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Previous: SCHRODER INVESTMENT MANAGEMENT GROUP, 13F-HR, 1999-08-10 |
Next: BRAUN CONSULTING INC, POS AM, 1999-08-10 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 1999
Institutional Investment Manager Filing this Report:
Name: Dominick & Dominick Advisors LLC
Address: 32 Old Slip
34th Floor
New York, NY 10005
13F File Number:
The institutional investment manager filing this report and the person by whom
it is signed do hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true, correct
and complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Charles Mann Kulp
Title: Managing Director
Phone: 212-558-8800
Signature, Place, and Date of Signing:
Charles M Kulp New York, New York August 10, 1999
Report Type (Check only one.):
[ X ] 13F HODINGS REPORT
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES ACT OF 1934.
<TABLE> <C> <C>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AGNICO EAGLE MINES LTD CALL 01 CONV 008474AA6 6 10000 PRN SOLE 10000
CHOCK FULL OF NUTS CVT CONV 170268AC0 2540 2010000 PRN SOLE 277000 1733000
IVAX CVT CONV 465823AA0 101 105000 PRN SOLE 105000
PARK ELECTROCHEMICAL CORP CONV 700416AB6 143 160000 PRN SOLE 160000
THERMO INSTRUMENTS CONV 883559AE6 1339 1638000 PRN SOLE 210000 1428000
THERMOQUEST 144A CONV 883655AA0 579 590000 PRN SOLE 120000 470000
WASTE MANAGEMENT CONV 94106LAA7 1099 843000 PRN SOLE 80000 763000
WMX TECHNOLOGIES CONV 92929QAF4 71 65000 PRN SOLE 65000
ABB AG SPONSORED ADR COM 00256r101 340 2300 SH SOLE 2300
ABBOTT LABS COM 002824100 2311 50940 SH SOLE 40610 10330
ACTEL COM 004934105 218 14800 SH SOLE 3000 11800
ALLIANCE CAPITAL MANAGEMENT COM 018548107 226 7000 SH SOLE 7000
ALLIED SIGNAL COM 019512102 6023 95610 SH SOLE 76500 19110
AMERICA ONLINE COM 02364J104 713 6480 SH SOLE 5510 970
AMERICAN EXPRESS COM 025816109 866 6654 SH SOLE 1900 4754
AMERICAN GENERAL COM 026351106 399 5300 SH SOLE 5300
AMERICAN HOME PRODS COM 026609107 4726 82370 SH SOLE 59010 23360
AMERICAN INTL GROUP COM 026874107 11089 94572 SH SOLE 55850 38722
ANADARKO PETROLEUM COM 032511107 1134 30800 SH SOLE 8600 22200
ARCHER DANIELS MIDLAND COM 039483102 961 62266 SH SOLE 22492 39774
ARROW ELECTRONICS COM 042735100 581 30592 SH SOLE 3528 27064
ASIA TIGERS FUND COM 04516T105 1091 114875 SH SOLE 26400 88475
ASSOCIATED ESTATES REALTY COM 045604105 1030 87220 SH SOLE 15800 71420
ASTORIA FINANCIAL COM 046265104 2231 50778 SH SOLE 8502 42276
ASTRAZENECA PLC SPONSORED ADR COM 046353108 553 14121 SH SOLE 3093 11028
AT&T COM 001957109 1040 18637 SH SOLE 6862 11775
AUTOMATIC DATA PROCESSING COM 053015103 1102 25040 SH SOLE 20380 4660
AVNET COM 053807103 641 13775 SH SOLE 1432 12343
AVON PRODS COM 054303102 4070 73340 SH SOLE 60610 12730
BANC ONE COM 06423A103 959 16098 SH SOLE 3260 12838
BANK AMER COM 060505104 339 4625 SH SOLE 4625
BANKBOSTON COM 06605R106 1697 33190 SH SOLE 3000 30190
BARRICK GOLD COM 067901108 1654 85350 SH SOLE 24100 61250
BAXTER INTL COM 071813109 467 7700 SH SOLE 7700
BELL ATLANTIC COM 077853109 467 7148 SH SOLE 2600 4548
BERKSHIRE HATHAWAY INC CL B COM 084670207 1945 868 SH SOLE 683 185
BINDLEY WESTERN INDS COM 090324104 1403 60852 SH SOLE 9740 51112
BIOMET COM 090613100 978 24600 SH SOLE 5400 19200
BOSTON SCIENTIFIC COM 101137107 3643 82910 SH SOLE 67480 15430
BP AMOCO P L C SPONSORED ADR COM 055622104 497 4585 SH SOLE 4585
BRE PROPERTIES CLASS-A COM 05564E106 608 23400 SH SOLE 1400 22000
