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<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 4th Quarter-December 31, 2000
-----------------------------
Check Here if Amendment / /; Amendment Number:
---------
This Amendment (Check only one.): / / is a restatement.
/ / adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Smith Asset Management Group, L.P.
----------------------------------
Address: 200 Crescent Court
----------------------------------
Suite 850
----------------------------------
Dallas, Texas 75201
----------------------------------
Form 13F File Number: 28-03459
-----
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Stephen S. Smith
-------------------------------
Title: CEO
-------------------------------
Phone: 214-880-4601
-------------------------------
Signature, Place, and Date of Signing:
/s/ Stephen S. Smith Dallas, Texas 01-16-01
------------------------------- ----------------- -------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
/X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
<PAGE>
/ / 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
/ / 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-
--------------- ------------------------------------
[Repeat as necessary.]
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
--------------------
Form 13F Information Table Entry Total: 702
--------------------
Form 13F Information Table Value Total: $ 853,226,739
--------------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
No. Form 13F File Number Name
28-
------ ----------------- ---------------------------------
[Repeat as necessary.]
<PAGE>
<TABLE>
<CAPTION>
Item 1: Fair Market Shares/
Name of Issuer Class Cusip Value Princ.
Amount
<S> <C> <C> <C> <C>
Agilent Technologies Inc. Common Stock - Long 00846U101 13,426,890.00 245,240
Apple Computer Common Stock - Long 037833100 2,975.00 200
Arkansas Best Corp Common Stock - Long 040790107 11,903.13 650
Applera Corp. Common Stock - Long 038020103 9,406.25 100
ABM Industries Common Stock - Long 000957100 3,828.13 125
Abbott Labs. Common Stock - Long 002824100 6,054.69 125
Arctic Cat Inc. Common Stock - Long 039670104 3,778.13 325
Americredit Corp Common Stock - Long 03060R101 5,109,375.00 187,500
Ashland Coal Common Stock - Long 039380100 2,118.75 150
Actrade Financial Technologies Common Stock - Long 00507P102 357,412.50 16,200
Actel Corporation Common Stock - Long 004934105 6,046.88 250
Alberto-Culver 'b' Common Stock - Long 013068101 4,281.25 100
Acxiom Corp. Common Stock - Long 005125109 87,998.75 2,260
Advo-System Common Stock - Long 007585102 9,984.38 225
Adobe Systems Common Stock - Long 00724F101 713,378.75 12,260
ADC Telecom. Common Stock - Long 000886101 5,437.50 300
Analog Devices Common Stock - Long 032654105 9,533,825.44 186,253
Automatic Data Proc. Common Stock - Long 053015103 7,914.06 125
Andrx Corporation Common Stock - Long 034553107 12,201,902.00 210,832
Advance Paradigm Common Stock - Long 007491103 6,825.00 150
Applied Films Corp. Common Stock - Long 038197109 271,818.75 13,300
Amer. Family Corp. Common Stock - Long 001055102 3,609.38 50
American Freightways Common Stock - Long 02629V108 8,381.25 300
Allergan, Inc. Common Stock - Long 018490102 538,761.56 5,565
Agribrands International Inc. Common Stock - Long 00849R105 8,025.00 150
Argosy Gaming Co Com Common Stock - Long 040228108 5,276.56 275
Alpha Inds Inc Com Common Stock - Long 020753109 1,131,275.00 30,575
Amerada-Hess Common Stock - Long 023551104 17,358,188.75 237,580
Amer. Home Products Common Stock - Long 026609107 7,943.75 125
<CAPTION>
Item 1: Invest Disc. Managers Voting Authority
Name of Issuer Sole SH/ SH/ Sole Shared None
def other
<S> <C> <C>
Agilent Technologies Inc. Sole 245,240
Apple Computer Sole 200
Arkansas Best Corp Sole 650
Applera Corp. Sole 100
ABM Industries Sole 125
Abbott Labs. Sole 125
Arctic Cat Inc. Sole 325
Americredit Corp Sole 187,500
Ashland Coal Sole 150
Actrade Financial Technologies Sole 16,200
Actel Corporation Sole 250
Alberto-Culver 'b' Sole 100
Acxiom Corp. Sole 2,260
Advo-System Sole 225
Adobe Systems Sole 12,260
ADC Telecom. Sole 300
Analog Devices Sole 186,253
Automatic Data Proc. Sole 125
Andrx Corporation Sole 210,832
Advance Paradigm Sole 150
Applied Films Corp. Sole 13,300
Amer. Family Corp. Sole 50
American Freightways Sole 300
Allergan, Inc. Sole 5,565
Agribrands International Inc. Sole 150
Argosy Gaming Co Com Sole 275
Alpha Inds Inc Com Sole 30,575
Amerada-Hess Sole 237,580
Amer. Home Products Sole 125
<PAGE>
<CAPTION>
<S> <C> <C> <C> <C>
Amer. Int'l Group Common Stock - Long 026874107 40,706.31 413
Gallagher (arthur J.) Common Stock - Long 363576109 25,450.00 400
Allete Common Stock - Long 018522102 3,992,331.25 160,900
Alpharma Inc. Common Stock - Long 020813101 16,453.13 375
Alliance Semiconductor Common Stock - Long 01877H100 4,525.00 400
Applied Materials Common Stock - Long 038222105 7,637.50 200
Applied Micro Circuits Corporation Common Stock - Long 03822W109 420,262.50 5,600
Advanced Micro Dev. Common Stock - Long 007903107 2,071.88 150
Amgen Common Stock - Long 031162100 4,795.31 75
AMR Corp. Common Stock - Long 001765106 4,898.44 125
Albany Molecular Research Common Stock - Long 012423109 711,768.75 11,550
Amer. Management Sys Common Stock - Long 027352103 8,420.31 425
Anntaylor Stores Common Stock - Long 036115103 6,234.38 250
America Online Common Stock - Long 02364J104 9,342,129.60 268,452
Smith (A.O.) Corp. Common Stock - Long 831865209 4,265.63 250
Anadarko Petroleum Common Stock - Long 032511107 467,706.40 6,580
Air Products & Chem. Common Stock - Long 009158106 5,125.00 125
Applebee's Int'l Common Stock - Long 037899101 7,073.44 225
APW Limited Common Stock - Long G04397108 8,437.50 250
Aremissoft Corp. Common Stock - Long 040026106 1,131,218.75 26,500
Arqule Inc. Common Stock - Long 04269E107 417,600.00 13,050
Arrow Electronics Common Stock - Long 042735100 15,171.25 530
Aeroflex Inc. Common Stock - Long 007768104 5,765.63 200
American Standard Companies Common Stock - Long 029712106 322,503.75 6,540
Administaff Common Stock - Long 007094105 6,800.00 250
On Assignment Common Stock - Long 682159108 6,412.50 225
Auspex Systems, Inc. Common Stock - Long 052116100 1,225.00 175
AGL Resources Inc. Common Stock - Long 001204106 4,284,537.50 194,200
Alliant Tech. Common Stock - Long 018804104 12,515.63 188
Atmel Corporation Common Stock - Long 049513104 62,775.00 5,400
Aptargroup Common Stock - Long 038336103 8,078.13 275
Artesyn Technologies Common Stock - Long 043127109 4,762.50 300
Avant Corp. Common Stock - Long 053487104 3,204.69 175
Avon Products Common Stock - Long 054303102 3,590.63 75
AVXCorp. Common Stock - Long 002444107 248,981.88 15,205
<CAPTION>
<S> <C> <C>
Amer. Int'l Group Sole 413
Gallagher (arthur J.) Sole 400
Allete Sole 160,900
Alpharma Inc. Sole 375
Alliance Semiconductor Sole 400
Applied Materials Sole 200
Applied Micro Circuits Corporation Sole 5,600
Advanced Micro Dev. Sole 150
Amgen Sole 75
AMR Corp. Sole 125
Albany Molecular Research Sole 11,550
Amer. Management Sys Sole 425
Anntaylor Stores Sole 250
America Online Sole 268,452
Smith (A.O.) Corp. Sole 250
Anadarko Petroleum Sole 6,580
Air Products & Chem. Sole 125
Applebee's Int'l Sole 225
APW Limited Sole 250
Aremissoft Corp. Sole 26,500
Arqule Inc. Sole 13,050
Arrow Electronics Sole 530
Aeroflex Inc. Sole 200
American Standard Companies Sole 6,540
Administaff Sole 250
On Assignment Sole 225
Auspex Systems, Inc. Sole 175
AGL Resources Inc. Sole 194,200
Alliant Tech. Sole 188
Atmel Corporation Sole 5,400
Aptargroup Sole 275
Artesyn Technologies Sole 300
Avant Corp. Sole 175
Avon Products Sole 75
AVXCorp. Sole 15,205
<PAGE>
<CAPTION>
<S> <C> <C> <C> <C>
Aware Inc. Common Stock - Long 05453N100 8,875.00 500
Anixter International Inc. Common Stock - Long 035290105 306,318.13 14,165
