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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement
[ ] adds new holdings entries.
Institutional Investment Manger Filing this Report:
Name: Pinnacle Management & Trust Co.
Address: 5599 San Felipe
Suite 300
Houston, TX 77056
13F File Number:
The institution investment manger filing this report and the person by whom it
is signed hereby represent
that the person signing the report is authorized to submit it, that all
information contained herein is trust,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and
tables, are considered integral parts of this form.
Person signing this Report on Behalf of Reporting Managers:
Name: Linda Halcomb
Title: VP - Operations
Phone: 713-993-4675
Signature, Place and Date of Signing:
Linda Halcomb Houston, Texas August 13, 1999
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 5430681
FORM 13F INFORMATION TABLE VALUE ENTRY: $368,374
<PAGE>
<TABLE> <C> <C>
FORM 13F
INFORMATION TABLE
VALUE SHARES/ SH/
PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN
CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- ---
- ---- ------- ------------ -------- -------- --------
DAIMLER-CHRYSLER AG D1668R123 581 8378 SH
SOLE 8378 0 0
TOMMY HILFIGER CORP G8915Z102 11 400 SH
SOLE 400 0 0
ABBOTT LABORATORIES 002824100 2823 76980 SH
SOLE 76980 0 0
AMAZON COM INC 023135106 15 200 SH
SOLE 200 0 0
AMERICA ONLINE 02364J104 4798 46115 SH
SOLE 46115 0 0
AMERICA ONLINE 02364J104 124 1200 SH
DEFINED 1200 0 0
AMERICAN EXPRESS 025816109 772 5725 SH
SOLE 5725 0 0
AMERICAN GENERAL 026351106 223 3540 SH
SOLE 3540 0 0
AMERICAN HOME PRODUCTS 026609107 1865 44941 SH
SOLE 44941 0 0
AMERICAN INTL GROUP 026874107 1570 18061 SH
SOLE 18061 0 0
AMGEN 031162100 293 3600 SH
SOLE 3600 0 0
APT INVESTMENT & MGMT 03748R101 382 10000 SH
SOLE 10000 0 0
ASIA PULP & PAPER WTS 04516V209 0 180 SH
SOLE 180 0 0
ATLANTIC RICHFIELD 048825103 301 3400 SH
DEFINED 3400 0 0
ATMOS ENERGY 049560105 3 144 SH
SOLE 144 0 0
BP AMOCO ADR 055622104 1707 15406 SH
SOLE 15406 0 0
BP AMOCO ADR 055622104 443 4000 SH
DEFINED 4000 0 0
BANK OF AMERICA 060505104 38 700 SH
SOLE 700 0 0
BERKSHIRE HATHAWAY 084670207 1109 598 SH
SOLE 598 0 0
BOEING COMPANY 097023105 6 150 SH
SOLE 150 0 0
BRISTOL-MYERS 110122108 721 10690 SH
SOLE 10690 0 0
BRISTOL-MYERS 110122108 324 4800 SH
DEFINED 4800 0 0
BROKEN HILL PROP ADR 112169602 9 400 SH
SOLE 400 0 0
BUCKEYE PARTNERS 11823010K 319 11825 SH
DEFINED 11825 0 0
CABLE & WIRELESS ADR 126828102 17 800 SH
SOLE 800 0 0
CABLE & WIRELESS ADR 126830207 33 1000 SH
SOLE 1000 0 0
CARNEGIE INTERNATIONAL 143500106 0 500 SH
SOLE 500 0 0
CARRIAGE SVCS 143905107 25 3000 SH
SOLE 3000 0 0
CASH AMERICA INTERL *RSTD* 14754D100 42 4500 SH
SOLE 4500 0 0
FORM 13F
INFORMATION TABLE
VALUE SHARES/ SH/
PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN
CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- ---
- ---- ------- ------------ -------- -------- --------
CATERPILLAR 149123101 645 11775 SH
