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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
FORM 13F COVER PAGE
Report for the Calendar or Quarter Ended: September 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement
[ ] adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: Pillar Point Capital Management, Incorporated
Address: 901 Mariner's Island Boulevard, Suite 375
San Mateo, California 94440
13F File Number: 28-6122
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all the information contained herein is true, correct and
complete, and that it is understood that all the required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Thomas K. Fraser
Title: Secretary and Legal Counsel
Phone: (925)454-9580
Signature, Place, and Date of Signing:
Thomas K. Fraser Livermore, California November 12, 1999
Report Type (Check only one.):
[X ] 13F Holdings Report
[ ] 13F Notice
[ ] 13F Combination Report
List of Other Managers Reporting for this Manager:
NONE
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES AND EXCHANGE ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 2
Form 13F Information Table Entry Total: 447
Form 13F Information Table Value Total: $181,772
List of Other Included Mangers
No. 13F File Number Name
02 Pillar Point Equity Management, LLC
03 28-6390 California Casualty Management Co.
04 28-6122 Pillar Point Capital Management, Inc., Non-Discretion
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
3COM CORP COM COM 885535104 9 300.00 SH SOLE 300.00
653 22700.00 SH DEFINED 02 03 22700.00
4FRONT TECHNOLOGIES INC COM COM 351042106 339 24000.00 SH DEFINED 02 03 24000.00
AAR CORP COM COM 000361105 315 17500.00 SH DEFINED 02 03 17500.00
ABBOTT LABS COM COM 002824100 279 7600.00 SH SOLE 7600.00
ACTEL CORP COM COM 004934105 513 27000.00 SH DEFINED 02 03 27000.00
ADAPTEC INC COM COM 00651F108 20 500.00 SH SOLE 500.00
397 10000.00 SH DEFINED 02 10000.00
ADVANCED ENERGY INDS COM COM 007973100 509 16500.00 SH DEFINED 02 03 16500.00
ADVENT SOFTWARE INC COM COM 007974108 1681 27000.00 SH DEFINED 02 03 27000.00
ADVO INC COM COM 007585102 449 22500.00 SH DEFINED 02 03 22500.00
AES CORPORATION COM COM 00130H105 12 200.00 SH SOLE 200.00
1280 21700.00 SH DEFINED 02 03 21700.00
AETNA INC COM COM 008117103 10 200.00 SH SOLE 200.00
616 12500.00 SH DEFINED 02 03 12500.00
AIR PRODS & CHEMS INC COM COM 009158106 20 700.00 SH SOLE 700.00
717 24500.00 SH DEFINED 02 03 24500.00
ALCAN ALUMINIUM LTD NEW COM COM 013716105 9 300.00 SH SOLE 300.00
312 10000.00 SH DEFINED 02 10000.00
ALCOA INC COM 013817101 186 3000.00 SH SOLE 3000.00
1278 20600.00 SH DEFINED 02 03 20600.00
ALKERMES INC COM COM 01642T108 230 8000.00 SH DEFINED 02 03 8000.00
ALLEGHENY TELEDYNE INC COM COM 017415100 10 600.00 SH SOLE 600.00
169 10000.00 SH DEFINED 02 10000.00
ALLIEDSIGNAL INC COM COM 019512102 114 1900.00 SH SOLE 1900.00
1163 19400.00 SH DEFINED 02 03 19400.00
AMEREN CORPORATION COM COM 023608102 39 1030.00 SH SOLE 1030.00
596 15775.00 SH DEFINED 02 15775.00
AMERICAN EXPRESS CO COM COM 025816109 405 2998.00 SH SOLE 2998.00
202 1500.00 SH DEFINED 02 1500.00
AMERICAN HOME PRODS CORP COM COM 026609107 600 14452.00 SH SOLE 14452.00