Amer. Express Common Stock - Long 025816109 14,009.06 255
ALLEGHENY ENERGY INC COM Common Stock - Long 017361106 4,818.75 100
Aspen Technology Inc Com Common Stock - Long 045327103 10,806.25 325
Aztar Corp. Common Stock - Long 054802103 2,891,207.81 223,475
Boeing Common Stock - Long 097023105 17,247,780.00 261,330
Bankamerica Corp. Common Stock - Long 060505104 11,468.75 250
Barra Inc. Common Stock - Long 068313105 26,861.25 570
Baxter Int'l Inc. Common Stock - Long 071813109 4,415.63 50
Bed Bath & Beyond Common Stock - Long 075896100 257,312.50 11,500
Black Box Corp Del Com Common Stock - Long 091826107 6,039.06 125
Best Buy Co. Common Stock - Long 086516101 4,434.38 150
Boise Cascade Common Stock - Long 097383103 3,362.50 100
Boston Communications Common Stock - Long 100582105 1,198,625.00 43,000
Bard (c.R.) Common Stock - Long 067383109 4,656.25 100
Bindley Westn Inds Inc Com Common Stock - Long 090324104 17,664.06 425
BEA Systems, Inc. Common Stock - Long 073325102 403,875.00 6,000
Be Aerospace, Inc. Common Stock - Long 073302101 11,040.00 690
Bell Microproducts Inc. Common Stock - Long 078137106 259,556.25 16,350
Bostonfed Bancorp Inc. Common Stock - Long 101178101 263,025.00 12,600
Benchmark Electronics Common Stock - Long 08160H101 1,692.19 75
Bj Wholesale Common Stock - Long 05548J106 407,926.25 10,630
Bank Of New York Common Stock - Long 064057102 9,657.81 175
Buckeye Technology Inc. Common Stock - Long 118255108 9,140.63 650
Ball Corp. Common Stock - Long 058498106 8,060.94 175
Boron, LePore & Associates Common Stock - Long 10001P102 215,250.00 20,500
Bellsouth Corp. Common Stock - Long 079860102 23,129.69 565
Bmc Industries Common Stock - Long 055607105 1,096.88 225
Bristol-Myers Squibb Common Stock - Long 110122108 25,878.13 350
Bok Financial Corp. New Common Stock - Long 05561Q201 8,500.00 400
Bausch & Lomb Common Stock - Long 071707103 1,010.94 25
Brady W.H. A Common Stock - Long 104674106 10,989.06 325
Brocade Communications Sys Common Stock - Long 111621108 1,101,750.00 12,000
Broadcom Corporation Common Stock - Long 111320107 201,600.00 2,400
<CAPTION>
<S> <C> <C>
Aware Inc. Sole 500
Anixter International Inc. Sole 14,165
Amer. Express Sole 255
ALLEGHENY ENERGY INC COM Sole 100
Aspen Technology Inc Com Sole 325
Aztar Corp. Sole 223,475
Boeing Sole 261,330
Bankamerica Corp. Sole 250
Barra Inc. Sole 570
Baxter Int'l Inc. Sole 50
Bed Bath & Beyond Sole 11,500
Black Box Corp Del Com Sole 125
Best Buy Co. Sole 150
Boise Cascade Sole 100
Boston Communications Sole 43,000
Bard (c.R.) Sole 100
Bindley Westn Inds Inc Com Sole 425
BEA Systems, Inc. Sole 6,000
Be Aerospace, Inc. Sole 690
Bell Microproducts Inc. Sole 16,350
Bostonfed Bancorp Inc. Sole 12,600
Benchmark Electronics Sole 75
Bj Wholesale Sole 10,630
Bank Of New York Sole 175
Buckeye Technology Inc. Sole 650
Ball Corp. Sole 175
Boron, LePore & Associates Sole 20,500
Bellsouth Corp. Sole 565
Bmc Industries Sole 225
Bristol-Myers Squibb Sole 350
Bok Financial Corp. New Sole 400
Bausch & Lomb Sole 25
Brady W.H. A Sole 325
Brocade Communications Sys Sole 12,000
Broadcom Corporation Sole 2,400
<PAGE>
<CAPTION>
<S> <C> <C> <C> <C>
Barr Labs Common Stock - Long 068306109 18,234.38 250
Barrett Resources Common Stock - Long 068480201 14,203.13 250
Bear Stearns Common Stock - Long 073902108 5,068.75 100
Bisys Group Inc Common Stock - Long 055472104 20,850.00 400
Biotransplant Inc. Common Stock - Long 09066Y107 259,321.88 29,850
Anheuser-Busch Common Stock - Long 035229103 15,275,078.00 335,716
Broadvision Common Stock - Long 111412102 60,243.75 5,100
Belden Common Stock - Long 077459105 9,515.63 375
Brown Shoe Company Common Stock - Long 115736100 4,550.00 350
Beazer Homes Usa Inc Com Common Stock - Long 07556Q105 472,000.00 11,800
Citigroup Inc. Common Common Stock - Long 172967101 64,236.61 1,258
Cato Corp. Common Stock - Long 149205106 7,218.75 525
Conagra Inc. Common Stock - Long 205887102 2,600.00 100
Cardinal Health Inc. Common Stock - Long 14149Y108 29,887.50 300
Cheesecake Factory (The) Common Stock - Long 163072101 85,384.38 2,225
Casey's Gen'l Store Common Stock - Long 147528103 2,987.50 200
Centura Banks Common Stock - Long 15640T100 8,443.75 175
Commerce Bancorp. Common Stock - Long 200519106 11,965.63 175
Cambrex Corp. Common Stock - Long 132011107 10,181.25 225
CBRL Group Inc. Com Common Stock - Long 12489V106 84,753.75 4,660
Coastal Bancorp Common Stock - Long 19041P105 291,600.00 12,150
Circuit City Stores Common Stock - Long 172737108 1,437.50 125
C-Cor Electronics Common Stock - Long 125010108 1,943.75 200
Cdi Corp. Common Stock - Long 125071100 3,656.25 250
Comdisco, Inc. Common Stock - Long 200336105 1,143.75 100
Cable Design Tech Corp Com Common Stock - Long 126924109 2,520,277.81 149,905
Cec Entmt Inc Com Common Stock - Long 125137109 6,790.88 199
Brightpoint Inc Com Common Stock - Long 109473108 1,925.00 550
Chemfirst Inc. Common Stock - Long 16361A106 2,757.81 125
Central Garden & Pet Co. Common Stock - Long 153527106 270,875.00 39,400
Cephalon Inc Common Stock - Long 156708109 12,662.50 200
Cerner Corp. Common Stock - Long 156782104 595,931.25 12,885
Cullen Frost Bankers Com Common Stock - Long 229899109 14,634.38 350
Cascade Natural Gas Common Stock - Long 147339105 11,757.81 625
Cognex Corp. Common Stock - Long 192422103 8,850.00 400
<CAPTION>
<S> <C> <C>
Barr Labs Sole 250
Barrett Resources Sole 250
Bear Stearns Sole 100
Bisys Group Inc Sole 400
Biotransplant Inc. Sole 29,850
Anheuser-Busch Sole 335,716
Broadvision Sole 5,100
Belden Sole 375
Brown Shoe Company Sole 350
Beazer Homes Usa Inc Com Sole 11,800
Citigroup Inc. Common Sole 1,258
Cato Corp. Sole 525
Conagra Inc. Sole 100
Cardinal Health Inc. Sole 300
Cheesecake Factory (The) Sole 2,225
Casey's Gen'l Store Sole 200
Centura Banks Sole 175
Commerce Bancorp. Sole 175
Cambrex Corp. Sole 225
CBRL Group Inc. Com Sole 4,660
Coastal Bancorp Sole 12,150
Circuit City Stores Sole 125
C-Cor Electronics Sole 200
Cdi Corp. Sole 250
Comdisco, Inc. Sole 100
Cable Design Tech Corp Com Sole 149,905
Cec Entmt Inc Com Sole 199
Brightpoint Inc Com Sole 550
Chemfirst Inc. Sole 125
Central Garden & Pet Co. Sole 39,400
Cephalon Inc Sole 200
Cerner Corp. Sole 12,885
Cullen Frost Bankers Com Sole 350
Cascade Natural Gas Sole 625
Cognex Corp. Sole 400
<PAGE>
<CAPTION>
<S> <C> <C> <C> <C>
Coastal Corp. (the) Common Stock - Long 190441105 13,246.88 150
Christopher & Banks Common Stock - Long 171046105 1,912,521.88 67,850
CH Energy Group, Inc. Common Stock - Long 12541M102 3,356.25 75
Chiron Corp. Common Stock - Long 170040109 267,000.00 6,000
Checkpoint Software Common Stock - Long M22465104 327,228.13 2,450
C&d Technologies Inc Com Common Stock - Long 124661109 6,301,056.25 145,900
C.H. Robinson Worldwide Common Stock - Long 12541W100 6,287.50 200
Chevron Corp. Common Stock - Long 166751107 14,776.56 175
Cigna Corp. Common Stock - Long 125509109 24,475.50 185
Ciena Corporation Common Stock - Long 171779101 1,526,325.00 18,800
Cinergy Common Stock - Long 172474108 15,059,492.50 428,740
Colgate-Palmolive Common Stock - Long 194162103 6,455.00 100
Clarcor Common Stock - Long 179895107 7,757.81 375
Chase Manhattan Common Stock - Long 16161A108 13,631.25 300
Commercial Metals Common Stock - Long 201723103 1,668.75 75
Comverse Technology Inc. Common Stock - Long 205862402 439,931.25 4,050
C/Net Inc. Common Stock - Long 12613R104 607,406.25 38,000
Conoco Inc. - Cl. B Common Stock - Long 208251405 10,128.13 350
Corinthian Colleges Common Stock - Long 218868107 88,773.75 2,340
Coherent, Inc. Common Stock - Long 192479103 8,125.00 250
Cooper Cos. Common Stock - Long 216648402 2,990.63 75
Cor Therapeutics Inc. Common Stock - Long 217753102 12,315.63 350
Corus Bancshares Inc. Common Stock - Long 220873103 9,896.88 200
CALLON PETE CO DEL COM Common Stock - Long 13123X102 443,887.50 26,600