SOLE 11775 0 0
CATERPILLAR 149123101 361 6600 SH
DEFINED 6600 0 0
CHAMPION INTERNATIONAL CORP 158525105 11 220 SH
SOLE 220 0 0
CHASE MANHATTAN 16161A108 18 240 SH
SOLE 240 0 0
CISCO SYSTEMS 17275R102 5822 84924 SH
SOLE 84924 0 0
CISCO SYSTEMS 17275R102 274 4000 SH
DEFINED 4000 0 0
CITIGROUP 172967101 2266 51500 SH
SOLE 51500 0 0
COCA COLA 191216100 7363 152609 SH
SOLE 152609 0 0
COCA COLA 191216100 241 5000 SH
DEFINED 5000 0 0
COCA-COLA ENTERPRISES 191219104 6 300 SH
SOLE 300 0 0
COLGATE PALMOLIVE 19416210K 183 4000 SH
DEFINED 4000 0 0
COLGAGE PALMOLIVE 194162103 333 7280 SH
DEFINED 7280 0 0
COLONIAL PPTYS T SBI ALA 195872106 3 117 SH
SOLE 117 0 0
COLUMBIA/HCA HEALTHCARE 197677107 15 750 SH
SOLE 750 0 0
COMPAQ COMPUTER 204493100 2 100 SH
SOLE 100 0 0
CONOCO INC CL A 208251306 7 275 SH
SOLE 275 0 0
CORPORATE HIGH YLD FD III 219925104 7 667 SH
SOLE 667 0 0
COSTCO WHSL NEW 22160K105 12 180 SH
SOLE 180 0 0
COTT CORP. 22163N106 2 600 SH
SOLE 600 0 0
CROWN CASTLE INTL 228227104 374 20000 SH
SOLE 20000 0 0
CYMER 232572107 3 100 SH
SOLE 100 0 0
DELL COMPUTER 247025109 150 3600 SH
SOLE 3600 0 0
DELPHI AUTOMOTIVE 247126105 13 862 SH
SOLE 862 0 0
DISNEY 254687106 2712 104314 SH
SOLE 104314 0 0
DISNEY 254687106 273 10500 SH
DEFINED 10500 0 0
DOW CHEMICAL 260543103 73 650 SH
SOLE 650 0 0
DUKE ENERGY 264399106 16 300 SH
SOLE 300 0 0
EMC CORP 268648102 1528 21410 SH
SOLE 21410 0 0
EMC CORP 268648102 770 10800 SH
DEFINED 10800 0 0
ECHELON 27874N105 7 1000 SH
SOLE 1000 0 0
EL PASO ENERGY 283905107 43 1088 SH
SOLE 1088 0 0
ELECTRONIC DATA SYSTEMS 285661104 81 1540 SH
SOLE 1540 0 0
ERICSSON ADR 294821400 1914 61255 SH
SOLE 61255 0 0
ERICSSON ADR 294821400 275 8800 SH
DEFINED 8800 0 0
FORM 13F
INFORMATION TABLE
VALUE SHARES/ SH/
PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN
CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- ---
- ---- ------- ------------ -------- -------- --------
ETOYS INC 297862104 3 50 SH
SOLE 50 0 0
EXXON 302290101 242739 3193938 SH
SOLE 3193938 0 0
EXXON 302290101 380 5000 SH
DEFINED 5000 0 0
FANNIE MAE 313586109 1134 18100 SH
SOLE 18100 0 0
FIRST DATA CORP 319963104 82 1890 SH
SOLE 1890 0 0
FORD MOTOR 345370100 111 2215 SH
SOLE 2215 0 0
FOX ENTMT GROUP INC CL A 35138T107 2 100 SH
SOLE 100 0 0
FRANCHISE FIN CP AMERICA 351807102 56 2436 SH
SOLE 2436 0 0
GTE 362320103 66 860 SH
SOLE 860 0 0
GENERAL ELECTRIC 369604103 9072 76523 SH
SOLE 76523 0 0
GENERAL ELECTRIC 369604103 284 2400 SH
DEFINED 2400 0 0
GENERAL MOTORS 370442105 77 1235 SH
SOLE 1235 0 0
GENERAL MOTORS CLASS H 370442832 5 100 SH
SOLE 100 0 0
GILLETTE 375766102 2727 80380 SH
SOLE 80380 0 0
GILLETTE 375766102 122 3600 SH
DEFINED 3600 0 0
GLAXO WELLCOME ADR 37733W105 104 2000 SH
SOLE 2000 0 0
GOLDMAN SACHS GROUP 38141G104 1143 18750 SH
SOLE 18750 0 0
B F GOODRICH 382388106 9 320 SH
SOLE 320 0 0
HSBC HOLDINGS ADR 404280406 550 9490 SH
SOLE 9490 0 0
HALLIBURTON 406216101 4 100 SH
SOLE 100 0 0
HARLEY DAVIDSON 412822108 16 320 SH
SOLE 320 0 0