66 1600.00 SH OTHER 04 1600.00
AMERICAN INTL GROUP INC COM COM 026874107 588 6759.00 SH SOLE 6759.00
418 4808.00 SH DEFINED 02 4808.00
AMERICAN STD COS INC DEL COM COM 029712106 386 10000.00 SH DEFINED 02 10000.00
AMGEN INC COM COM 031162100 652 8000.00 SH DEFINED 02 8000.00
AMR CORP COM COM 001765106 654 12000.00 SH DEFINED 02 12000.00
ANADIGICS INC COM 032515108 380 13500.00 SH DEFINED 02 03 13500.00
APPLIED MATLS INC COM COM 038222105 451 5800.00 SH SOLE 5800.00
1010 13000.00 SH DEFINED 02 13000.00
ARCHER DANIELS MIDLAND CO COM COM 039483102 243 20031.79 SH SOLE 20031.79
56 4620.00 SH DEFINED 03 4620.00
ARDENT SOFTWARE INC COM COM 039794102 404 15000.00 SH DEFINED 02 03 15000.00
ARTHROCARE CORP COM 043136100 22 400.00 SH SOLE 400.00
983 18000.00 SH DEFINED 02 03 18000.00
ARVIN INDS INC COM COM 043339100 433 14000.00 SH DEFINED 02 03 14000.00
AT&T CORP COM COM 001957109 20 450.00 SH SOLE 450.00
457 10500.00 SH DEFINED 02 10500.00
95 2190.00 SH OTHER 04 2190.00
ATLANTIC RICHFIELD CO COM COM 048825103 625 7050.00 SH SOLE 7050.00
709 8000.00 SH DEFINED 02 8000.00
AUTOLIV INC COM COM 052800109 8 200.00 SH SOLE 200.00
376 10000.00 SH DEFINED 02 10000.00
AUTONATION INC COM COM 05329W102 12 1000.00 SH SOLE 1000.00
365 29200.00 SH DEFINED 02 03 29200.00
AVADO BRANDS INC COM 05336P108 219 39000.00 SH DEFINED 02 03 39000.00
AVIRON COM COM 053762100 412 17000.00 SH DEFINED 02 03 17000.00
AVNET INC COM COM 053807103 8 200.00 SH SOLE 200.00
294 7000.00 SH DEFINED 02 7000.00
BAKER HUGHES INC COM COM 057224107 209 7200.00 SH SOLE 7200.00
BANC ONE CORP COM COM 06423A103 619 17782.00 SH SOLE 17782.00
719 20666.00 SH DEFINED 02 03 20666.00
BANKAMERICA CORP COM COM 06605F102 352 6329.00 SH SOLE 6329.00
959 17213.00 SH DEFINED 02 03 17213.00
BASIN EXPLORATION INC COM COM 070107107 576 24000.00 SH DEFINED 02 03 24000.00
BE AEROSPACE INC COM COM 073302101 245 20500.00 SH DEFINED 02 03 20500.00
BEAR STEARNS COS INC COM COM 073902108 60 1564.00 SH SOLE 1564.00
488 12705.00 SH DEFINED 02 03 12705.00
BERKSHIRE HATHAWAY INC-CL B CO COM 084670207 429 231.00 SH SOLE 231.00
24 13.00 SH DEFINED 02 13.00
BESTFOODS COM COM 08658U101 204 4200.00 SH SOLE 4200.00
58 1200.00 SH OTHER 04 1200.00
BIOGEN INC COM COM 090597105 16 200.00 SH SOLE 200.00
473 6000.00 SH DEFINED 02 6000.00
BIONX IMPLANTS INC COM COM 09064Q106 67 18000.00 SH DEFINED 02 03 18000.00
BJ SERVICES CO COM COM 055482103 318 10000.00 SH DEFINED 02 10000.00
BLACK & DECKER CORP COM COM 091797100 23 500.00 SH SOLE 500.00
640 14000.00 SH DEFINED 02 14000.00
BMC SOFTWARE INC COM COM 055921100 136 1900.00 SH SOLE 1900.00
1245 17400.00 SH DEFINED 02 03 17400.00
BOEING CO COM COM 097023105 220 5170.00 SH SOLE 5170.00
725 17000.00 SH DEFINED 02 17000.00
BORG-WARNER AUTOMOTIVE INC COM COM 099724106 13 300.00 SH SOLE 300.00
301 7000.00 SH DEFINED 02 7000.00
BRISTOL MYERS SQUIBB CO COM COM 110122108 1042 15440.00 SH SOLE 15440.00
134 1990.00 SH OTHER 04 1990.00
BURLINGTON NORTHN SANTA FE CP COM 12189T104 66 2407.00 SH SOLE 2407.00
690 25100.00 SH DEFINED 02 03 25100.00
CANADIAN PAC LTD NEW COM COM 135923100 338 14800.00 SH SOLE 14800.00
1031 45200.00 SH DEFINED 02 03 45200.00
