00% Gvt. Bond 741,093 750,000SOLE N/A x
DUE 04-30-01
U.S. Treasury Notes-5.875% Gvt. Bond 9128272c 198,250 200,000SOLE N/A x
DUE 11-30-01
U.S. Treasury Notes-6.250% Gvt. Bond 9128272g 199,250 200,000SOLE N/A x
DUE 01-31-02
U.S. Treasury Notes-6.000% Gvt. Bond 9128273d 500,000 500,000SOLE N/A x
DUE 08-15-00
U.S. Treasury Notes-5.625% Gvt. Bond 9128273s 491,093 500,000SOLE N/A x
DUE 12-31-02
U.S. Treasury Notes-5.500% Gvt. Bond 9128273v 489,531 500,000SOLE N/A x
DUE 01-31-03
U.S. Treasury Notes-5.500% Gvt. Bond 9128273z 782,750 800,000SOLE N/A x
DUE 02-28-03
U.S. Treasury Notes-5.375% Gvt. Bond 9128274m 999,375 1,000,000SOLE N/A x
DUE 07-31-00
U.S. Treasury Notes-4.500% Gvt. Bond 49,781 50,000 SOLE N/A x
Due 09-30-00
U.S. Treasury Notes-4.625% Gvt. Bond 1,486,406 1,500,000 SOLE N/A x
DUE 12-31-00
U.S. Treasury Notes-5.25% Gvt. Bond 1,384,687 1,400,000SOLE N/A x
DUE 05-31-01
U.S. Treasury Notes-5.544% Gvt. Bond 39,587 40,000 SOLE N/A x
DUE 07-31-01
U.S. Treasury Notes-6.500% Gvt. Bond 1,000,312 1,000,000SOLE N/A x
Due 03-31-02
U.S. Treasury Notes-6.625% Gvt. Bond 912827y7 500,781 500,000SOLE N/A x
DUE 07-31-01
Common Stock
AT & T Common Stock OO1957109 62,174 1,966 SOLE N/A x
Abbott Laboratories Common Stock OO2824100 2,339,531 52,500 SOLE N/A x
Aetna Inc. Common Stock AET 51,350 800 SOLE N/A x
Agilent Tech. Common Stock A 1,308,618 17,744 SOLE N/A x
Air Products & Chemicals, Inc. Common Stock OO8677106 36,975 1,200 SOLE N/A x
Albertson's Inc. Common Stock ABS 73,150 2,200 SOLE N/A x
Allstate Common Stock O20002101 448,248 20,146 SOLE N/A x
American Express Common Stock O25816109 656,775 12,600 SOLE N/A x
American General Co. Common Stock O26351106 1,122,400 18,400 SOLE N/A x
American Home Products Common Stock O26609107 5,481,375 93,300 SOLE N/A x
American Int'l Gro Common Stock AIG 214,555 1,826 SOLE N/A x
Amgen Inc. Common Stock AMGN 50,580 720 SOLE N/A x
Anheuser-Busch Cos. Common Stock O35229103 2,636,468 35,300 SOLE N/A x
Aon Corp. Common Stock O37389103 20,967 675 SOLE N/A x
Associate First Capital A Common Stock O46008108 207,818 9,314 SOLE N/A x
Avery Dennison Corp. Common Stock AVY 1,074,000 16,000 SOLE N/A x
BP Amoco Common Stock BPA 2,130,935 37,674 SOLE N/A x
Banc One Corp. Common Stock 59438101 689,190 25,946 SOLE N/A x
Bank of New York Common Stock O64057102 1,283,400 27,600 SOLE N/A x
BankAmerica Corp. Common Stock 66050105 809,088 18,816 SOLE N/A x
Bard C. R. Inc. Common Stock O67383109 64,968 1,350 SOLE N/A x
Baxter International Inc. Common Stock O71813109 1,975,781 28,100 SOLE N/A x
Becton, Dickinson Common Stock BDX 912,262 31,800 SOLE N/A x
Bell Atlantic Common Stock 77853109 657,314 12,952 SOLE N/A x
BellSouth Common Stock O79860102 574,073 13,468 SOLE N/A x
Berkshire Hathaway Cl. A Common Stock BRK.A 3,604,600 67 SOLE N/A x
Bestfoods Common Stock O8658U101 3,711,800 53,600 SOLE N/A x
Boeing Co. Common Stock BA 112,893 2,700 SOLE N/A x
Bristol-Myers Squibb Company Common Stock 110122108 6,984,175 119,900 SOLE N/A x
Broadwing Common Stock BRW 448,718 17,300 SOLE N/A x
Burlington Northern Santa Common Stock BNI 5,160 225 SOLE N/A x
CSX Corporation Common Stock 126408103 4,237 200 SOLE N/A x
Campbell Soup Co Common Stock CPB 419,400 14,400 SOLE N/A x