HARTFORD FINL SERVICES 416515104 11 288 SH
SOLE 288 0 0
HEALTH MGMT ASSOC NEW 421933102 5 675 SH
SOLE 675 0 0
HEALTH SYS DESIGN CORP COM 421964107 59 17000 SH
SOLE 17000 0 0
HOME DEPOT 437076102 34 500 SH
SOLE 500 0 0
HONDA MOTOR ADR 438128308 649 7945 SH
SOLE 7945 0 0
HOSPITALITY PPTYS TRUST 44106M102 8 400 SH
SOLE 400 0 0
INDYMAC MTG HLDGS INC 456607100 3 200 SH
SOLE 200 0 0
INTEL 458140100 6257 84208 SH
SOLE 84208 0 0
INTL BUSINESS MACHINES 459200101 254 2100 SH
SOLE 2100 0 0
IOMEGA CORPORATION 462030107 3 1000 SH
SOLE 1000 0 0
JDN REALTY CORP 465917102 21 1066 SH
SOLE 1066 0 0
JB OXFORD HLDGS INC COM 466107109 1 200 SH
SOLE 200 0 0
FORM 13F
INFORMATION TABLE
VALUE SHARES/ SH/
PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN
CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- ---
- ---- ------- ------------ -------- -------- --------
JOHNSON & JOHNSON 478160104 3468 37753 SH
SOLE 37753 0 0
KELLOGG 487836108 59 1600 SH
SOLE 1600 0 0
KING WORLD PRODUCTIONS 495667107 52 1400 SH
SOLE 1400 0 0
KMART FINANCING I CONVERTBLE TRST SECS PFD 7.75%498778208 11 250 SH
SOLE 250 0 0
LILLY, ELI 532457108 1683 26225 SH
SOLE 26225 0 0
LOEWEN GROUP 54042L100 0 200 SH
SOLE 200 0 0
LUCENT TECHNOLOGIES 549463107 1668 25725 SH
SOLE 25725 0 0
LUCENT TECHNOLOGIES 549463107 467 7200 SH
DEFINED 7200 0 0
MCN ENERGY GROUP 55267J100 12 700 SH
SOLE 700 0 0
MCI WORLDCOM 55268B106 7 100 SH
SOLE 100 0 0
MCDONALDS 580135101 17 400 SH
SOLE 400 0 0
MELLON BANK 585509102 1682 50050 SH
SOLE 50050 0 0
MERCK 589331107 6254 96500 SH
SOLE 96500 0 0
MERCK 589331107 324 5000 SH
DEFINED 5000 0 0
MERRILL LYNCH 590188108 981 14575 SH
SOLE 14575 0 0
MICROSOFT 594918104 8034 88725 SH
SOLE 88725 0 0
MICROSOFT 594918104 434 4800 SH
DEFINED 4800 0 0
MILLS CORPORATION 601148109 10 600 SH
SOLE 600 0 0
MISSION CRITICAL SOFT 605047109 22 500 SH
SOLE 500 0 0
MOBIL 607059102 231 2300 SH
SOLE 2300 0 0
MOBIL 607059102 544 5400 SH
DEFINED 5400 0 0
MORGAN STANLEY 617446448 29 330 SH
SOLE 330 0 0
MUNI ASSETS FUND INC. 62618Q106 20 1633
SOLE 1633 0 0
MUNI VEST II FUND INC 62629P105 21 1750
SOLE 1750 0 0
MUNIVEST FUND INC 626295109 20 2500
SOLE 2500 0 0
NABISCO GROUP HLDG CORP 62952P102 4 273 SH
SOLE 273 0 0
NATIONWIDE HEALTH PROPERTIES 638620104 2 138 SH
SOLE 138 0 0
NEWS CORP ADR 652487703 14 500 SH
SOLE 500 0 0
NOKIA ADR 654902204 2990 33275 SH
SOLE 33275 0 0
NOKIA ADR 654902204 287 3200 SH
DEFINED 3200 0 0
ORACLE 68389X105 118 2600 SH
SOLE 2600 0 0
PENNEYS JC 708160106 6 200 SH
SOLE 200 0 0
PENNZOIL-QUAKER ST 70932310K 63 5000 SH
DEFINED 5000 0 0
FORM 13F
INFORMATION TABLE
VALUE SHARES/ SH/
PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN
CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- ---
- ---- ------- ------------ -------- -------- --------
PEPSICO 713448108 410 13445 SH
SOLE 13445 0 0
PEPSICO 713448108 213 7000 SH
DEFINED 7000 0 0
PFIZER 717081103 3366 93850 SH
SOLE 93850 0 0
PFIZER 717081103 516 14400 SH
DEFINED 14400 0 0
PHILIP MORRIS 718154107 170 5000 SH
SOLE 5000 0 0
