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Previous: TANNING TECHNOLOGY CORP, 10-Q, 2000-05-01 |
Next: U S INTERACTIVE INC/PA, DEF 14A, 2000-05-01 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 1999
Institutional Investment Manager Filing this Report:
Name: Dominick & Dominick Advisors LLC
Address: 32 Old Slip
34th Floor
New York, NY 10005
13F File Number:
The institutional investment manager filing this report and the person by whom
it is signed do hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true, correct
and complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Karen Hager
Title: Compliance Director
Phone: 212-558-8863
Signature, Place, and Date of Signing:
Karen Hager New York, New York May 1, 2000
Report Type (Check only one.):
[ X ] 13F HOlDINGS REPORT
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES ACT OF 1934.
<TABLE> <C> <C>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
THERMO INSTRUMENTS CONV 883559AE6 1123 1293000 PRN SOLE 15000 1278000
THERMOQUEST 144A CONV 883655AA0 123 120000 PRN SOLE 120000
WASTE MANAGEMENT CONV 94106LAA7 500 570000 PRN SOLE 10000 560000
ABB LTD COM 427 3727 SH SOLE 3727
ACTEL COM 004934105 423 11850 SH SOLE 2600 9250
ADOBE SYS INC COM COM 00724f101 609 5470 SH SOLE 5100 370
AMERICA ONLINE COM 02364J104 3186 47240 SH SOLE 40560 6680
AMERICAN EXPRESS COM 025816109 688 4620 SH SOLE 1500 3120
AMERICAN HOME PRODS COM 026609107 430 8000 SH SOLE 8000
AMERICAN INTL GROUP COM 026874107 12746 116399 SH SOLE 76837 39562
ANADARKO PETROLEUM COM 032511107 1528 39500 SH SOLE 13833 25667
ANALOG DEVICES INC. COM 032654105 2705 33600 SH SOLE 33600
APPLE COMPUTER COM 037833100 204 1500 SH SOLE 1500
ARCHER DANIELS MIDLAND COM 039483102 887 85971 SH SOLE 33115 52856
ARROW ELECTRONICS COM 042735100 691 19590 SH SOLE 1706 17884
ASIA TIGERS FUND COM 04516T105 1285 123875 SH SOLE 38533 85342
ASTORIA FINANCIAL COM 046265104 1335 47055 SH SOLE 18780 28275
ASTRAZENECA PLC SPONSORED ADR COM 046353108 758 18721 SH SOLE 6793 11928
AT&T COM 001957109 1057 18775 SH SOLE 6600 12175
AUTOMATIC DATA PROCESSING COM 053015103 1759 36450 SH SOLE 25190 11260
AVANEX CORP COM COM 05348w109 253 1670 SH SOLE 310 1360
AVNET COM 053807103 503 7986 SH SOLE 400 7586
AXA FINL COM 002451102 1747 48686 SH SOLE 5960 42726
BANC ONE COM 06423A103 1059 30698 SH SOLE 14160 16538
BARRICK GOLD COM 067901108 1105 70450 SH SOLE 32166 38284
BED BATH & BEYOND COM 075896100 4929 125190 SH SOLE 109520 15670
BELL ATLANTIC COM 077853109 240 3933 SH SOLE 2866 1067
BINDLEY WESTERN INDS COM 090324104 670 49408 SH SOLE 13833 35575
BIOMET COM 090613100 1470 40400 SH SOLE 11600 28800
BOSTON SCIENTIFIC COM 101137107 309 14480 SH SOLE 2380 12100
BP AMOCO P L C SPONSORED ADR COM 055622104 488 9170 SH SOLE 9170
BRE PROPERTIES CLASS-A COM 05564E106 343 13300 SH SOLE 8900 4400
BRISTOL MYERS SQUIBB COM 110122108 710 12246 SH SOLE 1500 10746
BROADCOM CORP CL A COM 111320107 1309 5390 SH SOLE 5390
CAMDEN PROPERTY TRUST COM 133131102 678 25053 SH SOLE 4335 20718