18 800.00 SH OTHER 04 800.00
CAREMATRIX CORP COM COM 141706101 65 12500.00 SH DEFINED 02 03 12500.00
CATALINA MARKETING CORP COM 148867104 339 4000.00 SH DEFINED 02 4000.00
CDW COMPUTER CENTERS INC COM 125129106 367 7500.00 SH DEFINED 02 7500.00
CENTEX CORP COM COM 152312104 370 12500.00 SH DEFINED 02 12500.00
CENTURY BUSINESS SERVICES COM 156490104 12 1000.00 SH SOLE 1000.00
424 36500.00 SH DEFINED 02 03 36500.00
CFS BANCORP INC COM COM 12525D102 261 25000.00 SH DEFINED 02 03 25000.00
CHEVRON CORPORATION COM COM 166751107 1087 12244.00 SH SOLE 12244.00
488 5504.00 SH OTHER 04 5504.00
CHIRON CORP COM COM 170040109 11 400.00 SH SOLE 400.00
554 20000.00 SH DEFINED 02 20000.00
CHUBB CORP COM COM 171232101 412 8300.00 SH SOLE 8300.00
1220 24575.00 SH DEFINED 02 03 24575.00
CIRCUIT CITY STORE INC-CIRCT C COM 172737108 435 10300.00 SH SOLE 10300.00
CISCO SYS INC COM COM 17275R102 86 1250.00 SH SOLE 1250.00
1028 15000.00 SH DEFINED 02 15000.00
CITIGROUP INC COM COM 172967101 574 13034.99 SH SOLE 13034.99
1256 28548.00 SH DEFINED 02 03 28548.00
18 400.00 SH OTHER 04 400.00
CLARIFY INC COM COM 180492100 1258 25000.00 SH DEFINED 02 03 25000.00
CLARK/BARDES HOLDINGS INC COM COM 180668105 340 16500.00 SH DEFINED 02 03 16500.00
CNF TRANSPORTATION INC COM COM 12612W104 11 300.00 SH SOLE 300.00
521 14000.00 SH DEFINED 02 14000.00
COASTAL CORP COM COM 190441105 164 4000.00 SH SOLE 4000.00
1277 31200.00 SH DEFINED 02 03 31200.00
COLGATE PALMOLIVE CO COM COM 194162103 311 6800.00 SH SOLE 6800.00
COLUMBIA/HCA HEALTHCARE CORP C COM 197677107 8 400.00 SH SOLE 400.00
693 32700.00 SH DEFINED 02 03 32700.00
COMDISCO INC COM 200336105 309 16000.00 SH DEFINED 02 16000.00
COMPAQ COMPUTER CORP COM COM 204493100 594 25950.00 SH SOLE 25950.00
759 33200.00 SH DEFINED 02 03 33200.00
COMPUWARE CORP COM COM 205638109 50 1900.00 SH SOLE 1900.00
852 32700.00 SH DEFINED 02 03 32700.00
COMVERSE TECHNOLOGY INC COM COM 205862402 707 7500.00 SH DEFINED 02 7500.00
CONMED CORP COM COM 207410101 429 17500.00 SH DEFINED 02 03 17500.00
CONSTELLATION ENERGY COM COM 210371100 8 300.00 SH SOLE 300.00
281 10000.00 SH DEFINED 02 10000.00
CONVERGYS CORP COM 212485106 89 4500.00 SH SOLE 4500.00
495 25000.00 SH DEFINED 02 25000.00
COOPER CAMERON CORP COM COM 216640102 377 10000.00 SH DEFINED 02 10000.00
CORE LABORATORIES N.V. COM N22717107 337 18000.00 SH DEFINED 02 03 18000.00
CORNING INC COM COM 219350105 14 200.00 SH SOLE 200.00
1028 15000.00 SH DEFINED 02 15000.00
COSTCO WHOLESALE CORP COM COM 22160Q102 281 3900.00 SH SOLE 3900.00
144 2000.00 SH DEFINED 02 2000.00
CSG SYSTEMS INTL INC COM COM 126349109 219 8000.00 SH DEFINED 02 8000.00
CSX CORP COM COM 126408103 47 1100.00 SH SOLE 1100.00
792 18700.00 SH DEFINED 02 03 18700.00
CYTEC INDS INC COM COM 232820100 282 12000.00 SH DEFINED 02 12000.00
DANA CORP COM COM 235811106 22 600.00 SH SOLE 600.00
761 20505.00 SH DEFINED 02 03 20505.00
DAYTON HUDSON CORP COM COM 239753106 420 7000.00 SH DEFINED 02 7000.00
DEERE & CO COM COM 244199105 279 7200.00 SH SOLE 7200.00
743 19200.00 SH DEFINED 02 03 19200.00
51 1326.00 SH OTHER 04 1326.00
DELL COMPUTER CORP COM COM 247025109 71 1700.00 SH SOLE 1700.00
