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Previous: STRUCTURED ASSET SEC CORP MORT PASS THR CERT SER 1999-SPI, 8-K, 1999-06-07 |
Next: FIRST SECURITY AUTO OWNER TRUST 1999-2, 8-K, 1999-06-07 |
SECURITIES AND EXCHANGE COMMISSION
FORM 13F-E
NAME OF REPORTING MANAGER: DERBY & COMPANY L.P.
Report for the Calendar Year or Quarter Ended: 03/31/99
Institutional Investment Manager: DERBY & COMPANY L.P
I REPRESENT THAT I AM AUTHORIZED TO SUBMIT THIS FORM AND THAT ALL INFORMATION IN
THIS FORM AND THE ATTACHMENTS TO IT ARE TRUE, CORRECT AND COMPLETE, AND I
UNDERSTAND THAT ALL REQUIRED ITEMS, STATEMENTS AND SCHEDULES ARE INTEGRAL PARTS
OF THIS FORM AND THAT THE SUBMISSION OF ANY AMENDMENT REPRESENTS THAT ALL
UNAMENDED ITEMS, STATEMENTS AND SCHEDULES REMAIN TRUE, CORRECT AND COMPLETE AS
PREVIOUSLY SUBMITTED.
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
Name, Title and Telephone Number of Person Submitting Report:
Jonathan J. Derby, Member
(617)527-0033
Signature, Place and Date of Signing:
/s/Jonathan J. Derby
Newton, Massachusetts
5/17/99
Other Managers on Whose Behalf this Report is Filed:
None
Managers Reporting on Behalf of Reporting Manager:
None
REPORT SUMMARY:
Number of Other Included Managers: None
-----
Form 13F Information Table Entry Total: 83
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Form 13F Information Table Value Total: 183,636,115
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<PAGE>
<TABLE> <S> <C>
REPORT PTR289 3Y CHOATE HALL & STEWART SECURITIES AND EXCHANGE COMMISSION FORM 13-F
MANAGER (JMC) AS OF 03/31/99
INVESTMENT
MARKET DISCRETION VOTING AUTHORITY
VALUE SHS OR SH/ PUT/ SOLE SHR OTHER SOLE SHARED NONE
ISSUER AND TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL (A) (B) (C) (A) (B) (C)
------------------------- ----- -------- ---------------- --- --- --- ------ ------ -----
AIRTOUCH COMM INC COM 00949T100 269 2788 SH X 2788
AMERICA ONLINE INC DEL COM 02364J104 3738 25428 SH X 25428
AMERICAN EXPRESS COMPANY COM 025816109 3585 30449 SH X 30449
AMERICAN INTL GROUP INC COM 026874107 6748 55945 SH X 55945
AMERITECH CORP NEW COM 030954101 234 4054 SH X 4054
ANHEISER BUSCH COS INC COM 035229103 621 8150 SH X 8150
AT&T CORP COM 001957109 770 9644 SH X 9644
AUTOMATIC DAT PROCESSING COM 053015103 1885 45557 SH X 45557
BANC ONE CORPORATION COM 059438101 1600 29062 SH X 29062
BANK OF AMERICA CORP COM 066050105 4268 60428 SH X 60428
BANKBOSTON CORP COM 06605R106 237 5462 SH X 5462
BELL ATLANTIC CORP COM 077853109 631 12206 SH X 12206
BELLSOUTH CORP COM 079860102 387 9663 SH X 9663
BLACKROCK NY INSD 2008 09247L206 200 8 SH X 8
PFD AUCT F 28
BRISTOL MYERS SQUIBB CO COM 110122108 5888 91818 SH X 91818
CBS CORP COM 12490K107 255 6242 SH X 6242
CHASE MANHATTAN CORP NEW 16161A108 6572 80762 SH X 80762
CHECKFREE CORP COM 162816102 2966 69686 SH X 69686
CISCO SYSTEMS INC COM 17275R102 12340 112629 SH X 112629
CITIGROUP INC COM 173034109 9202 144055 SH X 144055
COCA-COLA COMPANY COM 191216100 306 4991 SH X 4991
COMPAQ COMPUTER CORP COM 204493100 5149 162504 SH X 162504
DELL COMPUTER CORP COM 247025109 4339 106163 SH X 106163
EMESS PLC-ORD COM 0313496 80 20000 SH X 20000
EXXON CORP COM 302290101 498 7062 SH X 7062
FANNIE MAE COM 313586109 6490 93715 SH X 93715
GAP INC COM 364760108 3129 46489 SH X 46489
GENERAL ELEC CO COM 369604103 7615 68832 SH X 68832