CARNIVAL COM 143658102 350 14110 SH SOLE 2400 11710
CHASE MANHATTAN COM 16161A108 1179 13520 SH SOLE 1160 12360
CHEVRON COM 166751107 312 3375 SH SOLE 3135 240
CISCO SYSTEMS COM 17275R102 12349 159730 SH SOLE 119690 40040
CITIGROUP COM 172967101 4100 68482 SH SOLE 21648 46834
COMMSCOPE COM 203372107 1323 28948 SH SOLE 9301 19647
COMPUTER ASSOC INTL COM 204912109 1930 32605 SH SOLE 7250 25355
COMPUTER SCIENCES COM 205363104 4907 62010 SH SOLE 42890 19120
COVANCE COM 222816100 988 91880 SH SOLE 41800 50080
DELL COMPUTER COM 247025109 10349 191875 SH SOLE 151575 40300
DENTSPLY COM 249030107 2098 73940 SH SOLE 31120 42820
DISNEY WALT PRODTNS COM 254687106 1258 30489 SH SOLE 5578 24911
ELECTRONIC DATA SYSTEMS COM 285661104 1224 19070 SH SOLE 6400 12670
EMC COM 268648102 13897 110295 SH SOLE 59350 50945
ENRON COM 293561106 1073 14332 SH SOLE 300 14032
EOG RES INC COM COM 26875P101 1528 72100 SH SOLE 24500 47600
EQUITY RESIDENTIAL PROPERTIES COM 29476L107 1233 30676 SH SOLE 9922 20754
EXODUS COMMUNICATIONS COM COM 302088109 2141 15240 SH SOLE 15240
EXXON MOBIL CORP. CO COM 30231G102 4690 60181 SH SOLE 40347 19834
FEDERAL HOME LN MTG CP COM 313400301 6318 142990 SH SOLE 128760 14230
FEDERAL NAT MORTGAGE ASSN COM 313586109 684 12099 SH SOLE 6500 5599
FLEETBOSTON FINL COM 339030108 1536 42096 SH SOLE 7873 34223
GARTNER GROUP COM 366651107 1436 91170 SH SOLE 24080 67090
GENERAL ELECTRIC COM 369604103 4739 30454 SH SOLE 21271 9183
GILLETTE COM 375766102 5680 150700 SH SOLE 116630 34070
GTE COM 362320103 376 5300 SH SOLE 3100 2200
HARTFORD LIFE INSURANCE 'A' COM 416592103 1363 29080 SH SOLE 6100 22980
HEWLETT-PACKARD COM 428236103 691 5200 SH SOLE 1300 3900
HOME DEPOT COM 437076102 5236 81175 SH SOLE 54490 26685
HONEYWELL INTERNATIONAL INC. C COM 438516106 5769 109495 SH SOLE 91035 18460
HSBC HOLDINGS PLC COM 404280307 612 10050 SH SOLE 10050
IMS HEALTH COM 449934108 818 48320 SH SOLE 11890 36430
INTEL COM 458140100 11704 88710 SH SOLE 48200 40510
INTERNATIONAL BUSINESS MACHINE COM 459200101 4919 41686 SH SOLE 29304 12382
INTERPUBLIC GROUP OF COS COM 460690100 2273 48100 SH SOLE 28600 19500
INVESTMENT TECH GRP COM 46145F105 934 26500 SH SOLE 3000 23500
ITO YOKADO ADR COM 465714301 688 9260 SH SOLE 2700 6560
JDS UNIPHASE CORP COM COM 46612J101 4287 35560 SH SOLE 32190 3370
JEFFERIES GROUP COM 472319102 709 31000 SH SOLE 7100 23900
JOHNSON & JOHNSON COM 478160104 3935 56015 SH SOLE 32865 23150
KEANE COM 486665102 840 33250 SH SOLE 9750 23500
LERNOUT&HAUSPIE SPEECH COM B5628B104 818 7400 SH SOLE 5540 1860
LUCENT TECHNOLOGIES COM 549463107 4606 75208 SH SOLE 59172 16036
M&T BANK COM 55261F104 1046 2342 SH SOLE 461 1881
MCDONALD'S COM 580135101 824 22060 SH SOLE 6532 15528
MCI WORLD COM COM 55268B106 393 8668 SH SOLE 1670 6998
MEDTRONIC COM 585055106 10307 200380 SH SOLE 166830 33550
MERCK COM 589331107 1664 26790 SH SOLE 13500 13290
MICROSOFT COM 594918104 10959 103143 SH SOLE 76738 26405
MIDCAP SPDR TR UNIT SER 1 COM 595635103 219 2400 SH SOLE 2400
