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Previous: RED HAT INC, S-1/A, 1999-08-06 |
Next: NETRO CORP, S-1/A, 1999-08-06 |
<PAGE> 1
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Newton Management Limited
Address: 71 Queen Vistoria Street
London EC4V 4DR
United Kingdom
Form 13F File Number: 00-0000 [To Be Assigned By the SEC]
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it that all information contained herein is true correct and complete
and that it is understood that all required items statements schedules lists and
tables are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Julian V. Campbell
Title: Chief Compliance Officer
Phone: 011-44-171-653-2407
Signature Place and Date of Signing:
/s/ Julian V. Campbell~London UK-August 5, 1999
Additional Information About This Report:
Newton Management Limited and its affiliates (SEC File No. to be assigned by the
SEC) are affiliates of Mellon Bank N.A.. Newton Management Limited will file a
separate Form 13F with the Securities and Exchange Commission for the quarter
ending June 30, 1999. Additional systems development time is required to fully
integrate Newton Management Limited and its affiliates into the automated data
gathering and EDGAR filing process used by Mellon N.A. and its other affiliates.
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported and in this report all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
<PAGE> 2
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 144
Form 13F Information Table Value Total: $1,650,154 (X1000)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed
other than the manager filing this report. [If there are no entries in this list
state "NONE" and omit the column headings and list entries.]
NONE
<PAGE> 3
<TABLE>
<CAPTION>
FORM 13F NEWTON GROUP End of Quarter Date: 06/30/99
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
(B)
SHARED
AS MANAGERS
SHARES OR DEFINED (C) SEE
CUSIP FAIR MARKET PRINCIPAL (A) IN SHARED IN (A) (B) (C)
NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE INSTR. V OTHER INSTR. V SOLE SHARED NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ABBOTT LABORATORIES COM 002824100 2265 49920 DEFINED 49920
ABITIBI-CONS INC COM 003924107 35126 3076200 DEFINED 3076200
AFP PROVIDA ADR 00709P108 957 43510 DEFINED 43510
AIR PRODUCTS & CHEMICALS COM 009158106 3510 87200 DEFINED 87200
AIRTOUCH COMMUNICATIONS COM 00949T100 163967 1523062 DEFINED 1523062
ALLIED IRISH BANKS ORD 018998203 316 23997 DEFINED 23997
ALLTEL CORP COM 020039103 1233 17250 DEFINED 17250
ALZA CORP COM 022615108 1707 33545 DEFINED 33545
AMDOCS ORD COM G02602103 21640 951192 DEFINED 951192
AMERICA ONLINE INC COM 02364J104 1875 17043 DEFINED 17043
AMERICAN EXPRESS CO COM 025816109 6967 53540 DEFINED 53540
AMERICAN GENERAL CORP COM 026351106 2005 26600 DEFINED 26600
AMERICAN HOME PRODUCTS COM 026609107 37439 652524 DEFINED 652524
AON CORP COM 037389103 9521 230806 DEFINED 230806
APOLLO GROUP INC COM 037604105 405 15265 DEFINED 15265
