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Previous: ACCUFACTS PRE EMPLOYMENT SCREENING INC, 8-K, 1999-10-28 |
Next: ANALYTIC INVESTORS INC/CA, 13F-HR, 1999-10-28 |
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
--------------------
Check Here if Amendment / /; Amendment Number:
---------
This Amendment (Check only one.): / / is a restatement.
/ / adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Analytic/TSA Investors, Inc.
-------------------------------
Address: 700 South Flower Street
-------------------------------
Suite 2400
-------------------------------
Los Angeles CA 90017
-------------------------------
Form 13F File Number: 28-801-51089
---------------------
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Marie Nastasi Arlt,
-------------------------------
Title: Vice-President
-------------------------------
Phone: 213-688-3015
-------------------------------
Signature, Place, and Date of Signing:
/s/ Marie Nastasi Arlt Los Angeles 10/28/99
- ------------------------------- ----------------- -------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
/X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
<PAGE>
/ / 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
/ / 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-
--------------- ------------------------------------
[Repeat as necessary.]
<PAGE>
FORM 13-F
Page 1 of 5
<TABLE>
<CAPTION>
Item 1: Item 2: Item 3: Item 4: Item 5:
QUANTITY
NAME OF TITLE OF CUSIP FAIR (UNITS)
ISSUER CLASS NUMBER MARKET VALUE
------------ ------- ----------- ---------- ---------------- --------
<S> <C> <C> <C> <C> <C>
Apple Computer, Inc. Common 037833100 292 4,608
Albertsons, Inc. Common 013104104 1,398 35,328
Abbott Laboratories Common 002824100 2,170 59,136
A D C Telecom Inc. Common 000886101 1,567 37,376
Aetna, Inc. Common 008117103 1,324 26,880
American Home Products Corp. Common 026609107 3,368 81,152
Allied Waste Industries Inc. Common 019589308 619 52,992
Bank of America Corp. Common 060505104 627 11,264
Bellsouth Corp. Common 079860102 3,686 81,920
Bristol Myers Squibb Co. Common 110122108 760 11,264
Anheuser-Busch Companies, Inc. Common 035229103 3,336 47,616
Cardinal Health Inc. Common 14149Y108 2,330 42,752
Caterpillar, Inc. Common 149123101 112 2,048
Countrywide Credit Inds. Inc. Common 222372104 1,899 58,880
Cigna Corp. Common 125509109 139 1,792
</TABLE>
<TABLE>
<CAPTION>
Item 6: Item 7: Item 8:
Investment Discr Voting Authority
SOLE(A) SHARED(B) OTHER(C) MANAGERS SOLE(A) SHARED(B) OTHER(C)
<S> <C> <C> <C> <C> <C>
Apple Computer, Inc. 4,608 4,608
35,328 35,328
Albertsons, Inc.
59,136 59,136
Abbott Laboratories
37,376 37,376
A D C Telecom Inc.
26,880 26,880
Aetna, Inc.
81,152 81,152
American Home Products Corp.
52,992 52,992
Allied Waste Industries Inc.
11,264 11,264
Bank of America Corp.
81,920 81,920
Bellsouth Corp.
11,264 11,264
Bristol Myers Squibb Co.
47,616 47,616
Anheuser-Busch Companies, Inc.
42,752 42,752
Cardinal Health Inc.
2,048 2,048
Caterpillar, Inc.
58,880 58,880
Countrywide Credit Inds. Inc.
1,792 1,792
Cigna Corp.
