UNITED STATES
SECURITIES AND EXCHANCE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 09/30/99
Check here if Amendment [ ]; Amendment Number: ____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Dai-Ichi Life Investment Management (U.S.A.), Inc.
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Address: 399 Park Avenue, 24th Floor
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New York, NY 10022
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Form 13F File Number: 28-4697
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Mr. Atsushi Miyazaki
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Title: President
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Phone: 212-350-7625
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Signature, Place, and Date of Signing:
/s/ Atsushi Miyazaki New York, New York November 12, 1999
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Atsushi Miyazaki [City, State] [Date]
[Signature]
Report Type (Check only one.):
[ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[X] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
28-6348 The Dai-Ichi Mutual Life Insurance Company
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Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: _________________
Form 13F Information Table Entry Total: __________________
Form 13F Information Table Value Total: $_________________
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is
filed, other than the manager filing this report.
None.