BRISTOL MYERS SQUIBB COM 110122108 820 11646 SH SOLE 500 11146
CAMDEN PROPERTY TRUST COM 133131102 1467 52848 SH SOLE 3717 49131
CARNIVAL COM 143658102 3987 82200 SH SOLE 64880 17320
CHASE MANHATTAN COM 16161A108 1522 17600 SH SOLE 960 16640
CHEVRON COM 166751107 882 9280 SH SOLE 2395 6885
CHOCK FULL O'NUTS COM 170268106 104 10000 SH SOLE 10000
CHUBB CORP COM 171232101 507 7290 SH SOLE 7290
CISCO SYSTEMS COM 17275R102 2886 44780 SH SOLE 28120 16660
CITIGROUP COM 172967101 4258 89640 SH SOLE 34633 55007
COCA COLA COM 191216100 276 4451 SH SOLE 601 3850
COMMSCOPE COM 203372107 362 11759 SH SOLE 841 10918
COMPUTER ASSOC INTL COM 204912109 2070 37815 SH SOLE 7400 30415
COMPUTER SCIENCES COM 205363104 6480 93660 SH SOLE 75010 18650
CONSECO COM 208464107 635 20850 SH SOLE 300 20550
COSTCO COS. COM 22160Q102 203 2531 SH SOLE 2531
COVANCE COM 222816100 1615 67470 SH SOLE 14900 52570
DELL COMPUTER CORPORATION COM 247025109 1495 40410 SH SOLE 34360 6050
DENTSPLY COM 249030107 1754 60730 SH SOLE 10720 50010
DIEBOLD COM 253651103 262 9112 SH SOLE 9112
DISNEY WALT PRODTNS COM 254687106 457 14837 SH SOLE 2978 11859
DU PONT E I DE NEMOURS COM 263534109 203 2970 SH SOLE 2970
ELECTRONIC DATA SYSTEMS COM 285661104 1048 18500 SH SOLE 6000 12500
EMC COM 268648102 5083 92420 SH SOLE 24420 68000
EMERSON ELEC COM 291011104 2551 40540 SH SOLE 32540 8000
ENRON COM 293561106 702 8586 SH SOLE 150 8436
ENRON OIL & GAS COM 293562104 1063 52500 SH SOLE 16200 36300
EQUITABLE COMPANIES COM 29444G107 2723 40638 SH SOLE 3660 36978
EQUITY RESIDENTIAL PROPERTIES COM 29476L107 2494 55346 SH SOLE 8543 46803
EXXON COM 302290101 1259 16329 SH SOLE 2500 13829
FEDERAL EXPRESS COM 31304n107 1800 33180 SH SOLE 27780 5400
FEDERAL HOME LN MTG CP COM 313400301 5020 86550 SH SOLE 66730 19820
FEDERAL NAT MORTGAGE ASSN COM 313586109 5334 78159 SH SOLE 58290 19869
FLEET FINANCIAL GROUP COM 338915101 1433 32296 SH SOLE 4782 27514
FORTUNE BRANDS COM 349631101 3777 91298 SH SOLE 86298 5000
FRONTIER INSURANCE COM 359081106 1643 106836 SH SOLE 16080 90756
GALLAHER GROUP PLC COM 363595109 963 39403 SH SOLE 15000 24403
GENERAL ELECTRIC COM 369604103 3408 30160 SH SOLE 19137 11023
GENERAL INSTRUMENTS COM 370120107 2921 68741 SH SOLE 6300 62441
GENERAL NUTRITION COM 37047F103 929 39860 SH SOLE 9310 30550
GILLETTE COM 375766102 2351 57340 SH SOLE 48130 9210
GLOBAL MARINE COM 379352404 224 14440 SH SOLE 840 13600
GLOBAL SMALL CAP FUND COM 37935V103 285 19000 SH SOLE 9600 9400
GTE COM 362320103 342 4530 SH SOLE 2300 2230
HARTFORD LIFE INSURANCE 'A' COM 416592103 2250 42760 SH SOLE 6800 35960
HASBRO INC COM COM 418056107 226 8100 SH SOLE 8100
HEWLETT-PACKARD COM 428236103 472 4700 SH SOLE 1000 3700
HOME DEPOT COM 437076102 2845 44150 SH SOLE 14550 29600
HOUSEHOLD INTL COM 441815107 464 9800 SH SOLE 9800
HSBC HOLDINGS PLC COM 404280307 611 1675 SH SOLE 1675
ILLINOIS TOOL WKS COM 452308109 728 8900 SH SOLE 8900
IMS HEALTH COM 449934108 1011 32360 SH SOLE 1600 30760
IN FOCUS SYSTEMS COM 452919103 421 28100 SH SOLE 8000 20100
INTEL COM 458140100 3644 61250 SH SOLE 19400 41850
INTERNATIONAL BUSINESS MACHINE COM 459200101 338 2612 SH SOLE 2612
INTERPUBLIC GROUP OF COS COM 460690100 1113 12850 SH SOLE 2800 10050
INVESTMENT TEC GRP COM 46145f105 1078 33570 SH SOLE 8100 25470
ITO YOKADO ADR COM 465714301 567 8360 SH SOLE 2200 6160
JEFFERIES GROUP COM 472319102 858 29570 SH SOLE 4100 25470
JOHNSON & JOHNSON COM 478160104 7273 74210 SH SOLE 52290 21920
