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Previous: NORWEST ASSET SEC CORP MORT PASS THR CERT SER 1999-13 TRUST, 8-K, 1999-11-04 |
Next: GALIC OF NEW YORK SEPARATE ACCOUNT I, N-4/A, 1999-11-04 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Institutional Investment Manager Filing this Report:
Name: Dominick & Dominick Advisors LLC
Address: 32 Old Slip
34th Floor
New York, NY 10005
13F File Number:
The institutional investment manager filing this report and the person by whom
it is signed do hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true, correct
and complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Charles Mann Kulp
Title: Managing Director
Phone: 212-558-8800
Signature, Place, and Date of Signing:
Charles M Kulp New York, New York August 10, 1999
Report Type (Check only one.):
[ X ] 13F HODINGS REPORT
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES ACT OF 1934.
<TABLE> <C> <C>
INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
IVAX CVT CONV 465823AA0 102 105000 PRN SOLE 105000
PARK ELECTROCHEMICAL CORP CONV 700416AB6 153 160000 PRN SOLE 160000
THERMO INSTRUMENTS CONV 883559AE6 1296 1638000 PRN SOLE 210000 1428000
THERMOQUEST 144A CONV 883655AA0 570 590000 PRN SOLE 120000 470000
WASTE MANAGEMENT CONV 94106LAA7 599 673000 PRN SOLE 80000 593000
WMX TECHNOLOGIES CONV 92929QAF4 53 65000 PRN SOLE 65000
ABB AG SPONSORED ADR COM 00256r101 379 2300 SH SOLE 2300
ABBOTT LABS COM 002824100 2428 66180 SH SOLE 55870 10310
ACTEL COM 004934105 281 14800 SH SOLE 3000 11800
ALLIED SIGNAL COM 019512102 7858 131100 SH SOLE 112250 18850
AMERICA ONLINE COM 02364J104 1666 16010 SH SOLE 14920 1090
AMERICAN EXPRESS COM 025816109 898 6654 SH SOLE 1900 4754
AMERICAN HOME PRODS COM 026609107 4262 102710 SH SOLE 79550 23160
AMERICAN INTL GROUP COM 026874107 12687 145934 SH SOLE 98098 47836
ANADARKO PETROLEUM COM 032511107 941 30800 SH SOLE 8600 22200
ARCHER DANIELS MIDLAND COM 039483102 793 65375 SH SOLE 23616 41759
ARROW ELECTRONICS COM 042735100 539 30592 SH SOLE 3528 27064
ASIA TIGERS FUND COM 04516T105 972 116875 SH SOLE 28400 88475
ASSOCIATED ESTATES REALTY COM 045604105 795 86520 SH SOLE 15800 70720
ASTORIA FINANCIAL COM 046265104 1655 53816 SH SOLE 11602 42214
ASTRAZENECA PLC SPONSORED ADR COM 046353108 597 14121 SH SOLE 3093 11028
AT&T COM 001957109 909 20889 SH SOLE 8362 12527
AUTOMATIC DATA PROCESSING COM 053015103 1492 33440 SH SOLE 28840 4600
AVNET COM 053807103 579 13775 SH SOLE 1432 12343
AVON PRODS COM 054303102 2473 99650 SH SOLE 87100 12550
AXA FINL COM 002451102 2268 40638 SH SOLE 3660 36978
BANC ONE COM 06423A103 675 19398 SH SOLE 5960 13438
BANK AMER COM 060505104 241 4325 SH SOLE 4325
BANKBOSTON COM 06605R106 1422 32790 SH SOLE 3000 29790
BARRICK GOLD COM 067901108 1856 85350 SH SOLE 24100 61250
BELL ATLANTIC COM 077853109 523 7767 SH SOLE 3000 4767
BERKSHIRE HATHAWAY INC CL B COM 084670207 1954 1053 SH SOLE 872 181
BINDLEY WESTERN INDS COM 090324104 871 60839 SH SOLE 9739 51100
BIOMET COM 090613100 845 32100 SH SOLE 9800 22300
BOSTON SCIENTIFIC COM 101137107 2770 111930 SH SOLE 96660 15270
BP AMOCO P L C SPONSORED ADR COM 055622104 508 4585 SH SOLE 4585
BRE PROPERTIES CLASS-A COM 05564E106 558 23300 SH SOLE 2100 21200
