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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-Q/A-1
AMENDMENT NO. 1 TO
QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2000
COMMISSION FILE NUMBER 1-15425
ALLIED RISER COMMUNICATIONS CORPORATION
(Exact Name of Registrant as Specified in Its Charter)
DELAWARE 75-2789492
(State or Other Jurisdiction of (I.R.S. Employer
Incorporation or Organization) Identification No.)
1700 PACIFIC AVENUE, SUITE 400
DALLAS, TEXAS 75201-4679
(Address of Principal Executive Offices) (Zip Code)
(214) 210-3000
(Registrant's Telephone Number, Including Area Code)
NOT APPLICABLE
(Former Name, Former Address, and Former Fiscal Year,
if Changed Since Last Report)
Indicate by check mark whether the registrant: (1) has filed all
reports required to be filed by Section 13 or 15(d) of the Securities Exchange
Act of 1934 during the preceding 12 months (or for such shorter period that the
registrant was required to file such reports), and (2) has been subject to such
filing requirements for the past 90 days.
Yes [X] No [ ]
Indicate the number of shares outstanding of each of the issuer's
classes of common stock, as of the latest practicable date:
Number of Shares Outstanding
Title of Class on April 30, 2000
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Common Stock, $.0001 par value 56,864,791
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Allied Riser Communications Corporation hereby amends its Quarterly
Report on Form 10-Q for the quarter ended March 31, 2000, initially filed with
the Securities and Exchange Commission on May 15, 2000, by adding Item 2 of Part
II -- Changes in Securities. The statements contained below are made as of the
date of the original filing.
PART II.
OTHER INFORMATION
ITEM 2. CHANGES IN SECURITIES
(a) Inapplicable
(b) Inapplicable
(c) Effective February 2, 2000, we issued to a group of real
estate owners warrants to acquire an aggregate of 660,000
shares of our common stock at an exercise price of $12.60 in
consideration of real estate access rights to their buildings.
These warrants are exercisable by the real estate owners on
dates certain as outlined in the warrant agreements and expire
on May 3, 2002. The warrants issued in the above transaction
were issued pursuant to the exemption of Section 4(2) of the
Securities Act of 1933 in reliance upon representations of
such real estate owners.
Effective February 15, 2000, in consideration of services
performed on our behalf we issued to a marketing firm warrants
to purchase 50,000 shares of our common stock at an exercise
price of $6.00 per share and 50,000 shares of our common stock
at an exercise price of $14.40 per share . The warrants are
exercisable immediately and expire on February 11, 2003 and
February 15, 2003, respectively. The warrants issued in the
above transaction were issued pursuant to the exemption of
Section 4(2) of the Securities Act of 1933 in reliance upon
representations of the principals of such marketing firm.
Effective February 29, 2000, we issued to a group of real
estate owners warrants to acquire an aggregate of 90,000
shares of our common stock at an exercise price of $12.60 and
166,527 shares of our common stock at an exercise price of $0
in consideration of real estate access rights to their
buildings. These warrants are exercisable by the real estate
owners on dates certain as outlined in the warrant agreements
and expire on March 1, 2002 and August 17, 2009, respectively.
The warrants issued in the above transaction were issued
pursuant to the exemption of Section 4(2) of the Securities
Act of 1933 in reliance upon representations of such real
estate owners.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
November 9, 2000 ALLIED RISER COMMUNICATIONS CORPORATION
By: /s/Todd C. Doshier
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Todd C. Doshier
Senior Vice President and
Chief Financial Officer
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