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Previous: NELLIE MAE EDUCATION LOAN CORP, S-3, 1999-05-18 |
Next: GALIC OF NEW YORK SEPARATE ACCOUNT I, N-8A, 1999-05-18 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 1999
Check here if Amendment [ ]; Amendment Number: ____
This Amendment (Check only one.): [ ]is a restatement.
[ ]adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Schroder Investment Management Group
Address: 31 Gresham Street
London, EC2V 7QA
United Kingdom
Form 13F File Number: 28-_________
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report i to submit it,
that all information contained herein is true, correct and complete, and that it
is understood that all required items, statements, schedules, lists, and tables,
are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Barbara Brooke Manning
Title: First Vice President & Chief Compliance Officer
Phone: 212-641-3888
Signature, Place, and Date of Sign
/s/ Barbara Brooke Manning New York, NY 5/14/99
--------------------------- ------------ -------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: _8__________________________
Form 13F Information Table Entry Total: ____________________________
Form 13F Information Table Value Total: $____________________________
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
(If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
<TABLE>
<S> <C> <C> <C>
No. Form 13F File Number Name
28-5742 Schroder Capital Management Inc.
28-1732 Schroder Capital Management International Inc.
Schroder Capital Management International Ltd.
Schroder Investment Management International Ltd.
Schroder Investment Management (Singapore) Ltd.
Schroder Investment Management (Japan) Ltd.
PT Schroders Indonesia
Schroder Investment Management (Hong Kong) Ltd.
</TABLE>
[Repeat as necessary.]
<PAGE>
Form 13F
Schroder Capital Management Inc.
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE
AT&T CORP COMMON 1957109 370 7166 SH OTHER 416
ACNIELSEN CORP COMMON 4833109 2 66 SH SOLE 0
AETNA INC COMMON 8117103 185 2211 SH SOLE 2161
AIR EXPRESS INTL CORP COMMON 9104100 18990 868100 SH SOLE 746800
AIRTOUCH COMMUNICATNS COMMON 00949T100 750 8020 SH SOLE 8020
ALBANY INTL CORP CL A 12348108 6938 286100 SH SOLE 248100
ALBERTSONS INC COMMON 13104104 278 5400 SH SOLE 5400
ALCAN ALUM LTD COMMON 13716105 29 900 SH SOLE 0
ALLIANT TECHSYSTEMS COMMON 18804104 21042 257000 SH SOLE 224600
ALLIEDSIGNAL INC COMMON 19512102 32644 576118 SH SOLE 279224
ALLIEDSIGNAL INC COMMON 19512102 1804 30700 SH SOLE J 30700
ALLSTATE CORP COMMON 20002101 688 18780 SH SOLE 17508
ALPHARMA INC CL A 20813101 11874 402500 SH SOLE 352500
AMERICAN EXPRESS CO COMMON 25816109 849 6500 SH SOLE 6500
AMERICAN GENERAL CORP COMMON 26351106 266 3600 SH SOLE 3600
AMERICAN HOME PRODS CORP COMMON 26609107 46962 560596 SH OTHER 454269
AMERICAN HOME PRODS CORP COMMON 26609107 1879 30800 SH SOLE J 30800
AMERICAN INTL GROUP INC COMMON 26874107 53173 342763 SH OTHER 177459
AMERICAN INTL GROUP INC COMMON 26874107 2026 17318 SH SOLE J 17318
AMERITECH CORP NEW COMMON 30954101 21236 318722 SH SOLE 167890
AMERITECH CORP NEW COMMON 30954101 1485 21700 SH SOLE J 21700
AMGEN INC COMMON 31162100 468 7622 SH SOLE 7601
ANHEUSER BUSCH COS INC COMMON 35229103 12665 173200 SH SOLE 108500
ANHEUSER BUSCH COS INC COMMON 35229103 1046 14300 SH SOLE J 14300
APPLE COMPUTER INC COMMON 37833100 23 500 SH SOLE 0
APTARGROUP INC COMMON 38336103 21918 782800 SH SOLE 683800
AQUARION CO COMMON 03838W101 11730 452250 SH SOLE 399750
ARCHER DANIELS MIDLAND C COMMON 39483102 158 10544 SH OTHER 0
ASCEND COMMUNICATIONS COMMON 43491109 963 9969 SH OTHER 3201
ASSOCIATES FIRST CAP COR CL A 46008108 18307 634697 SH OTHER 223819
ASSOCIATES FIRST CAP COR CL A 46008108 1436 32400 SH SOLE J 32400
ATLANTIC RICHFIELD CO COMMON 48825103 336 4000 SH OTHER 0
AUTOMATIC DATA PROCESSIN COMMON 53015103 107 2400 SH SOLE 2400
AVON PRODUCTS INC COMMON 54303102 202 3910 SH SOLE 3910
B B & T CORP COMMON 54937107 172 4300 SH SOLE 4300
BJ SVCS CO COMMON 55482103 11272 421400 SH SOLE 378800
BJS WHOLESALE CLUB INC COMMON 05548J106 24443 920200 SH SOLE 816200
BP AMOCO P L C DEPOSITORY RECEI 55622104 1078 9527 SH OTHER 0
BAKER HUGHES INC COMMON 57224107 12 400 SH SOLE 0
<PAGE>
BANKAMERICA CORP NEW COMMON 06605F102 14,651 153,988 SH SOLE 51427
BANK OF AMERICA CORP COMMON 60505104 42645 445833 SH OTHER 216839
BANK OF AMERICA CORP COMMON 60505104 1852 25879 SH SOLE J 25879
BANK ONE CORP COMMON 06423A103 1108 19140 SH SOLE 17774
BANTA CORP COMMON 66821109 29 1350 SH SOLE 0
BELL ATLANTIC CORP COMMON 77853109 1344 23339 SH SOLE 23147
BELLSOUTH CORP COMMON 79860102 5 119 SH SOLE 119
BELO A H CORP DEL COM SER A 80555105 2020 93400 SH SOLE 93400
BERKSHIRE HATHAWAY INC D CL A 84670108 153 2 SH SOLE 2
BERKSHIRE HATHAWAY INC D CL B 84670207 2097 849 SH SOLE 22
BESTFOODS COMMON 08658U101 23471 478712 SH SOLE 175425
BESTFOODS COMMON 08658U101 818 16300 SH SOLE J 16300
BRISTOL MYERS SQUIBB CO COMMON 110122108 44351 696407 SH OTHER 273818
BRISTOL MYERS SQUIBB CO COMMON 110122108 1856 29200 SH SOLE J 29200
BURLINGTON NORTHN SANTA COMMON 12189T104 464 12901 SH SOLE 10515
CVS CORP COMMON 126650100 276 5800 SH SOLE 5800
CACI INTL INC CL A 127190304 49 2700 SH SOLE 2700
CALIFORNIA PIZZA KITCHEN REST SER A 12 1/ 130999R23 0 13275 SH SOLE 0
CA PIZZA KITCHEN INC RST SER B 13 1/2% CU 130999R31 0 13275 SH SOLE 0
CA PIZZA KITCHEN INC RST CLASS A COM NEW 130999R49 0 26550 SH SOLE 0
CAPITAL GAMING INTL RSTD WTS EXP 02/01/99 140180308 0 33213 SOLE 0
CAPITAL GAMING INTL RSTD COM NEW 140180R28 0 81 SH SOLE 0
CAPITAL ONE FINANCIAL COMMON 14040H105 25089 165066 SH SOLE 56818
CAPITAL ONE FINANCIAL COMMON 14040H105 1546 8900 SH SOLE J 8900
CAPITOL BANCORP LTD COMMON 14056D105 41 2273 SH SOLE 2273
CAPSTAR BROADCASTING COR CL A 14067G105 20055 756800 SH SOLE 666200
CARDINAL HEALTH INC COMMON 14149Y108 227 3800 SH SOLE 3800
CARNIVAL CORP COMMON 143658102 369 8800 SH SOLE 8800
CASE CORP COMMON 14743R103 30210 812813 SH SOLE 709212
CHANCELLOR MEDIA CORP COMMON 158915108 1624 29600 SH SOLE 29600
CHARTER ONE FINL INC COMMON 160903100 2166 69300 SH SOLE 69300
CHASE MANHATTAN CORP NEW COMMON 16161A108 858 10400 SH SOLE 5100
CISCO SYS INC COMMON 17275R102 60164 533934 SH SOLE 200322
CISCO SYS INC COMMON 17275R102 2404 21075 SH SOLE J 21075
CITIGROUP INC COMMON 172967101 6962 93031 SH SOLE 43208
CLOROX CO DEL COMMON 189054109 196 1700 SH SOLE 1700
COCA COLA CO COMMON 191216100 735 10800 SH SOLE 0