KEANE COM 486665102 772 34130 SH SOLE 28100 6030
LUCENT TECHNOLOGIES COM 549463107 906 13438 SH SOLE 4192 9246
M&T BANK COM 55261F104 2110 3837 SH SOLE 529 3308
MBNA COM 55262L100 349 11389 SH SOLE 9600 1789
MCDONALD'S COM 580135101 1556 37840 SH SOLE 3600 34240
MCI WORLD COM COM 55268B106 2534 29449 SH SOLE 24090 5359
MEDTRONIC COM 585055106 2277 29240 SH SOLE 25570 3670
MELLON BK CORP COM 585509102 2528 69500 SH SOLE 57000 12500
MERCK COM 589331107 1877 25490 SH SOLE 10700 14790
MICROSOFT COM 594918104 2127 23580 SH SOLE 11220 12360
MOBIL COM 607059102 3731 37780 SH SOLE 24960 12820
MONSANTO COM 611662107 6404 161860 SH SOLE 130150 31710
MORGAN J.P. COM 616880100 344 2450 SH SOLE 1200 1250
MORGAN STANLEY, DEAN WITTER COM 617446448 1183 11532 SH SOLE 2350 9182
MOTOROLA COM 620076109 1460 15406 SH SOLE 3700 11706
NESTLE SA ADR COM 641069406 653 7250 SH SOLE 2800 4450
NOKIA COM 654902204 1904 20800 SH SOLE 4400 16400
NOVARTIS COM 66987V109 759 10400 SH SOLE 3600 6800
OFFICE MAX COM 67622M108 1903 158580 SH SOLE 24150 134430
PEPSICO COM 713448108 1037 26813 SH SOLE 8000 18813
PFIZER COM 717081103 6102 55980 SH SOLE 42480 13500
PNC BANK COM 693475105 1243 21567 SH SOLE 2297 19270
POTASH (SASK) COM 73755L107 2813 54351 SH SOLE 43448 10903
PRIORITY HEALTHCARE COM 74264T102 4667 135280 SH SOLE 14900 120380
PRIORITY HEALTHCARE A COM 74264t201 926 26829 SH SOLE 5039 21789
REYNOLDS & REYNOLDS COM 761695105 1028 44090 SH SOLE 7240 36850
ROCHE HOLDING LTD COM 771195104 396 3850 SH SOLE 1600 2250
ROYAL DUTCH PETROLEUM COM 780257804 466 7733 SH SOLE 1100 6633
SAFEWAY COM 786514208 807 16300 SH SOLE 16300
SARA LEE COM 803111103 338 14900 SH SOLE 13300 1600
SBC COMMUNICATIONS COM 78387G103 4054 69895 SH SOLE 51537 18358
SCHLUMBERGER COM 806857108 2229 35000 SH SOLE 29660 5340
SERVICE CORP INTL COM 817565104 4216 218990 SH SOLE 192300 26690
SERVICEMASTER COM 81760N109 2191 116850 SH SOLE 81420 35430
SIGMA ALDRICH COM 826552101 1071 31100 SH SOLE 9400 21700
SIMON PROPERTY GROUP COM 828806109 877 34580 SH SOLE 6700 27880
SLM HLDG CORP COM 78442A109 2667 58210 SH SOLE 47070 11140
SONY COM 835699307 1291 11700 SH SOLE 2500 9200
STAPLES COM 855030102 1307 42255 SH SOLE 12350 29905
STATE STREET COM 857477103 3794 44442 SH SOLE 34670 9772
STORAGE USA COM 861907103 805 25170 SH SOLE 2700 22470
SUN MICROSYSTEMS COM 866810104 5821 84510 SH SOLE 19800 64710
SYSCO COM 871829107 1032 34600 SH SOLE 9200 25400
TANDY COM 875382103 1266 25900 SH SOLE 21840 4060
TELLABS COM 879664100 811 12000 SH SOLE 12000
TEXACO COM 881694103 3744 60017 SH SOLE 46570 13447
THERMOQUEST COM 883655102 274 20550 SH SOLE 4400 16150
TORONTO DOMINION BANK COM 891160509 1181 25950 SH SOLE 25860 90
TYCO INTERNATIONAL COM 902124106 3565 37630 SH SOLE 32130 5500
UNILEVER NV COM 904784709 280 4014 SH SOLE 4014
UNION PACIFIC COM 907818108 1230 21088 SH SOLE 5900 15188
UNITED DOMINION RLTYTR COM COM 910197102 129 11000 SH SOLE 11000
VALUE LINE COM 920437100 216 5550 SH SOLE 2000 3550
WAL MART STORES COM 931142103 1526 31618 SH SOLE 18800 12818
WARNER LAMBERT COM 934488107 3509 50770 SH SOLE 38660 12110
WASHINGTON MUTUAL INC COM 939322103 250 7025 SH SOLE 7025
WASTE MANAGEMENT COM 94106L109 317 5900 SH SOLE 2400 3500
WELLS FARGO & CO NEW COM 949746101 731 17100 SH SOLE 17100
XL CAPITAL LTD. COM g98255105 1115 19729 SH SOLE 16095 3634
YAHOO COM 984332106 799 4640 SH SOLE 3890 750
FORM 13F
</TABLE>
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