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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
New Focus, Inc.
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(Exact name of Registrant as specified in its charter)
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Delaware (prior to reincorporation, California) 333-31396
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(State of incorporation or organization) (I.R.S. Employer
Identification No.)
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2630 Walsh Avenue
Santa Clara, CA 95051-0905
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(Address of principal executive offices) (Zip Code)
If this form relates to the registration of a class of securities pursuant to
Section 12(b) of the Exchange Act and is effective pursuant to General
Instruction A. (c), check the following box. / /
If this form relates to the registration of a class of securities pursuant to
Section 12(g) of the Exchange Act and is effective pursuant to General
Instruction A.(d), check the following box. /X/
Securities Act registration statement file number to which this form relates:
333-92097 (if applicable):
Securities to be registered pursuant to Section 12(g) of the Act:
Common Stock
(Title of Class)
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Item 1. Description of Registrant's Securities to be Registered
The class of securities to be registered hereunder is Common Stock, $.001
par value per share, of New Focus (the "Registrant"). The description of capital
stock set forth under the caption "Description of Capital Stock" in the
Prospectus included in the Registrant's Registration Statement on Form S-1 (File
No. 333-31396), as originally filed or subsequently amended (the "Registration
Statement on Form S-1"), which Registration Statement on Form S-1 was originally
filed with the Securities and Exchange Commission on March 1, 2000, is
incorporated herein by reference.
Item 2. Exhibits
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Number Description
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3.1(1) Amended and Restated Certificate of Incorporation to be filed
after effectiveness of this Registration Statement
3.2(1) Bylaws of the Registrant
4.1(1) Specimen Common Stock Certificate
10.10(1) Fifth Amended and Restated Registration Rights Agreement
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(1) Incorporated herein by reference to the exhibits of the same number
in the Registration Statement on Form S-1 (File No. 333-31396).
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SIGNATURE
Pursuant to the requirements of Section 12 of the Securities and
Exchange Act of 1934, the Registrant has duly caused this registration statement
to be signed on its behalf by the undersigned, thereto duly authorized.
Date: March 6, 2000
NEW FOCUS, INC.
By: /s/ Kenneth E. Westrick
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Kenneth E. Westrick, President and
Chief Executive Officer
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Index to Exhibits
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Number Description
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3.1(1) Amended and Restated Certificate of Incorporation to be filed
after effectiveness of this Registration Statement
3.2(1) Amended and Restated Bylaws of the Registrant
4.1(1) Specimen Common Stock Certificate
10.10(1) Fifth Amended and Restated Registration Rights Agreement
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(1) Incorporated herein by reference to the exhibits of the same number
in the Registration Statement on Form S-1 (File No. 333-31396).
