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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calander Year or Quarter Ended: March 31, 1999
Institutional Investment Manager Filing this Report:
Name: Dominick & Dominick Advisors, Llc
Address: 32 Old Slip
34th Floor
New York, NY 10005
13F File Number:
The institutional investment manager filing this report and the person by whom
it is signed do hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true, correct
and complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Charles Mann Kulp
Title: Managing Director
Phone: 212-558-8800
Signature, Place, and Date of Signing:
Charles M Kulp New York, New York May 17, 1999
Report Type (Check only one.):
[ X ] 13F HODINGS REPORT
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES ACT OF 1934.
<TABLE> <C> <C>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S>
AGNICO EAGLE MINES LTD CALL 01 CONV 008474AA6 7 10000 PRN SOLE 10000
CHOCK FULL OF NUTS CVT CONV 170268AC0 1965 2050000 PRN SOLE 277000 1773000
IVAX CVT CONV 465823AA0 98 105000 PRN SOLE 105000
PARK ELECTROCHEMICAL CORP CONV 700416AB6 135 160000 PRN SOLE 160000
THERMO INSTRUMENTS CONV 883559AE6 1321 1633000 PRN SOLE 210000 1423000
THERMOQUEST 144A CONV 883655AA0 574 590000 PRN SOLE 120000 470000
WASTE MANAGEMENT CONV 94106LAA7 1053 898000 PRN SOLE 80000 818000
WMX TECHNOLOGIES CONV 92929QAF4 62 65000 PRN SOLE 65000
ABB AG SPONSORED ADR COM 00256r101 304 2300 SH SOLE 2300
ABBOTT LABS COM 002824100 2385 50940 SH SOLE 38830 12110
ACTEL COM 004934105 254 15460 SH SOLE 3000 12460
ALLIED SIGNAL COM 019512102 4737 96310 SH SOLE 73910 22400
AMERICAN EXPRESS COM 025816109 831 7054 SH SOLE 2300 4754
AMERICAN GENERAL COM 026351106 374 5300 SH SOLE 5300
AMERICAN HOME PRODS COM 026609107 5375 82370 SH SOLE 56290 26080
AMERICAN INTL GROUP COM 026874107 12196 101108 SH SOLE 54067 47041
AMGEN INC COM 031162100 232 3100 SH SOLE 3100
ANADARKO PETROLEUM COM 032511107 1200 31800 SH SOLE 8600 23200
ARCHER DANIELS MIDLAND COM 039483102 901 61331 SH SOLE 20192 41139
ARROW ELECTRONICS COM 042735100 621 41392 SH SOLE 3528 37864
ASIA TIGERS FUND COM 04516T105 892 127375 SH SOLE 26400 100975
ASSOCIATED ESTATES REALTY COM 045604105 814 78020 SH SOLE 15000 63020
ASTORIA FINANCIAL COM 046265104 2361 47215 SH SOLE 6680 40535
ASTRA AB ADR REPSTG A SHS COM 046298105 287 12530 SH SOLE 6133 6397
ASTRA AB FREE COM 046298204 302 13333 SH SOLE 13333
AT&T COM 001957109 1008 12625 SH SOLE 4275 8350
AUTOMATIC DATA PROCESSING COM 053015103 1036 25040 SH SOLE 19620 5420
AVNET COM 053807103 664 18072 SH SOLE 3332 14740
AVON PRODS COM 054303102 3452 73340 SH SOLE 58250 15090
BANC ONE COM 06423A103 886 16098 SH SOLE 3260 12838
BANKAMERICA COM 060505104 327 4625 SH SOLE 4625
BANKBOSTON COM 06605R106 1521 35124 SH SOLE 3000 32124
BARRICK GOLD COM 067901108 1112 65150 SH SOLE 14800 50350
BAXTER INTL COM 071813109 508 7700 SH SOLE 7700
BELL ATLANTIC COM 077853109 369 7148 SH SOLE 2600 4548
BERKSHIRE HATHAWAY INC CL B COM 084670207 2279 969 SH SOLE 750 219
BINDLEY WESTERN INDS COM 090324104 1573 55086 SH SOLE 7505 47581
BIOMET COM 090613100 1032 24600 SH SOLE 5400 19200
BORDERS GROUP COM 099709107 746 53040 SH SOLE 43180 9860
BOSTON SCIENTIFIC COM 101137107 3368 82910 SH SOLE 64740 18170
BP AMOCO P L C SPONSORED ADR COM 055622104 463 4585 SH SOLE 4585
