UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: Sept 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[X] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Zacks Investment Management
Address: 155 North Wacker -2nd Floor
Chicago, Illinois
60606
Form 13F File Number: 28-80140592
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Ken Levy
Title: Vice President
Phone: 312-630-9880 x121
Signature, Place, and Date of Signing:
Ken Levy Chicago, IL 11/12/99
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this
reporting manager are reported in this report.)
<PAGE>
[ ] 13F NOTICE. (Check here if no holdings reported are in this
report, and all holdings are reported by other reporting
manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the
holdings for this reporting manager are reported in this
report and a portion are reported by other reporting
manager(s).)
List of Other Managers Reporting for this Manager:
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 148
Form 13F Information Table Value Total: $292,245 (thousands)
List of Other Included Managers: NONE
Provide a numbered list of the name(s) and Form 13F file
number(s) of all institutional investment managers with respect
to which this report is filed, other than the manager filing this
report.
<PAGE>
<TABLE>
<CAPTION>
FORM 13-F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- -------------- ----------- --------- --------- ------------------ ---------- -------- ---------------------
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Alcoa Inc C. Stock 013817101 2653 42750 SH Sole None 42750 0 0
Amerisource Hlt C. Stock 03071P102 1227 51800 SH Sole None 51800 0 0
Adobe Systems C. Stock 00724F101 2915 25700 SH Sole None 25700 0 0
Adaptec C. Stock 00651F108 3032 76400 SH Sole None 76400 0 0
Amer Eagle Outf C. Stock 02553E106 1187 24600 SH Sole None 24600 0 0
Aflac Inc C. Stock 001055102 1782 42550 SH Sole None 42550 0 0
Allergan Inc C. Stock 018490102 1645 14950 SH Sole None 14950 0 0
Alpha Inds C. Stock 020753109 1376 24400 SH Sole None 24400 0 0
Appld Matls Inc C. Stock 038222105 2014 25950 SH Sole None 25950 0 0
Amgen Inc C. Stock 031162100 1514 18575 SH Sole None 18575 0 0
Anntaylor Stres C. Stock 036115103 1326 32450 SH Sole None 32450 0 0
Antec Corp C. Stock 03664P105 947 17850 SH Sole None 17850 0 0
Acnielsen Corp C. Stock 004833109 520 22920 SH Sole None 22920 0 0
Amer Std -Del C. Stock 029712106 1128 29400 SH Sole None 29400 0 0
Avis Rent A Car C. Stock 053790101 2368 113450 SH Sole None 113450 0 0
Axa Finl Inc C. Stock 002451102 2068 37050 SH Sole None 37050 0 0
Baxter Intl C. Stock 071813109 1374 22800 SH Sole None 22800 0 0
Bard C R Inc C. Stock 067383109 2940 62475 SH Sole None 62475 0 0
Barnes & Noble C. Stock 067774109 1703 65500 SH Sole None 65500 0 0
Ball Corp C. Stock 058498106 2837 64375 SH Sole None 64375 0 0
Barr Labs C. Stock 068306109 1772 55800 SH Sole None 55800 0 0
Anheuser Busch C. Stock 035229103 2589 36950 SH Sole None 36950 0 0
Citigroup Inc C. Stock 172967101 3896 88550 SH Sole None 88550 0 0
Comp Associates C. Stock 204912109 1738 28375 SH Sole None 28375 0 0
Csk Auto Corp C. Stock 125965103 112 5150 SH Sole None 5150 0 0