ARGENTINA EQUITY INVESTMENTS 1 COM G0461A102 910 29100 DEFINED 29100
ASAHI GLASS CO ORD 043393107 13399 2066000 DEFINED 2066000
ASUSTEK COMPUTER GDR 04648R209 2568 178000 DEFINED 178000
AT & T CORP COM 001957109 90091 1614171 DEFINED 1614171
AUTOZONE INC COM 053332102 4595 152530 DEFINED 152530
AXA CHINA REGION ORD G6376S104 1053 1318000 DEFINED 1318000
BANK OF AMERICA CORP COM 060505104 11143 151990 DEFINED 151990
BANK ONE CORP COM 06423A103 54888 921524 DEFINED 921524
BARING INTERNATIONAL GROUP ORD G0817X103 291 11875 DEFINED 11875
BCE INC COM 05534B109 107312 2213615 DEFINED 2213615
BCE INC COM 05534B109 544 11032 DEFINED 11032
BCE MOBILE COMMUNICATIONS INC COM 05534G108 23709 779800 DEFINED 779800
BELDEN INC COM 077459105 383 16000 DEFINED 16000
BOEING COMPANY COM 097023105 5163 117350 DEFINED 117350
BP AMOCO ADR 055622104 1413 14133 DEFINED 14133
BRISTOL MYERS SQUIB COM 110122108 23255 330152 DEFINED 330152
CASTLE & COOKE INC COM 148433105 270 15300 DEFINED 15300
CHEUNG KONG (HLDGS) ORD 166744102 3374 379400 DEFINED 379400
Page 1 of 4
</TABLE>
<PAGE> 4
<TABLE>
<CAPTION>
FORM 13F NEWTON GROUP End of Quarter Date: 06/30/99
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
(B)
SHARED
AS MANAGERS
SHARES OR DEFINED (C) SEE
CUSIP FAIR MARKET PRINCIPAL (A) IN SHARED IN (A) (B) (C)
NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE INSTR. V OTHER INSTR. V SOLE SHARED NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CINCINNATI FINANCIAL CORP COM 172062101 683 18189 DEFINED 18189
CITIGROUP INC COM 172967101 1300 27375 DEFINED 27375
CNF TRANSPORTATION INC COM 12612W104 13910 361300 DEFINED 361300
COLGATE-PALMOLIVE CO COM 194162103 15956 161985 DEFINED 161985
COLUMBIA HCA HEALTH COM 197677107 460 20162 DEFINED 20162
COMPANIA VALE DO RIO DOCE ADR 204412100 1596 80400 DEFINED 80400
CONCENTRIC NETWORK COM 20589R107 1471 37000 DEFINED 37000
COOPER CAMERON CORP COM 216640102 5357 144540 DEFINED 144540
CRESCENT REAL ESTATE EQ TRUST COM 225756105 1331 56060 DEFINED 56060
DAYTON HUDSON CORP COM 239753106 4452 68490 DEFINED 68490
DENTSPLY INTERNATIONAL INC COM 249030107 1302 45100 DEFINED 45100
DISNEY (WALT) HLDG COM 254687106 14757 478926 DEFINED 478926
EMBOTELLADORA ANDINA SA ADR 29081P303 223 14600 DEFINED 14600
EMC CORP COM 268648102 5824 105882 DEFINED 105882
ENTERCOM COMMUNICATIONS COM 293639100 513 12000 DEFINED 12000
EQUANT NV ORD 294409107 43732 474363 DEFINED 474363
EQUIFAX INC COM 294429105 17498 490300 DEFINED 490300
EXXON MOBIL CORPORATION CAPITAL NPV 302290101 11448 148430 DEFINED 148430
FIRST PHILIPPINE HOLDINGS ORD Y2558N112 629 557000 DEFINED 557000
FREDDIE MAC COM 313400301 666 11490 DEFINED 11490
FRONTIER INSURANCE GROUP COM 359081106 368 23958 DEFINED 23958
GANNETT CO INC COM 364730101 742 10400 DEFINED 10400
GARTNER GROUP INC COM 366651107 1888 92100 DEFINED 92100
GENERAL ELECTRIC CO (U.S.) COM 369604103 30286 268018 DEFINED 268018
GENETRONICS BIOMEDICAL COM 371916107 1881 668700 DEFINED 668700
GILLETTE CORPORATION COM 375766102 3852 93955 DEFINED 93955
GLOBAL TELESYSTEMS GROUP INC COM 37936U104 16391 202360 DEFINED 202360