Calpine Corp. Common Stock - Long 131347106 14,797,804.00 328,384
Corn Prods Intl Inc Com Common Stock - Long 219023108 5,812.50 200
Compaq Computer Common Stock - Long 204493100 4,515.00 300
Choicepoint Inc. Common Stock - Long 170388102 19,668.75 300
Cost Plus Inc./California Common Stock - Long 221485105 2,203.13 75
Ceradyne Inc. Common Stock - Long 156710105 167,943.75 25,350
Comstock Resources Inc. Common Stock - Long 205768203 2,411,625.00 163,500
Crossman Communities Common Stock - Long 22764E109 256,200.00 12,200
Cisco Systems Common Stock - Long 17275R102 1,862,469.00 48,692
Cts Corp. Common Stock - Long 126501105 16,396.88 450
Cognizant Tech Solutions Corp. Common Stock - Long 192446102 406,700.00 11,200
<CAPTION>
<S> <C> <C>
Coastal Corp. (the) Sole 150
Christopher & Banks Sole 67,850
CH Energy Group, Inc. Sole 75
Chiron Corp. Sole 6,000
Checkpoint Software Sole 2,450
C&d Technologies Inc Com Sole 145,900
C.H. Robinson Worldwide Sole 200
Chevron Corp. Sole 175
Cigna Corp. Sole 185
Ciena Corporation Sole 18,800
Cinergy Sole 428,740
Colgate-Palmolive Sole 100
Clarcor Sole 375
Chase Manhattan Sole 300
Commercial Metals Sole 75
Comverse Technology Inc. Sole 4,050
C/Net Inc. Sole 38,000
Conoco Inc. - Cl. B Sole 350
Corinthian Colleges Sole 2,340
Coherent, Inc. Sole 250
Cooper Cos. Sole 75
Cor Therapeutics Inc. Sole 350
Corus Bancshares Inc. Sole 200
CALLON PETE CO DEL COM Sole 26,600
Calpine Corp. Sole 328,384
Corn Prods Intl Inc Com Sole 200
Compaq Computer Sole 300
Choicepoint Inc. Sole 300
Cost Plus Inc./California Sole 75
Ceradyne Inc. Sole 25,350
Comstock Resources Inc. Sole 163,500
Crossman Communities Sole 12,200
Cisco Systems Sole 48,692
Cts Corp. Sole 450
Cognizant Tech Solutions Corp. Sole 11,200
<PAGE>
<CAPTION>
<S> <C> <C> <C> <C>
Centex Corp. Common Stock - Long 152312104 89,962.19 2,395
C-Cube Microsystems Common Stock - Long 12501N108 3,693.75 300
Coventry Corp Common Stock - Long 222862104 4,428,790.63 165,950
Cypress Semiconducto Common Stock - Long 232806109 3,445.31 175
Cyberoptics Common Stock - Long 232517102 353,993.75 20,900
Cymer Inc. Common Stock - Long 232572107 95,217.19 3,700
City National Corp Common Stock - Long 178566105 4,851.56 125
Cytyc Corp Com Common Stock - Long 232946103 487,987.50 7,800
Delta Air Lines Common Stock - Long 247361108 2,509.38 50
Datum Inc. Common Stock - Long 238208102 362,850.00 16,400
Dress Barn Common Stock - Long 261570105 91,350.00 3,150
Dell Computer Common Stock - Long 247025109 6,975.00 400
Delphi Financial Group Inc. Common Stock - Long 247131105 4,851.00 126
Quest Diagnostics Inc. Common Stock - Long 74834L100 911,640.00 6,420
D R Horton Common Stock - Long 23331A109 4,957,684.50 202,872
Dianon Systems Common Stock - Long 252826102 495,787.50 11,300
Disney (walt) Common Stock - Long 254687106 8,681.25 300
Dow Jones & Co. Common Stock - Long 260561105 7,361.25 130
Delta Lane & Pine Company Common Stock - Long 247357106 10,992.19 525
Diametrics Medical Inc. Common Stock - Long 252532106 186,437.50 31,400
Donnelley (r.R) & So Common Stock - Long 257867101 2,700.00 100
Dover Corp. Common Stock - Long 260003108 14,399.69 355
Dow Chemical Common Stock - Long 260543103 4,578.13 125
Dain Rauscher Corp. Common Stock - Long 233856103 9,468.75 100
Darden Restaurants Common Stock - Long 237194105 14,977,291.88 654,745
DRS Technologies Inc. Common Stock - Long 23330X100 228,712.50 17,100
Dendrite Intl Inc Com Common Stock - Long 248239105 11,746.88 525
Dallas Semiconductor Common Stock - Long 235204104 15,375.00 600
Datascope Corp. Common Stock - Long 238113104 6,850.00 200
Downey S & L Assn Common Stock - Long 261018105 7,136,305.00 129,751
Dsp Group Common Stock - Long 23332B106 58,931.25 2,800
Dst Systems, Inc. Common Stock - Long 233326107 506,520.00 7,560
Duke Power Common Stock - Long 264399106 6,393.75 75
Devon Energy Corp. - New Common Stock - Long 25179M103 11,584.30 190
Dycom Inds. Common Stock - Long 267475101 369,257.81 10,275
<CAPTION>
<S> <C> <C>
Centex Corp. Sole 2,395
C-Cube Microsystems Sole 300
Coventry Corp Sole 165,950
Cypress Semiconducto Sole 175
Cyberoptics Sole 20,900
Cymer Inc. Sole 3,700
City National Corp Sole 125
Cytyc Corp Com Sole 7,800
Delta Air Lines Sole 50
Datum Inc. Sole 16,400
Dress Barn Sole 3,150
Dell Computer Sole 400
Delphi Financial Group Inc. Sole 126
Quest Diagnostics Inc. Sole 6,420
D R Horton Sole 202,872
Dianon Systems Sole 11,300
Disney (walt) Sole 300
Dow Jones & Co. Sole 130
Delta Lane & Pine Company Sole 525
Diametrics Medical Inc. Sole 31,400
Donnelley (r.R) & So Sole 100
Dover Corp. Sole 355
Dow Chemical Sole 125
Dain Rauscher Corp. Sole 100
Darden Restaurants Sole 654,745
DRS Technologies Inc. Sole 17,100
Dendrite Intl Inc Com Sole 525
Dallas Semiconductor Sole 600
Datascope Corp. Sole 200
Downey S & L Assn Sole 129,751
Dsp Group Sole 2,800
Dst Systems, Inc. Sole 7,560
Duke Power Sole 75
Devon Energy Corp. - New Sole 190
Dycom Inds. Sole 10,275
<PAGE>
<CAPTION>
<S> <C> <C> <C> <C>
Dynegy Inc. Common Stock - Long 26816Q101 14,015.63 250
Eagle USA Airfreight Common Stock - Long 268484102 2,992.19 125
Brinker Int'l Common Stock - Long 109641100 515,872.50 12,210
Electronic Data Systems Corp Common Stock - Long 285661104 5,775.00 100
Electroglas Inc. Common Stock - Long 285324109 7,656.25 500
Energen Corp. Common Stock - Long 29265N108 24,140.63 750
Earthgrains Co. Common Stock - Long 270319106 6,012.50 325
Ems Technologies Common Stock - Long 26873N108 335,962.50 28,900
eLoyalty Corp. Common Stock - Long 290151109 1,455.47 225
Emc Corp. Common Stock - Long 268648102 12,274,171.00 184,574
Emulex Corporation Common Stock - Long 292475209 1,529,204.38 19,130
Enron Corp. Common Stock - Long 293561106 10,806.25 130
Enzo Biochem Common Stock - Long 294100102 3,731.25 150
Extended Stay America Common Stock - Long 30224P101 80,441.00 6,260
Esco Electronics Corp Common Stock - Long 296315104 256,525.00 12,400
Electro Scientific Common Stock - Long 285229100 7,980.00 285
Esterline Technologies Common Stock - Long 297425100 2,627,625.00 100,100
Express Scripts Inc Cl A Common Stock - Long 302182100 322,087.50 3,150
Ess Technologies Inc. Common Stock - Long 269151106 1,281.25 250
Ethan Allen Interiors Common Stock - Long 297602104 9,212.50 275
Entergy Corp. Common Stock - Long 29364G103 8,462.50 200
Eaton Vance Corp Com Non Vtg Common Stock - Long 278265103 19,350.00 600
East West Bancorp Common Stock - Long 27579R104 5,269,293.75 211,300
Earthweb Inc. Common Stock - Long 27032C108 42,037.50 5,700
Exelon Corp. Common Stock - Long 30161N101 17,061.03 243
Exodus Communications Common Stock - Long 302088109 160,000.00 8,000
Expeditors Intl Wash Common Stock - Long 302130109 16,337,911.56 304,315
Ford Motor Common Stock - Long 345370860 15,750.00 672
Fleet Boston Financial Corp. Common Stock - Long 339030108 22,161.88 590
Friedman Billings Ramsey - A Common Stock - Long 358433100 224,437.50 34,200
First Data Corp Common Stock - Long 319963104 311,910.00 5,920
Factset Resh Sys Inc Com Common Stock - Long 303075105 9,267.50 250
FedEx Corp. Common Stock - Long 31428X106 1,998.00 50
1st Essex Bancorp Common Stock - Long 320103104 233,728.13 11,650
Fair Isaac & Co Inc Com Common Stock - Long 303250104 5,100.00 100
<CAPTION>
<S> <C> <C>
Dynegy Inc. Sole 250
Eagle USA Airfreight Sole 125
Brinker Int'l Sole 12,210
Electronic Data Systems Corp Sole 100
Electroglas Inc. Sole 500
Energen Corp. Sole 750
Earthgrains Co. Sole 325
Ems Technologies Sole 28,900
eLoyalty Corp. Sole 225
Emc Corp. Sole 184,574
Emulex Corporation Sole 19,130
Enron Corp. Sole 130
Enzo Biochem Sole 150
Extended Stay America Sole 6,260
Esco Electronics Corp Sole 12,400
Electro Scientific Sole 285
Esterline Technologies Sole 100,100
Express Scripts Inc Cl A Sole 3,150
Ess Technologies Inc. Sole 250
Ethan Allen Interiors Sole 275
Entergy Corp. Sole 200
Eaton Vance Corp Com Non Vtg Sole 600
