UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment [ ]; Amendment Number: ___
This Amendment (Check only one.): [ ] is a restatement
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Benj A. Smith & Associates, LTD
Address: 106 E. Eighth Street
Holland, MI 49423
Form 13F File Number: 28-___________________
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of the Reporting Manager:
Name: Benj. A. Smith
Title: President
Phone: 616-396-0119
Signature, Place, and Date of Signing:
/s/ Benj. A. Smith III Holland, Michigan February 10, 2000
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
None.
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 48
Form 13F Information Table Value Total: $139,139
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
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Voting Authority
----------------
Title of Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
- ----------------------------- --------- ----- -------- ------- --- --- ------- -------- ---- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AMERICA ONLINE INC DEL COM COM 02364J104 8765 115523 SH Sole 115523
AMERICAN HOME PRODS CP COM COM 026609107 2366 60288.44 SH Sole 60288.44
ANICOM INCORPORATED COM 035250109 342 80500 SH Sole 80500
APARTMENT INVT & MGMT CL A COM 03748R101 1171 29410.58 SH Sole 29410.58
BANC ONE CORPORATION COM 06423A103 837 26145.63 SH Sole 26145.63
BANK WEST FINANCIAL CORP COM 065631103 73 9000 SH Sole 9000
BRISTOL MYERS SQUIBB COMPANY COM 110122108 680 10600 SH Sole 10600
CISCO SYSTEMS INC. COM 17275R102 16913 157884 SH Sole 157884
CITIZENS BKG CORP MICH COM COM 174420109 213 9529.787 SH Sole 9529.787
COMPUTER ASSOCIATES INTERNATIO COM 204912109 203 2900 SH Sole 2900
DU PONT E I DE NEMOURS COM COM 263534109 477 7242 SH Sole 7242
E M C CORP MASS COM COM 268648102 11401 104353 SH Sole 104353
EXXON MOBIL CORP COM COM 30231G102 1357 16839.93 SH Sole 16839.93
FIFTH THIRD BANCORP COM COM 316773100 1148 15652 SH Sole 15652
FIRST SOURCE CORPORATION COM 336901103 254 10142.32 SH Sole 10142.32
FIRSTMERIT CORP COM COM 337915102 374 16277.57 SH Sole 16277.57
FISERV INC. COM 337738108 5897 153911 SH Sole 153911
GENERAL ELECTRIC COM 369604103 1230 7950 SH Sole 7950
GENTEX CORP COM COM 371901109 301 10860 SH Sole 10860
GENZYME CORP. GENL. COM 372917104 1147 25500 SH Sole 25500
HEWLETT PACKARD COMPANY COM 428236103 4196 36887.04 SH Sole 36887.04
HOME DEPOT INC COM COM 437076102 9916 144236.9 SH Sole 144236.9
HUNTINGTON BANCSHARES COM COM 446150104 6048 253306.3 SH Sole 253306.3
INDEPENDENT BANK CORPORATION COM 453838104 231 15827 SH Sole 15827
INTEL CORPORATION COM 458140100 7153 86896.9 SH Sole 86896.9
JOHNSON & JOHNSON COM COM 478160104 3817 40929.33 SH Sole 40929.33
LUCENT TECHNOLOGIES COM COM 549463107 3912 52153.71 SH Sole 52153.71
MAF BANCORP INC. COM 55261R108 414 19772.9 SH Sole 19772.9
MBNA CORP COM COM 55262L100 6945 254875.6 SH Sole 254875.6
MCI WORLDCOM INC COM COM 55268B106 324 6097.5 SH Sole 6097.5
MERCANTILE BANK CORP COM COM 587376104 127 10000 SH Sole 10000
MERCK & CO INC COM COM 589331107 3058 45511.96 SH Sole 45511.96
MICROSOFT CORP COM COM 594918104 7686 65832 SH Sole 65832
MINNESOTA MINING MFG COM 604059105 294 3000 SH Sole 3000
MYLAN LABS INC COM COM 628530107 1245 49410 SH Sole 49410
NATIONAL CITY CORP COM COM 635405103 304 12828 SH Sole 12828
NEW PLAN EXCEL RLTY TR COM COM 648053106 709 44849.69 SH Sole 44849.69
NEWELL RUBBERMAID INC COM COM 651229106 2478 85436.1 SH Sole 85436.1
OLD KENT FINL CORP COM COM 679833103 2710 76607.44 SH Sole 76607.44
OTTAWA FINL CORP COM COM 689389104 1288 71069.08 SH Sole 71069.08
PHILLIPS PETE CO COM COM 718507106 253 5375 SH Sole 5375
ROYAL DUTCH PETE CO NY REG GLD COM 780257804 4654 76853 SH Sole 76853
SHORELINE FINANCIAL CORPORATIO COM 825190101 249 13463 SH Sole 13463
TELLABS INC COM COM 879664100 8061 125585 SH Sole 125585
TRIBUNE CO NEW COM COM 896047107 2412 43806.53 SH Sole 43806.53
WAL MART STORES INC COM COM 931142103 290 4200 SH Sole 4200
WALGREEN COMPANY COM 931422109 300 10250 SH Sole 10250
WELLS FARGO & CO NEW COM COM 949746101 4916 121582.2 SH Sole 121582.2
REPORT SUMMARY 48 DATA RECORDS 139139 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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