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Previous: COPELCO CAPITAL FUNDING LLC 2000-A, S-3, 1999-06-03 |
Next: ALLIED RESEARCH CORP, DEFA14A, 1999-06-04 |
<PAGE> 1
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Newton Management Limited
Address: 71 Queen Vistoria Street
London EC4V 4DR
United Kingdom
Form 13F File Number: 00-0000 [To Be Assigned By the SEC]
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it that all information contained herein is true correct and complete
and that it is understood that all required items statements schedules lists and
tables are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Julian V. Campbell
Title: Chief Compliance Officer
Phone: 011-44-171-653-2407
Signature Place and Date of Signing:
/s/ Julian V. Campbell~London UK-June 1, 1999
Additional Information About This Report:
Newton Management Limited and its affiliates (SEC File No. to be assigned by the
SEC) are affiliates of Mellon Bank N.A.. Newton Management Limited will file a
separate Form 13F with the Securities and Exchange Commission for the quarter
ending March 31 1999. Additional systems development time is required to fully
integrate Newton Management Limited and its affiliates into the automated data
gathering and EDGAR filing process used by Mellon N.A. and its other affiliates.
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported and in this report all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
<PAGE> 2
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 157
Form 13F Information Table Value Total: $1,346,985 (X1000)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed
other than the manager filing this report. [If there are no entries in this list
state "NONE" and omit the column headings and list entries.]
NONE
<PAGE> 3
<TABLE>
<CAPTION>
FORM 13F NEWTON GROUP End of Quarter Date: 03/31/99
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
(B)
SHARED
AS MANAGERS
SHARES OR DEFINED (C) SEE
CUSIP FAIR MARKET PRINCIPAL (A) IN SHARED IN (A) (B) (C)
NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE INSTR. V OTHER INSTR. V SOLE SHARED NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ABBOTT LABORATORIES COM 2824100 2446 49920 DEFINED 49920
ACER GDR 4433108 2557 444698 DEFINED 444698
AFP PROVIDA ADR 00709P108 629 46810 DEFINED 46810
AIRTOUCH COMMUNICATIONS COM 00949T100 69367 957617 DEFINED 957617
ALLIED IRISH BANKS ORD 18998203 430 23997 DEFINED 23997
ALLTEL CORP COM 20039103 1032 17250 DEFINED 17250
ALZA CORP COM 22615108 24037 460035 DEFINED 460035
AMERICAN EXPRESS CO COM 25816109 5176 50500 DEFINED 50500
AMERICAN HOME PRODUCTS COM 26609107 50256 891466 DEFINED 891466
AMOCO CORP COM 31905102 3892 65000 DEFINED 65000
ANALOG DEVICES INC COM 32654105 560 17856 DEFINED 17856
AON CORP COM 37389103 8453 152651 DEFINED 152651
APOLLO GROUP INC COM 37604105 517 15265 DEFINED 15265
ARGENTINA EQUITY INVESTMENTS 1 COM G0461A102 1036 29100 DEFINED 29100
AT & T CORP COM 1957109 58889 777418 DEFINED 777418
AUTOZONE INC COM 53332102 5010 152100 DEFINED 152100
AXA CHINA REGION ORD G6376S104 1306 1744000 DEFINED 1744000
BANK ONE CORP COM 06423A103 43695 855725 DEFINED 855725
BANKAMERICA CORP COM 06605F102 8680 144370 DEFINED 144370
BARING INTERNATIONAL GROUP ORD G0817X103 248 11875 DEFINED 11875
BCE INC COM 05534B109 419 11032 DEFINED 11032