East West Bancorp Sole 211,300
Earthweb Inc. Sole 5,700
Exelon Corp. Sole 243
Exodus Communications Sole 8,000
Expeditors Intl Wash Sole 304,315
Ford Motor Sole 672
Fleet Boston Financial Corp. Sole 590
Friedman Billings Ramsey - A Sole 34,200
First Data Corp Sole 5,920
Factset Resh Sys Inc Com Sole 250
FedEx Corp. Sole 50
1st Essex Bancorp Sole 11,650
Fair Isaac & Co Inc Com Sole 100
<PAGE>
<CAPTION>
<S> <C> <C> <C> <C>
Federated Investors Common Stock - Long 314211103 532,987.50 18,300
Filenet Corp Common Stock - Long 316869106 13,625.00 500
Fiserv Inc. Common Stock - Long 337738108 450,656.25 9,500
Flextronics International Common Stock - Long Y2573F102 225,150.00 7,900
Fleming Cos. Common Stock - Long 339130106 4,134.38 350
M-Systems Flash Disk F Common Stock - Long M7061C100 464,118.75 33,300
First Midwest Bancor Common Stock - Long 320867104 12,937.50 450
Fmc Corp. Common Stock - Long 302491303 5,376.56 75
Fidelity National Financial Common Stock - Long 316326107 12,004.69 325
Federal National Mortgage Association Common Stock - Long 313586109 16,634,399.25 191,751
Forrester Research Inc. Common Stock - Long 346563109 83,103.75 1,660
Fossil Inc. Common Stock - Long 349882100 5,431.64 375
Frontier Airlines New Com Common Stock - Long 359065109 4,674,656.25 151,100
Forest Labs. Common Stock - Long 345838106 352,118.75 2,650
Footstar Inc Com Common Stock - Long 344912100 6,187.50 125
Factory 2 U Stores Common Stock - Long 303072102 1,656.25 50
Forward Air Corp. Common Stock - Long 349853101 8,395.31 225
F.Y.I., Inc. Common Stock - Long 302712104 9,218.75 250
Gadzooks Inc Com Common Stock - Long 362553109 207,975.00 14,100
Greater Bay Bancorp Common Stock - Long 391648102 6,166,400.00 150,400
Gbc Bancorp Common Stock - Long 361475106 448,987.50 11,700
Genesco Inc. Common Stock - Long 371532102 6,380,142.50 261,080
General Dynamics Common Stock - Long 369550108 16,144,284.00 206,978
Golden West Fin'l Common Stock - Long 381317106 510,975.00 7,570
Gen'l Electric Common Stock - Long 369604103 89,882.81 1,875
Genzyme Corp Common Stock - Long 372917104 300,391.25 3,340
Getty Images Inc. New Common Stock - Long 374276103 368,960.00 11,530
Georgia Gulf Common Stock - Long 373200203 2,985.94 175
Graco Inc. Common Stock - Long 384109104 16,550.00 400
G & K Svcs Inc Common Stock - Long 361268105 2,109.38 75
Corning Inc. Common Stock - Long 219350105 7,921.88 150
Gen'l Motors Common Stock - Long 370442105 2,546.88 50
Green Mountain Coffee Inc. Common Stock - Long 393122106 285,000.00 5,700
Gentex Corp. Common Stock - Long 371901109 7,450.00 400
Oshkosh B'gosh 'a' Common Stock - Long 688222207 290,912.50 15,725
<CAPTION>
<S> <C> <C>
Federated Investors Sole 18,300
Filenet Corp Sole 500
Fiserv Inc. Sole 9,500
Flextronics International Sole 7,900
Fleming Cos. Sole 350
M-Systems Flash Disk F Sole 33,300
First Midwest Bancor Sole 450
Fmc Corp. Sole 75
Fidelity National Financial Sole 325
Federal National Mortgage Association Sole 191,751
Forrester Research Inc. Sole 1,660
Fossil Inc. Sole 375
Frontier Airlines New Com Sole 151,100
Forest Labs. Sole 2,650
Footstar Inc Com Sole 125
Factory 2 U Stores Sole 50
Forward Air Corp. Sole 225
F.Y.I., Inc. Sole 250
Gadzooks Inc Com Sole 14,100
Greater Bay Bancorp Sole 150,400
Gbc Bancorp Sole 11,700
Genesco Inc. Sole 261,080
General Dynamics Sole 206,978
Golden West Fin'l Sole 7,570
Gen'l Electric Sole 1,875
Genzyme Corp Sole 3,340
Getty Images Inc. New Sole 11,530
Georgia Gulf Sole 175
Graco Inc. Sole 400
G & K Svcs Inc Sole 75
Corning Inc. Sole 150
Gen'l Motors Sole 50
Green Mountain Coffee Inc. Sole 5,700
Gentex Corp. Sole 400
Oshkosh B'gosh 'a' Sole 15,725
<PAGE>
<CAPTION>
<S> <C> <C> <C> <C>
Group 1 Automotive Common Stock - Long 398905109 2,812.50 300
Great Plains Software Common Stock - Long 39119E105 2,353.13 50
Gerber Scientific Common Stock - Long 373730100 1,926.56 225
Globespan, Inc. Common Stock - Long 379571102 1,465,750.00 53,300
Gateway Inc. Common Stock - Long 367626108 1,349.25 75
Hall Kinion Associates Com Common Stock - Long 406069104 317,975.00 15,800
Harman Intl Inds Common Stock - Long 413086109 12,775.00 350
HCA Healthcare Co. Common Stock - Long 404119109 7,701.75 175
Home Depot Common Stock - Long 437076102 12,564.06 275
Harley Davidson Common Stock - Long 412822108 13,021,543.50 327,586
Helix Technology Common Stock - Long 423319102 3,068,466.80 129,625
Hooper Holmes Inc Common Stock - Long 439104100 3,041.50 275
HIBBETT SPORTING GOODS COM Common Stock - Long 428565105 223,200.00 6,200
Health Net Inc. Common Stock - Long 42222G108 114,570.31 4,375
Starwood Hotels & Resorts Common Stock - Long 85590A203 97,466.25 2,765
Hot Topic, Inc. Common Stock - Long 441339108 578,600.00 35,200
Hilb Rogal & Hamilto Common Stock - Long 431294107 6,978.13 175
Harris Corp. Common Stock - Long 413875105 9,646.88 315
HS Resources Common Stock - Long 404297103 270,140.63 6,375
Henry Schein, Inc. Common Stock - Long 806407102 5,410,156.25 156,250
Hutchinson Technolog Common Stock - Long 448407106 2,062.50 150
Heartland Express Common Stock - Long 422347104 11,406.25 500
Hudson United Bancorp Common Stock - Long 444165104 6,333.59 303
Hughes Supply Common Stock - Long 444482103 3,139.50 175
Hewlett-Packard Common Stock - Long 428236103 14,203.13 450
Insurance Auto Aucti Common Stock - Long 457875102 6,300.00 525
Integra Lifesciences Hilding Corp. Common Stock - Long 457985208 260,918.75 19,150
Int'l Business Mach. Common Stock - Long 459200101 27,625.00 325
Idacorp Inc. Common Stock - Long 451107106 4,410,718.75 89,900
Idec Pharmaceuticals Common Stock - Long 449370105 360,168.75 1,900
Integrated Device Common Stock - Long 458118106 283,550.00 8,560
Idexx Labs Inc Com Common Stock - Long 45168D104 7,150.00 325
Idex Corp. Common Stock - Long 45167R104 8,281.25 250
Investors Financial Service CP Common Stock - Long 461915100 17,200.00 200
Int'l Game Tech. Common Stock - Long 459902102 240,960.00 5,020
<CAPTION>
<S> <C> <C>
Group 1 Automotive Sole 300
Great Plains Software Sole 50
Gerber Scientific Sole 225
Globespan, Inc. Sole 53,300
Gateway Inc. Sole 75
Hall Kinion Associates Com Sole 15,800
Harman Intl Inds Sole 350
HCA Healthcare Co. Sole 175
Home Depot Sole 275
Harley Davidson Sole 327,586
Helix Technology Sole 129,625
Hooper Holmes Inc Sole 275
HIBBETT SPORTING GOODS COM Sole 6,200
Health Net Inc. Sole 4,375
Starwood Hotels & Resorts Sole 2,765
Hot Topic, Inc. Sole 35,200
Hilb Rogal & Hamilto Sole 175
Harris Corp. Sole 315
HS Resources Sole 6,375
Henry Schein, Inc. Sole 156,250
Hutchinson Technolog Sole 150
Heartland Express Sole 500
Hudson United Bancorp Sole 303
Hughes Supply Sole 175
Hewlett-Packard Sole 450
Insurance Auto Aucti Sole 525
Integra Lifesciences Hilding Corp. Sole 19,150
Int'l Business Mach. Sole 325
Idacorp Inc. Sole 89,900
Idec Pharmaceuticals Sole 1,900
Integrated Device Sole 8,560
Idexx Labs Inc Com Sole 325
Idex Corp. Sole 250
Investors Financial Service CP Sole 200
Int'l Game Tech. Sole 5,020
<PAGE>
<CAPTION>
<S> <C> <C> <C> <C>
Inverness Medical Technolgy Common Stock - Long 461268104 587,956.25 15,100
Int'l Multifoods Common Stock - Long 460043102 3,554.69 175
Intermagnetics Genl Common Stock - Long 458771102 4,187.50 250
Imperial Bancorp Common Stock - Long 452556103 10,500.00 400
In Focus Sys Inc Common Stock - Long 45665B106 2,581.25 175
Inktomi, Inc. Common Stock - Long 457277101 16,087.50 900
Insituform Of N.A. Common Stock - Long 457667103 5,801,812.50 145,500
Intel Corp. Common Stock - Long 458140100 926,676.56 30,825
Inet Technologies Common Stock - Long 45662V105 591,300.00 14,600
Intuit Inc. Common Stock - Long 461202103 134,087.50 3,400
Intervoice-Brite, Inc Common Stock - Long 461142101 1,087.50 150
Input/Output Common Stock - Long 457652105 3,056.25 300
Int'l Paper Common Stock - Long 460146103 3,060.94 75