PINNACLE GLOBAL GROUP 723465100 546 110887 SH
SOLE 110887 0 0
PROCTER & GAMBLE 742718109 5316 56713 SH
SOLE 56713 0 0
PROCTER & GAMBLE 742718109 215 2300 SH
DEFINED 2300 0 0
PRODIGY 74283P107 26 1500 SH
SOLE 1500 0 0
QUEST COMMUNICATIONS INTL 749121109 14 500 SH
SOLE 500 0 0
RAYTHEON 755111309 6 132 SH
SOLE 132 0 0
REALTY INCM CORP MD 756109104 3 133 SH
SOLE 133 0 0
RELIANT ENERGY 75952J10K 16 614 SH
DEFINED 614 0 0
RELIANT ENERGY 75952J108 22 844 SH
SOLE 844 0 0
RJ REYNOLDS TOBACCO HLDGS 76182K105 2 90 SH
SOLE 90 0 0
ROYAL BANK SCOTLAND PLC SER E PFD 780097705 9 400 SH
SOLE 400 0 0
ROYAL DUTCH ADR 780257804 1119 18950 SH
SOLE 18950 0 0
ROYAL DUTCH ADR 780257804 472 8000 SH
DEFINED 8000 0 0
SBC COMMUNICATIONS 78387G103 2472 48425 SH
SOLE 48425 0 0
SBC COMMUNICATIONS 78387G103 367 7200 SH
DEFINED 7200 0 0
SLM HLDG 78442A109 58 1350 SH
SOLE 1350 0 0
SCHLUMBERGER 806857108 1414 22700 SH
SOLE 22700 0 0
SCHLUMBERGER 806857108 174 2800 SH
DEFINED 2800 0 0
SONY ADR 835699307 1530 10200 SH
SOLE 10200 0 0
SOUTHERN COMPANY 842587107 5 200 SH
SOLE 200 0 0
SOUTHWEST AIRLINES 844741108 123 8155 SH
SOLE 8155 0 0
SOUTHWEST BANCORPORATION TX 84476R109 21 1250 SH
SOLE 1250 0 0
SUN MICROSYSTEMS 866810104 3454 37150 SH
SOLE 37150 0 0
SUNTRUST BANKS 867914103 1564 23800 SH
SOLE 23800 0 0
TELEBRAS ADR 879287100 0 80 SH
SOLE 80 0 0
TELEBRAS PREFERRED ADR 879287308 5 80 SH
SOLE 80 0 0
TELLABS 879664100 17 300 SH
SOLE 300 0 0
TENNECO 88037E101 6 366 SH
SOLE 366 0 0
FORM 13F
INFORMATION TABLE
VALUE SHARES/ SH/
PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN
CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- ---
- ---- ------- ------------ -------- -------- --------
TEXACO 881694103 53 850 SH
SOLE 850 0 0
TEXAS INSTRUMENTS 882508104 2051 24940 SH
SOLE 24940 0 0
TEXAS INSTRUMENTS 882508104 263 3200 SH
DEFINED 3200 0 0
TEXAS REGL BANCSHARES 882673106 3 150 SH
SOLE 150 0 0
TEXAS UTILITIES CO 882848104 18 500 SH
SOLE 500 0 0
TOYOTA MOTOR 892331307 31 500 SH
SOLE 500 0 0
UTI ENERGY 903387108 2 105 SH
SOLE 105 0 0
UNILEVER ADR NEW 904784709 371 5453 SH
SOLE 5453 0 0
UNILEVER ADR NEW 904784709 176 2589 SH
DEFINED 2589 0 0
UNION PACIFIC 907818108 9 200 SH
SOLE 200 0 0
UNION PACIFIC RES. 907834105 2 169 SH
SOLE 169 0 0
UNION PLANTERS CORPORATION 908068109 20 500 SH
SOLE 500 0 0
UNIQUE MOBILITY 909154106 180 44359 SH
SOLE 44359 0 0
VAN KAMPEN MERT MUNI INC TR 920909108 13 1500
SOLE 1500 0 0
VISX 92844S105 15 200 SH
SOLE 200 0 0
VODAFONE AIRTOUCH PUBLIC 92857T107 95 400 SH
SOLE 400 0 0
WALMART 931142103 23 500 SH
SOLE 500 0 0
WALMART 931142103 860 18100 SH
DEFINED 18100 0 0
WARNER-LAMBERT 934488107 398 6000 SH
SOLE 6000 0 0
WEATHERFORD INT'L 947074100 10 320 SH
SOLE 320 0 0
WESTFIELD AMER INC 959910100 6 497 SH
SOLE 497 0 0
WHOLE FOOD MARKET 966837106 32 1000 SH
SOLE 1000 0 0
XEROX 984121103 179 4280 SH
SOLE 4280 0 0
YAHOO INC 984332106 31 175 SH
SOLE 175 0 0
GRAND TOTALS 368374 5430681
5430681 0 0
</TABLE>
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