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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Institutional Investment Manager Filing this Report:
Name: Dominick & Dominick Advisors LLC
Address: 32 Old Slip
34th Floor
New York, NY 10005
13F File Number:
The institutional investment manager filing this report and the person by whom
it is signed do hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true, correct
and complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Charles Mann Kulp
Title: Managing Director
Phone: 212-558-8800
Signature, Place, and Date of Signing:
Charles M Kulp New York, New York January 31, 2000
Report Type (Check only one.):
[ X ] 13F HODINGS REPORT
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES ACT OF 1934.
<TABLE> <C> <C>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
IVAX CVT CONV 465823AA0 102 105000 PRN SOLE 105000
PARK ELECTROCHEMICAL CORP CONV 700416AB6 140 160000 PRN SOLE 160000
THERMO INSTRUMENTS CONV 883559AE6 1178 1498000 PRN SOLE 210000 1288000
THERMOQUEST 144A CONV 883655AA0 577 590000 PRN SOLE 120000 470000
WASTE MANAGEMENT CONV 94106LAA7 563 643000 PRN SOLE 70000 573000
WMX TECHNOLOGIES CONV 92929QAF4 54 65000 PRN SOLE 65000
ABB AG SPONSORED ADR COM 00256r101 369 2300 SH SOLE 2300
ACTEL COM 004934105 346 14400 SH SOLE 2600 11800
AKAMAI TECHNOLOGIES COM COM 00971t101 1143 3490 SH SOLE 2990 500
ALLIANCE CAPITAL MANAGEMENT HO COM 01855A101 241 8050 SH SOLE 1050 7000
AMAZON COM 023135106 1257 16510 SH SOLE 16510
AMERICA ONLINE COM 02364J104 2457 32380 SH SOLE 30100 2280
AMERICAN EXPRESS COM 025816109 982 5904 SH SOLE 1900 4004
AMERICAN HOME PRODS COM 026609107 2821 71875 SH SOLE 48715 23160
AMERICAN INTL GROUP COM 026874107 12560 116164 SH SOLE 68727 47437
ANADARKO PETROLEUM COM 032511107 1348 39500 SH SOLE 13600 25900
ANALOG DEVICES INC. COM 032654105 856 9200 SH SOLE 9200
ARCHER DANIELS MIDLAND COM 039483102 1042 85973 SH SOLE 32415 53558
ARROW ELECTRONICS COM 042735100 730 28770 SH SOLE 3106 25664
ASIA TIGERS FUND COM 04516T105 1284 125275 SH SOLE 34500 90775
ASSOCIATED ESTATES REALTY COM 045604105 252 32250 SH SOLE 14900 17350
ASTORIA FINANCIAL COM 046265104 1402 46077 SH SOLE 17802 28275
ASTRAZENECA PLC SPONSORED ADR COM 046353108 782 18721 SH SOLE 6793 11928
AT&T COM 001957109 1067 20989 SH SOLE 8362 12627
AUTOMATIC DATA PROCESSING COM 053015103 2314 42960 SH SOLE 30220 12740
AVNET COM 053807103 838 13843 SH SOLE 1500 12343
AXA FINL COM 002451102 2519 74100 SH SOLE 7172 66928
BANC ONE COM 06423A103 982 30698 SH SOLE 13860 16838
BARRICK GOLD COM 067901108 1722 97350 SH SOLE 31900 65450
BELL ATLANTIC COM 077853109 348 5647 SH SOLE 3000 2647
BINDLEY WESTERN INDS COM 090324104 710 47122 SH SOLE 10795 36327
BIOMET COM 090613100 1616 40400 SH SOLE 11300 29100
BOSTON SCIENTIFIC COM 101137107 2840 129810 SH SOLE 87720 42090
BP AMOCO P L C SPONSORED ADR COM 055622104 544 9170 SH SOLE 9170
BRE PROPERTIES CLASS-A COM 05564E106 533 23500 SH SOLE 2900 20600
BRISTOL MYERS SQUIBB COM 110122108 812 12646 SH SOLE 1500 11146
CAMDEN PROPERTY TRUST COM 133131102 904 32584 SH SOLE 3635 28949
CARNIVAL COM 143658102 5148 107680 SH SOLE 90330 17350
CHASE MANHATTAN COM 16161A108 1151 14822 SH SOLE 1160 13662