Int'l Rectifier Common Stock - Long 460254105 3,000.00 100
Itt Inds Inc Com Common Stock - Long 450911102 5,812.50 150
Illinois Tool Works Common Stock - Long 452308109 8,636.56 145
I2 Technologies, Inc. Common Stock - Long 465754109 163,125.00 3,000
Invacare Corp. Common Stock - Long 461203101 7,706.25 225
Invitrogen Corp. Common Stock - Long 46185R100 371,412.50 4,300
Ivax Corp. Common Stock - Long 465823102 15,171,281.10 396,117
Jack In The Box, Inc. Common Stock - Long 466367109 4,365,728.44 148,305
Johnson Controls Common Stock - Long 478366107 5,200.00 100
Jds Uniphase Corp. Common Stock - Long 46612J101 8,045,687.50 193,000
Harland (john H.) Common Stock - Long 412693103 6,709.38 475
J. Jill Group Inc. Common Stock - Long 466189107 379,750.00 24,500
Jack Henry & Assoc Common Stock - Long 426281101 18,637.50 300
Jlg Inds Inc Com Common Stock - Long 466210101 4,250.00 400
Johnson & Johnson Common Stock - Long 478160104 26,265.63 250
Juniper Networks Inc. Common Stock - Long 48203R104 403,400.00 3,200
Jefferson-Pilot Corp Common Stock - Long 475070108 15,279,797.00 204,412
Morgan (j.P.) & Co Common Stock - Long 46625H100 12,412.50 75
Kaman Corp. Common Stock - Long 483548103 2,109.38 125
Kaufman & Broad Home Common Stock - Long 486168107 6,737.50 200
Kenneth Cole Productions - A Common Stock - Long 193294105 4,038,685.00 100,340
Key Energy Services Inc. Common Stock - Long 492914106 2,609.38 250
<CAPTION>
<S> <C> <C>
Inverness Medical Technolgy Sole 15,100
Int'l Multifoods Sole 175
Intermagnetics Genl Sole 250
Imperial Bancorp Sole 400
In Focus Sys Inc Sole 175
Inktomi, Inc. Sole 900
Insituform Of N.A. Sole 145,500
Intel Corp. Sole 30,825
Inet Technologies Sole 14,600
Intuit Inc. Sole 3,400
Intervoice-Brite, Inc Sole 150
Input/Output Sole 300
Int'l Paper Sole 75
Int'l Rectifier Sole 100
Itt Inds Inc Com Sole 150
Illinois Tool Works Sole 145
I2 Technologies, Inc. Sole 3,000
Invacare Corp. Sole 225
Invitrogen Corp. Sole 4,300
Ivax Corp. Sole 396,117
Jack In The Box, Inc. Sole 148,305
Johnson Controls Sole 100
Jds Uniphase Corp. Sole 193,000
Harland (john H.) Sole 475
J. Jill Group Inc. Sole 24,500
Jack Henry & Assoc Sole 300
Jlg Inds Inc Com Sole 400
Johnson & Johnson Sole 250
Juniper Networks Inc. Sole 3,200
Jefferson-Pilot Corp Sole 204,412
Morgan (j.P.) & Co Sole 75
Kaman Corp. Sole 125
Kaufman & Broad Home Sole 200
Kenneth Cole Productions - A Sole 100,340
Key Energy Services Inc. Sole 250
<PAGE>
<CAPTION>
<S> <C> <C> <C> <C>
Kemet Corporation Common Stock - Long 488360108 21,780.00 1,440
Kirby Corp Common Stock - Long 497266106 7,350.00 350
King Pharmaceuticals Common Stock - Long 495582108 16,705,658.44 323,205
Kla Instruments Common Stock - Long 482480100 101,062.50 3,000
Kulicke & Soffa Common Stock - Long 501242101 5,625.00 500
Kimberly-Clark Common Stock - Long 494368103 19,086.30 270
Kerr-Mcgee Corp. Common Stock - Long 492386107 14,437,080.00 215,680
Kent Electronics Cor Common Stock - Long 490553104 4,125.00 250
Coca-Cola Common Stock - Long 191216100 19,804.69 325
Key Production Company Inc. Common Stock - Long 493138101 2,575,921.88 76,750
Mbna Corp Common Stock - Long 55262L100 14,715,161.25 398,380
Knight-Ridder Common Stock - Long 499040103 326,746.88 5,745
Kronos Inc Com Common Stock - Long 501052104 1,546.88 50
KEYSPAN CORP COM Common Stock - Long 49337W100 7,415.63 175
Kohls Corp. Common Stock - Long 500255104 14,011,700.00 229,700
K-Swiss Inc Common Stock - Long 482686102 361,875.00 14,475
Quaker Chem Corp Com Common Stock - Long 747316107 4,703.13 250
Libbey Inc Common Stock - Long 529898108 11,390.63 375
Louis Dreyfus Natural Gas Common Stock - Long 546011107 16,034.38 350
Lydall Inc Common Stock - Long 550819106 3,909.38 450
Lehman Brothers Holdings Inc. Common Stock - Long 524908100 593,071.25 8,770
Labratory Corporation of American Holdings Common Stock - Long 50540R409 948,640.00 5,390
Linens N Things Inc Com Common Stock - Long 535679104 6,215.63 225
Liz Claiborne Common Stock - Long 539320101 4,162.50 100
L3 Communications Common Stock - Long 502424104 428,890.00 5,570
Linear Tech Corp Common Stock - Long 535678106 300,625.00 6,500
Lilly, Eli Common Stock - Long 532457108 18,612.50 200
Lincoln Nat'l Corp. Common Stock - Long 534187109 10,881.88 230
Lowe's Cos. Common Stock - Long 548661107 7,565.00 170
Lifepoint Hospitals, Inc. Common Stock - Long 53219L109 903,753.75 18,030
Landstar System Common Stock - Long 515098101 9,701.56 175
Lightbridge Inc. Common Stock - Long 532226107 44,625.00 3,400
Limited Inc. Common Stock - Long 532716107 4,265.63 250
Loews Corp. Common Stock - Long 540424108 10,356.25 100
Learning Tree International Inc. Common Stock - Long 522015106 106,425.00 2,150
<CAPTION>
<S> <C> <C>
Kemet Corporation Sole 1,440
Kirby Corp Sole 350
King Pharmaceuticals Sole 323,205
Kla Instruments Sole 3,000
Kulicke & Soffa Sole 500
Kimberly-Clark Sole 270
Kerr-Mcgee Corp. Sole 215,680
Kent Electronics Cor Sole 250
Coca-Cola Sole 325
Key Production Company Inc. Sole 76,750
Mbna Corp Sole 398,380
Knight-Ridder Sole 5,745
Kronos Inc Com Sole 50
KEYSPAN CORP COM Sole 175
Kohls Corp. Sole 229,700
K-Swiss Inc Sole 14,475
Quaker Chem Corp Com Sole 250
Libbey Inc Sole 375
Louis Dreyfus Natural Gas Sole 350
Lydall Inc Sole 450
Lehman Brothers Holdings Inc. Sole 8,770
Labratory Corporation of American Holdings Sole 5,390
Linens N Things Inc Com Sole 225
Liz Claiborne Sole 100
L3 Communications Sole 5,570
Linear Tech Corp Sole 6,500
Lilly, Eli Sole 200
Lincoln Nat'l Corp. Sole 230
Lowe's Cos. Sole 170
Lifepoint Hospitals, Inc. Sole 18,030
Landstar System Sole 175
Lightbridge Inc. Sole 3,400
Limited Inc. Sole 250
Loews Corp. Sole 100
Learning Tree International Inc. Sole 2,150
<PAGE>
<CAPTION>
<S> <C> <C> <C> <C>
Southwest Airlines Common Stock - Long 844741108 15,398,317.20 459,240
La-Z-Boy Chair Common Stock - Long 505336107 3,150.00 200
Macromedia Common Stock - Long 556100105 91,125.00 1,500
Maf Bancorp Inc Com Common Stock - Long 55261R108 13,507.81 475
Manpower Inc Common Stock - Long 56418H100 4,750.00 125
Manhattan Associates Common Stock - Long 562750109 1,082,675.00 25,400
Mapinfo Corp Com Common Stock - Long 565105103 470,137.50 9,950
Marriot - Cl A Common Stock - Long 571903202 6,337.50 150
St. Mary Land & Exploration Common Stock - Long 792228108 909,764.38 27,310
Maxwell Shoe Company Common Stock - Long 577766108 230,050.00 21,400
Micrel Inc Com Common Stock - Long 594793101 84,218.75 2,500
M D C Hldgs Inc Com Common Stock - Long 552676108 2,844,573.50 86,330
Medquist Inc Com Common Stock - Long 584949101 2,800.00 175
Mellon Financial Corp. Common Stock - Long 58551A108 7,378.13 150
Merrill Lynch & Co. Common Stock - Long 590188108 14,095,038.13 206,710
Mercury Interactive Corp Common Stock - Long 589405109 162,450.00 1,800
Mesa Airlines Common Stock - Long 590479101 3,150.00 450
Methode Electrs Inc Common Stock - Long 591520200 4,014.06 175
Metromedia Fiber Networks Common Stock - Long 591689104 50,625.00 5,000
MGM Mirage Common Stock - Long 552953101 13,154,260.63 466,670
M/I Schottenstein Home Common Stock - Long 55305B101 256,387.50 10,600
Mcgraw-Hill Common Stock - Long 580645109 5,862.50 100
Magnum Hunter Resources Inc. Common Stock - Long 55972F203 228,375.00 21,000
Michaels Stores Common Stock - Long 594087108 4,637.50 175
Michael Foods Common Stock - Long 594079105 6,778.13 225
Millipore Corp. Common Stock - Long 601073109 12,789,630.00 203,010
Mccormick & Co. Common Stock - Long 579780206 4,507.81 125
Mueller Inds Inc Com Common Stock - Long 624756102 12,065.63 450
Marsh & Mclennan Common Stock - Long 571748102 5,850.00 50
Mid Atlantic Medical Suppies Common Stock - Long 59523C107 3,465,701.56 174,925
Minnesota Mining & Manufacturing Co. Common Stock - Long 604059105 31,932.50 265
Maximus, Inc. Common Stock - Long 577933104 6,987.50 200
Mentor Corp. Minn. Common Stock - Long 587188103 6,337.50 325