BCE INC COM 05534B109 120281 3193510 DEFINED 3193510
BCE MOBILE COMMUNICATIONS INC COM 05534G108 29658 1097650 DEFINED 1097650
BELDEN INC COM 77459105 771 36400 DEFINED 36400
BIO-TECHNOLOGY GENERAL CORP COM 90578105 1785 257350 DEFINED 257350
BRISTOL MYERS SQUIB COM 110122108 7154 53465 DEFINED 53465
CANADIAN IMPERIAL BANK COM 136069101 907 36678 DEFINED 36678
CASTLE & COOKE INC COM 148433105 226 15300 DEFINED 15300
CHEUNG KONG (HLDGS) ORD 166744102 2716 377400 DEFINED 377400
CHEUNG KONG INFRASTRUCTURE ORD G2098S100 7584 3396000 DEFINED 3396000
CINCINNATI FINANCIAL CORP COM 172062101 666 18189 DEFINED 18189
CITIGROUP INC COM 172967101 995 20030 DEFINED 20030
Page 1 of 5
</TABLE>
<PAGE> 4
<TABLE>
<CAPTION>
FORM 13F NEWTON GROUP End of Quarter Date: 03/31/99
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
(B)
SHARED
AS MANAGERS
SHARES OR DEFINED (C) SEE
CUSIP FAIR MARKET PRINCIPAL (A) IN SHARED IN (A) (B) (C)
NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE INSTR. V OTHER INSTR. V SOLE SHARED NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COCA-COLA CO COM 191216100 731 10910 DEFINED 10910
COLGATE-PALMOLIVE CO COM 194162103 15473 166605 DEFINED 166605
COLTEC INDUSTRIES INC COM 196879100 1935 99230 DEFINED 99230
COLUMBIA HCA HEALTH COM 197677107 9563 386380 DEFINED 386380
COOPER CAMERON CORP COM 216640102 3580 146140 DEFINED 146140
COUSINS PROPERTIES INC COM 222795106 436 13520 DEFINED 13520
CRESCENT REAL ESTATE EQ TRUST COM 225756105 2770 120420 DEFINED 120420
CYMER INC COM 232572107 749 51190 DEFINED 51190
DENTSPLY INTERNATIONAL INC COM 249030107 14073 546511 DEFINED 546511
DISNEY (WALT) HLDG COM 254687106 16214 540478 DEFINED 540478
DURA PHARMACEUTICALS COM 26632S109 385 25330 DEFINED 25330
EMBOTELLADORA ANDINA SA ADR 29081P303 1034 79507 DEFINED 79507
EMC CORP COM 268648102 11750 138240 DEFINED 138240
ENTRUST TECHNOLOGIES INC COM 293848107 3502 146664 DEFINED 146664
EPICORE NETWORKS INC COM 29425L109 626 3011767 DEFINED 3011767
EQUANT NV ORD 294409107 41059 589760 DEFINED 589760
EQUITABLE COS INC COM 29444G107 6918 119530 DEFINED 119530
EXXON CORPORATION CAPIT AL NPV 302290101 9388 128380 DEFINED 128380
FOSTERS BREWING GROUP PLC ORD 350258109 5327 1965000 DEFINED 1965000
FPL GROUP INC COM 302571104 4082 66240 DEFINED 66240
FRONTIER INSURANCE GROUP COM 359081106 308 23958 DEFINED 23958
GANNETT CO INC COM 364730101 671 10400 DEFINED 10400
GARTNER GROUP INC COM 366651107 13346 628040 DEFINED 628040
GENERAL ELECTRIC CO (U.S.) COM 369604103 27361 268245 DEFINED 268245
GENETRONICS BIOMEDICAL COM 371916107 1199 364700 DEFINED 364700
GILLETTE CORPORATION COM 375766102 4880 102066 DEFINED 102066
GLOBAL TELESYSTEMS GROUP INC COM 37936U104 24953 447588 DEFINED 447588
GUILFORD PHARMACEUTICALS COM 401829106 221 15475 DEFINED 15475
HALLIBURTON CO COM 406216101 4444 150000 DEFINED 150000
HARTFORD LIFE INC ORD 416592103 1368 23492 DEFINED 23492
HCR MANOR CARE INC COM 404134108 4929 167796 DEFINED 167796
HEALTHCARE REALTY TRUST INC COM 421946104 5444 246060 DEFINED 246060
HEARTLAND EXPRESS INC COM 422347104 202 11545 DEFINED 11545
HONG KONG & CHINA GAS CO ORD 438550204 12139 9547000 DEFINED 9547000
HONGKONG LAND HOLDINGS ORD G4587L109 342 290000 DEFINED 290000
Page 2 of 5
</TABLE>
<PAGE> 5
<TABLE>
<CAPTION>
FORM 13F NEWTON GROUP End of Quarter Date: 03/31/99