1338 32000.00 SH DEFINED 02 32000.00
DIAMOND OFFSHORE DRILLING INC COM 25271C102 147 4400.00 SH SOLE 4400.00
534 16000.00 SH DEFINED 02 16000.00
DIEBOLD INC COM 253651103 18 800.00 SH SOLE 800.00
578 25000.00 SH DEFINED 02 25000.00
DOVER CORP COM COM 260003108 1022 25000.00 SH DEFINED 02 25000.00
DOW CHEM CO COM COM 260543103 57 500.00 SH SOLE 500.00
682 6000.00 SH DEFINED 02 6000.00
DSP COMMUNICATIONS INC COM COM 23332K106 11 600.00 SH SOLE 600.00
285 15000.00 SH DEFINED 02 15000.00
DU PONT E I DE NEMOURS & CO CO COM 263534109 97 1600.00 SH SOLE 1600.00
149 2460.00 SH OTHER 04 2460.00
DVI INC COM COM 233343102 483 29500.00 SH DEFINED 02 03 29500.00
DYCOM INDUSTRIES INC COM COM 267475101 802 19000.00 SH DEFINED 02 03 19000.00
E M C CORP MASS COM COM 268648102 21 300.00 SH SOLE 300.00
1499 21000.00 SH DEFINED 02 21000.00
EASTMAN KODAK CO COM COM 277461109 47 625.00 SH SOLE 625.00
794 10500.00 SH DEFINED 02 03 10500.00
EATON CORP COM COM 278058102 17 200.00 SH SOLE 200.00
561 6500.00 SH DEFINED 02 6500.00
ELCOR CORP COM COM 284443108 487 19500.00 SH DEFINED 02 03 19500.00
ENGINEERING ANIMATION INC COM COM 292872108 213 13500.00 SH DEFINED 02 03 13500.00
EVEREST REINS HLDGS INC COM COM 299808105 357 15000.00 SH DEFINED 02 15000.00
EXAR CORP COM COM 300645108 674 18000.00 SH DEFINED 02 03 18000.00
EXXON CORP COM COM 302290101 1079 14200.00 SH SOLE 14200.00
746 9820.00 SH OTHER 04 9820.00
FAIR ISAAC & CO INC COM COM 303250104 43 1533.00 SH SOLE 1533.00
449 16000.00 SH DEFINED 02 03 16000.00
FDX CORP NEW COM COM 31304N107 27 700.00 SH SOLE 700.00
466 12000.00 SH DEFINED 02 12000.00
FEDERATED DEPT STORES INC COM 31410H101 201 4600.00 SH SOLE 4600.00
1123 25700.00 SH DEFINED 02 03 25700.00
17 400.00 SH OTHER 04 400.00
FIRST ALLIANCE CORP COM COM 317936102 79 37000.00 SH DEFINED 02 03 37000.00
FIRST DATA CORP COM 319963104 13 300.00 SH SOLE 300.00
877 20000.00 SH DEFINED 02 20000.00
FIRST SEC CORP DEL COM COM 336294103 14 600.00 SH SOLE 600.00
317 13312.00 SH DEFINED 02 13312.00
FIRST TENN NATL CORP COM COM 337162101 337 12000.00 SH DEFINED 02 12000.00
FIRST UNION CORP COM 337358105 408 11460.00 SH DEFINED 02 03 11460.00
FRANKLIN RES INC COM COM 354613101 24 800.00 SH SOLE 800.00
675 22100.00 SH DEFINED 02 03 22100.00
FRUIT OF THE LOOM INC CL A COM 359416104 34 10000.00 SH DEFINED 02 10000.00
FURNITURE BRANDS INTL INC COM 360921100 266 13500.00 SH DEFINED 02 13500.00
FVC COM INC COM COM 30266P100 211 15000.00 SH DEFINED 02 03 15000.00
GALLAGHER (ARTHUR J.) & CO COM COM 363576109 586 11000.00 SH DEFINED 02 03 11000.00
GAP INC DEL COM COM 364760108 1060 33125.00 SH SOLE 33125.00
640 20000.00 SH DEFINED 02 20000.00
GATEWAY 2000 INC COM 367833100 18 400.00 SH SOLE 400.00
1320 30000.00 SH DEFINED 02 30000.00
GENERAL ELEC CO COM COM 369604103 1842 15533.00 SH SOLE 15533.00
190 1600.00 SH OTHER 04 1600.00
GENERAL MTRS CORP COM COM 370442105 62 993.00 SH SOLE 993.00
315 5000.00 SH DEFINED 02 5000.00
58 928.00 SH OTHER 04 928.00
GENESYS TELECOMM LABS INC COM COM 371931106 617 13500.00 SH DEFINED 02 03 13500.00
GENZYME CORP COM GENL DIV COM 372917104 360 8000.00 SH DEFINED 02 8000.00
GEORGIA-PACIFIC GROUP COM COM 373298108 81 2000.00 SH SOLE 2000.00