COLGATE PALMOLIVE CO COMMON 194162103 31402 316853 SH SOLE 118019
COLGATE PALMOLIVE CO COMMON 194162103 1403 13700 SH SOLE J 13700
COMDISCO INC COMMON 200336105 2813 106900 SH SOLE 106900
COMPASS BANCSHARES INC COMMON 20449H109 1927 70700 SH SOLE 70700
<PAGE>
COMPUTER SCIENCES CORP COMMON 205363104 26581 461025 SH SOLE 147817
COMPUTER SCIENCES CORP COMMON 205363104 1310 22000 SH SOLE J 22000
COMPUWARE CORP COMMON 205638109 132 5400 SH SOLE 5400
CONAGRA INC COMMON 205887102 182 7300 SH SOLE 7300
CONSOLIDATED NAT GAS COMMON 209615103 48 800 SH SOLE 0
CONSOLIDATED STORES CORP COMMON 210149100 2107 61300 SH SOLE 61300
COOPER INDUSTRIES COMMON 216669101 194 4000 SH OTHER 0
COSTCO COMPANIES INC COMMON 22160Q102 259 3200 SH SOLE 3200
CULLEN FROST BANKERS INC COMMON 229899109 12848 238200 SH SOLE 189100
CUMMINS ENGINE INC COMMON 231021106 31110 581500 SH SOLE 518300
DATA GEN CORP COMMON 237688106 21659 1804900 SH SOLE 1578000
DAYTON HUDSON CORP COMMON 239753106 446 6623 SH SOLE 6601
DEERE & CO COMMON 244199105 1989 46562 SH SOLE 46207
DELPHI FINL GROUP INC CL A 247131105 72 2299 SH SOLE 2299
DIGITAL MICROWAVE CORP COMMON 253859102 23355 1831800 SH SOLE 1598100
DISNEY WALT COMPANY COMMON 254687106 38 1200 SH SOLE 0
DONNELLY CORP CL A 257870105 6 468 SH SOLE 468
DU PONT E I DE NEMOURS & COMMON 263534109 1010 14344 SH OTHER 1004
DYNAMICS RESH CORP COMMON 268057106 16 3000 SH SOLE 3000
E M C CORP MASS COMMON 268648102 1201 11010 SH SOLE 10900
E TOWN COMMON 269242103 5639 141200 SH SOLE 118400
EASTMAN KODAK CO COMMON 277461109 300 4110 SH SOLE 4002
EATON CORP RESTRICTED 278058R12 0 5 SH SOLE 0
EATON VANCE CORP COM NON VTG 278265103 18476 809900 SH SOLE 708700
ECHELON INTL CORP COMMON 278747100 9 400 SH OTHER 0
EMERSON ELEC CO COMMON 291011104 886 14030 SH OTHER 1019
EQUITABLE COS INC COMMON 29444G107 229 3400 SH SOLE 3400
EXXON CORP COMMON 302290101 352 4280 SH SOLE 4
FANNIE MAE COMMON 313586109 11110 131121 SOLE 43619
FPL GROUP INC COMMON 302571104 1911 33900 SH SOLE 33900
FEDERAL HOME LN MTG CORP COMMON 313400301 933 14900 SH SOLE 14900
FEDERAL NATL MTG ASSN COMMON 313586109 37443 531990 SH SOLE 207227
FEDERAL NATL MTG ASSN COMMON 313586109 1511 21300 SH SOLE J 21300
FIFTH THIRD BANCORP COMMON 316773100 416 5800 SH SOLE 5800
FIRST FED CAP CORP COMMON 319960100 30 2100 SH SOLE 2100
FLORIDA PROGRESS CORP COMMON 341109106 231 6000 SH OTHER 0
FORD MTR CO DEL COMMON 345370100 217 3410 SH OTHER 2
FORT JAMES CORP COMMON 347471104 1527 40270 SH SOLE 39706
GTE CORP COMMON 362320103 17822 266250 SH SOLE 154400
GTE CORP COMMON 362320103 1513 22600 SH SOLE J 22600
GAP INC DEL COMMON 364760108 31758 474991 SH SOLE 181369
<PAGE>
GAP INC DEL COMMON 364760108 1554 23350 SH SOLE J 23350
GARDNER DENVER INC COMMON 365558105 9 480 SH OTHER 0
GATEWAY 2000 INC COMMON 367833100 185 2800 SH SOLE 2200
GENERAL ELEC CO COMMON 369604103 59909 559904 SH OTHER 227415
GENERAL ELEC CO COMMON 369604103 1949 18500 SH SOLE J 18500
GENERAL MTRS CORP COMMON 370442105 828 9300 SH SOLE 9300
GEON CO COMMON 37246W105 14008 457400 SH SOLE 400600
GEORGIA PAC GRP COM GA PAC GRP 373298108 69 743 SH SOLE 0
GEORGIA PAC CORP COM-TIMBER GRP 373298702 19 743 SH SOLE 0
GERBER SCIENTIFIC INC COMMON 373730100 19288 1025300 SH SOLE 896400
GLAXO WELLCOME PLC DEPOSITORY RECEI 37733W105 242 4150 SH SOLE 2
GRANITE CONSTR INC COMMON 387328107 7403 259200 SH SOLE 223800
GREAT LAKES CHEM CORP COMMON 390568103 2461 51600 SH SOLE 51600
GUIDANT CORP COMMON 401698105 236 4400 SH SOLE 4400
HCC INS HLDGS INC COMMON 404132102 4457 211000 SH SOLE 184600
HANNA M A CO COMMON 410522106 15221 940300 SH SOLE 823100
HARRIS CORP DEL COMMON 413875105 2132 61725 SH SOLE 61502
HARTFORD FINL SVCS GROUP COMMON 416515104 60 1025 SH SOLE 1
HELLER FINANCIAL INC CL A 423328103 1728 63700 SH SOLE 63700
HEWLETT PACKARD CO COMMON 428236103 1374 17483 SH SOLE 14823
HOME DEPOT INC COMMON 437076102 1297 21700 SH SOLE 21700
HORACE MANN EDUCATORS CO COMMON 440327104 18457 811300 SH SOLE 714300
HOUSEHOLD INTL INC COMMON 441815107 382 7631 SH SOLE 7206
ITT INDS INC IND COMMON 450911102 14 400 SH SOLE 0
ILLINOIS TOOL WKS INC COMMON 452308109 277 3600 SH SOLE 3600
IMATION CORP COMMON 45245A107 11 600 SH OTHER 0
INFINITY BROADCASTING CP CL A 45662S102 282 10167 SH SOLE 10101
INTEL CORP COMMON 458140100 3114 50990 SH SOLE 49603
INTERNATIONAL BUS MACH COMMON 459200101 23145 114255 SH OTHER 58930
INTERNATIONAL BUS MACH COMMON 459200101 1234 5900 SH SOLE J 5900
IONA TECHNOLOGIES PLC DEPOSITORY RECEI 46206P109 5 300 SH SOLE 0
JDN RLTY CORP COMMON 465917102 46 2100 SH SOLE 2100
JOHNSON & JOHNSON COMMON 478160104 5300 54430 SH OTHER 11701
KEANE INC COMMON 486665102 21748 876500 SH SOLE 765600
KENT ELECTRONICS CORP COMMON 490553104 10769 1156400 SH SOLE 1004300
KEYCORP NEW COMMON 493267108 25 800 SH OTHER 0
KIMBERLY CLARK CORP COMMON 494368103 4567 74722 SH SOLE 13006
KOLLMORGEN CORP COMMON 500440102 7545 689800 SH SOLE 601900
KROGER CO COMMON 501044101 19675 347405 SH SOLE 122520
KROGER CO COMMON 501044101 978 18000 SH SOLE J 18000
KROLL O GARA CO COMMON 501050108 3272 136700 SH SOLE 117900
<PAGE>
LEAR CORP COMMON 521865105 2275 49600 SH SOLE 49600
LEARNING COMPANY INC COMMON 522008101 130 4200 SH SOLE 4200
ULLICO INC CLASS 'A' CV PFD $0. 526990205 6518 6518175 SH SOLE 6518175
LIBERTY FINL COS INC COMMON 530512102 81 3600 SH SOLE 3600
LOWES COS INC COMMON 548661107 280 5300 SH SOLE 5300
LUCENT TECHNOLOGIES INC COMMON 549463107 2728 45464 SH OTHER 39632
M & T BK CORP COMMON 55261F104 103 185 SH SOLE 185
MBNA CORP COMMON 55262L100 522 18625 SH SOLE 12100
MCI WORLDCOM INC COMMON 55268B106 13238 156971 SH SOLE 61524
MCI WORLDCOM INC COMMON 55268B106 805 9800 SH SOLE J 9800
MARSH & MCLENNAN COS INC COMMON 571748102 287 3750 SH SOLE 3750
MCDONALDS CORP COMMON 580135101 25205 594800 SH SOLE 352700
MCDONALDS CORP COMMON 580135101 1542 36400 SH SOLE J 36400
MCGRAW HILL COS INC COMMON 580645109 22087 399770 SH SOLE 224070
MCGRAW HILL COS INC COMMON 580645109 1437 26000 SH SOLE J 26000
MEDTRONIC INC COMMON 585055106 15438 214600 SH SOLE 129300
MEDTRONIC INC COMMON 585055106 1360 18900 SH SOLE J 18900
MELLON BK CORP COMMON 585509102 292 3945 SH SOLE 3703
MERCK & CO INC COMMON 589331107 19526 253689 SH OTHER 29154
MEYER FRED INC COMMON 592907109 119 2200 SH SOLE 2200
MICROSOFT CORP COMMON 594918104 6147 75600 SH SOLE 73200
MILLIPORE CORP COMMON 601073109 28797 938400 SH SOLE 834100
MINERALS TECHNOLOGIES IN COMMON 603158106 4336 80300 SH SOLE 70200