HALLIBURTON CO COM 406216101 6788 150000 DEFINED 150000
HARTFORD FINANCIAL SERVICES COM 416515104 2528 43350 DEFINED 43350
HCR MANOR CARE INC COM 404134108 6234 257716 DEFINED 257716
HEALTHCARE REALTY TRUST INC COM 421946104 5692 269460 DEFINED 269460
HENDERSON LAND DEVELOPMENT CO ORD 425166303 1035 180000 DEFINED 180000
HUANENG POWER INTERNATIONAL ADR 443304100 12213 713150 DEFINED 713150
HUDSONS BAY CO COM 444204101 340 30500 DEFINED 30500
INTEL CORPORATION COM 458140100 36662 616161 DEFINED 616161
INTERNATIONAL BUS MACH GROUP COM 459200101 66341 513278 DEFINED 513278
INTERNATIONAL INTERGRATION INC COM 459698106 1814 80600 DEFINED 80600
INTERNATIONAL PAPER CO COM 460146103 13598 270600 DEFINED 270600
INTERPUBLIC GROUP OF COMPANIES COM 460690100 975 11250 DEFINED 11250
JARDINE MATHESON HOLDINGS ORD G50736100 3401 680199 DEFINED 680199
Page 2 of 4
</TABLE>
<PAGE> 5
<TABLE>
<CAPTION>
FORM 13F NEWTON GROUP End of Quarter Date: 06/30/99
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
(B)
SHARED
AS MANAGERS
SHARES OR DEFINED (C) SEE
CUSIP FAIR MARKET PRINCIPAL (A) IN SHARED IN (A) (B) (C)
NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE INSTR. V OTHER INSTR. V SOLE SHARED NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
JARDINE STRATEGIC HLDGS ORD G50764102 1282 493000 DEFINED 493000
JDN REALTY CORP COM 465917102 8757 391385 DEFINED 391385
JF FLEDGLING JAPAN LIMITED COM G35560138 303 75000 DEFINED 75000
JOHNSON & JOHNSON COM 478160104 8701 88788 DEFINED 88788
KOOKMIN BANK GDS 500498100 7484 367750 DEFINED 367750
KOREA ELECTRIC POWER CORP ADR 500631106 8368 408200 DEFINED 408200
KOREA TELECOM ADR 50063P103 33725 843130 DEFINED 843130
LG CHEMICALS GDS 50185Q104 2997 111000 DEFINED 111000
LHS GROUP COM 501938104 4065 122795 DEFINED 122795
LILLY (ELI) & CO COM 532457108 2456 34293 DEFINED 34293
MARK IV INDUSTRIES INC COM 570387100 485 22972 DEFINED 22972
MCDONALD`S CORP COM 580135101 13819 336030 DEFINED 336030
MCGRAW HILL COS COM 580645109 25101 465368 DEFINED 465368
MERCK & CO COM 589331107 73293 995493 DEFINED 995493
MEREDITH CORP COM 589433101 9048 261300 DEFINED 261300
MERRILL LYNCH & CO INC COM 590188108 6141 77245 DEFINED 77245
MICROSOFT CORP COM 594918104 11125 123357 DEFINED 123357
MOBIL CORPORATION COM 607059102 3507 35515 DEFINED 35515
MOTOROLA INC COM 620076109 17569 185430 DEFINED 185430
NATIONAL AUSTRALIA CAP SECS UK CAP 632525309 1078 35500 DEFINED 35500
NEWPARK RESOURCES INC COM 651718504 320 36100 DEFINED 36100
NIKE INC COM 654106103 3029 47790 DEFINED 47790
NORTEL NETWORKS CORP COM 656569100 8568 100005 DEFINED 100005
NORTEL NETWORKS CORP COM 656569100 36401 419310 DEFINED 419310
OCCIDENTAL PETROLEUM CORP COM 674599105 317 15000 DEFINED 15000
OCEAN WILSONS HOLDINGS LIMITED ORD G6699D107 723 515450 DEFINED 515450
OFFICE DEPOT INC COM 676220106 1502 68100 DEFINED 68100
PEPSICO INCORPORATED CAPITAL 713448108 4934 127538 DEFINED 127538
PFIZER INC COM 717081103 12493 114614 DEFINED 114614
PHILIP MORRIS COS COM 718154107 69481 1728909 DEFINED 1728909