Circuit City Gp C. Stock 172737108 1553 36800 SH Sole None 36800 0 0
Canandaigua -A C. Stock 137219200 1459 24450 SH Sole None 24450 0 0
Check Pt Softw C. Stock M22465104 2898 34400 SH Sole None 34400 0 0
Colgate Palmoli C. Stock 194162103 1052 23000 SH Sole None 23000 0 0
Comverse Tech C. Stock 205862402 4392 46600 SH Sole None 46600 0 0
3com Corp C. Stock 885535104 1496 52150 SH Sole None 52150 0 0
Cooper Cos C. Stock 216648402 2451 79400 SH Sole None 79400 0 0
Calpine Corp C. Stock 131347106 223 2625 SH Sole None 2625 0 0
Compuware Corp C. Stock 205638109 1404 54000 SH Sole None 54000 0 0
Csg Sys Intl C. Stock 126349109 2306 84250 SH Sole None 84250 0 0
Centurytel Inc C. Stock 156700106 1737 42750 SH Sole None 42750 0 0
Commscope Inc C. Stock 203372107 1360 41850 SH Sole None 41850 0 0
Centex Corp C. Stock 152312104 1622 54850 SH Sole None 54850 0 0
Citrix Sys Inc C. Stock 177376100 2542 41075 SH Sole None 41075 0 0
Cvs Corp C. Stock 126650100 980 24000 SH Sole None 24000 0 0
Cymer Inc C. Stock 232572107 1345 38850 SH Sole None 38850 0 0
Dean Foods C. Stock 242361103 2289 52550 SH Sole None 52550 0 0
Dow Jones & Co C. Stock 260561105 2100 39350 SH Sole None 39350 0 0
Dime Bancorp C. Stock 25429Q102 1154 65950 SH Sole None 65950 0 0
Dow Chemical C. Stock 260543103 2332 20520 SH Sole None 20520 0 0
Delphi Automot C. Stock 247126105 1965 122350 SH Sole None 122350 0 0
Brinker Intl C. Stock 109641100 3114 114800 SH Sole None 114800 0 0
Engelhard Corp C. Stock 292845104 1614 88750 SH Sole None 88750 0 0
Electrn Imaging C. Stock 286082102 1919 37350 SH Sole None 37350 0 0
Eastman Kodak C. Stock 277461109 1703 22580 SH Sole None 22580 0 0
Kinder Morg Eng C. Stock 494550106 2172 50150 SH Sole None 50150 0 0
Electr Arts Inc C. Stock 285512109 2600 35950 SH Sole None 35950 0 0
Eaton Corp C. Stock 278058102 1191 13800 SH Sole None 13800 0 0
Ford Motor Co C. Stock 345370100 1320 26300 SH Sole None 26300 0 0
Federated Dept C. Stock 31410H101 2945 67400 SH Sole None 67400 0 0
Fmc Corp C. Stock 302491303 577 11950 SH Sole None 11950 0 0
Fannie Mae C. Stock 313586109 2144 34200 SH Sole None 34200 0 0
Fortune Brands C. Stock 349631101 747 23150 SH Sole None 23150 0 0
Fossil Inc C. Stock 349882100 1284 47350 SH Sole None 47350 0 0
Firstar Cp-New C. Stock 33763V109 2137 83400 SH Sole None 83400 0 0
Fuller(Hb) Co C. Stock 359694106 1452 23900 SH Sole None 23900 0 0
Genl Dynamics C. Stock 369550108 2857 45750 SH Sole None 45750 0 0
Genl Instrument C. Stock 370120107 1258 26150 SH Sole None 26150 0 0
Genl Mills C. Stock 370334104 3840 47330 SH Sole None 47330 0 0
Georgia-Pac Grp C. Stock 373298108 3104 76650 SH Sole None 76650 0 0
Hasbro Inc C. Stock 418056107 1405 65525 SH Sole None 65525 0 0
Block H & R C. Stock 093671105 1376 31675 SH Sole None 31675 0 0
Hormel Foods Cp C. Stock 440452100 989 23950 SH Sole None 23950 0 0
Hewlett Packard C. Stock 428236103 1870 20325 SH Sole None 20325 0 0
Intimate Brands C. Stock 461156101 2214 56852 SH Sole None 56852 0 0
Intl Bus Mach C. Stock 459200101 3611 29750 SH Sole None 29750 0 0
Johnson & Johns C. Stock 478160104 2223 24200 SH Sole None 24200 0 0
Jones Apparel C. Stock 480074103 959 33350 SH Sole None 33350 0 0