MINNESOTA MNG & MFG CO COMMON 604059105 588 6625 SH OTHER 2
MOBIL CORP COMMON 607059102 29980 403757 SH OTHER 155023
MOBIL CORP COMMON 607059102 1718 16400 SH SOLE J 16400
MOBIL CORP DELAWARE COMMON 607059102 12153 104002 SH SOLE 34105
MONDAVI ROBERT CORP CL A 609200100 11060 305100 SH SOLE 268400
MORGAN J P & CO INC COMMON 616880100 81 600 SH SOLE 0
MORGAN STAN DEAN WITTR COM NEW 617446448 714 7200 SH SOLE 7200
MOTOROLA INC COMMON 620076109 368 4620 SH OTHER 405
NATIONAL DATA CORP COMMON 635621105 115 2500 SH SOLE 2500
NATIONAL-OILWELL INC COMMON 637071101 49 3800 SH SOLE 3800
NATIONAL SEMICONDUCTOR C COMMON 637640103 125 10000 SH OTHER 0
NATIONWIDE FINL SVCS INC CL A 638612101 1790 38600 SH SOLE 38600
NESTLE S A DEPOSITORY RECEI 641069406 185 2000 SH OTHER 0
NEWELL RUBBERMAID INC COMMON 651229106 1618 34111 SH SOLE 32409
NEWPARK RES INC COM PAR $.01NEW 651718504 17670 1923300 SH SOLE 1683200
NORFOLK SOUTHERN CORP COMMON 655844108 149 4500 SH OTHER 0
NORTHROP GRUMMAN CORP COMMON 666807102 1809 28300 SH SOLE 28300
NOVELL INC COMMON 670006105 182 8200 SH OTHER 0
<PAGE>
NOVO-NORDISK A S DEPOSITORY RECEI 670100205 249 5000 SH SOLE 0
NU SKIN ENTERPRISES CL A 67018T105 16036 863900 SH SOLE 766400
NUCOR CORP COMMON 670346105 2213 37700 SH SOLE 37700
OM GROUP INC COMMON 670872100 21275 584920 SH SOLE 513806
OLD KENT FINL CORP COMMON 679833103 101 2143 SH SOLE 2143
OLD NATL BANCORP IND COMMON 680033107 28 542 SH SOLE 542
OLD REP INTL CORP COMMON 680223104 29 1500 SH SOLE 0
OMNICOM GROUP INC COMMON 681919106 140 1930 SH SOLE 1901
ORACLE CORP COMMON 68389X105 558 20619 SH SOLE 20501
PNC BANK CORP COMMON 693475105 274 4750 SH SOLE 4602
PACIFIC GATEWAY EXCHANGE COMMON 694327107 5148 128700 SH SOLE 112400
PARAMETRIC TECHNOLOGY CO COMMON 699173100 1614 123170 SH SOLE 122405
PATINA OIL & GAS CORP COMMON 703224105 39 7600 SH SOLE 7600
PAYLESS SHOESOURCE INC COMMON 704379106 2 32 SH SOLE 0
PAYMENTECH INC COMMON 704384106 14 600 SH SOLE 600
PENNSYLVANIA RL ESTATE I SH BEN INT 709102107 41 2000 SH OTHER 0
PEOPLES HERITAGE FINL GR COMMON 711147108 2147 110800 SH SOLE 110800
PERRIGO CO COMMON 714290103 5 700 SH SOLE 700
PHARMACIA & UPJOHN INC COMMON 716941109 635 11335 SH SOLE 11102
PFIZER INC COMMON 717081103 3302 28700 SH OTHER 16200
PHILADELPHIA SUBN CORP COM PAR $0.50 718009608 12995 575965 SH SOLE 504199
PHILIP MORRIS COS COMMON 718154107 4737 135094 SH OTHER 58411
PITNEY-BOWES INC COMMON 724479100 287 4100 SH SOLE 4100
PLAINS RES INC COM PAR $0.10 726540503 18515 1085100 SH SOLE 948800
POLICY MGMT SYS CORP COMMON 731108106 17857 568000 SH SOLE 489300
PROCTER & GAMBLE CO COMMON 742718109 35864 377159 SH OTHER 141918
PROCTER & GAMBLE CO COMMON 742718109 1388 14800 SH SOLE J 14800
PROMUS HOTEL CORP NEW COMMON 74342P106 18 500 SH SOLE 0
PROTECTIVE LIFE CORP COMMON 743674103 28721 732900 SH SOLE 656600
RAYONIER INC COMMON 754907103 5 100 SH SOLE 0
RESPIRONICS INC COMMON 761230101 10859 768800 SH SOLE 667700
REYNOLDS & REYNOLDS CO CL A 761695105 1957 85800 SH SOLE 85800
RITE AID CORP COMMON 767754104 509 21785 SH SOLE 21601
ROCHESTER GAS & ELEC COR COMMON 771367109 18 700 SH SOLE 700
SBC COMMUNICATIONS INC COMMON 78387G103 2492 45490 SH SOLE 40472
SCI SYS INC COMMON 783890106 9135 240000 SH SOLE 207600
SAFEWAY INC COM NEW 786514208 378 7000 SH SOLE 7000
SAKS INC COMMON 79377W108 991 35000 SH SOLE 35000
SARA LEE CORP COMMON 803111103 2427 109700 SH SOLE 36600
SCHERING PLOUGH CORP COMMON 806605101 227 4700 SH SOLE 3100
SCHLUMBERGER LTD COMMON 806857108 40 635 SH SOLE 6
<PAGE>
SCHRODER EQ PTNR OCT'94 CV PFD $0. 808990204 569 327140 SH SOLE 327140
SELECTIVE INS GROUP INC COMMON 816300107 4 200 SH SOLE 0
SINCLAIR BROADCAST GROUP CL A 829226109 9871 705100 SH SOLE 615600
SNYDER OIL CORP COMMON 833482102 122 6700 SH SOLE 6700
SOLA INTL INC COMMON 834092108 62 4200 SH SOLE 4200
SOUTHERN UN CO NEW COMMON 844030106 13928 625973 SH SOLE 554311
SOVEREIGN BANCORP INC COMMON 845905108 104 7640 SH SOLE 7640
STANFORD TELECOMMUNICATI COMMON 854402104 52 2900 SH SOLE 2900
STAPLES INC COMMON 855030102 141 4700 SH SOLE 4700
STATE STR CORP COMMON 857477103 201 2300 SH SOLE 2300
STEEL DYNAMICS INC COMMON 858119100 7612 451100 SH SOLE 396700
STERLING SOFTWARE INC COMMON 859547101 1965 95000 SH SOLE 95000
STEWART ENTERPRISES INC CL A 860370105 2266 114000 SH SOLE 114000
STONE & WEBSTER INC COMMON 861572105 10155 462900 SH SOLE 404100
SUIZA FOODS CORP COMMON 865077101 1904 50700 SH SOLE 50700
SUN MICROSYSTEMS INC COMMON 866810104 50409 665436 SH SOLE 290220
SUN MICROSYSTEMS INC COMMON 866810104 1914 32000 SH SOLE J 32000
SYMANTEC CORP COMMON 871503108 25476 1281800 SH SOLE 1125400
TJX COS INC NEW COMMON 872540109 127 3800 SH SOLE 3800
TELLABS INC COMMON 879664100 317 2900 SH SOLE 2900
TEXACO INC COMMON 881694103 321 5230 SH OTHER 815
TEXTRON INC COMMON 883203101 37389 429339 SH SOLE 154818
TEXTRON INC COMMON 883203101 1603 17400 SH SOLE J 17400
THOMAS & BETTS CORP COMMON 884315102 1968 46265 SH SOLE 46102
3COM CORP COMMON 885535104 1952 74700 SH SOLE 74700
TIME WARNER INC COMMON 887315109 94 1342 SH SOLE 1002
TOKHEIM CORP COMMON 889073102 7 800 SH SOLE 800
TRAVELERS PPTY CAS CORP CL A 893939108 190 5500 SH SOLE 5500
TUBOSCOPE INC COMMON 898600101 86 6300 SH SOLE 6300
TYCO INTL LTD NEW COMMON 902124106 13864 170662 SH SOLE 108802
TYCO INTL LTD NEW COMMON 902124106 1105 13600 SH SOLE J 13600
UNUM CORP COMMON 903192102 4075 74600 SH SOLE 30300
UNILEVER N V DEPOSITORY RECEI 904784501 1181 18183 SH OTHER 1
UNION PAC CORP COMMON 907818108 240 4000 SH OTHER 0
UNION PAC RES GROUP INC COMMON 907834105 57 4243 SH OTHER 2
UNITED TECHNOLOGIES CORP COMMON 913017109 39158 277772 SH SOLE 101718
UNITED TECHNOLOGIES CORP COMMON 913017109 1869 12900 SH SOLE J 12900
VALASSIS COMMUNICATNS COMMON 918866104 27502 491140 SH SOLE 436406
VALERO ENERGY CORP NEW COMMON 91913Y100 38 1700 SH SOLE 1700
VIAD CORP COMMON 92552R109 2473 74800 SH SOLE 74800
VISX INC DEL COMMON 92844S105 52 400 SH SOLE 0
<PAGE>
WAL MART STORES INC COMMON 931142103 56135 1004723 SH SOLE 438619
WAL MART STORES INC COMMON 931142103 2392 52000 SH SOLE J 52000
WALGREEN CO COMMON 931422109 376 14000 SH SOLE 14000
WARNACO GROUP INC CL A 934390105 25537 956900 SH SOLE 840600
WARNER LAMBERT CO COMMON 934488107 12918 190293 SH SOLE 109164
WARNER LAMBERT CO COMMON 934488107 1010 14900 SH SOLE J 14900
WASHINGTON GAS LT CO COMMON 938837101 1642 69700 SH SOLE 69700
WASHINGTON MUT INC COMMON 939322103 15770 383468 SH SOLE 206371