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
(B)
SHARED
AS MANAGERS
SHARES OR DEFINED (C) SEE
CUSIP FAIR MARKET PRINCIPAL (A) IN SHARED IN (A) (B) (C)
NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE INSTR. V OTHER INSTR. V SOLE SHARED NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
HORIZON MEDICAL PRODUCTS COM 439903105 328 75000 DEFINED 75000
HOUGHTON MIFFLIN INC COM 441560109 2348 49700 DEFINED 49700
HUANENG POWER INTERNATIONAL ADR 443304100 11889 819910 DEFINED 819910
HUDSONS BAY CO COM 444204101 2218 176080 DEFINED 176080
INFINITY BROADCASTING COM 45662S102 931 34000 DEFINED 34000
INTEL CORPORATION COM 458140100 4063 34267 DEFINED 34267
INTERNATIONAL BUS MACH GROUP COM 459200101 6600 35799 DEFINED 35799
INTERNATIONAL INTERGRATION INC COM 459698106 241 14180 DEFINED 14180
INTERPUBLIC GROUP OF COMPANIES COM 460690100 897 11250 DEFINED 11250
JARDINE STRATEGIC HLDGS ORD G50764102 432 298000 DEFINED 298000
JDN REALTY CORP COM 465917102 10097 468280 DEFINED 468280
JOHNSON & JOHNSON COM 478160104 6780 80833 DEFINED 80833
KOREA ELECTRIC POWER CORP ADR 500631106 1247 79500 DEFINED 79500
LAIDLAW INC COM 50730K503 3019 300000 DEFINED 300000
LHS GROUP COM 501938104 7936 150200 DEFINED 150200
LI & FUNG ORD G5485F102 1011 488000 DEFINED 488000
LILLY (ELI) & CO COM 532457108 12489 140528 DEFINED 140528
MARK IV INDUSTRIES INC COM 570387100 299 22972 DEFINED 22972
MCDONALD`S CORP COM 580135101 11526 150050 DEFINED 150050
MCGRAW HILL COS COM 580645109 24244 237975 DEFINED 237975
MERCK & CO COM 589331107 46400 314578 DEFINED 314578
MEREDITH CORP COM 589433101 3642 96150 DEFINED 96150
MERRILL LYNCH & CO INC COM 590188108 8380 125545 DEFINED 125545
MICROSOFT CORP COM 594918104 4493 32393 DEFINED 32393
MILLENNIUM CHEMICAL COM 599903101 250 12603 DEFINED 12603
MMI COS INC COM 553087107 4725 282099 DEFINED 282099
MOBIL CORPORATION COM 607059102 3417 39225 DEFINED 39225
MONSANTO CORPORATION COM 611662107 33672 708880 DEFINED 708880
MOTOROLA INC COM 620076109 10173 166600 DEFINED 166600
NATIONAL AUSTRALIA CAP SECS UK CAP UNITS 632525309 1354 47500 DEFINED 47500
NEWPARK RESOURCES INC COM 651718504 294 43200 DEFINED 43200
NEXTEL COMMUNICATIONS INC ORD 65332V103 344 14547 DEFINED 14547
NIKE INC COM 654106103 2232 55019 DEFINED 55019
NORTHERN TELECOM COM 665815106 3691 74000 DEFINED 74000
NORTHERN TELECOM CORP COM 665815106 26651 533023 DEFINED 533023
Page 3 of 5
</TABLE>
<PAGE> 6
<TABLE>
<CAPTION>
FORM 13F NEWTON GROUP End of Quarter Date: 03/31/99
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
(B)
SHARED
AS MANAGERS
SHARES OR DEFINED (C) SEE
CUSIP FAIR MARKET PRINCIPAL (A) IN SHARED IN (A) (B) (C)
NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE INSTR. V OTHER INSTR. V SOLE SHARED NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
OCCIDENTAL PETROLEUM CORP COM 674599105 253 15000 DEFINED 15000
OCEAN WILSONS HOLDINGS LIMITED ORD G6699D107 1216 860000 DEFINED 860000
OFFICE DEPOT INC COM 676220106 3939 106280 DEFINED 106280
PANAFON HELLENIC TELECOM ORD 698113206 750 28000 DEFINED 28000
PANAFON HELLENIC TELECOM GDS 698113206 3426 128900 DEFINED 128900
PARAMETRIC TECHNOLOGY CORP COM 699173100 13141 808700 DEFINED 808700
PEPSICO INCORPORATED CAPITAL 713448108 7074 173070 DEFINED 173070
PEREZ COMPANC SA ADR 713665107 3629 428579 DEFINED 428579