BRE PROPERTIES CLASS-A COM 05564E106 346 15300 SH SOLE 15300
BRISTOL MYERS SQUIBB COM 110122108 984 15346 SH SOLE 15346
CAMDEN PROPERTY TRUST COM 133131102 1333 53851 SH SOLE 2958 50893
CARNIVAL COM 143658102 4206 86600 SH SOLE 66240 20360
CHASE MANHATTAN COM 16161A108 1847 22700 SH SOLE 960 21740
CHEVRON COM 166751107 824 9280 SH SOLE 2395 6885
CHOCK FULL O'NUTS COM 170268106 92 16700 SH SOLE 16700
CHUBB CORP COM 171232101 485 8290 SH SOLE 7960 330
CISCO SYSTEMS COM 17275R102 2453 22390 SH SOLE 13840 8550
CITIGROUP COM 172967101 4226 66161 SH SOLE 23588 42573
COCA COLA COM 191216100 430 7002 SH SOLE 152 6850
COMCAST A COM 200300101 293 4800 SH SOLE 4800
COMMSCOPE COM 203372107 277 13245 SH SOLE 841 12404
COMPAQ COMPUTER COM 204493100 425 13400 SH SOLE 12900 500
COMPUTER ASSOC INTL COM 204912109 1553 43665 SH SOLE 6000 37665
COMPUTER SCIENCES COM 205363104 5169 93660 SH SOLE 72110 21550
CONSECO COM 208464107 478 15490 SH SOLE 200 15290
COSTCO COS. COM 22160Q102 232 2531 SH SOLE 2531
COVANCE COM 222816100 1272 50770 SH SOLE 7100 43670
DENTSPLY COM 249030107 1143 49160 SH SOLE 7400 41760
DIEBOLD COM 253651103 315 13112 SH SOLE 13112
DISNEY WALT PRODTNS COM 254687106 431 13837 SH SOLE 1978 11859
ELECTRONIC DATA SYSTEMS COM 285661104 935 19200 SH SOLE 6000 13200
EMC COM 268648102 6876 53820 SH SOLE 10020 43800
EMERSON ELEC COM 291011104 2210 41740 SH SOLE 32210 9530
ENRON COM 293561106 645 10036 SH SOLE 150 9886
ENRON OIL & GAS COM 293562104 823 49500 SH SOLE 14600 34900
EQUITABLE COMPANIES COM 29444G107 3268 46685 SH SOLE 3660 43025
EQUITY RESIDENTIAL PROPERTIES COM 29476L107 2274 55122 SH SOLE 6572 48550
EXXON COM 302290101 1576 22329 SH SOLE 2500 19829
FEDERAL HOME LN MTG CP COM 313400301 5161 90050 SH SOLE 66340 23710
FEDERAL NAT MORTGAGE ASSN COM 313586109 5378 77659 SH SOLE 55160 22499
FIRST TENN NATIONAL COM 337162101 551 15050 SH SOLE 15050
FLEET FINANCIAL GROUP COM 338915101 1594 42370 SH SOLE 8382 33988
FRANKLIN RES COM 354613101 914 32510 SH SOLE 29540 2970
FRONTIER INSURANCE COM 359081106 1387 116816 SH SOLE 15810 101006
GENERAL ELECTRIC COM 369604103 2846 25730 SH SOLE 8507 17223
GENERAL INSTRUMENTS COM 370120107 2353 77619 SH SOLE 6300 71319
GENERAL NUTRITION COM 37047F103 680 48600 SH SOLE 2050 46550
GILLETTE COM 375766102 3372 56740 SH SOLE 45860 10880
GLOBAL MARINE COM 379352404 385 32740 SH SOLE 840 31900
GLOBAL SMALL CAP FUND COM 37935V103 245 19000 SH SOLE 9600 9400
GTE COM 362320103 304 5030 SH SOLE 2300 2730
HARTFORD LIFE INSURANCE 'A' COM 416592103 2643 48060 SH SOLE 6800 41260
HEWLETT-PACKARD COM 428236103 346 5100 SH SOLE 1000 4100
HOME DEPOT COM 437076102 2829 45450 SH SOLE 13850 31600
HOUSEHOLD INTL COM 441815107 447 9800 SH SOLE 9800
HSBC HOLDINGS PLC COM 404280307 559 1775 SH SOLE 1775
ILLINOIS TOOL WKS COM 452308109 551 8900 SH SOLE 8900
IMS HEALTH COM 449934108 1072 32360 SH SOLE 1600 30760
IN FOCUS SYSTEMS COM 452919103 254 29000 SH SOLE 8000 21000
INTEL COM 458140100 3850 32390 SH SOLE 7300 25090
INTERNATIONAL BUSINESS MACHINE COM 459200101 231 1306 SH SOLE 1306
INTERPUBLIC GROUP OF COS COM 460690100 1016 13050 SH SOLE 2800 10250
ITO YOKADO ADR COM 465714301 392 5900 SH SOLE 5900
JEFFERIES GROUP COM 472319102 1725 36370 SH SOLE 6100 30270
JOHNSON & JOHNSON COM 478160104 7098 75910 SH SOLE 49480 26430
LUCENT TECHNOLOGIES COM 549463107 681 6305 SH SOLE 1682 4623
M&T BANK COM 55261F104 2068 4317 SH SOLE 529 3788