WASHINGTON MUT INC COMMON 939322103 973 23650 SH SOLE J 23650
WASTE MGMT INC DEL COMMON 94106L109 95 1742 SH OTHER 2
WATSON PHARMACEUTICALS I COMMON 942683103 1689 41700 SH SOLE 41700
WEATHERFORD INTL INC COMMON 947074100 2232 66010 SH SOLE 65606
WELLS FARGO & CO NEW COMMON 949746101 27774 682800 SH SOLE 274419
WELLS FARGO & CO NEW COMMON 949746101 1347 31200 SH SOLE J 31200
WESTERN RES INC COMMON 959425109 26 961 SH SOLE 961
WESTPOINT STEVENS INC COMMON 961238102 28318 826800 SH SOLE 729600
WILLIAMS COS INC DEL COMMON 969457100 207 4505 SH SOLE 9
WRIGLEY WM JR CO COMMON 982526105 151 1700 SH SOLE 1700
XEROX CORP COMMON 984121103 38079 672138 SH SOLE 247300
XEROX CORP COMMON 984121103 1492 25400 SH SOLE J 25400
GLOBAL CROSSING LTD COMMON G3921A100 27 509 SH SOLE 1
</TABLE>
SHARED NONE
0 6750
0 66
0 2
0 121302
0 0
0 38000
0 0
0 900
0 32400
0 222942
0 0
0 1202
0 50000
0 0
0 0
0 234241
0 0
0 131459
0 0
0 99043
0 0
0 0
0 64700
0 0
0 500
0 99000
0 52500
0 10544
0 6750
0 147219
0 0
0 4000
0 0
0 0
0 0
0 42600
0 104000
0 9527
0 400
<PAGE>
0 1569
0 177911
0 0
0 2
0 1350
0 0
0 0
0 0
0 0
0 827
0 130843
0 0
0 200838
0 0
0 2
0 0
0 0
0 13275
0 13275
0 26550
0 33213
0 81
0 40143
0 0
0 0
0 90600
0 0
0 0
0 102203
0 0
0 0
0 5300
0 171252
0 0
0 49402
0 0
0 10800
0 89693
0 0
0 0
0 0
<PAGE>
0 136841
0 0
0 0
0 0
0 800
0 0
0 4000
0 0
0 49100
0 63200
0 226900
0 0
0 2
0 0
0 233700
0 1200
0 0
0 13002
0 0
0 1
0 22800
0 0
0 5
0 101200
0 400
0 11402
0 0
0 4000
0 1572
0 0
0 0
0 151595
0 0
0 0
0 0
0 6000
0 3200
0 0
0 111850
0 0
0 107968
<PAGE>
0 0
0 480
0 600
0 160943
0 0
0 0
0 56800
0 743
0 743
0 128900
0 4000
0 35400
0 0
0 0
0 26400
0 117200
0 0
0 802
0 0
0 2202
0 0
0 97000
0 0
0 400
0 0
0 600
0 0
0 1201
0 33240
0 0
0 300
0 0
0 42650
0 110900
0 152100
0 800
0 61101
0 87900
0 81443
0 0
0 18800
<PAGE>
0 0
0 0
0 0
0 0
0 0
0 5832
0 0
0 6525
0 44143
0 0
0 0
0 242100
0 0
0 175700
0 0
0 85300
0 0
0 0
0 54415
0 0
0 2400
0 104300
0 10100
0 6002
0 112191
0 0
0 14564
0 36700
0 600
0 0
0 4000
0 0
0 0
0 10000
0 0
0 2000
0 400
0 240100
0 4500
0 0
0 8200
<PAGE>
0 5000
0 97500
0 0
0 70600
0 0
0 0
0 1500
0 0
0 1
0 0
0 16300
0 0
0 0
0 32
0 0
0 2000
0 0
0 0
0 1
0 12500
0 71766
0 75302
0 0
0 136300
0 78700
0 120443
0 0
0 500
0 76300
0 100
0 101100
0 0
0 0
0 0
0 3
0 32400
0 0
0 0
0 73100
0 1600
0 400
<PAGE>
0 0
0 200
0 89500
0 0
0 0
0 71662
0 0
0 0
0 0
0 0
0 54400
0 0
0 0
0 58800
0 0
0 214340
0 0
0 156400
0 0
0 0
0 3201
0 129345
0 0
0 0
0 0
0 2
0 0
0 0
0 0
0 61700
0 0
0 44300
0 18002
0 4000
0 3389
0 62643
0 0
0 54500
0 0
0 0
0 400
<PAGE>
0 352942
0 0
0 0
0 116300
0 77513
0 0
0 0
0 174600
0 0
0 1452
0 0
0 0
0 198895
0 0
0 0
0 97200
0 3750
0 0
0 205745
0 0
0 500
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
FORM 13F
US DOLLAR DENOMINATED HOLDINGS - SCHRODER INVESTMENT MANAGEMENT (JAPAN) LIMITED
- --------------------------------------------------------------------------------------------------------------------------
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 - Investment Discretion ITEM 7
Name of Issue Class Title Cusip Market Value Shares Sole Shared Other Managers
A B C
- --------------------------------------------------------------------------------------------------------------------------
@Entertainment Inc Common 045920105 -
3com Corp. Common 885535104 -
Abbott Laboratories Common 002824100 1,281,564 27,410 27,410
Abercrombie & Fitch Co. Common 002896207 -
Abitibi-Consolidated Inc. Common 003924107 -
ABR Information Services Inc. Common 00077R108 -
ACNielsen Corporation Common 004833109 -
Adac Laboratories Common 005313200 -
Adobe Systems Inc. Common 00724F101 -
Advo Inc. Common 007585102 -
Aeroquip-Vickers Inc. Common 007869100 -
Aetna Inc. Common 008117103 -
Affiliated Managers Group Common 008252108 -
Aflac Inc. Common 001055102 17,976,110 343,370 343,370
Agritope Inc. Common 00855D107 -
Air Canada Corp. Common 008911109 -
Air Express International CP Common 009104100 -
Air Products & Chemicals Inc. Common 009158106 -
Airtouch Communications Common 00949T100 -
Alaska Airgroup Inc. Common 011659109 -
Albertson's Inc. Common 013104104 11,676,928 213,985 213,985
Alcan Aluminium Ltd. Common 013716105 -
Alcoa Inc. Common 013817101 -
Algoma Steel Inc. Common 01566M105 -
Alliant Techsystems Inc. Common 018804104 -
Allied Waste Industries Inc. Common 019589308 -
AlliedSignal Inc. Common 019512102 40,489,680 819,820 819,820
Allmerica Financial Corp. Common 019754100 -
Allstate Corp. Common 020002101 1,153,679 30,855 30,855
Alpharma Inc. Common 020813101 -
Alstom Common 021244108 -
Amerada Hess Corp. Common 023551104 -
America Online Inc. Common 02364J104 -
America West Holdings Corp. Common 023657208 -
American Express Company Common 025816109 -
American General Corp. Common 026351106 -
</TABLE>
<TABLE>
<S> <C> <C>
- ----------------------------
ITEM 8-Voting Authority
Sole Shared None
A B C
- ---------------------------
-
-
27,410
-
-
-
-
-
-
-
-
-
-
343,370
-
-
-
-
-
-
213,985
-
-
-
-
-
819,820
-
30,855
-
-
-
-
-
-
-
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
American Home Products Corp. Common 026609107 56,735,925 867,970 867,970
American International Group Common 026874107 70,604,173 586,521 586,521
American Italian Pasta Company Common 027070101 -
American Power Conversion Common 029066107 -
American Stores Co. Common 030096101 17,981,902 544,680 544,680
Amerisource Health Corp. Common 03071P102 -
Ameritech Corporation Common 030954101 24,321,637 422,640 422,640
Amerus Life Holdings Inc. Common 030732101 -
Ames Dept Stores Inc. Common 030789507 -
Amgen Inc. Common 031162100 -
AMP Inc. Common 031897101 -
Anheuser-Busch Companies Inc. Common 035229103 -
Antec Corp. Common 03664P105 -
AO Tatneft Common 03737P306 -
Apache Corp. Common 037411105 -
Apple Computer Inc. Common 037833100 -
Apria Healthcare Group Inc. Common 037933108 -
Aptargroup Inc. Common 038336103 -
Aquarion Co. Common 03838W101 -
Archer-Daniels-Midland Co. Common 039483102 -
ASA Holdings Inc. Common 04338Q107 -
Ascend Communications Inc. Common 043491109 -
Ashanti Goldfields Common 43743202 -
Associates First Capital Corp. Common 046008108 -
AT&T Corp. Common 001957109 -
Atlantic Richfield Co. Common 048825103 -
Atlas Air Inc. Common 049164106 -
AUR Resources Inc. Common 051524106 -
Aurora Foods Inc./DE Common 05164B106 -
Automatic Data Processing Common 053015103 -
Avon Products Common 054303102 -
AVX Corp. Common 002444107 -
