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Previous: HALCYON OFFSHORE MANAGEMENT CO LLC, 13F-HR, 2000-11-08 |
Next: LUMINANT WORLDWIDE CORP, SC 13D/A, 2000-11-08 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
Institutional Investment Manager Filing this Report:
Name: Dominick & Dominick Advisors LLC
Address: 32 Old Slip
34th Floor
New York, NY 10005
13F File Number:
The institutional investment manager filing this report and the person by whom
it is signed do hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true, correct
and complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Karen Hager
Title: Compliance Director
Phone: 212-558-8863
Signature, Place, and Date of Signing:
Karen Hager New York, New York Nov 8, 2000
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES ACT OF 1934.
<TABLE> <C> <C>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
THERMO ELECTRON CORP 883556AH5 13 15000 PRN SOLE 15000
ABB LTD COM 362 3727 SH SOLE 3727
ADOBE SYS INC COM COM 00724f101 2867 18470 SH SOLE 18100 370
AMERICA ONLINE COM 02364J104 8798 163692 SH SOLE 131120 32572
AMERICAN EXPRESS COM 025816109 337 5550 SH SOLE 5550
AMERICAN HOME PRODS COM 026609107 456 8059 SH SOLE 8059
AMERICAN INTL GROUP COM 026874107 20629 215586 SH SOLE 121861 93724
ANADARKO PETROLEUM COM 032511107 2603 39167 SH SOLE 13833 25334
ANALOG DEVICES INC. COM 032654105 7862 95220 SH SOLE 68700 26520
ARCHER DANIELS MIDLAND COM 039483102 866 100409 SH SOLE 35295 65114
ASIA TIGERS FUND COM 04516T105 529 68800 SH SOLE 15333 53467
ASTRAZENECA PLC SPONSORED ADR COM 046353108 984 18721 SH SOLE 6793 11928
AT&T COM 001957109 571 19454 SH SOLE 7879 11575
AUTOMATIC DATA PROCESSING COM 053015103 4619 69062 SH SOLE 47090 21972
BANC ONE COM 06423A103 1186 30698 SH SOLE 14160 16538
BANK OF NEW YORK COM 064057102 448 8000 SH SOLE 8000
BARRICK GOLD COM 067901108 1010 66200 SH SOLE 23666 42534
BED BATH & BEYOND COM 075896100 8438 345940 SH SOLE 248200 97740
BIOMET COM 090613100 2126 60750 SH SOLE 17400 43350
BOSTON SCIENTIFIC COM 101137107 216 13146 SH SOLE 13146
BP AMOCO P L C SPONSORED ADR COM 110889409 475 8970 SH SOLE 8970
BRISTOL MYERS SQUIBB COM 110122108 648 11346 SH SOLE 500 10846
BROADCOM CORP CL A COM 111320107 3122 12810 SH SOLE 11000 1810
CHASE MANHATTAN COM 16161A108 663 14350 SH SOLE 11050 3300
CISCO SYSTEMS COM 17275R102 11850 214480 SH SOLE 138520 75960
CITIGROUP COM 172967101 2723 50373 SH SOLE 24066 26307
COMPUTER SCIENCES COM 205363104 15284 205849 SH SOLE 147290 58559
CORNING COM 219350105 356 1200 SH SOLE 1200
DELL COMPUTER COM 247025109 7852 254835 SH SOLE 184240 70595
DENTSPLY COM 249030107 1935 55395 SH SOLE 18920 36475
DISNEY WALT PRODTNS COM 254687106 1997 52207 SH SOLE 23578 28629
ELECTRONIC DATA SYSTEMS COM 285661104 812 19570 SH SOLE 6900 12670
ELI LILLY COM 532457108 243 3000 SH SOLE 3000
EMC COM 268648102 16757 169052 SH SOLE 110057 58995
ENRON COM 293561106 663 7572 SH SOLE 7572
EOG RES INC COM COM 26875P101 2773 71325 SH SOLE 24500 46825
EXXON MOBIL CORP. COM 30231G102 9144 102598 SH SOLE 62953 39645
FEDERAL HOME LN MTG CP COM 313400301 17590 325365 SH SOLE 231180 94185
FEDERAL NAT MORTGAGE ASSN COM 313586109 983 13755 SH SOLE 6500 7255
GENERAL ELECTRIC COM 369604103 5761 99868 SH SOLE 48663 51205
