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FORM 10-K/A
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
[X] AMENDMENT TO APPLICATION OR REPORT FILED PURSUANT TO
SECTION 12, 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the fiscal year ended December 31, 1993
For the transition period from ______ to ______
Commission file number 0-3085
WYMAN-GORDON COMPANY
(Exact name of registrant as specified in its charter)
AMENDMENT NO. 1
MASSACHUSETTS 04-1992780
(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification No.)
244 WORCESTER STREET, BOX 8001, GRAFTON, MASSACHUSETTS 01536-8001
(Address of Principal Executive Offices) (Zip Code)
508-839-4441
(Registrant's telephone number, including area code)
SECURITIES REGISTERED PURSUANT TO SECTION 12(B) OF THE ACT:
NAME OF EACH EXCHANGE
TITLE OF EACH CLASS ON WHICH REGISTERED
------------------- -------------------
NONE NONE
SECURITIES REGISTERED PURSUANT TO SECTION 12(G) OF THE ACT:
Common Stock, $1 Par Value
(Title of Class)
Indicate by a check mark whether the registrant (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange Act of
1934 during the preceding 12 months, and (2) has been subject to such filing
requirements for the past 90 days. Yes X No _____
Indicate by check mark if disclosure of delinquent filers pursuant to
Item 405 of Regulation S-K is not contained herein, and will not be contained,
to the best of registrant's knowledge, in definitive proxy or information
statements incorporated by reference in Part III of this Form 10-K or any
amendment to this Form 10-K. [X]
Aggregate market value of the voting stock held by non-affiliates of the
registrant as of March 28, 1994: $65,762,687
Indicate the number of shares outstanding of each of the registrant's
classes of common stock, as of the latest practicable date.
CLASS OUTSTANDING AT MARCH 28, 1994
Common Stock, $1 Par Value 18,040,150 Shares
DOCUMENTS INCORPORATED BY REFERENCE
With the exception of these sections which are specifically incorporated
by reference in this Form 10-K, the following document is not deemed filed as
part of this report: (1) Annual Report for the year ended December 31, 1993
(Form 10-K Parts I, II & IV)
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SIGNATURES
Pursuant to the requirements of Section 12, 13 or 15(d) of the
Securities Exchange Act of 1934, the registrant has duly caused this Amendment
No. 1 to be signed on its behalf by the undersigned, thereunto duly
authorized.
Wyman-Gordon Company
(REGISTRANT)
By /s/ LUIS E. LEON March 30, 1994
--------------------------------------- --------------
Luis E. Leon Date
Vice President - Finance and Treasurer
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Pursuant to the requirements of the Securities and Exchange Act of
1934, this Amendment No. 1 has been signed below by the following persons on
behalf of the registrant and in the capacities and on the dates indicated.
<S> <C> <C>
/s/ JOHN M. NELSON Chief Executive Officer March 30, 1994
- - -------------------------------- and Chairman of the --------------
John M. Nelson Board of Directors Date
/s/ DAVID P. GRUBER President, Chief Operating March 30, 1994
- - -------------------------------- Officer and Director --------------
David P. Gruber Date
/s/ LUIS E. LEON Vice President, Finance and March 30, 1994
- - -------------------------------- Treasurer and Principal Financial --------------
Luis E. Leon Officer Date
/s/ JEFFREY B. LAVIN Manager, Corporate Accounting March 30, 1994
- - -------------------------------- and Principal Accounting Officer --------------
Jeffrey B. Lavin Date
/s/ E. PAUL CASEY Director March 30, 1994
- - -------------------------------- --------------
E. Paul Casey Date
/s/ WARNER S. FLETCHER Director March 30, 1994
- - -------------------------------- --------------
Warner S. Fletcher Date
/s/ ROBERT G. FOSTER Director March 30, 1994
- - -------------------------------- --------------
Robert G. Foster Date
/s/ RUSSELL E. FULLER Director March 30, 1994
- - -------------------------------- --------------
Russell E. Fuller Date
/s/ M HOWARD JACOBSON Director March 30, 1994
- - -------------------------------- --------------
M Howard Jacobson Date
/s/ JUDITH S. KING Director March 30, 1994
- - -------------------------------- --------------
Judith S. King Date
/s/ GEORGE S. MUMFORD, JR. Director March 30, 1994
- - -------------------------------- --------------
George S. Mumford, Jr. Date
/s/ JON C. STRAUSS Director March 30, 1994
- - -------------------------------- --------------
Jon C. Strauss Date
/s/ CHARLES A. ZRAKET Director March 30, 1994
- - -------------------------------- --------------
Charles A. Zraket Date
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<TABLE>
WYMAN-GORDON COMPANY AND SUBSIDIARIES
SCHEDULE IX - SHORT TERM BORROWINGS
(000's omitted)
<CAPTION>
MAXIMUM AVERAGE WEIGHTED
CATEGORY OF BALANCE WEIGHTED AMOUNT AMOUNT AVERAGE
AGGREGATE AT AVERAGE OUTSTANDING OUTSTANDING INTEREST
SHORT-TERM END OF INTEREST DURING DURING RATE DURING
BORROWINGS PERIOD RATE THE PERIOD THE PERIOD THE PERIOD
- - ----------- ------- -------- ----------- ----------- -----------
1991
-------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Bank Loans - - $33,000 $ 9,333 10.0%
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Bank loans are evidenced by renewable 90-day notes bearing interest at
money market rates. The maximum and average amounts outstanding during the
period were computed using month-end balances. The weighted average interest
rates during 1991 was calculated based upon the weighted average interest cost
of borrowings throughout the year. Additional information is included in Note C
to the 1993 Annual Report.
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SCHEDULE X - SUPPLEMENTARY INCOME STATEMENT INFORMATION
<CAPTION>
CHARGED TO COSTS
ITEM AND EXPENSES
(000's omitted)
1993 1992 1991
---- ---- ----
<S> <C> <C> <C>
Maintenance and repairs $12,374 $15,021 $20,233
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