Axa China Region Ltd Common 60691Q100 -
BA Merchant Services Inc. Common 055239107 -
Baker Hughes Inc. Common 057224107 -
Banco Bhif Common 05946H108 -
Banco Comercial Portugues Common 059479303 -
Banco de Galicia y Buenos Aires Common 059538207 -
Banco Frances SA Common 059591107 -
Banco Ganadero Common 059594408 -
Banco Santander Puerto Rico Common 059646109 -
</TABLE>
867,970
586,521
-
-
544,680
-
422,640
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Banco Santiago Common 05965L105 -
BanColombia SA Common 05968L102 -
Bank of Montreal Common 063671101 -
Bank of New York Co. Inc. Common 064057102 -
Bank One Corp. Common 06423A103 -
Bank United Corp. Common 065412108 -
BankAmerica Corp. Common 060505104 54,813,007 775,237 775,237
Banta Corp. Common 066821109 -
Barnett Inc. Common 068062108 -
Barrick Gold Corp. Common 067901108 -
Baxter International Inc. Common 071813109 -
Bayou Steel Corp. Common 073051104 -
BB&T Corporation Common 054937107 -
BCE Mobile Communication Inc. Common 05534G108 -
Beckman Coulter Inc. Common 075811109 -
Becton Dickinson & Co. Common 075887109 -
Bell Atlantic Corp. Common 077853109 -
Bellsouth Corporation Common 079860102 280,187 6,600 6,600
Belo (A.H.) Corp. Common 080555105 -
Beringer Wine Estates Holdings Inc. Common 084102102 -
Berkshire Hathaway Inc. Common 084670108 -
Bestfoods Common 08658U101 32,934,072 697,600 697,600
BJ Services Co. Common 055482103 -
Bj's Wholesale Club Inc. Common 05548J106 -
Block H & R Inc. Common 093671105 -
Blyth Industries Inc. Common 09643P108 -
BMC Software Inc. Common 055921100 -
Boeing Co. Common 097023105 410,628 12,280 12,280
Bowater Inc. Common 102183100 -
Braun's Fashions Corp. Common 105658108 -
Bristol-Myers Squibb Co. Common 110122108 61,298,000 953,900 953,900
Brown & Sharpe MFG Co. Common 115223109 -
Buckle Inc. Common 118440106 -
Buffets Inc. Common 119882108 -
Burlington Northern/Santa FE Common 12189T104 -
Calgon Carbon Corp. Common 129603106 -
Cambrex Corp. Common 132011107 -
Canadian Imperial Bank of Commerce Common 136069101 -
Canadian Pacific Ltd. Common 135923100 -
Capital One Financial Corp. Common 14040H105 -
Capstar Broadcasting Corp. Common 14067G105 -
</TABLE>
-
-
-
-
-
-
775,237
-
-
-
-
-
-
-
-
-
-
6,600
-
-
-
697,600
-
-
-
-
-
12,280
-
-
953,900
-
-
-
-
-
-
-
-
-
-
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Cardinal Health Inc. Common 14149Y108 -
Career Education Corp. Common 141665109 -
Carnival Corp. Common 143658102 -
Case Corporation Common 14743R103 -
Catalina Marketing Corp. Common 148867104 -
Catellus Development Corp. Common 149111106 -
CEC Entertainment Inc. Common 125137109 -
Cementos Paz del Rio Common 151264108 -
Century Telephone Enterprise Common 156686107 -
Ceridian Corp. Common 15677T106 31,384,857 861,470 861,470
Chancellor Media Corporation Common 158915108 -
Charter One Financial Inc. Common 160903100 -
Chase Manhattan Corp. Common 16161A108 -
Checkfree Holdings Corp. Common 162816102 -
Chevron Corporation Common 166751107 -
Chubb Corp. Common 171232101 -
Cisco Systems Inc. Common 17275R102 53,129,811 484,565 484,565
Citigroup Inc. Common 172967101 -
Citizens Financial Corp/Ky Common 174613109 -
Citrix Systems Inc. Common 177376100 -
Clorox Company Common 189054109 -
Cmac Investment Corp. Common 125662106 -
CMI Corp. Common 125761304 -
Coach USA Inc. Common 18975L106 -
Coca-Cola Co. Common 191216100 -
Coca-Cola Femsa S.A. Common 191241108 -
Coflexip Stena Offshore Common 192384105 -
Colgate-Palmolive Company Common 194162103 43,162,125 467,540 467,540
Colonial Bancgroup Inc. Common 195493309 -
Columbia Energy Group Common 197648108 -
Columbus Mckinnon Corp. N.Y. Common 199333105 -
Comair Holdings Inc. Common 199789108 -
Comcast Corp. Common 200300200 -
Comdisco Inc. Common 200336105 -
Comerica Inc. Common 200340107 -
Cominco Ltd. Common 200435105 -
Commercial Federal Corp. Common 201647104 -
Companhia Brasileira de Distribuicao
Grup Pao de Acucar Common 20440T201 -
Compaq Computer Corp. Common 204493100 -
Computer Associates International Inc. Common 204912109 -
Computer Horizons Corp. Common 205908106 -
</TABLE>
<PAGE>
-
-
-
-
-
-
-
-
-
861,470
-
-
-
-
-
-
484,565
-
-
-
-
-
-
-
-
-
-
467,540
-
-
-
-
-
-
-
-
-
-
-
-
-
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Computer Sciences Corp. Common 205363104 60,340,877 1,082,165 1,082,165
Compuware Corp. Common 205638109 -
Conagra Inc. Common 205887102 41,189 1,600 1,600
Cons Stores Corp. Common 210149100 -
Consolidated Natural Gas Company Common 209615103 -
Cooper Cameron Corp. Common 216640102 -
Cooper Industries Inc. Common 216669101 -
Costco Companies Inc. Common 22160Q102 -
Cotton STS Life Insurance Co. Common 221774102 -
COX Communications Inc. Common 224044107 -
Crane Co. Common 224399105 -
Cresud SA Common 226406106 -
Cristalerias DE Chile SA Common 226714103 -
Critical Path Inc Common 22674V100 -
CSX Corp. Common 126408103 -
CTS Corp. Common 126501105 -
Cullen/Frost Bankers Inc. Common 229899109 -
Cummins Engine Common 231021106 -
CVS Corp. Common 126650100 -
Cyprus Amax Minerals Co. Common 232809103 -
Cytec Industries Inc. Common 232820100 -
D & K Healthcare Resources Inc. Common 232861104 -
Daisytek International Corp. Common 234053106 -
Dallas Semiconductor Corp. Common 235204104 -
Dal-Tile International Inc. Common 23426R108 -
Data General Corp. Common 237688106 -
Dayton-Hudson Corp. Common 239753106 -
Dell Computer Corp. Common 247025109 -
Delta Air Lines Inc. Common 247361108 499,222 5,350 5,350
Department 56 Common 249509100 -
Dial Corp Common 25247D101 -
Diamond Offshore Drilling Common 25271C102 -
Diebold Inc. Common 253651103 -
Digital Microwave Corp. Common 253859102 -
DII Group Inc. Common 232949107 -
Dillards Inc. Common 254067101 -
Disco S.A. Common 254609100 -
Disney (Walt) Common 254687106 -
Distribucion Y Servicio D&S Common 254753106 -
Dover Corp. Common 260003108 -
Dow Chemical Company Common 260543103 -
</TABLE>
1,082,165
-
1,600
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
5,350
-
-
-
-
-
-
-
-
-
-
-
-
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Driefontein Consolidated Ltd Common 262026503 -
Du Pont (E.I.) de Nemours Common 263534109 -
Duane Reade Inc. Common 263578106 -
Duff & Phelps Credit Rating Common 26432F109 -
Duke Energy Corp. Common 264399106 -
Earthgrains Company Common 270319106 -
Eastman Chemical Company Common 277432100 -
Eastman Kodak Co. Common 277461109 -
Eaton Vance Corp. Common 278265103 -