BRISTOL MYERS SQUIBB COM 110122108 854 12646 SH SOLE 1500 11146
CAMDEN PROPERTY TRUST COM 133131102 1434 53373 SH SOLE 4317 49056
CARNIVAL COM 143658102 4779 109860 SH SOLE 92660 17200
CHASE MANHATTAN COM 16161A108 1305 17320 SH SOLE 960 16360
CHEVRON COM 166751107 877 9880 SH SOLE 3095 6785
CHOCK FULL O'NUTS COM 170268106 1812 166592 SH SOLE 21262 145330
CISCO SYSTEMS COM 17275R102 3202 46700 SH SOLE 30040 16660
CITIGROUP COM 172967101 3646 82872 SH SOLE 27033 55839
COCA COLA COM 191216100 215 4451 SH SOLE 601 3850
COMMSCOPE COM 203372107 382 11759 SH SOLE 841 10918
COMPUTER ASSOC INTL COM 204912109 2311 37815 SH SOLE 7400 30415
COMPUTER SCIENCES COM 205363104 8911 126730 SH SOLE 108300 18430
CONSECO COM 208464107 390 20550 SH SOLE 300 20250
COVANCE COM 222816100 693 71570 SH SOLE 16900 54670
DELL COMPUTER CORPORATION COM 247025109 2044 48890 SH SOLE 42600 6290
DENTSPLY COM 249030107 2066 90830 SH SOLE 22220 68610
DIEBOLD COM 253651103 211 9112 SH SOLE 9112
DISNEY WALT PRODTNS COM 254687106 392 15087 SH SOLE 2978 12109
ELECTRONIC DATA SYSTEMS COM 285661104 979 18500 SH SOLE 6000 12500
EMC COM 268648102 8080 113210 SH SOLE 45850 67360
EMERSON ELEC COM 291011104 3339 52850 SH SOLE 44950 7900
ENRON COM 293561106 693 16872 SH SOLE 300 16572
EOG RES INC COM COM 26875P101 1116 52500 SH SOLE 16200 36300
EQUITY RESIDENTIAL PROPERTIES COM 29476L107 2345 55346 SH SOLE 8543 46803
EXXON COM 302290101 1254 16496 SH SOLE 2500 13996
FEDERAL EXPRESS COM 31304n107 1830 47070 SH SOLE 41730 5340
FEDERAL HOME LN MTG CP COM 313400301 6723 129290 SH SOLE 109270 20020
FEDERAL NAT MORTGAGE ASSN COM 313586109 6681 106574 SH SOLE 86605 19969
FLEET FINANCIAL GROUP COM 338915101 1183 32296 SH SOLE 4782 27514
FORTUNE BRANDS COM 349631101 2848 88298 SH SOLE 88298
FRONTIER INSURANCE COM 359081106 924 105626 SH SOLE 16080 89546
GALLAHER GROUP PLC COM 363595109 814 29953 SH SOLE 5550 24403
GARTNER GROUP COM 366651107 608 38000 SH SOLE 7900 30100
GENERAL ELECTRIC COM 369604103 3968 33467 SH SOLE 21277 12190
GENERAL INSTRUMENTS COM 370120107 3276 68241 SH SOLE 6300 61941
GILLETTE COM 375766102 4148 122220 SH SOLE 104260 17960
GLOBAL MARINE COM 379352404 221 13440 SH SOLE 840 12600
GLOBAL SMALL CAP FUND COM 37935V103 305 19000 SH SOLE 9600 9400
GTE COM 362320103 348 4530 SH SOLE 2300 2230
HARTFORD LIFE INSURANCE 'A' COM 416592103 2091 42460 SH SOLE 6800 35660
HEWLETT-PACKARD COM 428236103 427 4700 SH SOLE 1000 3700
HOME DEPOT COM 437076102 1908 27800 SH SOLE 6950 20850
HOUSEHOLD INTL COM 441815107 393 9800 SH SOLE 9800
HSBC HOLDINGS PLC COM 404280307 584 10050 SH SOLE 10050
ILLINOIS TOOL WKS COM 452308109 328 4400 SH SOLE 4400
IMS HEALTH COM 449934108 727 31880 SH SOLE 1600 30280
INTEL COM 458140100 5732 77130 SH SOLE 35460 41670
INTERNATIONAL BUSINESS MACHINE COM 459200101 364 3012 SH SOLE 3012
INTERPUBLIC GROUP OF COS COM 460690100 1057 25700 SH SOLE 5600 20100
INVESTMENT TECH GRP COM 46145f105 772 33570 SH SOLE 8100 25470
ITO YOKADO ADR COM 465714301 726 8960 SH SOLE 2200 6760
JEFFERIES GROUP COM 472319102 724 34670 SH SOLE 8800 25870
JOHNSON & JOHNSON COM 478160104 8988 97830 SH SOLE 75100 22730
KEANE COM 486665102 1604 70310 SH SOLE 42240 28070