</TABLE>
<PAGE>
FORM 13-F
Page 2 of 5
<TABLE>
<CAPTION>
Item 1: Item 2: Item 3: Item 4: Item 5:
QUANTITY
NAME OF TITLE OF CUSIP FAIR (UNITS)
ISSUER CLASS NUMBER MARKET VALUE
------------ ------- ----------- ---------- ---------------- --------
<S> <C> <C> <C> <C> <C>
Chase Manhattan Corp. Common 16161A108 1,389 18,432
Comcast Corp.- Special Cl A Common 200300200 2,971 74,496
Compaq Computer Corp. Common 204493100 2,108 92,160
Cisco Systems, Inc. Common 17275R102 1,018 14,848
Delta Air Lines, Inc. Common 247361108 1,055 21,760
Dell Computer Corp. Common 247025109 11 256
Electronic Data System Corp. Common 285661104 190 3,584
Edison International Common 281020107 2,807 115,456
Eastman Kodak Co. Common 277461109 3,117 41,216
Ford Motor Co. Common 345370100 3,409 67,840
Freeport McMoran Copper and Gold Common 35671D857 1,331 85,504
First Union Corp. Common 337358105 173 4,864
General Dynamics Corp. Common 369550108 2,909 46,592
General Electric Co. Common 369604103 6,344 53,504
General Motors Corp. Common 370442105 3,061 48,640
</TABLE>
<TABLE>
<CAPTION>
Item 6: Item 7: Item 8:
Investment Discr Voting Authority
SOLE(A) SHARED(B) OTHER(C) MANAGERS SOLE(A) SHARED(B) OTHER(C)
--------------------- -------------- -------- ----------------------- --------
<S> <C> <C> <C> <C> <C>
Chase Manhattan Corp. 18,432 18,432
Comcast Corp.- Special Cl A 74,496 74,496
Compaq Computer Corp. 92,160 92,160
Cisco Systems, Inc. 14,848 14,848
Delta Air Lines, Inc. 21,760 21,760
Dell Computer Corp. 256 256
Electronic Data System Corp. 3,584 3,584
Edison International 115,456 115,456
Eastman Kodak Co. 41,216 41,216
Ford Motor Co. 67,840 67,840
Freeport McMoran Copper and Gold 85,504 85,504
First Union Corp. 4,864 4,864
General Dynamics Corp. 46,592 46,592
General Electric Co. 53,504 53,504
General Motors Corp. 48,640 48,640
</TABLE>
<PAGE>
FORM 13-F
Page 3 of 5
<TABLE>
<CAPTION>
Item 1: Item 2: Item 3: Item 4: Item 5:
QUANTITY
NAME OF TITLE OF CUSIP FAIR (UNITS)
ISSUER CLASS NUMBER MARKET VALUE
------------ ------- ----------- ---------- ---------------- --------
<S> <C> <C> <C> <C> <C>
Georgia-Pacific Corp. Common 373298108 1,532 37,888
GPU Inc. Common 36225X100 426 13,056
Home Depot, Inc. Common 437076102 1,880 27,392
Household International Common 441815107 2,671 66,560
Hartford Financial Svcs Group Common 416515104 10 256
International Business Machines C Common 459200101 3,872 32,000
Ikon Office Solutions Inc. Common 451713101 8 768
Intel Corp. Common 458140100 1,693 22,784
Ingersoll Rand Co. Common 456866102 70 1,280
J.P. Morgan & Co. Common 616880100 2,720 23,808
Coca-Cola Co. Common 191216100 3,854 79,872
Kroger Co. Common 501044101 1,090 49,408
MBNA Corp. Common 55262L100 426 18,688
Limited, Inc. Common 532716107 1,929 50,432
Lucent Technologies, Inc. Common 549463107 4,052 62,464
</TABLE>
<TABLE>
<CAPTION>
Item 6: Item 7: Item 8:
Investment Discr Voting Authority
SOLE(A) SHARED(B) OTHER(C) MANAGERS SOLE(A) SHARED(B) OTHER(C)
--------------------- -------------- -------- ----------------------- --------
<S> <C> <C> <C> <C> <C>
Georgia-Pacific Corp. 37,888 37,888
GPU Inc. 13,056 13,056
Home Depot, Inc. 27,392 27,392
Household International 66,560 66,560
Hartford Financial Svcs Group 256 256
International Business Machines C 32,000 32,000
Ikon Office Solutions Inc. 768 768