ECI Telecom Ltd Common 268258100 -
Ecsoft Group Plc Common 279240105 -
EG&G Inc. Common 268457108 -
EL Paso Electric Co. Common 283677854 -
EL Paso Energy Corporation Common 283905107 -
Elan Corp. Plc Common 284131208 -
Elcor Corp. Common 284443108 -
Embotelladora Andina S.A. Common 29081P204 -
Embratel Participacoes SA Common 29081N100 -
EMC Corp-Mass Common 268648102 -
Emcor Group Inc. Common 29084Q100 -
Emerson Electric Co. Common 291011104 -
Empi Inc. Common 291586105 -
Enersis S.A. (Chile) Common 29274F104 -
Enron Corp. Common 293561106 -
Ensco International Inc. Common 26874Q100 -
Entrust Technologies Inc. Common 293848107 -
Envoy Corporation Common 293982104 -
Equitable Companies Inc. Common 29444G107 -
E-Tek Dynamics Inc. Common 269240107 -
Ethan Allen Interiors Inc. Common 297602104 -
E'town Corp. Common 269242103 -
Euronet Services Inc. Common 298736109 -
Evans & Sutherland CMP Corp. Common 299096107 -
Everest Reinsurance Hldgs Common 299808105 -
Express Scripts Inc. Common 302182100 -
Exxon Corp. Common 302290101 -
Fairfield Communities Inc. Common 304231301 -
Family Dollar Stores Common 307000109 -
Fannie MAE Common 313586109 -
FBL Financial Group Inc. Common 30239F106 -
Ferro Corp. Common 315405100 -
</TABLE>
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Fifth Third Bancorp Common 316773100 -
Finova Group Inc. Common 317928109 -
First Bank System Inc.
(Pre-Acquisition) Common 319279105 -
First Union Corp. Common 337358105 -
Firstar Corporation Common 33763V109 -
Fleet Financial Group Inc. Common 338915101 -
Florida Progress Corp. Common 341109106 -
Foodmaker Inc. Common 344839204 -
Ford Motor Company Common 345370100 -
Fort James Corporation Common 347471104 -
Fossil Inc. Common 349882100 -
Fpic Insurance Group Inc. Common 302563101 -
FPL Group Inc. Common 302571104 -
Fred Meyer Inc. (Holding Co.) Common 592907109 -
Freddie Mac Common 313400301 41,219,681 718,250 718,250
Fred's Inc. Common 356108100 -
Freeport-McMoran Copper & Gold Inc. Common 35671D857 7,073,909 665,060 665,060
Fremont General Corp. Common 357288109 -
Fuel-Tech NV Common 359523107 -
Galileo International Inc. Common 363547100 -
Gannett Co. Inc. Common 364730101 -
Gap Inc. Common 364760108 18,718,209 276,817 276,817
Gateway 2000 Inc. Common 367833100 -
Gener SA Common 368731105 -
General Electric Company Common 369604103 43,082,244 387,760 387,760
General Instrument Corp. Common 370120107 -
General Mills Inc. Common 370334104 -
General Motors Corp. Common 370442105 -
General Nutrition Companies Common 37047F103 -
Geon Company Common 37246W105 -
Georgia-Pacific
(Georgia-Pacific Group) Common 373298108 -
Georgia-Pacific Corporation
(Timber Group) Common 373298702 -
Gerber Scientific Inc. Common 373730100 -
Getty Images Inc. Common 374276103 -
Giant Cement Holding Inc. Common 374450104 -
Gillette Company Common 375766102 -
Global Telesystems Group Inc. Common 37936U104 -
Gold Fields Limited Common 380597500 -
Goody's Family Clothing Inc. Common 382588101 -
GP Strategies Corp. Common 36225V104 -
Grainger (W.W.) Inc. Common 384802104 -
</TABLE>
<PAGE>
-
-
-
-
-
-
-
-
-
-
-
-
-
-
718,250
-
665,060
-
-
-
-
276,817
-
-
387,760
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Granite Construction Inc. Common 387328107 -
Great Lakes Chemical Corp. Common 390568103 -
Group Maintenance America Corp. Common 39943E107 -
Grupo Imsa S.A. Common 40048T106 -
Grupo Radio Centro SA Common 40049C102 -
Grupo Televisa SA Common 40049J206 -
GTE Corporation Common 362320103 -
Guidant Corp. Common 401698105 -
Gulf Canada Resources Limited Common 40218L305 -
Gulf Canada Resources Limited Common 40218L305 -
Gulf Indonesia Resources Ltd. Common 402284103 230,450 27,500 27,500
Gulfstream Aerospace Corp. Common 402734107 -
Haemonetics Corp/Mass Common 405024100 -
Halliburton Co. Common 406216101 -
Hanna (M.A.) Co. Common 410522106 -
Hanover Compressor Co. Common 410768105 -
Harley-Davidson Inc. Common 412822108 -
Harmony Gold Mining Company Limited Common 413216300 -
Harris Corp. Common 413875105 -
Hartford Financial Services Common 416515104 -
HCR Manor Care Common 404134108 -
Healthcare Financial Prtnrs Common 42219W108 -
Heinz (H.J.) Co. Common 423074103 -
Heller Financial Inc. Common 423328103 -
Henry (Jack) & Associates Common 426281101 -
Henry Schein Inc. Common 806407102 -
Hershey Foods Corp. Common 427866108 -
Hewlett-Packard CO. Common 428236103 -
HIE Inc Common 40419W100 -
Hollinger Inc. Common 43556C606 -
Hollywood Entertainment Corp. Common 436141105 -
Home Depot Inc. Common 437076102 -
Homestake Mining Company Common 437614100 -
Honeywell Inc. Common 438506107 -
Horace Mann Educators Common 440327104 -
Household International Inc. Common 441815107 -
HSB Group Inc. Common 40428N109 -
Humana Inc. Common 444859102 -
Hunt (Jb) Transprt Svcs Inc. Common 445658107 -
Hyperion Solutions Corp. Common 44914M104 -
Illinois Tool Works Common 452308109 -
</TABLE>
<PAGE>
-
-
-
-
-
-
-
-
-
-
27,500
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Imation Corporation Common 45245A107 -
Imatron Inc. Common 452906100 -
Immucor Inc. Common 452526106 -
IMS Health Inc. Common 449934108 -
Incyte Pharmaceuticals Inc. Common 45337C102 -
Industrie Natuzzi SPA Common 456478106 -
Ingersoll-Rand Co. Common 456866102 -
Ingram Micro Inc. Common 457153104 -
Intel Corp. Common 458140100 -
International Business Machines Corp.Common 459200101 29,486,487 166,100 166,100
International Home Foods Inc. Common 459655106 -
International Multifoods Corp. Common 460043102 -
International Paper Co. Common 460146103 -
Interpublic Group Cos. Inc. Common 460690100 -
Intertan Inc. Common 461120107 -
Invacare Corp. Common 461203101 -
Iona Technologies Plc Common 46206P109 -
Ipalco Enterprises Inc. Common 462613100 -
ITT Industries Inc. Common 450911102 -
Ivex Packaging Corp. Common 465855104 -
J.D. Edwards & Co. Common 281667105 -
J.P. Morgan & Company Common 616880100 -
Jacor Communications Inc. Common 469858401 -
Johnson & Johnson Common 478160104 30,526,118 326,875 326,875
K Mart Corp. Common 482584109 -
Keane Inc. Common 486665102 -
Keebler Foods Company Common 487256109 -
Kent Electronics Corp. Common 490553104 -
Keycorp Common 493267108 -
Kimberly-Clark Corp. Common 494368103 1,364,662 29,200 29,200
Knoll Inc. Common 498904101 -
Kollmorgen Corp. Common 500440102 -
Kroger Co. Common 501044101 -
L-3 Communications Holdings Inc. Common 502424104 -
Labor Ready Inc. Common 505401208 -