Jeff-Pilot Corp C. Stock 475070108 2436 38550 SH Sole None 38550 0 0
Morgan (Jp) &Co C. Stock 616880100 1134 9925 SH Sole None 9925 0 0
Keebler Foods C. Stock 487256109 2433 81450 SH Sole None 81450 0 0
King Pharmaceut C. Stock 495582108 191 5450 SH Sole None 5450 0 0
K Mart Corp C. Stock 482584109 1666 142550 SH Sole None 142550 0 0
Kimberly Clark C. Stock 494368103 2920 55625 SH Sole None 55625 0 0
Kroger Co C. Stock 501044101 1288 58400 SH Sole None 58400 0 0
Knight Ridder C. Stock 499040103 1877 34200 SH Sole None 34200 0 0
Lear Corp C. Stock 521865105 1541 43800 SH Sole None 43800 0 0
Lehman Bros Hld C. Stock 524908100 2077 35625 SH Sole None 35625 0 0
Lam Research C. Stock 512807108 1224 20100 SH Sole None 20100 0 0
Lattice Semicon C. Stock 518415104 2049 69150 SH Sole None 69150 0 0
Lsi Logic C. Stock 502161102 2468 47925 SH Sole None 47925 0 0
Lason Inc C. Stock 51808R107 87 1950 SH Sole None 1950 0 0
Lucent Tech Inc C. Stock 549463107 1693 26100 SH Sole None 26100 0 0
Lexmark Intl C. Stock 529771107 3107 38600 SH Sole None 38600 0 0
Medimmune Inc C. Stock 584699102 1768 17750 SH Sole None 17750 0 0
Mallinckrodt C. Stock 561232109 1046 34650 SH Sole None 34650 0 0
Millennium Phar C. Stock 599902103 2585 40000 SH Sole None 40000 0 0
Mentor Corp C. Stock 587188103 28 1000 SH Sole None 1000 0 0
Motorola Inc C. Stock 620076109 2829 32150 SH Sole None 32150 0 0
Modis Prof Svcs C. Stock 607830106 1896 143100 SH Sole None 143100 0 0
Mercury Computr C. Stock 589378108 169 5000 SH Sole None 5000 0 0
Merck & Co Inc C. Stock 589331107 113 1750 SH Sole None 1750 0 0
Mgic Invt Cp Wi C. Stock 552848103 993 20800 SH Sole None 20800 0 0
Micron Tech C. Stock 595112103 1957 29400 SH Sole None 29400 0 0
Navistar Intl C. Stock 63934E108 2813 60500 SH Sole None 60500 0 0
Nco Group Inc C. Stock 628858102 1570 33450 SH Sole None 33450 0 0
Nationwide Fin C. Stock 638612101 1121 31700 SH Sole None 31700 0 0
Northrop Grummn C. Stock 666807102 1176 18500 SH Sole None 18500 0 0
Novell Inc C. Stock 670006105 60 2925 SH Sole None 2925 0 0
Natl Semicon C. Stock 637640103 1315 43100 SH Sole None 43100 0 0
Nucor Corp C. Stock 670346105 1743 36600 SH Sole None 36600 0 0
Quaker Oats Co C. Stock 747402105 2265 36600 SH Sole None 36600 0 0
Omnicom Grp C. Stock 681919106 2083 26300 SH Sole None 26300 0 0
Oracle Corp C. Stock 68389X105 2609 57350 SH Sole None 57350 0 0
Pepsi Bottling C. Stock 713409100 1945 114000 SH Sole None 114000 0 0
Pinnacle Sys C. Stock 723481107 102 2400 SH Sole None 2400 0 0
Patterson Dentl C. Stock 703412106 1084 22000 SH Sole None 22000 0 0
Pepsico Inc C. Stock 713448108 1627 53800 SH Sole None 53800 0 0
Petco Animal C. Stock 716016100 113 9800 SH Sole None 9800 0 0
Procter & Gambl C. Stock 742718109 2023 21575 SH Sole None 21575 0 0
Polycom Inc C. Stock 73172K104 129 2700 SH Sole None 2700 0 0
Pall Corp C. Stock 696429307 1987 85700 SH Sole None 85700 0 0
Pre-Paid Legal C. Stock 740065107 831 21100 SH Sole None 21100 0 0
Peoplesoft Inc C. Stock 712713106 2 100 SH Sole None 100 0 0
Providian Finl C. Stock 74406A102 1796 22675 SH Sole None 22675 0 0
Quanta Services C. Stock 74762E102 145 4950 SH Sole None 4950 0 0