PFIZER INC COM 717081103 4663 37303 DEFINED 37303
PHARMACIA & UPJOHN INC COM 716941109 8743 154400 DEFINED 154400
PHILIP MORRIS COS COM 718154107 100086 1870760 DEFINED 1870760
PINKERTONS INC COM 723429106 400 18750 DEFINED 18750
PLIVA DD GDR 72917Q202 5204 313513 DEFINED 313513
POHANG IRON & STEEL CO ADS 730450103 4674 277000 DEFINED 277000
PROCTER & GAMBLE COM 742718109 2120 23220 DEFINED 23220
PROTEIN DESIGN COM 74369L103 909 39300 DEFINED 39300
RJR NABISCO HLDGS INC COM 74960K876 300 10100 DEFINED 10100
ROYAL DUTCH PETROLEUM CO NV ORD 780257804 3120 62627 DEFINED 62627
SAFECO CORP COM 786429100 429 10000 DEFINED 10000
SAFETY-KLEEN CORPORATION COM 78648R203 290 20525 DEFINED 20525
SARA LEE CORP COM 803111103 288 10200 DEFINED 10200
SCHLUMBERGER CO COM 806857108 1028 22160 DEFINED 22160
SCIENTIFIC ATLANTA COM 808655104 2975 130400 DEFINED 130400
SENSORMATIC ELECTRONICS COM 817265101 334 48100 DEFINED 48100
SERVICE CORPORATION INTNL COM 817565104 7828 205661 DEFINED 205661
SERVICEMASTER CO COM 81760N109 28919 1310792 DEFINED 1310792
SHANGRI-LA ASIA HKD G8063F106 9526 11182000 DEFINED 11182000
SHELL TRANSPORT & TRADING CO ADR 822703609 1924 51744 DEFINED 51744
SILICON VALLEY GROUP COM 827066101 1826 143200 DEFINED 143200
SILICONWARE PRECISION INDS CO GDR Y7934R117 5109 472000 DEFINED 472000
SK TELECOM LTD ADR 78440P108 1849 182168 DEFINED 182168
SMARTONE TELECOMMUNICATION HLG ORD G8219Z105 7427 2676000 DEFINED 2676000
ST MICROELECTRONICS NV ORD 861012102 22582 286695 DEFINED 286695
STANDARD FOODS TAIWAN GDR 853407203 475 50000 DEFINED 50000
STERIS CORP COM 859152100 2546 89530 DEFINED 89530
Page 4 of 5
</TABLE>
<PAGE> 7
<TABLE>
<CAPTION>
FORM 13F NEWTON GROUP End of Quarter Date: 03/31/99
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
(B)
SHARED
AS MANAGERS
SHARES OR DEFINED (C) SEE
CUSIP FAIR MARKET PRINCIPAL (A) IN SHARED IN (A) (B) (C)
NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE INSTR. V OTHER INSTR. V SOLE SHARED NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SUN MICROSYSTEMS COM 866810104 3838 44825 DEFINED 44825
SUNTRUST BANKS CORP COM 867914103 1010 13200 DEFINED 13200
SYSCO CORPORATION COM 871829107 823 30000 DEFINED 30000
TALISMAN ENERGY INC COM 8.74E+107 602 34300 DEFINED 34300
TELE CELULAR SUL PARTICIPACOES ADR 879238103 4678 268300 DEFINED 268300
TELE SUDESTE CELULAR PARTICPAC ADR 879252104 22882 1106100 DEFINED 1106100
TELEC BRASILEIRAS-TELEBRAS ADR 879287308 36677 504582 DEFINED 504582
TELEFONICA DEL PERU ADS 879384105 233 18400 DEFINED 18400
TENET HEALTHCARE COM 88033G100 3301 125760 DEFINED 125760
TEXACO INC COM 881694103 7431 140200 DEFINED 140200
TOSHIBA CORPORATION ORD 891493108 14224 2384000 DEFINED 2384000
TOTAL RENAL CARE COM 89151A107 468 15840 DEFINED 15840
UNITED ASSET MANAGEMENT CORP COM 909420101 520 20000 DEFINED 20000
UNOCAL CORPORATION COM 915289102 3913 134052 DEFINED 134052
USWEBB CORP COM 917327108 442 16750 DEFINED 16750
WACKENHUT CORP COM 929794303 2637 120210 DEFINED 120210
WACKENHUT CORP COM 929794105 3560 139961 DEFINED 139961
WAL MART STORES COM 931142103 3719 45664 DEFINED 45664
WELLS FARGO CORP COM 949746101 3406 85292 DEFINED 85292
XEROX CORPORATION COM 984121103 2526 21410 DEFINED 21410
REPORT SUMMARY 157 1346985
Page 5 of 5
</TABLE>
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