LUCENT TECHNOLOGIES COM 549463107 924 14238 SH SOLE 4192 10046
M&T BANK COM 55261F104 1633 3558 SH SOLE 529 3029
MBNA COM 55262L100 260 11389 SH SOLE 9600 1789
MCDONALD'S COM 580135101 1710 39540 SH SOLE 6000 33540
MCI WORLD COM COM 55268B106 3625 50439 SH SOLE 45140 5299
MEDTRONIC COM 585055106 2424 68160 SH SOLE 60920 7240
MELLON BK CORP COM 585509102 2917 86760 SH SOLE 74460 12300
MERCK COM 589331107 1419 21890 SH SOLE 6800 15090
MICROSOFT COM 594918104 3140 34670 SH SOLE 22290 12380
MOBIL COM 607059102 4729 46940 SH SOLE 34200 12740
MONSANTO COM 611662107 7693 215565 SH SOLE 183525 32040
MORGAN J.P. COM 616880100 257 2250 SH SOLE 1200 1050
MORGAN STANLEY, DEAN WITTER COM 617446448 1029 11532 SH SOLE 2350 9182
MOTOROLA COM 620076109 1444 16406 SH SOLE 4700 11706
NESTLE SA ADR COM 641069406 709 7550 SH SOLE 2800 4750
NOKIA COM 654902204 1869 20800 SH SOLE 4400 16400
NOVARTIS COM 66987V109 771 10400 SH SOLE 3600 6800
OFFICE MAX COM 67622M108 932 160430 SH SOLE 26150 134280
PEPSICO COM 713448108 1461 47913 SH SOLE 29030 18883
PFIZER COM 717081103 8061 224700 SH SOLE 184500 40200
PNC BANK COM 693475105 1136 21567 SH SOLE 2297 19270
PRIORITY HEALTHCARE COM 74264T102 4817 156020 SH SOLE 19889 136131
REYNOLDS & REYNOLDS COM 761695105 955 46890 SH SOLE 9240 37650
ROCHE HOLDING LTD COM 771195104 446 3850 SH SOLE 1600 2250
ROYAL DUTCH PETROLEUM COM 780257804 457 7733 SH SOLE 1100 6633
SARA LEE COM 803111103 348 14900 SH SOLE 13300 1600
SBC COMMUNICATIONS COM 78387G103 4594 89975 SH SOLE 71887 18088
SCHLUMBERGER COM 806857108 2952 47370 SH SOLE 42100 5270
SERVICE CORP INTL COM 817565104 2250 213030 SH SOLE 186880 26150
SERVICEMASTER COM 81760N109 2340 145670 SH SOLE 101380 44290
SIGMA ALDRICH COM 826552101 987 31100 SH SOLE 9400 21700
SIMON PROPERTY GROUP COM 828806109 762 33940 SH SOLE 6700 27240
SLM HLDG CORP COM 78442A109 815 18945 SH SOLE 8175 10770
SONY COM 835699307 1756 11700 SH SOLE 2500 9200
STAPLES COM 855030102 2065 94685 SH SOLE 64780 29905
STARBUCKS COM 855244109 643 25960 SH SOLE 25960
STATE STREET COM 857477103 3792 58682 SH SOLE 49040 9642
STORAGE USA COM 861907103 695 25290 SH SOLE 2700 22590
SUN MICROSYSTEMS COM 866810104 8185 88010 SH SOLE 24340 63670
SYSCO COM 871829107 1213 34600 SH SOLE 9200 25400
TANDY COM 875382103 2568 49690 SH SOLE 45690 4000
TELLABS COM 879664100 512 9000 SH SOLE 9000
TEXACO COM 881694103 4840 76677 SH SOLE 63350 13327
THERMOQUEST COM 883655102 206 20350 SH SOLE 4400 15950
TORONTO DOMINION BANK COM 891160509 1175 60280 SH SOLE 60100 180
TYCO INTERNATIONAL COM 902124106 4603 44580 SH SOLE 39150 5430
UNILEVER NV COM 904784709 273 4014 SH SOLE 4014
UNION PACIFIC COM 907818108 1014 21088 SH SOLE 5900 15188
UNITED DOMINION RLTYTR COM COM 910197102 140 12500 SH SOLE 1500 11000
WAL MART STORES COM 931142103 1218 25618 SH SOLE 12800 12818
WARNER LAMBERT COM 934488107 4219 63559 SH SOLE 51629 11930
WASTE MANAGEMENT COM 94106L109 895 46490 SH SOLE 10020 36470
XL CAPITAL LTD. COM g98255105 1080 23989 SH SOLE 20555 3434
YAHOO COM 984332106 960 5350 SH SOLE 4610 740
FIDELITY MAGELLAN 316184100 229 1873.878 SH SOLE 1873.878
146 DATA RECORDS 285251
</TABLE>
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