Philip Morris Common Stock - Long 718154107 15,400.00 350
Moog Inc. 'a' Common Stock - Long 615394202 2,175.00 75
<CAPTION>
<S> <C> <C>
Southwest Airlines Sole 459,240
La-Z-Boy Chair Sole 200
Macromedia Sole 1,500
Maf Bancorp Inc Com Sole 475
Manpower Inc Sole 125
Manhattan Associates Sole 25,400
Mapinfo Corp Com Sole 9,950
Marriot - Cl A Sole 150
St. Mary Land & Exploration Sole 27,310
Maxwell Shoe Company Sole 21,400
Micrel Inc Com Sole 2,500
M D C Hldgs Inc Com Sole 86,330
Medquist Inc Com Sole 175
Mellon Financial Corp. Sole 150
Merrill Lynch & Co. Sole 206,710
Mercury Interactive Corp Sole 1,800
Mesa Airlines Sole 450
Methode Electrs Inc Sole 175
Metromedia Fiber Networks Sole 5,000
MGM Mirage Sole 466,670
M/I Schottenstein Home Sole 10,600
Mcgraw-Hill Sole 100
Magnum Hunter Resources Inc. Sole 21,000
Michaels Stores Sole 175
Michael Foods Sole 225
Millipore Corp. Sole 203,010
Mccormick & Co. Sole 125
Mueller Inds Inc Com Sole 450
Marsh & Mclennan Sole 50
Mid Atlantic Medical Suppies Sole 174,925
Minnesota Mining & Manufacturing Co. Sole 265
Maximus, Inc. Sole 200
Mentor Corp. Minn. Sole 325
Philip Morris Sole 350
Moog Inc. 'a' Sole 75
<PAGE>
<CAPTION>
<S> <C> <C> <C> <C>
Morgan Keegan Inc Common Stock - Long 617410105 13,250.00 500
Motorola, Inc. Common Stock - Long 620076109 4,050.00 200
Mercury Computer Systems, Inc. Common Stock - Long 589378108 9,287.50 200
Morton's Restaurant Group Inc. Common Stock - Long 619429103 242,250.00 11,400
Merck & Co. Common Stock - Long 589331107 39,790.63 425
Usx-Marathon Group Common Stock - Long 902905827 6,243.75 225
Medicis Pharmaceutical Corp. Common Stock - Long 584690309 13,303.13 225
Microsoft Corp. Common Stock - Long 594918104 1,062,687.50 24,500
Martha Stewart Living Common Stock - Long 573083102 73,629.38 3,670
Mgic Invt Corp Wis Common Stock - Long 552848103 16,522.19 245
Mattson Technology Common Stock - Long 577223100 76,312.50 7,400
Manitowoc Co. Common Stock - Long 563571108 7,975.00 275
Micron Technology Common Stock - Long 595112103 4,437.50 125
Mississippi Vy Bancshs Com Common Stock - Long 605720101 3,671.88 125
Mens Wearhouse Inc Common Stock - Long 587118100 3,730,116.25 136,885
Morgan Stanley Dean Witter Common Stock - Long 617446448 26,945.00 340
Maxim Integrated Pro Common Stock - Long 57772K101 301,218.75 6,300
Metris Corp. Common Stock - Long 591598107 3,712,956.88 141,110
National Instruments Common Stock - Long 636518102 15,782.81 325
Navistar Int'l Common Stock - Long 63934E108 2,618.75 100
Nbty Inc Com Common Stock - Long 628782104 4,037.50 850
National Data Corp. Common Stock - Long 635621105 7,325.00 200
99 Cents Only Store Common Stock - Long 65440K106 6,159.38 225
Newfield Expl Co Com Common Stock - Long 651290108 14,231.25 300
New Jersey Resources Common Stock - Long 646025106 5,406.25 125
Northwestern Corp Com Common Stock - Long 668074107 4,046.88 175
Noven Pharmaceuticals Com Common Stock - Long 670009109 5,606.25 150
Neurogen Corp Common Stock - Long 64124E106 347,737.50 9,900
Insight Enterprises Com Common Stock - Long 45765U103 102,225.81 5,699
National Semiconduct Common Stock - Long 637640103 2,515.63 125
Nortel Networks Corp. Common Stock - Long 656568102 16,832.81 525
Network Appliance Common Stock - Long 64120L104 1,392,868.75 21,700
Northern Trust Corp. Common Stock - Long 665859104 4,078.13 50
Novellus Sys. Common Stock - Long 670008101 322,000.00 8,960
Nvr Inc. Common Stock - Long 62944T105 6,621,252.00 53,570
<CAPTION>
<S> <C> <C>
Morgan Keegan Inc Sole 500
Motorola, Inc. Sole 200
Mercury Computer Systems, Inc. Sole 200
Morton's Restaurant Group Inc. Sole 11,400
Merck & Co. Sole 425
Usx-Marathon Group Sole 225
Medicis Pharmaceutical Corp. Sole 225
Microsoft Corp. Sole 24,500
Martha Stewart Living Sole 3,670
Mgic Invt Corp Wis Sole 245
Mattson Technology Sole 7,400
Manitowoc Co. Sole 275
Micron Technology Sole 125
Mississippi Vy Bancshs Com Sole 125
Mens Wearhouse Inc Sole 136,885
Morgan Stanley Dean Witter Sole 340
Maxim Integrated Pro Sole 6,300
Metris Corp. Sole 141,110
National Instruments Sole 325
Navistar Int'l Sole 100
Nbty Inc Com Sole 850
National Data Corp. Sole 200
99 Cents Only Store Sole 225
Newfield Expl Co Com Sole 300
New Jersey Resources Sole 125
Northwestern Corp Com Sole 175
Noven Pharmaceuticals Com Sole 150
Neurogen Corp Sole 9,900
Insight Enterprises Com Sole 5,699
National Semiconduct Sole 125
Nortel Networks Corp. Sole 525
Network Appliance Sole 21,700
Northern Trust Corp. Sole 50
Novellus Sys. Sole 8,960
Nvr Inc. Sole 53,570
<PAGE>
<CAPTION>
<S> <C> <C> <C> <C>
Northwest Nat. Gas Co. Common Stock - Long 667655104 2,650.00 100
Quanex Corp. Common Stock - Long 747620102 3,018.75 150
Nextel Communications Inc. Common Stock - Long 65332V103 1,237.50 50
Nyfix, Inc. Common Stock - Long 670712108 3,628.13 150
New York Times Co Cl A Common Stock - Long 650111107 2,003.13 50
Quaker Oats Common Stock - Long 747402105 7,790.00 80
Orthodontic Ctrs Amer Com Common Stock - Long 68750P103 11,718.75 375
Triton Energy Common Stock - Long G90751101 10,800.00 360
Offshore Logistics Common Stock - Long 676255102 1,868,114.06 86,700
Omnicom Group Common Stock - Long 681919106 6,215.63 75
Om Grouo Inc. Common Stock - Long 670872100 16,387.50 300
Orbotech Ltd. Common Stock - Long M75253100 2,220,840.00 59,520
Oracle Systems Common Stock - Long 68389X105 968,071.88 33,310
Old Republic Intl Corp Common Stock - Long 680223104 144,640.00 4,520
O Reilly Automotive Com Common Stock - Long 686091109 13,375.00 500
Oshkosh Truck Common Stock - Long 688239201 7,700.00 175
Oxford Health Plans Common Stock - Long 691471106 23,420,024.00 592,912
Occidental Petroleum Common Stock - Long 674599105 7,275.00 300
Coastcast Corp. Common Stock - Long 19057T108 239,750.00 13,700
Paychex Inc. Common Stock - Long 704326107 13,756,012.50 282,900
Pepsi Bottling Group Inc. Common Stock - Long 713409100 16,545,119.50 415,576
Pharmacopeia Inc. Common Stock - Long 71713B104 152,687.50 7,000
Patterson Dental Co Common Stock - Long 703412106 25,406.25 750
Pride Intl Inc Com Common Stock - Long 741932107 12,312.50 500
Prime Hospitality Corp Com Common Stock - Long 741917108 97,185.00 8,360
Pegasus Solutions Inc. Com Common Stock - Long 705906105 2,775.00 400
Pepsico, Inc. Common Stock - Long 713448108 18,585.94 375
P. F. Changs China Bistro Inc. Common Stock - Long 69333Y108 347,384.38 11,050
Pfizer, Inc. Common Stock - Long 717081103 50,600.00 1,100
Performance food Group Common Stock - Long 713755106 2,563.28 50
Procter & Gamble Common Stock - Long 742718109 9,804.69 125
Parker-Hannifin Common Stock - Long 701094104 2,206.25 50
Pharmacia Corporation Common Stock - Long 71713U102 9,150.00 150
Pref. Health Care Common Stock - Long 74264T102 24,487.50 600
Pulte Corp. Common Stock - Long 745867101 5,559,679.69 131,785
<CAPTION>
<S> <C> <C>
Northwest Nat. Gas Co. Sole 100
Quanex Corp. Sole 150
Nextel Communications Inc. Sole 50
Nyfix, Inc. Sole 150
New York Times Co Cl A Sole 50
Quaker Oats Sole 80
Orthodontic Ctrs Amer Com Sole 375
Triton Energy Sole 360
Offshore Logistics Sole 86,700
Omnicom Group Sole 75
Om Grouo Inc. Sole 300
Orbotech Ltd. Sole 59,520
Oracle Systems Sole 33,310
Old Republic Intl Corp Sole 4,520
O Reilly Automotive Com Sole 500
Oshkosh Truck Sole 175
Oxford Health Plans Sole 592,912
Occidental Petroleum Sole 300
Coastcast Corp. Sole 13,700
Paychex Inc. Sole 282,900
Pepsi Bottling Group Inc. Sole 415,576
Pharmacopeia Inc. Sole 7,000
Patterson Dental Co Sole 750
Pride Intl Inc Com Sole 500
Prime Hospitality Corp Com Sole 8,360
Pegasus Solutions Inc. Com Sole 400
Pepsico, Inc. Sole 375
P. F. Changs China Bistro Inc. Sole 11,050
Pfizer, Inc. Sole 1,100
Performance food Group Sole 50
Procter & Gamble Sole 125
Parker-Hannifin Sole 50
Pharmacia Corporation Sole 150
Pref. Health Care Sole 600
Pulte Corp. Sole 131,785