214 5300.00 SH DEFINED 02 03 5300.00
GILEAD SCIENCES INC COM COM 375558103 13 200.00 SH SOLE 200.00
385 6000.00 SH DEFINED 02 6000.00
GOLDEN WEST FINL CORP DEL COM COM 381317106 305 3100.00 SH SOLE 3100.00
69 700.00 SH DEFINED 03 700.00
GOODYEAR TIRE & RUBR CO COM COM 382550101 132 2750.00 SH SOLE 2750.00
173 3600.00 SH DEFINED 02 03 3600.00
GTE CORP COM COM 362320103 116 1508.00 SH SOLE 1508.00
192 2500.00 SH DEFINED 02 2500.00
GULF ISLAND FABRICATION INC CO COM 402307102 396 30000.00 SH DEFINED 02 03 30000.00
HADCO CORP COM COM 404681108 476 11000.00 SH DEFINED 02 03 11000.00
HALLIBURTON CO COM COM 406216101 164 4000.00 SH SOLE 4000.00
963 23500.00 SH DEFINED 02 03 23500.00
HALTER MARINE GROUP INC COM COM 40642Y105 74 13698.00 SH DEFINED 02 13698.00
HARBINGER CORP COM COM 41145C103 626 37125.00 SH DEFINED 02 03 37125.00
HEALTHSOUTH CORP COM COM 421924101 4 700.00 SH SOLE 700.00
263 43000.00 SH DEFINED 02 43000.00
HEWLETT PACKARD CO COM COM 428236103 619 6817.00 SH SOLE 6817.00
1089 12000.00 SH DEFINED 02 03 12000.00
HOUSEHOLD INTL INC COM COM 441815107 101 2513.00 SH SOLE 2513.00
873 21766.00 SH DEFINED 02 03 21766.00
HUMAN GENOME SCIENCES INC COM COM 444903108 369 5000.00 SH DEFINED 02 5000.00
HUMANA INC COM COM 444859102 5 800.00 SH SOLE 800.00
330 48000.00 SH DEFINED 02 48000.00
HUTCHINSON TECHNOLOGY INC COM COM 448407106 216 8000.00 SH DEFINED 02 03 8000.00
IDACORP INC COM 451107106 301 10000.00 SH DEFINED 02 10000.00
INACOM CORP COM COM 45323G109 110 12000.00 SH DEFINED 02 03 12000.00
INDYMAC MORTGAGE HOLDINGS COM COM 456607100 390 26000.00 SH DEFINED 02 26000.00
INGERSOLL RAND CO COM COM 456866102 111 2020.00 SH SOLE 2020.00
911 16575.00 SH DEFINED 02 03 16575.00
INHALE THERAPEUTIC SYSTEMS COM COM 457191104 592 19500.00 SH DEFINED 02 03 19500.00
INPUT/OUTPUT INC COM COM 457652105 258 39000.00 SH DEFINED 02 39000.00
INSIGHT ENTERPRISES INC COM COM 45765U103 707 21750.00 SH DEFINED 02 03 21750.00
INTEGRATED DEVICES TECH COM 458118106 15 800.00 SH SOLE 800.00
425 23000.00 SH DEFINED 02 23000.00
INTEGRATED HEALTH SVCS INC COM COM 45812C106 22 13800.00 SH DEFINED 02 03 13800.00
INTEL CORP COM COM 458140100 1283 17266.00 SH SOLE 17266.00
1040 14000.00 SH DEFINED 02 14000.00
INTER-TEL INC COM COM 458372109 337 19000.00 SH DEFINED 02 03 19000.00
INTERNATIONAL BUSINESS MACH CO COM 459200101 479 3960.00 SH SOLE 3960.00
INTL PAPER CO COM COM 460146103 120 2500.00 SH SOLE 2500.00
601 12500.00 SH DEFINED 02 12500.00
INVESTMENT TECHNOLOGY GROUP CO COM 46145f105 299 13000.00 SH DEFINED 02 03 13000.00
IXC COMMUNICATIONS INC COM COM 450713102 296 7508.00 SH SOLE 7508.00
JDA SOFTWARE GROUP INC COM 46612k108 526 45000.00 SH DEFINED 02 03 45000.00
JEFFERIES GROUP INC COM COM 472318104 271 13000.00 SH DEFINED 02 03 13000.00
JOHNSON & JOHNSON COM COM 478160104 331 3600.00 SH SOLE 3600.00
JONES APPAREL GROUP INC COM COM 480074103 17 600.00 SH SOLE 600.00
647 22500.00 SH DEFINED 02 22500.00
K MART CORP COM COM 482584109 9 800.00 SH SOLE 800.00
573 49000.00 SH DEFINED 02 03 49000.00
KELLSTROM INDS INC COM COM 488035106 287 29300.00 SH DEFINED 02 03 29300.00
KEYCORP NEW COM COM 493267108 10 406.00 SH SOLE 406.00