Coors Adolph B C. Stock 217016104 1572 29050 SH Sole None 29050 0 0
Rockwell Intl C. Stock 773903109 1234 23500 SH Sole None 23500 0 0
Ross Stores C. Stock 778296103 1795 89200 SH Sole None 89200 0 0
Sbc Commun Inc C. Stock 78387G103 1391 27250 SH Sole None 27250 0 0
Smithkl Bee-Adr C. Stock 832378301 997 17300 SH Sole None 17300 0 0
Sci Sys Inc C. Stock 783890106 942 21200 SH Sole None 21200 0 0
Schering Plough C. Stock 806605101 2591 59400 SH Sole None 59400 0 0
Shaw Inds Inc C. Stock 820286102 1235 77800 SH Sole None 77800 0 0
Shopko Stores C. Stock 824911101 1272 43850 SH Sole None 43850 0 0
St Paul Cos Inc C. Stock 792860108 792 28800 SH Sole None 28800 0 0
S$P 500 DR C. Stock 78462f103 1288 10000 SH Sole None 10000 0 0
Supervalu Inc C. Stock 868536103 1555 71300 SH Sole None 71300 0 0
Stillwater Mng C. Stock 86074Q102 1236 46000 SH Sole None 46000 0 0
Safeway Inc C. Stock 786514208 3856 101300 SH Sole None 101300 0 0
At&T Corp C. Stock 001957109 1178 27075 SH Sole None 27075 0 0
Tech Data Corp C. Stock 878237106 787 33850 SH Sole None 33850 0 0
Teradyne Inc C. Stock 880770102 1438 40800 SH Sole None 40800 0 0
Terex Corp C. Stock 880779103 3015 95700 SH Sole None 95700 0 0
Tiffany & Co C. Stock 886547108 3000 50050 SH Sole None 50050 0 0
Tjx Cos Inc New C. Stock 872540109 2770 98705 SH Sole None 98705 0 0
Tellabs Inc C. Stock 879664100 1638 28775 SH Sole None 28775 0 0
Tele Danmark C. Stock 879242105 1383 46700 SH Sole None 46700 0 0
Tmp Worldwide C. Stock 872941109 116 1900 SH Sole None 1900 0 0
Telmex Adr-Cl L C. Stock 879403780 1340 18800 SH Sole None 18800 0 0
Tommy Hilfiger C. Stock G8915Z102 2201 78100 SH Sole None 78100 0 0
Sabre Hldg Corp C. Stock 785905100 1481 34450 SH Sole None 34450 0 0
Tupperware Corp C. Stock 899896104 817 40350 SH Sole None 40350 0 0
Texaco Inc C. Stock 881694103 259 4100 SH Sole None 4100 0 0
Tyco Intl Ltd C. Stock 902124106 5530 53560 SH Sole None 53560 0 0
Unionbancal Cp C. Stock 908906100 2751 75900 SH Sole None 75900 0 0
Unisys C. Stock 909214108 2243 49700 SH Sole None 49700 0 0
Utd Healthcare C. Stock 910581107 2800 57500 SH Sole None 57500 0 0
Union Pac Corp C. Stock 907818108 2191 45595 SH Sole None 45595 0 0
Usfreightways C. Stock 916906100 2018 42600 SH Sole None 42600 0 0
Usg Corp C. Stock 903293405 1845 38850 SH Sole None 38850 0 0
Usweb Corp C. Stock 917327108 841 24500 SH Sole None 24500 0 0
Utd Techs Corp C. Stock 913017109 1259 21230 SH Sole None 21230 0 0
Valassis Comms C. Stock 918866104 1933 44000 SH Sole None 44000 0 0
Viacom Inc Cl B C. Stock 925524308 3031 71750 SH Sole None 71750 0 0
Visx Inc Del C. Stock 92844S105 1301 16450 SH Sole None 16450 0 0
Waters Corp C. Stock 941848103 1220 20150 SH Sole None 20150 0 0
Webb(Del) Corp C. Stock 947423109 1536 69800 SH Sole None 69800 0 0
Whittman-Hart C. Stock 966834103 2060 53150 SH Sole None 53150 0 0
Willamette Inds C. Stock 969133107 2603 60350 SH Sole None 60350 0 0
Wal-Mart Stores C. Stock 931142103 3717 78150 SH Sole None 78150 0 0
Xircom Inc C. Stock 983922105 69 1625 SH Sole None 1625 0 0
York Intl New C. Stock 986670107 1178 32775 SH Sole None 32775 0 0
Zale Corp New C. Stock 988858106 877 22900 SH Sole None 22900 0 0
</TABLE>