<PAGE>
<CAPTION>
<S> <C> <C> <C> <C>
Polaris Inds Inc Com Common Stock - Long 731068102 9,937.50 250
Pioneer-Standard Common Stock - Long 723877106 3,575.00 325
Pier 1 Imports Common Stock - Long 720279108 3,605,095.31 349,585
Park Electrochemical Common Stock - Long 700416209 6,904.69 225
American Italian Pasta Co. Cl A Common Stock - Long 027070101 2,681.25 100
Polymedica Corp Common Stock - Long 731738100 248,476.88 7,445
Planar Systems Inc. Common Stock - Long 726900103 2,080,793.75 83,650
Plantronics Inc New Com Common Stock - Long 727493108 29,375.00 625
ePlus, Inc. Common Stock - Long 294268107 181,431.25 15,950
Plains Resources Common Stock - Long 726540503 2,640.63 125
Plexus Corp. Common Stock - Long 729132100 7,597.66 250
Pmc - Sierra Common Stock - Long 69344F106 220,150.00 2,800
Penton Media Inc. Common Stock - Long 709668107 8,734.38 325
Pinnacle Entertainment Inc. Common Stock - Long 723456109 4,050.00 300
Public Serv. (n.Mex. Common Stock - Long 744499104 3,700,125.00 138,000
Penn Engineering & Manufacturing Common Stock - Long 707389300 211,500.00 6,000
Patina Oil & Gas Corp. Common Stock - Long 703224105 4,757,400.00 198,225
PolyOne Corporation Common Stock - Long 73179P106 3,818.75 650
SCP Pool Corp Com Common Stock - Long 784028102 515,571.88 17,150
Pope & Talbot Common Stock - Long 732827100 435,864.06 25,925
Catalina Marketing Cp Com Common Stock - Long 148867104 8,760.94 225
Potash Corp. Sask. I Common Stock - Long 73755L107 7,831.25 100
Pre Paid Legal Svcs Com Common Stock - Long 740065107 7,012.50 275
Pharmaceutical Prod Com Common Stock - Long 717124101 9,937.50 200
PPL Corporation Common Stock - Long 69351T106 6,778.13 150
Pogo Producing Common Stock - Long 730448107 2,038,687.50 65,500
Progess Software Cor Common Stock - Long 743312100 6,135.94 425
Profit Recovery Group Com Common Stock - Long 743168106 2,543.63 399
Proxim Inc. Common Stock - Long 744284100 7,525.00 175
Phila. Suburban Common Stock - Long 718009608 9,947.00 406
Pericom Semiconductor Common Stock - Long 713831105 129,962.50 7,025
Patterson Energy Inc. Common Stock - Long 703414102 3,725.00 100
Penn Virginia Corp. Common Stock - Long 707882106 434,756.25 13,100
Providian Common Stock - Long 74406A102 20,125.00 350
Powerwave Technologies Com Common Stock - Long 739363109 17,520,750.00 299,500
<CAPTION>
<S> <C> <C>
Polaris Inds Inc Com Sole 250
Pioneer-Standard Sole 325
Pier 1 Imports Sole 349,585
Park Electrochemical Sole 225
American Italian Pasta Co. Cl A Sole 100
Polymedica Corp Sole 7,445
Planar Systems Inc. Sole 83,650
Plantronics Inc New Com Sole 625
ePlus, Inc. Sole 15,950
Plains Resources Sole 125
Plexus Corp. Sole 250
Pmc - Sierra Sole 2,800
Penton Media Inc. Sole 325
Pinnacle Entertainment Inc. Sole 300
Public Serv. (n.Mex. Sole 138,000
Penn Engineering & Manufacturing Sole 6,000
Patina Oil & Gas Corp. Sole 198,225
PolyOne Corporation Sole 650
SCP Pool Corp Com Sole 17,150
Pope & Talbot Sole 25,925
Catalina Marketing Cp Com Sole 225
Potash Corp. Sask. I Sole 100
Pre Paid Legal Svcs Com Sole 275
Pharmaceutical Prod Com Sole 200
PPL Corporation Sole 150
Pogo Producing Sole 65,500
Progess Software Cor Sole 425
Profit Recovery Group Com Sole 399
Proxim Inc. Sole 175
Phila. Suburban Sole 406
Pericom Semiconductor Sole 7,025
Patterson Energy Inc. Sole 100
Penn Virginia Corp. Sole 13,100
Providian Sole 350
Powerwave Technologies Com Sole 299,500
<PAGE>
<CAPTION>
<S> <C> <C> <C> <C>
Power-Pne Inc. Common Stock - Long 739308104 1,100,750.00 28,000
Quanta Services Common Stock - Long 74762E102 336,681.25 10,460
Pioneer Nat Res Co Com Common Stock - Long 723787107 2,460.94 125
Qwest Communications Common Stock - Long 749121109 12,288,046.88 300,625
Qualcomm Inc Common Stock - Long 747525103 1,002,687.50 12,200
Quaker Fabric Corp. Common Stock - Long 747399103 160,000.00 40,000
Nasdaq-100 Shares Common Stock - Long 631100104 1,185,012.50 20,300
Radiant Systems In Common Stock - Long 75025N102 11,480.00 560
Ralcorp Holdings Common Stock - Long 751028101 2,046.88 125
Rare Hospitality Intl Com Common Stock - Long 753820109 5,115,140.63 229,250
Rational Software Corp. Com New Common Stock - Long 75409P202 9,293,991.88 238,690
Reebok Int'l Common Stock - Long 758110100 110,453.60 4,040
Renal Care Group Inc Com Common Stock - Long 759930100 10,968.75 400
Rent-A-Center Common Stock - Long 76009N100 4,179,330.00 121,140
Royal Dutch Petroleum Co. Common Stock - Long 780257804 22,710.94 375
Reader's Digest Common Stock - Long 755267101 10,955.00 280
Regeneron Pharmaceut Common Stock - Long 75886F107 666,696.64 18,905
Reliant Energy Inc Com Common Stock - Long 75952J108 8,662.50 200
Richardson Electr. Common Stock - Long 763165107 398,750.00 29,000
Regis Corp. Common Stock - Long 758932107 3,987.50 275
Robert Half Intl Common Stock - Long 770323103 10,941,055.00 412,870
Ruby Tuesday Inc. Common Stock - Long 781182100 1,818,410.00 119,240
Rightchoice Managed Care Common Stock - Long 76657T102 348,125.00 10,000
Raymond James Fin'l Common Stock - Long 754730109 13,950.00 400
RJ Raynolds Tobacco Holdings Common Stock - Long 76182K105 114,075.00 2,340
Coors Adolph Co Cl B Common Stock - Long 217016104 134,523.44 1,675
Rambus Common Stock - Long 750917106 1,109,037.50 30,700
Resmed, Inc. Common Stock - Long 761152107 9,968.75 250
Remedy Corp Com Common Stock - Long 759548100 4,140.63 250
Renaissance Holdings Common Stock - Long G7496G103 3,954,781.25 50,500
Roadway Services Common Stock - Long 769742107 3,178.13 150
Remongton Oil & Gas Corp. Common Stock - Long 759594302 245,700.00 18,900
Rockwell Int'l Common Stock - Long 773903109 2,381.25 50
Roper Industries Common Stock - Long 776696106 4,132.81 125
Reliance Steel & Aluminum Common Stock - Long 759509102 6,187.50 250
<CAPTION>
<S> <C> <C>
Power-Pne Inc. Sole 28,000
Quanta Services Sole 10,460
Pioneer Nat Res Co Com Sole 125
Qwest Communications Sole 300,625
Qualcomm Inc Sole 12,200
Quaker Fabric Corp. Sole 40,000
Nasdaq-100 Shares Sole 20,300
Radiant Systems In Sole 560
Ralcorp Holdings Sole 125
Rare Hospitality Intl Com Sole 229,250
Rational Software Corp. Com New Sole 238,690
Reebok Int'l Sole 4,040
Renal Care Group Inc Com Sole 400
Rent-A-Center Sole 121,140
Royal Dutch Petroleum Co. Sole 375
Reader's Digest Sole 280
Regeneron Pharmaceut Sole 18,905
Reliant Energy Inc Com Sole 200
Richardson Electr. Sole 29,000
Regis Corp. Sole 275
Robert Half Intl Sole 412,870
Ruby Tuesday Inc. Sole 119,240
Rightchoice Managed Care Sole 10,000
Raymond James Fin'l Sole 400
RJ Raynolds Tobacco Holdings Sole 2,340
Coors Adolph Co Cl B Sole 1,675
Rambus Sole 30,700
Resmed, Inc. Sole 250
Remedy Corp Com Sole 250
Renaissance Holdings Sole 50,500
Roadway Services Sole 150
Remongton Oil & Gas Corp. Sole 18,900
Rockwell Int'l Sole 50
Roper Industries Sole 125
Reliance Steel & Aluminum Sole 250
<PAGE>
<CAPTION>
<S> <C> <C> <C> <C>
RSA Security Inc. Common Stock - Long 749719100 14,540.63 275
Radisys Corp. Common Stock - Long 750459109 1,940.63 75
Ryan's Family Common Stock - Long 783519101 5,662.50 600
Ryland Group Common Stock - Long 783764103 101,467.50 2,490
Sears, Roebuck Common Stock - Long 812387108 6,081.25 175
Sanmina Corp. Common Stock - Long 800907107 459,750.00 6,000
Sawtek Inc. Common Stock - Long 805468105 1,260,918.75 27,300
SBC Communications Common Stock - Long 78387G103 26,262.50 550
Sterling Bancshares Inc. Common Stock - Long 858907108 8,887.50 450
Scholastic Corp Common Stock - Long 807066105 97,487.50 1,100
Syncor Int'l Common Stock - Long 87157J106 14,550.00 400
Scansource Inc. Common Stock - Long 806037107 3,900.00 100
Scott Technologies Inc Com Common Stock - Long 810022301 10,068.75 450
Sdl Inc. Common Stock - Long 784076101 237,100.00 1,600
Sungard Data Systems Inc. Common Stock - Long 867363103 16,821,033.13 356,945
Siebel Systems Inc. Common Stock - Long 826170102 478,446.88 7,075