387 15000.00 SH DEFINED 02 15000.00
KIMBERLY CLARK CORP COM COM 494368103 622 11784.00 SH SOLE 11784.00
84 1600.00 SH OTHER 04 1600.00
KRAUSE'S FURNITURE INC COM COM 500760202 94 50000.00 SH DEFINED 02 50000.00
LADD FURNITURE INC COM 505739201 466 22000.00 SH DEFINED 02 03 22000.00
LAFARGE CORP COM COM 505862102 13 400.00 SH SOLE 400.00
576 18000.00 SH DEFINED 02 18000.00
LEGATO SYSTEMS INC COM 524651106 22 500.00 SH SOLE 500.00
436 10000.00 SH DEFINED 02 10000.00
LENNAR CORP COM COM 526057104 11 700.00 SH SOLE 700.00
239 15000.00 SH DEFINED 02 15000.00
LINCOLN NATL CORP IND COM COM 534187109 428 11400.00 SH DEFINED 02 03 11400.00
LO-JACK CORPORATION COM 539451104 108 13000.00 SH DEFINED 03 13000.00
LONE STAR TECHNOLOGIES INC COM COM 542312103 340 17000.00 SH DEFINED 02 03 17000.00
LOWES COS INC COM COM 548661107 15 300.00 SH SOLE 300.00
1170 24000.00 SH DEFINED 02 24000.00
MAGNA INTL INC CL A COM 559222401 10 200.00 SH SOLE 200.00
447 9000.00 SH DEFINED 02 9000.00
MAPINFO CORP COM COM 565105103 551 29000.00 SH DEFINED 02 03 29000.00
MASCO CORP COM COM 574599106 146 4700.00 SH SOLE 4700.00
1035 33400.00 SH DEFINED 02 03 33400.00
MAVERICK TUBE CORP COM COM 577914104 249 15000.00 SH DEFINED 02 03 15000.00
MBIA INC COM COM 55262C100 9 200.00 SH SOLE 200.00
326 7000.00 SH DEFINED 02 7000.00
MBNA CORP COM COM 55262L100 11 500.00 SH SOLE 500.00
968 42450.00 SH DEFINED 02 03 42450.00
MCI WORLDCOM INC COM COM 55268B106 719 10000.00 SH DEFINED 02 10000.00
MELLON BK CORP COM COM 585509102 471 14000.00 SH DEFINED 02 14000.00
MGIC INVT CORP WIS COM COM 552848103 320 6700.00 SH SOLE 6700.00
859 18000.00 SH DEFINED 02 18000.00
MINNESOTA MNG & MFG CO COM COM 604059105 201 2096.00 SH SOLE 2096.00
MOBIL CORP COM COM 607059102 111 1100.00 SH SOLE 1100.00
201 2000.00 SH DEFINED 02 2000.00
MOLECULAR DEVICES CORP COM COM 60851C107 674 24500.00 SH DEFINED 02 03 24500.00
MORGAN J P & CO INC COM COM 616880100 23 200.00 SH SOLE 200.00
343 3000.00 SH DEFINED 02 3000.00
MORGAN KEEGAN INC COM COM 617410105 550 32250.00 SH DEFINED 02 03 32250.00
MOTIVEPOWER INDUSTRIES INC COM COM 61980K101 264 24000.00 SH DEFINED 02 03 24000.00
MOTOROLA INC COM COM 620076109 704 8000.00 SH SOLE 8000.00
959 10900.00 SH DEFINED 02 03 10900.00
NCI BUILDING SYS INC COM COM 628852105 381 23000.00 SH DEFINED 02 03 23000.00
NEOMAGIC CORP COM COM 640497103 314 40500.00 SH DEFINED 02 03 40500.00
NETWORK APPLIANCE INC COM COM 64120L104 716 10000.00 SH DEFINED 02 10000.00
NEUROGEN CORP COM COM 64124E106 382 23000.00 SH DEFINED 02 03 23000.00
NEW CENTURY FINANCIAL INC COM 64352D101 352 20000.00 SH DEFINED 02 03 20000.00
NEWPARK RES INC COM PAR $.01 N COM 651718504 256 33000.00 SH DEFINED 02 03 33000.00
NORTEL NETWORKS CORP COM COM 656569100 20 400.00 SH SOLE 400.00
918 18000.00 SH DEFINED 02 18000.00
NORTHN STS PWR CO MINN COM COM 665772109 216 10000.00 SH DEFINED 02 10000.00
NOVELLUS SYS INC COM COM 670008101 337 5000.00 SH DEFINED 02 5000.00
OCEANEERING INTL INC COM COM 675232102 168 10000.00 SH DEFINED 02 10000.00
OFFICMAX INC COM COM 67622M108 174 30000.00 SH DEFINED 02 30000.00
OLSTEN CORP COM COM 681385100 17 1600.00 SH SOLE 1600.00