Laboratorio Chile S.A. Common 50540h104 -
Lamar Advertising Co. Common 512815101 -
Land's END Inc. Common 515086106 -
Lear Corporation Common 521865105 -
Legato Systems Inc. Common 524651106 -
Lehman Brothers Holdings Inc. Common 524908100 -
</TABLE>
<PAGE>
-
-
-
-
-
-
-
-
-
166,100
-
-
-
-
-
-
-
-
-
-
-
-
-
326,875
-
-
-
-
-
29,200
-
-
-
-
-
-
-
-
-
-
-
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Leitch Technology Corp. Common 52543H107 -
Lexmark International Group Inc. Common 529771107 -
Liberty Financial Companies Common 530512102 -
Lockheed Martin Corporation Common 539830109 -
Lowe's Companies Common 548661107 -
Lucent Technologies Inc. Common 549463107 -
Luxottica Group SPA Common 55068R202 -
M&T Bank Corporation Common 55261F104 -
Mail-Well Inc. Common 560321200 -
Mapics Inc. Common 564910107 -
Maple Leaf Foods Inc. Common 564905107 -
Marriott International Inc. Common 571903202 -
Marsh & McLennan Cos. Common 571748102 -
Masco Corp. Common 574599106 -
Matav RT Common 576561104 -
Maxxim Medical Inc. Common 57777G105 -
MAY Department Stores Co. Common 577778103 -
Maytag Corp. Common 578592107 -
Mbna Corp. Common 55262L100 -
McDonald's Corp. Common 580135101 47,659,725 1,053,250 1,053,250
McGraw-Hill Companies Inc. Common 580645109 41,395,463 760,070 760,070
MCI WORLDCOM Inc. Common 55268B106 22,581,593 252,880 252,880
Mckesson Corporation-Old Common 581556107 -
Mckesson HBOC Inc. Common 58155Q103 -
Mead Corp. Common 582834107 -
MediaOne Group Inc. Common 58440J104 -
Medtronic Inc. Common 585055106 26,326,477 366,555 366,555
Mellon Bank Corp. Common 585509102 -
Merck & Co., Inc. Common 589331107 -
Merkert America Corp. Common 590080107 -
Mesaba Holdings Inc. Common 59066B102 -
Metris Companies Inc. Common 591598107 -
MicroFinancial Inc. Common 595072109 -
Microsoft Corp. Common 594918104 -
Microtouch Systems Inc. Common 595145103 -
Midamerican Energy Holdings Co. Common 59562V107 -
Millennium Chemicals Inc. Common 599903101 -
Millipore Corp. Common 601073109 -
Minnesota Mining & MFG Co. Common 604059105 -
Mitel Corp. Common 606711109 -
Mobil Corp. Common 607059102 30,247,478 343,620 343,620
</TABLE>
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
1,053,250
760,070
252,880
-
-
-
-
366,555
-
-
-
-
-
-
-
-
-
-
-
-
-
343,620
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Monsanto Co Common 611662107 -
Montana Power Co. Common 612085100 -
Morgan Stanley Dean Witter & Company Common 617446448 -
Motorola Inc. Common 620076109 -
Movie Gallery Inc. Common 624581104 -
Mueller Industries Inc. Common 624756102 -
Mylan Laboratories Common 628530107 -
National City Corp. Common 635405103 -
National Semiconductor Corp. Common 637640103 -
Nationsbank Corp.
(Premerger w/BankAmerica) Common 638585109 909,500 17,000 17,000
Nationwide Financial Services Common 638612101 -
NCR Corporation Common 62886E108 -
Network Solutions Inc. Common 64121Q102 -
Neurogen Corp. Common 64124E106 -
Newbridge Networks Corp. Common 650901101 -
Newell Rubbermaid Inc. Common 651229106 424,257 8,950 8,950
Newmont Mining Corp. Common 651639106 -
Newpark Resources Common 651718504 -
Newport News Shipbuilding Common 652228107 -
Nielsen Media Research Common 653929307 -
NiSource Inc. Common 65473P105 -
Noble Drilling Corp. Common 655042109 -
Norfolk Southern Corp. Common 655844108 -
Nortek Inc. Common 656559101 -
North Fork Bancorporation Common 659424105 -
Northern Telecom Ltd. Common 665815106 -
Northrop Grumman Corp. Common 666807102 -
Novell Inc. Common 670006105 -
NPC International Inc. Common 629360306 -
NU Skin Enterprises Inc. Common 67018T105 -
Nucor Corp. Common 670346105 -
NVEST L.P. Common 67065F107 -
Ocean Energy Inc.(OLD) Common 674812201 -
O'Charleys Inc. Common 670823103 -
Ocular Sciences Inc. Common 675744106 -
Old Kent Financial Corp. Common 679833103 -
OLD Republic International Corp. Common 680223104 -
OM Group Inc. Common 670872100 -
Omnicare Inc. Common 681904108 -
Omnicom Group Common 681919106 -
Onsale Inc. Common 682838107 -
</TABLE>
<PAGE>
-
-
-
-
-
-
-
-
-
17,000
-
-
-
-
-
8,950
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Oracle Corporation Common 68389X105 -
Pacific Gateway Exchange Inc. Common 694327107 -
Pacificare Health Systems Common 695112102 -
Papa John's International Inc. Common 698813102 -
Parametric Technology Corp. Common 699173100 -
Payless Shoesource Inc. Common 704379106 -
PECO Energy Co. Common 693304107 -
Penney (J.C.) Co. Common 708160106 -
Peoples Heritage Financial Group Common 711147108 -
Pepsico Inc. Common 713448108 -
Performance Food Group Co. Common 713755106 -
Pfizer Inc. Common 717081103 15,780,160 113,205 113,205
Pharmaceutical Product Devel Common 717124101 -
Pharmacia & Upjohn Inc. Common 716941109 -
Philadelphia Suburban Corp. Common 718009608 -
Philip Morris Companies Inc. Common 718154107 14,724,437 411,395 411,395
Pier 1 Imports Inc Common 720279108 -
Pillowtex Corp. Common 721501104 -
Pinnacle Holdings Inc. Common 72346N101 -
Pitney Bowes Inc. Common 724479100 -
PJ America Inc. Common 72585Q104 -
Placer Dome Inc. Common 725906101 -
Plains Resources Inc. Common 726540503 -
PLM Group Ltd. Common 69341K108 -
PNC Bank Corp. Common 693475105 -
Policy Management Systems CP Common 731108106 -
Pomeroy Computer Resources Common 731822102 -
PPG Industries Inc. Common 693506107 -
Praxair Inc. Common 74005P104 -
Premier Parks Inc. Common 740540208 -
Procter & Gamble Co. Common 742718109 30,653,769 311,520 311,520
Progressive Corp-Ohio Common 743315103 -
Promus Hotel Corp. Common 74342P106 -
Protective Life Corp. Common 743674103 -
Protein Design Labs Inc. Common 74369L103 -
Provident Companies Inc. Common 743862104 -
Providian Financial Corp. Common 74406A102 -
PSS World Medical Inc. Common 69366A100 -
Quaker Oats Co. Common 747402105 -
Quarto Group Inc. Common 74772E100 -
Quebecor Inc. Common 748193109 -
</TABLE>
<PAGE>
-
-
-
-
-
-
-
-
-
-
-
113,205
-
-
-
411,395
-
-
-
-
-
-
-
-
-
-
-
-
-
-
311,520
-
-
-
-
-
-
-
-
-
-
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Quest Diagnostics Inc. Common 74834L100 -
Quest Education Corporation Common 74835F102 -
Quintiles Transnational Corp. Common 748767100 -
R & B Falcon Corp. Common 74912E101 -
Rayonier Inc. Common 754907103 -
Read-Rite Corp. Common 755246105 -
Regis Corp. Common 758932107 -
Remedytemp Inc. Common 759549108 -
Rent-A-Center Inc. Common 76009N100 -
Rent-Way Inc. Common 76009U104 -
Respironics Inc. Common 761230101 -