GILLETTE CO COM 375766102 3216 54105 SH X 54105
GTE CORP COM 362320103 408 6745 SH X 6745
HANNAFORD BROS CO COM 410550107 204 4500 SH X 4500
HOME DEPOT COM 437076102 11412 183329 SH X 183329
HOUSEHOLD INTL INC COM 441815107 221 4853 SH X 4853
INTEL CORP COM 458140100 4536 38160 SH X 38160
INTERNATIONAL BUSINESS MACHS COM 459200101 636 3586 SH X 3586
JOHNSON & JOHNSON COM 478160104 434 4647 SH X 4647
LILLY ELI & CO COM 532457108 227 2680 SH X 2680
LONE STAR LIQUIDATING TR CTF 54229R102 0 10403 SH X 10403
LUCENT TECHNOLOGIES INC COM 549463107 5322 49278 SH X 49278
MCI WORLDCOM INC COM 55268B106 12788 144397 SH X 144397
MCKESSON HBOC INC COM 58155Q103 203 3077 SH X 3077
MEDICAL SCIENCE SYSTEMS COM 584981104 10 10000 SH X 10000
MEDTRONIC COM 585055106 4252 59162 SH X 59162
MERCK & CO INC COM 589331107 610 7612 SH X 7612
MICROSOFT CORP COM 594918104 596 6646 SH X 6646
PEOPLES HERITAGE FINL COM 711147108 204 11318 SH X 11318
PEPSICO INC COM 713448108 266 6799 SH X 6799
PFIZER INC COM 717081103 8633 62216 SH X 62216
QUEST COMMUNICATIONS COM 749121109 242 3352 SH X 3352
RITE AID CORP COM 767754104 1476 59035 SH X 59035
ROHM & HAAS CO COM 775371107 357 10632 SH X 10632
SBC COMMUNICATIONS INC COM 78387G103 637 13503 SH X 13503
SCHERING PLOUGH CORP COM 806605101 6462 116958 SH X 116958
STATE STREET CORP COM 857477103 713 8670 SH X 8670
STRYKER CORP COM 863667101 227 4500 SH X 4500
UNITED TECHNOLOGIES CORP COM 913017109 310 2292 SH X 2292
WAL-MART STORES INC COM 931142103 267 2900 SH X 2900
WALT DISNEY COMPANY COM 254687106 5918 190126 SH X 190126
AIRTOUCH COMMUNICATIONS 00949T308 900 6692 SH X 6692
PFD C CV 4.25%
CENDANT CORP INCOME PREF 151313301 393 13640 SH X 13640
CNB CAP TR I SPURS 6% 12613G207 234 9075 SH X 9075
EQUITY RESIDENT PPTYS PFD 29476L859 240 11184 SH X 11184
ALLIANCE PREMIER GRWTH CL 01877C101 3343 101017 SH X 101017
AMERICAN CENTY QUANT 02507M600 3035 134842 SH X 134842
BARON ASSET FD 068278100 1308 24151 SH X 24151
FIDELITY CHARLES STR 316069103 213 12137 SH X 12137
ASSET MANAGER
FIDELITY CHARLES STR 316145101 230 7524 SH X 7524
INCM II
FIDELITY INSTL TR US 315911206 203 4409 SH X 4409
EQUITY INDX
FIDELITY SECS FD DIVID 316389402 1957 64765 SH X 64765
GROWTH
JANUS INVT FD SH BEN INT 471023101 1067 28469 SH X 28469
JANUS INVT FD WORLDWIDE FD 471023309 773 15287 SH X 15287
MORGAN STANLEY INST FD 61744j861 1448 70841 SH X 70841
EQUITY GROWTH
TOTAL RETURN US TREAS 89151D101 297 30024 SH X 30024
FLAG INVS CL
VANGUARD WORLD FD US 921910105 5314 136541 SH X 136541
GROWTH PTS
VANGUARD VARIABLE ANNUITY 218 6246 SH X 6246
GROWTH PTF
AMER INTL GROUP INC CONV BND 02687QAH1 242 170000 SH X 170000
AMERICAN EXPRESS CR CORP CONV BND 025818CJ2 239 205000 SH X 205000
BERKSHIRE HATHAWAY INC CONV BND 084670AF5 125 65000 SH X 65000
CHIQUITA BRANDS INTL INC CONV BND 170032AH9 33 35000 SH X 35000
HOME DEPOT INC CONV BND 437076AE2 826 305000 SH X 305000
JEFF BANKS INC CONV BND 472317AA4 23 25000 SH X 25000
KOLLMORGAN CORP CONV BND 500440AA0 20 20000 SH X 20000
NOVACARE CORP CONV BND 669930AA7 112 155000 SH X 155000
RITE AID CORP CONV BND 767754AL8 102 100000 SH X 100000
VLSI TECHNOLOGY INC CONV BND 918270AB5 25 25000 SH X 25000
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REPORT SUMMARY 83 DATA RECORDS 183636 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
</TABLE>
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