Capital One Financial Common Stock COF 13,387 300 SOLE N/A x
Cardinal Health Inc Common Stock CAH 612,202 8,273 SOLE N/A x
Chase Manhattan Corp. Common Stock 16161A108 179,643 3,900 SOLE N/A x
Chevron Common Stock CHV 16,962 200 SOLE N/A x
Chubb Corp. Common Stock 171232101 667,890 10,860 SOLE N/A x
Cigna Corp. Common Stock CI 589,050 6,300 SOLE N/A x
Citigroup Inc. Common Stock 173034109 3,862,687 64,111 SOLE N/A x
Colgate Palmolive Co Common Stock 194162103 89,812 1,500 SOLE N/A x
Columbia Energy Group Common Stock CG 127,640 1,945 SOLE N/A x
Compaq Computer Corp. Common Stock 204493100 1,487,737 58,200 SOLE N/A x
Computer Associates Intl Inc. Common Stock CA 51,187 1,000 SOLE N/A x
ConAgra Inc. Common Stock 205887102 478,468 25,100 SOLE N/A x
Conoco Cl B Common Stock COC/B 75,333 3,067 SOLE N/A x
Consolidated Edison Common Stock 6,636 224 SOLE N/A x
Convergy's Common Stock CVG 752,187 14,500 SOLE N/A x
Corn Products International Common Stock 219023108 101,362 3,825 SOLE N/A x
Daimler Chrysler Common Stock 3,436 66 SOLE N/A x
Delphi Automotive Systems Common Stock DPH 4,062 279 SOLE N/A x
Deluxe Corporation Common Stock 248019101 21,206 900 SOLE N/A x
E. I.DuPont de Nemours Common Stock DD 549,500 12,560 SOLE N/A x
EMC Corp Common Stock EMC 923,250 12,000 SOLE N/A x
Eastman Kodak Common Stock 277461109 975,800 16,400 SOLE N/A x
Edwards Life Sciences Corp Common Stock 5,550 300 SOLE N/A x
Electronic Data Systems Common Stock EDS 21,862 530 SOLE N/A x
Eli Lilly Corp. Common Stock 532457108 4,484,387 44,900 SOLE N/A x
Exxon Common Stock 302290101 5,592,340 71,240 SOLE N/A x
Fannie Mae Common Stock FNM 1,363,137 26,120 SOLE N/A x
Federal Express Common Stock FDX 26,600 700 SOLE N/A x
First Union Corp. Common Stock 337358105 227,034 9,150 SOLE N/A x
Fleet Boston Financial Common Stock FBF 518,194 15,241 SOLE N/A x
Ford Motor Company Common Stock 345370100 913,750 21,250 SOLE N/A x
Fortune Brands Common Stock 349631101 740,306 32,100 SOLE N/A x
Freddie Mac-voting Common Stock 313400301 2,405,700 59,400 SOLE N/A x
GTE Corp. Common Stock GTE 1,097,524 17,702 SOLE N/A x
Gallaher ADS Common Stock 363595109 619,543 28,900 SOLE N/A x
General Electric Co. Common Stock 369604103 7,276,900 137,300 SOLE N/A x
General Motors Corp. Common Stock GM 30,482 525 SOLE N/A x
General Mototrs Corp CL H New Common Stock GMH 16,233 185 SOLE N/A x
Georgia Pacific Timber Group Common Stock TGP 3,243 150 SOLE N/A x
Global Crossing Common Stock GBLX 131,562 5,000 SOLE N/A x
Golden Western Financial Common Stock GDW 12,243 300 SOLE N/A x
H J Heinz Common Stock HNZ 87,500 2,000 SOLE N/A x
Hartford Financial Services Group Inc Common Stock 416515104 716,000 12,800 SOLE N/A x
Hewlett Packard Co. Common Stock 428236103 5,688,056 45,550 SOLE N/A x
Honewell Int Common Stock HON 306,556 9,100 SOLE N/A x
Household International Common Stock HI 355,691 8,558 SOLE N/A x
Intel Corp Common Stock INTC 1,112,948 8,325 SOLE N/A x
International Business Machines Common Stock 459200101 5,337,008 48,712 SOLE N/A x
Intimate Brands Common Stocks IBI 75,998 3,848 SOLE N/A x
J. P. Morgan & Co. Common Stock 616880100 803,912 7,300 SOLE N/A x
Johnson & Johnson Common Stock 478160104 4,971,500 48,800 SOLE N/A x