Reynolds & Reynolds Common 761695105 -
Reynolds Metals Co. Common 761763101 -
Richfood Holdings Inc. Common 763408101 -
Rite Aid Corp. Common 767754104 33,953,019 1,334,805 1,334,805
Robert Half International Inc. Common 770323103 -
Robert Mondavi Common 609200100 -
Rogers Corp. Common 775133101 -
Royal Bank Of Canada Common 780087102 -
Russel Metals Inc. Common 781903604 -
Safety-Kleen Corp. Common 78648R203 -
Safeway Inc. Common 786514208 -
Saks Incorporated Common 79377W108 -
Sara Lee Corp. Common 803111103 32,661,502 1,312,905 1,312,905
Sauer Inc. Common 804137107 -
SBC Communications Inc. Common 78387G103 -
Schering-Plough Corporation Common 806605101 -
Schlumberger Ltd. Common 806857108 1,087,516 18,500 18,500
School Specialty Inc. Common 807863105 -
Schwab (Charles) Corp. Common 808513105 -
SCI Systems Inc. Common 783890106 -
Scientific-Atlanta Inc. Common 808655104 -
Sears, Roebuck And Co. Common 812387108 -
Sempra Energy Common 816851109 -
Serena Software Inc. Common 817492101 -
SFX Entertainment Inc. Common 784178105 -
SHANGHAI ZHENHUA PORT MACHINERY CO-B Common 900947CH3 -
Shoney's Inc. Common 825039100 -
Shopko Stores Inc. Common 824911101 -
Sierra Monitor Corp. Common 826400103 -
Skywest Inc. Common 830879102 -
</TABLE>
<PAGE>
-
-
-
-
-
-
-
-
-
-
-
-
-
-
1,334,805
-
-
-
-
-
-
-
-
1,312,905
-
-
-
18,500
-
-
-
-
-
-
-
-
-
-
-
-
-
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SLI Inc. Common 78442T108 -
Solutia Inc. Common 834376105 -
Sonat Inc. Common 835415100 -
Sonic Corp. Common 835451105 -
Southern Co. Common 842587107 -
Southern Union Company Common 844030106 -
Southland Corp. Common 844436402 -
Spartech Corp. Common 847220209 -
Sprint Corp. (FON Group) Common 852061100 -
SPX Corp. Common 784635104 -
Staffmark Inc. Common 852389105 -
Staples Inc. Common 855030102 -
Star Telecommunications Inc. Common 854923109 -
State Street Corp. Common 857477103 -
Steel Dynamics Inc. Common 858119100 -
Steris Corp. Common 859152100 -
Sterling Commerce Inc. Common 859205106 -
Sterling Software Inc. Common 859547101 -
Stewart Enterprises Inc. Common 860370105 -
Stone & Webster Inc. Common 861572105 -
Stride Rite Corp. Common 863314100 -
Suiza Foods Corp. Common 865077101 -
Sun Microsystems Inc. Common 866810104 40,944,237 327,060 327,060
Sunglass HUT International Inc. Common 86736F106 -
Sunquest Information Systems Common 867654105 -
Sunrise Assisted Living Inc. Common 86768K106 -
Suntrust Banks Inc. Common 867914103 -
Superior Services Inc. Common 868316100 -
Sybron International Corp. Common 87114F106 -
Sylvan Learning Systems Inc. Common 871399101 -
Symantec Corp. Common 871503108 -
Symbol Technologies Inc. Common 871508107 -
Syncor International Corp-Del Common 87157J106 -
Tandy Corp. Common 875382103 -
Tech Data Corp. Common 878237106 -
Tekelec Common 879101103 -
Tele Sudeste Celular
Participacoes S.A. Common 879252104 -
Telefonica de Argentina S.A. Common 879378206 -
Telefonica Del Peru SAA Common 879384105 -
Tellabs Inc. Common 879664100 -
Teradyne Inc. Common 880770102 -
</TABLE>
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
327,060
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Teva Pharmaceutical Common 881624209 -
Texaco Inc. Common 881694103 27,971,341 490,490 490,490
Textron Inc. Common 883203101 37,774,087 487,505 487,505
Thomas & Betts Corp. Common 884315102 -
Tidewater Inc. Common 886423102 -
Time Warner Inc. Common 887315109 -
TJX Companies Inc. Common 872540109 -
Tosco Corp. Common 891490302 -
Toys R US Inc. Common 892335100 -
Transcanada Pipelines Ltd. Common 893526103 -
Transportadora Gas DEL Sur Common 893870204 -
Travelers Property Casualty Corp. Common 893939108 -
Tricon Global Restaurants Inc. Common 895953107 -
Trimac Corporation Common 896208105 -
Trizec Hahn Corp. Common 896938107 -
True North Communications Common 897844106 -
Tubos de Acero de Mexico SA Common 898592506 -
Tyco International Ltd. Common 902124106 -
U.S. Industries Inc. Common 912080108 -
UAL Corp. Common 902549500 -
Unican Security SYS Ltd. Common 904589306 -
Unicom Corporation Common 904911104 -
Unified Energy System Common 904688207 -
Unilab Corp. Common 904763109 -
Unilever N.V. Common 904784501 -
Union Pacific Corp. Common 907818108 -
Union Pacific Resources Group Common 907834105 -
Uniphase Corp. Common 909149106 -
Unisys Corporation Common 909214108 -
United Technologies Corp. Common 913017109 43,780,892 323,285 323,285
Universal Health Services Common 913903100 -
Unocal Corp. Common 915289102 -
Unum Corp. Common 903192102 36,391,477 764,916 764,916
US West Inc. Common 91273H101 -
USX-Marathon Group Inc. Common 902905827 -
Valassis Communications Inc. Common 918866104 -
Valence Technology Inc. Common 918914102 -
Varco International Inc. Common 922126107 -
Viacom Inc. Common 925524308 1,864,957 28,500 28,500
Viad Corp. Common 92552R109 -
Viewlogic Systems Inc. Common 926721101 -
</TABLE>
<PAGE>
-
490,490
487,505
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
323,285
-
-
764,916
-
-
-
-
-
28,500
-
-
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Vignette Corp. Common 926734104 -
Visx Inc. Common 92844S105 -
Vulcan Materials Co. Common 929160109 -
Wachovia Corp. Common 929771103 -
Waddell & Reed Financial Inc. Common 930059100 -
Walgreen Co. Common 931422109 -
Wal-Mart Stores, Inc. Common 931142103 38,958,521 420,582 420,582
Wang Laboratories Common 93369N109 -
Warnaco Group Common 934390105 -
Warner-Lambert Co. Common 934488107 34,264,383 516,050 516,050
Washington Gas Light Co. Common 938837101 -
Washington Mutual Inc. Common 939322103 38,755,595 951,179 951,179
Waste Management Inc. Common 94106L109 -
Waste Management Inc.-Old Common 94106K101 65,625 2,000 2,000
Watson Pharmaceutical Inc. Common 942683103 -
Weatherford International Inc. Common 947074100 -
Wells Fargo Company Common 949746101 23,715,630 676,380 676,380
Westburne Inc. Common 956908107 -
Westpoint Stevens Inc. Common 961238102 -
WET Seal Inc. Common 961840105 -
Whole Foods Market Inc. Common 966837106 -
Williams Cos. Inc. Common 969457100 -
World Color Press Inc. Common 981443104 -
Wrigley (WM.) JR Co. Common 982526105 -
XCL Ltd. Common 983701103 -
Xerox Corp. Common 984121103 36,937,833 709,946 709,946
Young & Rubicam Inc. Common 987425105 -
Zale Corp. Common 988858106 -
Zebra Technologies Corp. Common 989207105 -
</TABLE>
<PAGE>
-
-
-
-
-
-
420,582
-
-
516,050
-
951,179
-
2,000
-
-
676,380
-
-
-
-
-
-
-
-
709,946
-
-
-
|
|