Intel Corp. 22,784 22,784
Ingersoll Rand Co. 1,280 1,280
J.P. Morgan & Co. 23,808 23,808
Coca-Cola Co. 79,872 79,872
Kroger Co. 49,408 49,408
MBNA Corp. 18,688 18,688
Limited, Inc. 50,432 50,432
Lucent Technologies, Inc. 62,464 62,464
</TABLE>
<PAGE>
FORM 13-F
Page 4 of 5
<TABLE>
<CAPTION>
Item 1: Item 2: Item 3: Item 4: Item 5:
QUANTITY
NAME OF TITLE OF CUSIP FAIR (UNITS)
ISSUER CLASS NUMBER MARKET VALUE
------------ ------- ----------- ---------- ---------------- --------
<S> <C> <C> <C> <C> <C>
Philip Morris Companies, Inc. Common 718154107 3,072 89,856
Mobil Corp. Common 607059102 3,843 38,144
Merck & Co. Common 589331107 4,579 70,656
Microsoft Corp. Common 594918104 7,859 86,784
Micron Technology, Inc. Common 595112103 1,362 20,480
Nortel Networks Corp. Common 656569100 3,368 66,048
Banc One Corp. Common 06423A103 267 7,680
Phillips Petroleum Co. Common 718507106 1,909 39,168
Pitney Bowes Common 724479100 2,730 44,800
P G & E Corporation Common 69331C108 1,709 66,048
Pfizer, Inc. Common 717081103 3,563 99,328
P N C Bank Corp. Common 693475105 2,752 52,224
Providian Financial Corp. Common 74406A102 2,007 25,344
Ryder System, Inc. Common 783549108 1,768 86,784
Raytheon Co., CL B Common 755111408 368 7,424
</TABLE>
<TABLE>
<CAPTION>
Item 6: Item 7: Item 8:
Investment Discr Voting Authority
SOLE(A) SHARED(B) OTHER(C) MANAGERS SOLE(A) SHARED(B) OTHER(C)
--------------------- -------------- -------- ----------------------- --------
<S> <C> <C> <C> <C> <C>
Philip Morris Companies, Inc. 89,856 89,856
Mobil Corp. 38,144 38,144
Merck & Co. 70,656 70,656
Microsoft Corp. 86,784 86,784
Micron Technology, Inc. 20,480 20,480
Nortel Networks Corp. 66,048 66,048
Banc One Corp. 7,680 7,680
Phillips Petroleum Co. 39,168 39,168
Pitney Bowes 44,800 44,800
P G & E Corporation 66,048 66,048
Pfizer, Inc. 99,328 99,328
P N C Bank Corp. 52,224 52,224
Providian Financial Corp. 25,344 25,344
Ryder System, Inc. 86,784 86,784
Raytheon Co., CL B 7,424 7,424
</TABLE>
<PAGE>
FORM 13-F
Page 5 of 5
<TABLE>
<CAPTION>
Item 1: Item 2: Item 3: Item 4: Item 5:
QUANTITY
NAME OF TITLE OF CUSIP FAIR (UNITS)
ISSUER CLASS NUMBER MARKET VALUE
------------ ------- ----------- ---------- ---------------- --------
<S> <C> <C> <C> <C> <C>
Sears Roebuck & Co. Common 812387108 96 3,072
A T & T Corp Common 001957109 2,038 46,848
Mediaone Group Inc. Common 58440J104 944 13,824
Union Pacific Resources Group Common 907834105 362 22,272
U S West, Inc. Common 91273H101 3,608 63,232
Wal-Mart Stores, Inc. Common 931142103 950 19,968
Ameritech Corp. Common 4,101 61,440
Exxon Corp. Common 302290101 5,311 69,888
Tricon Global Restaurants Common 895953107 1,698 41,472
-------
Total
142,022
</TABLE>
<TABLE>
<CAPTION>
Item 6: Item 7: Item 8:
Investment Discr Voting Authority
SOLE(A) SHARED(B) OTHER(C) MANAGERS SOLE(A) SHARED(B) OTHER(C)
--------------------- -------------- -------- ----------------------- --------
<S> <C> <C> <C> <C> <C>
Sears Roebuck & Co. 3,072 3,072
A T & T Corp 46,848 46,848
Mediaone Group Inc. 13,824 13,824
Union Pacific Resources Group 22,272 22,272
U S West, Inc. 63,232 63,232
Wal-Mart Stores, Inc. 19,968 19,968
Ameritech Corp. 61,440 61,440
Exxon Corp. 69,888 69,888
Tricon Global Restaurants 41,472 41,472
</TABLE>
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