CHEVRON COM 166751107 841 9710 SH SOLE 3095 6615
CISCO SYSTEMS COM 17275R102 6357 59340 SH SOLE 40470 18870
CITIGROUP COM 172967101 4066 73017 SH SOLE 23583 49434
COCA COLA COM 191216100 250 4299 SH SOLE 449 3850
COMMSCOPE COM 203372107 483 11989 SH SOLE 901 11088
COMPUTER ASSOC INTL COM 204912109 2378 34005 SH SOLE 6950 27055
COMPUTER SCIENCES COM 205363104 7315 77310 SH SOLE 58880 18430
CONOCO INC CL B COM 208251405 211 8499 SH SOLE 4200 4299
COSTCO COS. COM 22160k105 231 2531 SH SOLE 2531
COVANCE COM 222816100 735 67970 SH SOLE 39300 28670
DELL COMPUTER CORPORATION COM 247025109 5548 108775 SH SOLE 75415 33360
DENTSPLY COM 249030107 1824 77220 SH SOLE 29220 48000
DISNEY WALT PRODTNS COM 254687106 1187 40589 SH SOLE 15378 25211
ELECTRONIC DATA SYSTEMS COM 285661104 1279 19100 SH SOLE 6400 12700
EMC COM 268648102 10231 93650 SH SOLE 41290 52360
ENRON COM 293561106 713 16072 SH SOLE 300 15772
EOG RES INC COM COM 26875P101 1261 71800 SH SOLE 24500 47300
EQUITY RESIDENTIAL PROPERTIES COM 29476L107 1509 35343 SH SOLE 8466 26877
EXXON MOBIL CORP. CO COM 30231g102 5252 65186 SH SOLE 41297 23889
FEDERAL HOME LN MTG CP COM 313400301 6081 129210 SH SOLE 108930 20280
FEDERAL NAT MORTGAGE ASSN COM 313586109 7003 112159 SH SOLE 89690 22469
FLEETBOSTON FINL COM 339030108 1644 47235 SH SOLE 7873 39362
FORTUNE BRANDS COM 349631101 2711 82000 SH SOLE 82000
FRONTIER INSURANCE COM 359081106 70 20405 SH SOLE 11800 8605
GARTNER GROUP COM 366651107 821 53860 SH SOLE 17500 36360
GARTNER GROUP INC NEW CL B COM 366651206 422 30583 SH SOLE 208 30375
GENERAL ELECTRIC COM 369604103 4581 29604 SH SOLE 20657 8947
GENERAL INSTRUMENTS COM 370120107 5639 66341 SH SOLE 5400 60941
GILLETTE COM 375766102 5726 139020 SH SOLE 100840 38180
GLOBAL MARINE COM 379352404 200 12040 SH SOLE 840 11200
GLOBAL SMALL CAP FUND COM 37935V103 435 16500 SH SOLE 9600 6900
GTE COM 362320103 318 4500 SH SOLE 2300 2200
HARTFORD LIFE INSURANCE 'A' COM 416592103 1664 37820 SH SOLE 6400 31420
HEWLETT-PACKARD COM 428236103 591 5200 SH SOLE 1200 4000
HOME DEPOT COM 437076102 2418 35175 SH SOLE 10650 24525
HONEYWELL INTERNATIONAL INC. C COM 438516106 6779 117508 SH SOLE 96138 21370
HSBC HOLDINGS PLC COM 404280307 717 10050 SH SOLE 10050
IMS HEALTH COM 449934108 201 7410 SH SOLE 2850 4560
INTEL COM 458140100 7648 92910 SH SOLE 50500 42410
INTERNATIONAL BUSINESS MACHINE COM 459200101 5516 51132 SH SOLE 37150 13982
INTERPUBLIC GROUP OF COS COM 460690100 1454 25200 SH SOLE 5700 19500
INVESTMENT TECH GRP COM 46145f105 934 32500 SH SOLE 8300 24200
ITO YOKADO ADR COM 465714301 969 9260 SH SOLE 2500 6760
JEFFERIES GROUP COM 472319102 726 33000 SH SOLE 8400 24600
JOHNSON & JOHNSON COM 478160104 8941 95885 SH SOLE 61065 34820
KEANE COM 486665102 1014 31550 SH SOLE 9270 22280
LEHMAN BROTHERS HOLDINGS COM 524908100 203 2400 SH SOLE 500 1900
LERNOUT&HAUSPIE SPEECH COM COM B5628B104 235 5090 SH SOLE 4040 1050
LUCENT TECHNOLOGIES COM 549463107 3960 52800 SH SOLE 38554 14246
M&T BANK COM 55261F104 1428 3447 SH SOLE 491 2956
MCDONALD'S COM 580135101 1599 39660 SH SOLE 6400 33260
MCI WORLD COM COM 55268B106 5743 108238 SH SOLE 87630 20608
MEDTRONIC COM 585055106 2855 78340 SH SOLE 55840 22500