214 20500.00 SH DEFINED 02 20500.00
OMNICARE INC COM COM 681904108 135 14000.00 SH DEFINED 02 14000.00
ONTRACK DATA INTL INC COM COM 683372106 133 24000.00 SH DEFINED 02 03 24000.00
ORACLE CORP COM COM 68389X105 668 14682.00 SH SOLE 14682.00
2397 52687.00 SH DEFINED 02 03 52687.00
OSI SYSTEMS INC COM COM 671044105 150 40000.00 SH DEFINED 02 03 40000.00
PACCAR INC COM COM 693718108 514 10100.00 SH SOLE 10100.00
PACIFIC CENTURY FINL CORP COM COM 694058108 409 20000.00 SH DEFINED 02 20000.00
PACIFIC SUNWEAR CALIF INC COM COM 694873100 1167 41625.00 SH DEFINED 02 03 41625.00
PACIFICARE HEALTH SYSTEMS COM COM 695112201 368 8500.00 SH DEFINED 02 8500.00
PEP BOYS MANNY MOE & JACK COM COM 713278109 297 20000.00 SH DEFINED 02 20000.00
PEPSICO INC COM COM 713448108 488 16000.00 SH SOLE 16000.00
PEREGRINE SYSTEMS INC COM COM 71366q101 407 10000.00 SH DEFINED 02 03 10000.00
PHILIP MORRIS COS INC COM COM 718154107 106 3100.00 SH SOLE 3100.00
684 20000.00 SH DEFINED 02 03 20000.00
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926 19000.00 SH DEFINED 02 19000.00
PINNACLE SYS INC COM COM 723481107 1568 37000.00 SH DEFINED 02 03 37000.00
PNC BK CORP COM COM 693475105 738 14000.00 SH DEFINED 02 14000.00
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PUBLIC SVC ENTERPRISE GROUP CO COM 744573106 386 10000.00 SH DEFINED 02 10000.00
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RADIAN GROUP INC COM COM 750236101 408 9499.00 SH DEFINED 02 03 9499.00
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ROHM & HAAS CO COM COM 775371107 364 10067.40 SH DEFINED 02 03 10067.40
ROLLINS TRUCK LEASING CORP COM COM 775741101 451 44500.00 SH DEFINED 02 03 44500.00
RSA SECURITY INC COM 749719100 398 15000.00 SH DEFINED 02 03 15000.00
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SAKS INCORPORATED COM COM 79377W108 187 12300.00 SH DEFINED 02 12300.00
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SCHULMAN A INC COM COM 808194104 346 20000.00 SH DEFINED 02 20000.00
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SEAGATE TECHNOLOGY COM COM 811804103 9 300.00 SH SOLE 300.00
367 12000.00 SH DEFINED 02 12000.00
SEPRACOR INC COM COM 817315104 453 6000.00 SH DEFINED 02 6000.00
SERVICE EXPERTS INC COM COM 817567100 135 13000.00 SH DEFINED 02 03 13000.00
SHERWIN WILLIAMS CO COM COM 824348106 21 1000.00 SH SOLE 1000.00
523 25000.00 SH DEFINED 02 25000.00
SMART MODULAR TECHNOLOGIES COM 831690102 341 10000.00 SH DEFINED 02 10000.00
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SOLUTIA INC COM COM 834376105 259 14500.00 SH DEFINED 02 14500.00
SONIC AUTOMOTIVE INC COM COM 83545G102 598 46000.00 SH DEFINED 02 03 46000.00
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SOUTHWEST AIRLS CO COM COM 844741108 128 8437.00 SH SOLE 8437.00
672 44250.00 SH DEFINED 02 44250.00
STAPLES INC COM COM 855030102 170 7775.00 SH SOLE 7775.00
927 42500.00 SH DEFINED 02 42500.00
STERLING COMMERCE INC COM 859205106 17 900.00 SH SOLE 900.00
334 18000.00 SH DEFINED 02 18000.00
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STRUCTURAL DYNAMICS RESH CORP COM 863555108 316 21000.00 SH DEFINED 02 03 21000.00