MBNA COM 55262L100 272 11389 SH SOLE 9600 1789
MCDONALD'S COM 580135101 1733 38240 SH SOLE 3600 34640
MCI WORLD COM COM 55268B106 677 7642 SH SOLE 7030 612
MEDTRONIC COM 585055106 2102 29240 SH SOLE 24860 4380
MELLON BK CORP COM 585509102 2446 34750 SH SOLE 27280 7470
MERCK COM 589331107 2066 25790 SH SOLE 11300 14490
MICROSOFT COM 594918104 1144 12760 SH SOLE 2000 10760
MOBIL COM 607059102 3413 38780 SH SOLE 24800 13980
MONSANTO COM 611662107 7435 161860 SH SOLE 124390 37470
MORGAN J.P. COM 616880100 339 2750 SH SOLE 1200 1550
MORGAN STANLEY, DEAN WITTER COM 617446448 1053 10532 SH SOLE 650 9882
MOTOROLA COM 620076109 1128 15406 SH SOLE 3200 12206
NATURE'S SUNSHINE PRODUCTS COM 639027101 978 88950 SH SOLE 11200 77750
NESTLE SA ADR COM 641069406 495 5500 SH SOLE 1600 3900
NOKIA COM 654902204 1651 10600 SH SOLE 2200 8400
NOVARTIS COM 66987V109 689 8500 SH SOLE 1500 7000
OFFICE MAX COM 67622M108 1416 164130 SH SOLE 24150 139980
PEPSICO COM 713448108 937 23913 SH SOLE 4700 19213
PFIZER COM 717081103 7767 55980 SH SOLE 40580 15400
PNC BANK COM 693475105 1561 28092 SH SOLE 2297 25795
POTASH (SASK) COM 73755L107 3000 56071 SH SOLE 43088 12983
PRIORITY HEALTHCARE COM 74264T102 5157 113970 SH SOLE 10600 103370
PRIORITY HEALTHCARE A COM 74264t201 1116 24665 SH SOLE 3361 21304
PROCTER & GAMBLE COM 742718109 431 4400 SH SOLE 4400
REYNOLDS & REYNOLDS COM 761695105 736 38740 SH SOLE 1440 37300
ROCHE HOLDING LTD COM 771195104 470 3850 SH SOLE 1500 2350
ROYAL DUTCH PETROLEUM COM 780257804 433 8333 SH SOLE 1100 7233
SAFEWAY COM 786514208 836 16300 SH SOLE 16300
SAP AKTIENGESELLSCHAFT SPONSOR COM 803054204 767 29160 SH SOLE 23610 5550
SARA LEE COM 803111103 369 14900 SH SOLE 13300 1600
SBC COMMUNICATIONS COM 78387G103 3354 71068 SH SOLE 50100 20968
SCHLUMBERGER COM 806857108 2107 35000 SH SOLE 28760 6240
SERVICE CORP INTL COM 817565104 3869 271530 SH SOLE 220010 51520
SIGMA ALDRICH COM 826552101 939 32100 SH SOLE 9400 22700
SIMON PROPERTY GROUP COM 828806109 880 32080 SH SOLE 5700 26380
SLM HLDG CORP COM 78442A109 2430 58210 SH SOLE 45110 13100
SONY COM 835699307 1096 12000 SH SOLE 2500 9500
STAPLES COM 855030102 1160 35300 SH SOLE 7950 27350
STATE STREET COM 857477103 3655 44442 SH SOLE 32970 11472
STORAGE USA COM 861907103 718 25320 SH SOLE 2200 23120
SUN MICROSYSTEMS COM 866810104 6794 54325 SH SOLE 10830 43495
SYSCO COM 871829107 813 30900 SH SOLE 6200 24700
TANDY COM 875382103 826 12950 SH SOLE 10540 2410
TELLABS COM 879664100 586 6000 SH SOLE 6000
TEXACO COM 881694103 3470 61147 SH SOLE 45700 15447
THERMO INSTRUMENTS SYSTEMS COM 883559106 202 14000 SH SOLE 14000
THERMOQUEST COM 883655102 304 25050 SH SOLE 4400 20650
TORONTO DOMINION BANK COM 891160509 736 16020 SH SOLE 15460 560
TYCO INTERNATIONAL COM 902124106 682 9500 SH SOLE 9500
UNILEVER NV COM 904784501 299 4500 SH SOLE 4500
UNION PACIFIC COM 907818108 1159 21688 SH SOLE 5900 15788
VALUE LINE COM 920437100 261 7550 SH SOLE 2000 5550
WAL MART STORES COM 931142103 1457 15809 SH SOLE 9400 6409
WARNER LAMBERT COM 934488107 3364 50770 SH SOLE 37330 13440
WASHINGTON MUTUAL INC COM 939322103 287 7025 SH SOLE 7025
WASTE MANAGEMENT COM 94106L109 209 4700 SH SOLE 4700
WELLS FARGO & CO NEW COM 949746101 600 17100 SH SOLE 17100
XL CAPITAL LTD. COM g98255105 1545 25429 SH SOLE 21295 4134
</TABLE>
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