MORGAN J.P. COM 616880100 296 2250 SH SOLE 1200 1050
MORGAN STANLEY, DEAN WITTER COM 617446448 876 10570 SH SOLE 4300 6270
MOTOROLA COM 620076109 14145 96885 SH SOLE 52294 44591
NASDAQ 100 TR UNIT SER 1 COM 631100104 1281 11700 SH SOLE 11700
NBTY COM 628782104 255 18600 SH SOLE 8500 10100
NESTLE SA ADR COM 641069406 927 10350 SH SOLE 3700 6650
NETWORK APPLIANCE INC COM COM 64120L104 1945 23500 SH SOLE 23500
NEXTEL COMMUNICATIONS COM 65332V103 4283 28890 SH SOLE 28450 440
NOKIA COM 654902204 7767 34985 SH SOLE 24352 10633
NOVARTIS COM 66987V109 937 13700 SH SOLE 5533 8167
OFFICE MAX COM 67622M108 295 45310 SH SOLE 27300 18010
ORACLE SYSTEMS COM 68389X105 3254 41690 SH SOLE 41690
PEPSICO COM 713448108 1445 41423 SH SOLE 19410 22013
PFIZER COM 717081103 8565 234260 SH SOLE 206180 28080
PNC BANK COM 693475105 880 19520 SH SOLE 2400 17120
PRIORITY HEALTHCARE COM 74264T102 5708 113586 SH SOLE 19513 94073
QUALCOMM INC COM COM 747525103 5235 35060 SH SOLE 28750 6310
RESEARCH IN MOTION LTD COM COM 760975102 479 4500 SH SOLE 4500
REYNOLDS & REYNOLDS COM 761695105 533 19740 SH SOLE 11640 8100
RF MICRODEVICES INC COM COM 749941100 981 7300 SH SOLE 7300
ROCHE HOLDING LTD COM 771195104 734 6760 SH SOLE 3533 3227
ROYAL DUTCH PETROLEUM COM 780257804 464 8033 SH SOLE 1400 6633
SARA LEE COM 803111103 372 20692 SH SOLE 11948 8744
SBC COMMUNICATIONS COM 78387G103 602 14301 SH SOLE 2377 11924
SCHLUMBERGER COM 806857108 2733 35720 SH SOLE 31860 3860
SIGMA ALDRICH COM 826552101 1096 40800 SH SOLE 14900 25900
SIMON PROPERTY GROUP COM 828806109 278 11910 SH SOLE 6700 5210
SONY COM 835699307 2544 9080 SH SOLE 2000 7080
SPDR TR UNIT SER 1 COM 78462F103 211 1400 SH SOLE 1400
SPRINT CORP COM FON GROUP COM 852061100 1075 17000 SH SOLE 5300 11700
STAPLES COM 855030102 4462 223115 SH SOLE 152490 70625
STARBUCKS COM 855244109 1167 26040 SH SOLE 26040
STATE STREET COM 857477103 4642 47920 SH SOLE 41380 6540
STORAGE USA COM 861907103 565 18450 SH SOLE 2650 15800
SUN MICROSYSTEMS COM 866810104 16031 171080 SH SOLE 70710 100370
SYSCO COM 871829107 1264 35000 SH SOLE 9800 25200
TANDY COM 875382103 247 4870 SH SOLE 4870
TEXACO COM 881694103 3738 69537 SH SOLE 53710 15827
TEXAS INSTRUMENTS COM 882508104 448 2800 SH SOLE 2800
TRIQUINT SEMICONDUCTOR COM COM 89674K103 2536 34510 SH SOLE 32150 2360
TYCO INTERNATIONAL COM 902124106 8803 175623 SH SOLE 152100 23523
UNILEVER NV COM 904784709 761 15814 SH SOLE 7600 8214
UNION PACIFIC COM 907818108 1115 28488 SH SOLE 9900 18588
UNITED RENTALS COM 911363109 243 14100 SH SOLE 8600 5500
WAL MART STORES COM 931142103 3544 62718 SH SOLE 51200 11518
WARNER LAMBERT COM 934488107 6297 64465 SH SOLE 49635 14830
XL CAPITAL LTD. COM G98255105 220 3980 SH SOLE 1021 2959
YAHOO COM 984332106 7454 43495 SH SOLE 35920 7575
FIDELITY MAGELLAN 316184100 324 2260.853 SH SOLE 2260.853
KIDDER PEABODY INVT TR PAINWEB 493924104 384 21020.625SH SOLE 13276.385 7744.240
REPORT SUMMARY 135 DATA RECORDS 346032
</TABLE>
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