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1953 21000.00 SH DEFINED 02 21000.00
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504 18000.00 SH DEFINED 02 18000.00
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SYMANTEC CORP COM COM 871503108 719 20000.00 SH DEFINED 02 20000.00
TECH DATA CORP COM COM 878237106 314 13500.00 SH DEFINED 02 13500.00
TEKELEC COM COM 879101103 331 24000.00 SH DEFINED 02 03 24000.00
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413 23500.00 SH DEFINED 02 03 23500.00
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1073 17000.00 SH DEFINED 02 17000.00
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1316 16000.00 SH DEFINED 02 16000.00
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331 13000.00 SH DEFINED 02 13000.00
TITAN CORP COM COM 888266103 345 24000.00 SH DEFINED 02 03 24000.00
TOLLGRADE COMMUNICATIONS INC C COM 889542106 403 15000.00 SH DEFINED 02 03 15000.00
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507 18000.00 SH DEFINED 02 18000.00
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TREX COMPANY INC COM 89531P105 398 15000.00 SH DEFINED 02 03 15000.00
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TRW INC COM COM 872649108 10 200.00 SH SOLE 200.00
672 13500.00 SH DEFINED 02 03 13500.00
TYCO INTERNATIONAL LTD COM COM 902124106 331 3205.00 SH SOLE 3205.00
U S XPRESS ENTERPRISES INC CL COM 90338N103 116 20000.00 SH DEFINED 02 20000.00
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UST INC COM COM 902911106 302 10000.00 SH DEFINED 02 10000.00
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VERITAS SOFTWARE CO COM COM 923436109 114 1500.00 SH SOLE 1500.00
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VISIO CORP COM COM 927914101 471 12000.00 SH DEFINED 02 12000.00
WABASH NATIONAL CORP COM COM 929566107 487 24000.00 SH DEFINED 02 03 24000.00
WASTE MANAGEMENT INC COM COM 94106L109 10 520.00 SH SOLE 520.00
324 16812.00 SH DEFINED 02 03 16812.00
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79 2000.00 SH DEFINED 03 2000.00
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XILINX INC COM COM 983919101 655 10000.00 SH DEFINED 02 10000.00
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886 8000.00 SH DEFINED 02 8000.00
DAIMLERCHRYSLER AG COM ADR D1668R123 507 7305.00 SH SOLE 7305.00
130 1870.00 SH DEFINED 02 1870.00
ECI TELECOM LTD ORD ADR 268258100 383 15500.00 SH DEFINED 02 15500.00
KLM ROYAL DUTCH AIRLS COM N Y ADR 482516101 248 9500.00 SH DEFINED 02 9500.00
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ROYAL DUTCH PETE CO NY REG GLD ADR 780257804 142 2400.00 SH SOLE 2400.00
614 10400.00 SH DEFINED 02 10400.00
340 5760.00 SH OTHER 04 5760.00
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320 10000.00 SH DEFINED 02 10000.00
TELEFONOS DE MEXICO S A SP ADR ADR 879403780 14 200.00 SH SOLE 200.00
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VODAFONE GROUP PLC SPONSORED A ADR 92857T107 768 3232.00 SH SOLE 3232.00
238 1000.00 SH DEFINED 02 1000.00
69 292.00 SH OTHER 04 292.00
BAXTER INTERNATIONAL INC RT 071813125 1 10000.00 SH DEFINED 02 10000.00
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