Kimberly-Clark Co. Common Stock KMB 57,375 1,000 SOLE N/A x
Koninklijke Philips Electronics Common Stock PHG 52,440 1,104 SOLE N/A x
Korea Funds Inc. Common Stock KF 9,562 680 SOLE N/A x
Krispy Kreme Common Stock KREM 7.350 100 SOLE N/A x
Lincoln National Corp. Common Stock 534187109 487,687 13,500 SOLE N/A x
Liz Clairborne Inc. Common Stock LIZ 213,262 6,050 SOLE N/A x
Loews Corp. Common Stock LTR 12,000 200 SOLE N/A x
Lucent Technologies Common Stock 549463107 195,525 3,300 SOLE N/A x
May Department Stores Co. Common Stock 577778103 976,848 40,702 SOLE N/A x
McDonald's Corp. Common Stock 580135101 32,937 1,000 SOLE N/A x
Mediaone Group. Inc. Common Stock UMG 84,183 1,260 SOLE N/A x
Merck & Co Inc. Common Stock 589331107 4,410,535 57,560 SOLE N/A x
Microsoft Corp Common Stock MSFT 1,468,000 18,350 SOLE N/A x
Minnesota Mining & Manufacturing Common Stock 604059105 1,237,500 15,000 SOLE N/A x
Nestle SA sponsored Common Stock NSRGY 301,185 3,000 SOLE N/A x
PNC Bank Corp. Common Stock PNC 200,390 4,275 SOLE N/A x
PPG Industries Common Stock 693506107 633,668 14,300 SOLE N/A x
Peco Energy Co. Common Stock PE 8,062 200 SOLE N/A x
Pepsico Common Stock 713448108 1,615,303 36,350 SOLE N/A x
Pfizer Inc. Common Stock 717081103 165,600 3,450 SOLE N/A x
Pharmacia & Upjohn Common Stock 716941109 788,441 15,254 SOLE N/A x
Philip Morris Cos. Inc. Common Stock 718154107 1,207,796 45,470 SOLE N/A x
Phillips Petroleum Co Common Stock P 20,275 400 SOLE N/A x
Pitney Bowes Common Stock 724479100 5,100,000 127,500 SOLE N/A x
Procter & Gamble Co. Common Stock 742718109 3,503,700 62,200 SOLE N/A x
Public Service Enterprise Common Stock 22,679 655 SOLE N/A x
Royal Dutch Petr. Common Stock RD 1,643,718 26,700 SOLE N/A x
SBC Communications Inc. Common Stock 78387G103 830,875 18,211 SOLE N/A x
Schering Plough Common Stock SGP 479,750 9,500 SOLE N/A x
Sears Roebuck & Company Common Stock 812387108 430,650 13,200 SOLE N/A x
Southern Co Common Stock SO 10,490 450 SOLE N/A x
Sun Microsystems Inc. Common Stock 866810104 600,187 6,600 SOLE N/A x
Sysco Corp. Common Stock 871829107 589,750 14,000 SOLE N/A x
TJX Companies Inc. Common Stock TJX 277,500 14,800 SOLE N/A x
TRW Inc. Common Stock TMX 73,737 1,700 SOLE N/A x
Target Corp Common Stock TGT 635,100 10,950 SOLE N/A x
Texaco Inc. Common Stock 881694103 202,350 3,800 SOLE N/A x
U.S. West Inc. New. Common Stock UMG 25,725 300 SOLE N/A x
UST Inc. Common Stock 902911106 138,062 9,400 SOLE N/A x
Unilever NV New York Common Stock 904784501 481,029 11,187 SOLE N/A x
Union Carbide Corp. Common Stock 905581104 311,850 6,300 SOLE N/A x
V.F. Corp. Common Stock 918204108 194,071 8,150 SOLE N/A x
Visteon Corp Common Stock 19,060 1,572 SOLE N/A x
Vodafone Airtouch Public ADS Common Stock VOD 140,887 3,400 SOLE N/A x
Wachovia Corp New Common Stock WB 5,425 100 SOLE N/A x
Wal Mart Stores Inc. Common Stock WMT 46,100 800 SOLE N/A x
Walgreen Co. Common Stock 931422109 3,096,437 96,200 SOLE N/A x
Washington Mutual Common Stock WM 580,185 20,093 SOLE N/A x
Well Fargo & Co. Common Stock WFC 736,250 19,000 SOLE N/A x
Weyerhaeuser Co Common Stock 962166104 266,600 6,200 SOLE N/A x
Xerox Corp. Common Stock XRX 8,300 400 SOLE N/A x
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