GILLETTE COM 375766102 13660 442422 SH SOLE 321910 120512
HEWLETT-PACKARD COM 428236103 493 5080 SH SOLE 1300 3780
HOME DEPOT COM 437076102 8210 154729 SH SOLE 114570 40159
HONEYWELL INTERNATIONAL INC.CO COM 438516106 8123 228002 SH SOLE 162720 65282
HSBC HLDGS PLC SPON ADR NEW COM 404280406 960 13450 SH SOLE 1800 11650
INTEL COM 458140100 5373 129280 SH SOLE 84140 45140
INTERNATIONAL BUSINESS MACHINE COM 459200101 2567 22814 SH SOLE 13654 9160
INTERPUBLIC GROUP OF COS COM 460690100 2252 66100 SH SOLE 46600 19500
ITO YOKADO ADR COM 465714301 476 9115 SH SOLE 2700 6415
JDS UNIPHASE CORP COM COM 46612J101 4331 45739 SH SOLE 36160 9579
JOHNSON & JOHNSON COM 478160104 8571 91246 SH SOLE 54070 37176
KLA-TENCOR CORP COM 482480100 4549 110440 SH SOLE 89400 21040
LUCENT TECHNOLOGIES COM 549463107 455 14895 SH SOLE 6970 7925
MARRIOTT INTERNATIONAL COM 571903202 547 15000 SH SOLE 15000
MCDONALD'S COM 580135101 2433 80600 SH SOLE 64132 16468
MCI WORLD COM COM 98157D106 724 23821 SH SOLE 23821
MEDTRONIC COM 585055106 14338 276729 SH SOLE 193720 83009
MERCK COM 589331107 2556 34340 SH SOLE 18200 16140
MICROSOFT COM 594918104 10425 172853 SH SOLE 122213 50640
MIDCAP SPDR TR UNIT SER 1 COM 595635103 246 2500 SH SOLE 100 2400
MORGAN J.P. COM 616880100 351 2150 SH SOLE 1200 950
MORGAN STANLEY, DEAN WITTER COM 617446448 561 6130 SH SOLE 6130
MOTOROLA COM 620076109 9288 328775 SH SOLE 200470 128305
NESTLE SA ADR COM 641069406 1047 10050 SH SOLE 3700 6350
NEXTEL COMMUNICATIONS COM 65332V103 7678 164240 SH SOLE 127520 36720
NOKIA COM 654902204 7114 178680 SH SOLE 112168 66512
NOVARTIS AG COM 66987V109 1060 27400 SH SOLE 11066 16334
ORACLE SYSTEMS COM 68389X105 5094 64690 SH SOLE 57660 7030
PEPSICO COM 713448108 1888 41040 SH SOLE 19410 21630
PFIZER COM 717081103 22452 499632 SH SOLE 318389 181243
PROCTER & GAMBLE COM 742718109 714 10650 SH SOLE 9450 1200
QUALCOMM INC COM COM 747525103 8971 125908 SH SOLE 90160 35748
RF MICRODEVICES INC COM COM 749941100 1293 40400 SH SOLE 40000 400
ROCHE HOLDING ADR COM 771195104 607 6900 SH SOLE 3533 3367
ROYAL DUTCH PETROLEUM COM 780257804 463 7733 SH SOLE 1400 6333
SBC COMMUNICATIONS COM 78387G103 668 13367 SH SOLE 4053 9314
SCHERING PLOUGH COM 806605101 3859 83000 SH SOLE 63420 19580
SCHLUMBERGER COM 806857108 5639 68509 SH SOLE 43350 25159
SIGMA ALDRICH COM 826552101 1346 40800 SH SOLE 14900 25900
SONY COM 835699307 1863 18460 SH SOLE 4000 14460
SPDR TR UNIT SER 1 COM 78462F103 215 1500 SH SOLE 100 1400
STAPLES COM 855030102 4600 324257 SH SOLE 172930 151327
STARBUCKS COM 855244109 488 12190 SH SOLE 8910 3280
STATE STREET COM 857477103 11788 90675 SH SOLE 63720 26955
SUN MICROSYSTEMS COM 866810104 8366 71660 SH SOLE 44140 27520
SYSCO COM 871829107 1639 35400 SH SOLE 9800 25600
TEXACO COM 881694103 4869 92752 SH SOLE 59260 33492
TYCO INTERNATIONAL COM 902124106 14044 270726 SH SOLE 190580 80146
UNILEVER NV COM 904784709 778 16114 SH SOLE 7600 8514
UNION PACIFIC COM 907818108 1154 29688 SH SOLE 9900 19788
VERIZON COMMUNICATIONS COM COM 92343v104 582 12021 SH SOLE 8332 3689
WAL MART STORES COM 931142103 4727 98218 SH SOLE 79000 19218
YAHOO COM 984332106 7972 87602 SH SOLE 63970 23632
FIDELITY MAGELLAN 316184100 303 2260.853 SH SOLE 2260.853
</TABLE>
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