MERCK COM 589331107 1578 23490 SH SOLE 7700 15790
MICROSOFT COM 594918104 7735 66253 SH SOLE 50583 15670
MONSANTO COM 611662107 5443 153600 SH SOLE 121630 31970
MORGAN J.P. COM 616880100 285 2250 SH SOLE 1200 1050
MORGAN STANLEY, DEAN WITTER COM 617446448 1363 9550 SH SOLE 2350 7200
MOTOROLA COM 620076109 5044 34256 SH SOLE 24250 10006
NBTY COM 628782104 175 15100 SH SOLE 6500 8600
NESTLE SA ADR COM 641069406 943 10350 SH SOLE 3600 6750
NETWORK APPLIANCE INC COM COM 64120l104 332 4000 SH SOLE 4000
NEXTEL COMMUNICATIONS COM 65332v103 628 6090 SH SOLE 6090
NOKIA COM 654902204 4063 21265 SH SOLE 10490 10775
NOVARTIS COM 66987V109 1000 13700 SH SOLE 5400 8300
OFFICE MAX COM 67622M108 279 51290 SH SOLE 28350 22940
PEPSICO COM 713448108 1269 36003 SH SOLE 13120 22883
PFIZER COM 717081103 6370 196380 SH SOLE 156180 40200
PITNEY BOWES COM 724479100 746 15440 SH SOLE 15040 400
PNC BANK COM 693475105 946 21267 SH SOLE 1997 19270
PRIORITY HEALTHCARE COM 74264T102 3470 119923 SH SOLE 20364 99559
RESEARCH IN MOTION LTD COM COM 760975102 208 4500 SH SOLE 4500
REYNOLDS & REYNOLDS COM 761695105 446 19840 SH SOLE 11640 8200
ROCHE HOLDING LTD COM 771195104 798 6760 SH SOLE 3400 3360
ROYAL DUTCH PETROLEUM COM 780257804 486 8033 SH SOLE 1400 6633
SARA LEE COM 803111103 736 33369 SH SOLE 10005 23364
SBC COMMUNICATIONS COM 78387G103 3790 77741 SH SOLE 60467 17274
SCHLUMBERGER COM 806857108 2193 39075 SH SOLE 33805 5270
SERVICE CORP INTL COM 817565104 186 26790 SH SOLE 4380 22410
SERVICEMASTER COM 81760N109 429 34870 SH SOLE 6720 28150
SIGMA ALDRICH COM 826552101 1221 40600 SH SOLE 14600 26000
SIMON PROPERTY GROUP COM 828806109 652 28420 SH SOLE 6700 21720
SLM HLDG CORP COM 78442A109 685 16220 SH SOLE 5450 10770
SONY COM 835699307 2813 9880 SH SOLE 2800 7080
SPRINT CORP COM FON GROUP COM 852061100 1131 16800 SH SOLE 5100 11700
STAPLES COM 855030102 4933 237735 SH SOLE 159260 78475
STARBUCKS COM 855244109 654 26960 SH SOLE 26960
STATE STREET COM 857477103 3746 51267 SH SOLE 42117 9150
STORAGE USA COM 861907103 759 25080 SH SOLE 2200 22880
SUN MICROSYSTEMS COM 866810104 12212 157700 SH SOLE 42900 114800
SYSCO COM 871829107 1385 35000 SH SOLE 9800 25200
TANDY COM 875382103 2270 46160 SH SOLE 42160 4000
TELLABS COM 879664100 623 9700 SH SOLE 9700
TEXACO COM 881694103 3709 68292 SH SOLE 54965 13327
THERMOQUEST COM 883655102 135 13100 SH SOLE 4400 8700
TORONTO DOMINION BANK COM 891160509 1537 56920 SH SOLE 56740 180
TRANSOCEAN SEDCO FOREX ORD COM 310 9565 SH SOLE 8545 1020
TYCO INTERNATIONAL COM 902124106 4373 112140 SH SOLE 101280 10860
UNILEVER NV COM 904784709 861 15814 SH SOLE 7500 8314
UNION PACIFIC COM 907818108 1245 28488 SH SOLE 9700 18788
UNITED DOMINION RLTYTR COM COM 910197102 123 12500 SH SOLE 1500 11000
UNITED RENTALS COM 911363109 227 13260 SH SOLE 7600 5660
WAL MART STORES COM 931142103 1667 24118 SH SOLE 12600 11518
WARNER LAMBERT COM 934488107 4736 57795 SH SOLE 45865 11930
XL CAPITAL LTD. COM g98255105 223 4305 SH SOLE 1071 3234
YAHOO COM 984332106 2828 6535 SH SOLE 5795 740
FIDELITY MAGELLAN 316184100 309 2260.853 SH SOLE 2260.853
REPORT SUMMARY 146 DATA RECORDS 305762 0 OTHER MANAGERS WHOSE BEHALF REPORT IS FILED
</TABLE>
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