LSA Variable Series Trust
10f-3 Transactions
Focused Equity Fund (Six Months Ended June 30, 2000)
Issuer
Capstone Turbine Corp.
Genuity Inc.
Stratos Lightwave Inc.
Date of offering
06/28/00
06/27/00
06/26/00
Commission as percentage of price
7.00%
3.945%
7.00%
Purchase as percentage of offering
0.001%
0.001%
0.001%
Underwriter affiliate
Morgan Stanley Dean Witter
Morgan Stanley Dean Witter
Morgan Stanley Dean Witter
Broker from whom securities were purchased
Goldman Sachs
Salomon Smith Barney, Warburg Dillon Read, ABN Amro
Lehman Bros.
Issuer
AT&T Wireless
Luminex Corp.
Intrabiotics Pharmaceuticals
Date of offering
04/26/00
03/30/00
03/28/00
Commission as percentage of price
2.915%
7.00%
7.00%
Purchase as percentage of offering
0.0002%
0.0044%
0.003%
Underwriter affiliate
Morgan Stanley Dean Witter
Morgan Stanley & Co. Inc.
Morgan Stanley & Co. Inc.
Broker from whom securities were purchased
Goldman Sachs
Warburg Dillon Read
Deutsche Bank
Issuer
Via Systems
Aclara Biosciences
GT Group Telecom
Date of offering
03/23/00
03/21/00
03/09/00
Commission as percentage of price
5.50%
7.00%
6.79%
Purchase as percentage of offering
0.0002%
0.0011%
0.0011%
Underwriter affiliate
Morgan Stanley & Co. Inc.
Morgan Stanley & Co. Inc.
Morgan Stanley & Co. Inc.
Broker from whom securities were purchased
CS First Boston
Deutsche Bank
RBC Dominion Securities
Issuer
First World Communications
Palm, Inc.
Savvis Communications
Date of offering
03/07/00
03/01/00
02/14/00
Commission as percentage of price
7.00%
5.25%
6.00%
Purchase as percentage of offering
0.001%
0.0004%
0.0006%
Underwriter affiliate
Morgan Stanley & Co. Inc.
Morgan Stanley & Co. Inc.
Morgan Stanley & Co. Inc.
Broker from whom securities were purchased
Bear Stearns
Goldman Sachs
Merrill Lynch
Issuer
Diversa Corp.
Flag Telecom Holdings
Therma-Wave
Date of offering
02/14/00
02/11/00
02/03/00
Commission as percentage of price
7.00%
5.00%
7.00%
Purchase as percentage of offering
0.0014%
0.0006%
0.0011%
Underwriter affiliate
Morgan Stanley & Co. Inc.
Morgan Stanley & Co. Inc.
Morgan Stanley & Co. Inc.
Broker from whom securities were purchased
Bear Stearns
Salomon Smith Barney
Montgomery Securities
Issuer
Sequenom
Date of offering
01/31/00
Commission as percentage of price
7.00%
Purchase as percentage of offering
0.0019%
Underwriter affiliate
Morgan Stanley & Co. Inc.
Broker from whom securities were purchased
Warburg Dillon Read
Value Equity Fund (Six Months Ended June 30, 2000)
Issuer
Palm Inc.
Date of offering
03/01/00
Commission as percentage of price
0.31%
Purchase as percentage of offering
0.00038%
Underwriter affiliate
Salomon Smith Barney
Broker from whom securities were purchased
Goldman Sachs
Growth Equity Fund (Six Months Ended June 30, 2000)
Issuer
Metlife
Date of offering
04/07/00
Commission as percentage of price
4.4912%
Purchase as percentage of offering
0.0010%
Underwriter affiliate
Goldman, Sachs & Co.
Broker from whom securities were purchased
Credit Suisse First Boston and Morgan Stanley Dean Witter