PLIVA DD GDR 72917Q202 3562 235128 DEFINED 235128
PROCTER & GAMBLE COM 742718109 5115 57313 DEFINED 57313
QUINTILES TRANSNATIONAL CORP COM 748767100 3331 79300 DEFINED 79300
ROYAL DUTCH PETROLEUM CO NV ORD 780257804 3604 61527 DEFINED 61527
SARA LEE CORP COM 803111103 231 10200 DEFINED 10200
SCHLUMBERGER CO COM 806857108 1411 22160 DEFINED 22160
SCIENTIFIC ATLANTA COM 808655104 2999 83298 DEFINED 83298
SDL INC COM 784076101 5674 111120 DEFINED 111120
SERVICE CORPORATION INTNL COM 817565104 864 44900 DEFINED 44900
SERVICEMASTER CO COM 81760N109 11745 626417 DEFINED 626417
Page 3 of 4
</TABLE>
<PAGE> 6
<TABLE>
<CAPTION>
FORM 13F NEWTON GROUP End of Quarter Date: 06/30/99
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
INVESTMENT VOTING AUTHORITY
DISCRETION (SHARES)
(B)
SHARED
AS MANAGERS
SHARES OR DEFINED (C) SEE
CUSIP FAIR MARKET PRINCIPAL (A) IN SHARED IN (A) (B) (C)
NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE INSTR. V OTHER INSTR. V SOLE SHARED NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SHANGRI-LA ASIA ORD G8063F106 15827 12791000 DEFINED 12791000
SHELL TRANSPORT & TRADING CO ADR 822703609 1908 41150 DEFINED 41150
SILICONWARE PRECISION INDS CO GDR Y7934R117 5440 472000 DEFINED 472000
SK TELECOM LTD ADR 78440P108 2627 162140 DEFINED 162140
SMARTONE TELECOMMUNICATION HLG ORD G8219Z105 10218 2872500 DEFINED 2872500
SOUTH CHINA MORNING POST ORD G82798102 4289 7650000 DEFINED 7650000
ST MICROELECTRONICS ORD 861012128 37805 567504 DEFINED 567504
STERIS CORP COM 859152100 1184 61100 DEFINED 61100
SUN MICROSYSTEMS COM 866810104 28856 418967 DEFINED 418967
SUNTRUST BANKS CORP COM 867914103 917 13200 DEFINED 13200
SYNNEX TECHNOLOGY INTNL GDR 87161A208 5501 241800 DEFINED 241800
SYSCO CORPORATION COM 871829107 894 30000 DEFINED 30000
TALISMAN ENERGY INC COM 87425E103 698 25800 DEFINED 25800
TD WATERHOUSE GROUP COM 872362108 1053 42100 DEFINED 42100
TELE CELULAR SUL PARTICIPACOES ADR 879238103 4671 215400 DEFINED 215400
TELE SUDESTE CELULAR PARTICPAC ADR 879252104 23858 822700 DEFINED 822700
TELEC BRASILEIRAS-TELEBRAS ADR 879287308 35557 395078 DEFINED 395078
TELESYSTEM INTNL WIRELESS SUB VTG SHARES 879946101 786 43500 DEFINED 43500
TENET HEALTHCARE COM 88033G100 316 17000 DEFINED 17000
TEXACO INC COM 881694103 7641 122500 DEFINED 122500
TOTAL RENAL CARE COM 89151A107 542 34826 DEFINED 34826
UNION PACIFIC RESOURCES GROUP COM 907834105 292 17900 DEFINED 17900
UNITED ASSET MANAGEMENT CORP COM 909420101 455 20000 DEFINED 20000
USWEBB CORP COM 917327108 393 17702 DEFINED 17702
VERISIGN INC COM 92343E102 4054 47000 DEFINED 47000
WACKENHUT CORP COM 929794105 2573 86480 DEFINED 86480
WACKENHUT CORP COM 929794303 2196 91510 DEFINED 91510
WAL MART STORES COM 931142103 4289 88898 DEFINED 88898
WASTE MANAGEMENT INC COM 94106L109 20798 386942 DEFINED 386942
WELLS FARGO CORP COM 949746101 17528 410000 DEFINED 410000
XEROX CORPORATION COM 984121103 1949 33000 DEFINED 33000
Page 4 of 4
</TABLE>
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