Spartech Corp. New Common Stock - Long 847220209 2,570.31 125
Sei Corp Common Stock - Long 784117103 546,560.00 4,880
Scientific Atlanta Common Stock - Long 808655104 6,824,774.38 209,590
Smithfield Foods, Inc. Common Stock - Long 832248108 105,792.00 3,480
Sperion Corporation Common Stock - Long 848420105 5,090.63 450
Salton Inc. Common Stock - Long 795757103 6,206.25 300
Schering-Plough Common Stock - Long 806605101 11,350.00 200
Shaw Group Inc. Common Stock - Long 820280105 12,500.00 250
Stone Energy Corp Com Common Stock - Long 861642106 4,116,676.25 63,775
Shuffle Master Inc. Common Stock - Long 825549108 473,868.75 29,850
The Sharper Image + Common Stock - Long 820013100 1,785,037.50 116,100
Silicon Valley Bancs Common Stock - Long 827064106 12,096.88 350
Skechers USA Inc. Common Stock - Long 830566105 361,150.00 23,300
Skywest Inc. Common Stock - Long 830879102 12,937.50 450
USA Education Inc. Common Stock - Long 90390U102 13,353,160.00 196,370
Anchor Gaming Common Stock - Long 033037102 5,850.00 150
Scotts Co Cl A Common Stock - Long 810186106 3,693.75 100
Stein Mart Inc Com Common Stock - Long 858375108 85,501.88 7,355
Standard Microsystem Common Stock - Long 853626109 5,062.50 250
<CAPTION>
<S> <C> <C>
RSA Security Inc. Sole 275
Radisys Corp. Sole 75
Ryan's Family Sole 600
Ryland Group Sole 2,490
Sears, Roebuck Sole 175
Sanmina Corp. Sole 6,000
Sawtek Inc. Sole 27,300
SBC Communications Sole 550
Sterling Bancshares Inc. Sole 450
Scholastic Corp Sole 1,100
Syncor Int'l Sole 400
Scansource Inc. Sole 100
Scott Technologies Inc Com Sole 450
Sdl Inc. Sole 1,600
Sungard Data Systems Inc. Sole 356,945
Siebel Systems Inc. Sole 7,075
Spartech Corp. New Sole 125
Sei Corp Sole 4,880
Scientific Atlanta Sole 209,590
Smithfield Foods, Inc. Sole 3,480
Sperion Corporation Sole 450
Salton Inc. Sole 300
Schering-Plough Sole 200
Shaw Group Inc. Sole 250
Stone Energy Corp Com Sole 63,775
Shuffle Master Inc. Sole 29,850
The Sharper Image + Sole 116,100
Silicon Valley Bancs Sole 350
Skechers USA Inc. Sole 23,300
Skywest Inc. Sole 450
USA Education Inc. Sole 196,370
Anchor Gaming Sole 150
Scotts Co Cl A Sole 100
Stein Mart Inc Com Sole 7,355
Standard Microsystem Sole 250
<PAGE>
<CAPTION>
<S> <C> <C> <C> <C>
Semitool Inc, Common Stock - Long 816909105 364,250.00 37,600
San Disk Corp. Common Stock - Long 80004C101 52,725.00 1,900
Sonic Corp. Common Stock - Long 835451105 3,496.88 150
Spectrum Control Inc. Common Stock - Long 847615101 319,987.50 31,800
Standard Pacific, L. Common Stock - Long 85375C101 100,629.38 4,305
Stoneridge Resources Common Stock - Long 816851109 5,231.25 225
Startek Inc Com Common Stock - Long 85569C107 1,537.50 100
Simpson Mfg Co Inc Com Common Stock - Long 829073105 5,100.00 100
Silicon Storage Technology Common Stock - Long 827057100 67,331.25 5,700
Sps Technologies Common Stock - Long 784626103 5,481.25 100
Steel Dynamics, Inc. Common Stock - Long 858119100 1,650.00 150
STATE STR CORP COM Common Stock - Long 857477103 9,315.75 75
DMC Stratex Networks Common Stock - Long 23322L106 6,750.00 450
Constellation Brands Inc. Common Stock - Long 21036P108 3,200,700.00 54,480
Sun Microsystems Common Stock - Long 866810104 9,441,262.50 338,700
Superior Industries International Inc. Common Stock - Long 868168105 14,203.13 450
Cna Surety Corp. Common Stock - Long 12612L108 5,700.00 400
Silicon Valley Group Common Stock - Long 827066101 12,218.75 425
Southwest Bancorp of Texas Common Stock - Long 84476R109 6,782,579.25 157,964
Southwest Securities Group Common Stock - Long 845224104 12,937.50 500
Safeway Inc. Common Stock - Long 786514208 12,500.00 200
Standex Int'l Common Stock - Long 854231107 3,609.38 175
Sybase Inc Common Stock - Long 871130100 12,198,021.31 615,673
Symantec Corp. Common Stock - Long 871503108 581,726.25 17,430
Symmetricom Inc Com Common Stock - Long 871543104 168,675.00 17,300
Sysco Corp Common Stock - Long 871829107 115,500.00 3,850
Suizafoods Common Stock - Long 865077101 3,600.00 75
Amer. Tel. & Tel. Common Stock - Long 001957109 5,175.00 300
Tasty Baking Co. Common Stock - Long 876553306 284,403.00 20,300
Timberland Co Common Stock - Long 887100105 168,525.00 2,520
Tech Data Common Stock - Long 878237106 8,114.06 300
Techne Corp Common Stock - Long 878377100 10,818.75 300
Tektronix, Inc. Common Stock - Long 879131100 8,421.88 250
Tenneco Automotive Common Stock - Long 880349105 1,050.00 350
Teradyne Inc. Common Stock - Long 880770102 931.25 25
<CAPTION>
<S> <C> <C>
Semitool Inc, Sole 37,600
San Disk Corp. Sole 1,900
Sonic Corp. Sole 150
Spectrum Control Inc. Sole 31,800
Standard Pacific, L. Sole 4,305
Stoneridge Resources Sole 225
Startek Inc Com Sole 100
Simpson Mfg Co Inc Com Sole 100
Silicon Storage Technology Sole 5,700
Sps Technologies Sole 100
Steel Dynamics, Inc. Sole 150
STATE STR CORP COM Sole 75
DMC Stratex Networks Sole 450
Constellation Brands Inc. Sole 54,480
Sun Microsystems Sole 338,700
Superior Industries International Inc. Sole 450
Cna Surety Corp. Sole 400
Silicon Valley Group Sole 425
Southwest Bancorp of Texas Sole 157,964
Southwest Securities Group Sole 500
Safeway Inc. Sole 200
Standex Int'l Sole 175
Sybase Inc Sole 615,673
Symantec Corp. Sole 17,430
Symmetricom Inc Com Sole 17,300
Sysco Corp Sole 3,850
Suizafoods Sole 75
Amer. Tel. & Tel. Sole 300
Tasty Baking Co. Sole 20,300
Timberland Co Sole 2,520
Tech Data Sole 300
Techne Corp Sole 300
Tektronix, Inc. Sole 250
Tenneco Automotive Sole 350
Teradyne Inc. Sole 25
<PAGE>
<CAPTION>
<S> <C> <C> <C> <C>
Three-Five Systems Common Stock - Long 88554L108 5,382.00 299
Trigon Healthcare, Inc. Common Stock - Long 89618L100 581,259.38 7,470
Triad Guaranty Inc. Common Stock - Long 895925105 6,625.00 200
Target Corporation Common Stock - Long 87612E106 2,418.75 75
Tenet Healthcare Corp. Common Stock - Long 88033G100 15,067,423.13 339,070
Thq Inc. Common Stock - Long 872443403 1,828.13 75
Tiffany & Co. Common Stock - Long 886547108 560,395.00 17,720
Teekay Shipping Corp. Common Stock - Long Y8564W103 4,277,280.00 112,560
Talbot's Inc Common Stock - Long 874161102 6,020,675.00 131,960
Brown (tom), Inc. Common Stock - Long 115660201 2,350,891.25 71,510
TMP Worldwide, Inc. Common Stock - Long 872941109 154,000.00 2,800
Technitrol Inc Com Common Stock - Long 878555101 3,864,516.25 93,970
True North Communications Common Stock - Long 897844106 15,937.50 375
Toll Brothers Common Stock - Long 889478103 4,553,475.00 111,400
Topps Company Common Stock - Long 890786106 2,582,716.50 281,112
Tosco Corp. Common Stock - Long 891490302 8,484.38 250
Triquint Semiconductor Common Stock - Long 89674K103 1,061,606.25 24,300
Trimble Navigation L Common Stock - Long 896239100 7,800.00 325
Trustco Bank Of Ny Common Stock - Long 898349105 4,905.47 403
Triarc Cos Inc Cl A Common Stock - Long 895927101 81,965.00 3,380
Tropical Sportswear CP Common Stock - Long 89708P102 180,375.00 13,000
Toro Co. Common Stock - Long 891092108 11,923.44 325
Tetra Tech Inc New Com Common Stock - Long 88162G103 92,915.63 2,915
Tetra Technologies In. Common Stock - Long 88162F105 465,000.00 30,000
Tower Automotive Common Stock - Long 891707101 3,600.00 400
Texaco Inc. Common Stock - Long 881694103 10,871.88 175
Transwitch Corp. Common Stock - Long 894065101 1,068,112.50 27,300
TXU Corporation Common Stock - Long 873168108 13,736.88 310
Tyco Intl Ltd. Common Stock - Long 902124106 20,368.50 367
Unionbancal Corp. Common Stock - Long 908906100 4,812.50 200
UCBH Holdings Inc. Common Stock - Long 90262T308 417,293.75 8,950
Utilicorp United Common Stock - Long 918005109 3,875.00 125
Ultramar - Diamond Shamrock Common Stock - Long 904000106 5,403.13 175
Universal Fst Prods Com Common Stock - Long 913543104 2,981.25 225
Ugi Corp. Common Stock - Long 902681105 3,164.06 125
<CAPTION>
<S> <C> <C>
Three-Five Systems Sole 299
Trigon Healthcare, Inc. Sole 7,470
Triad Guaranty Inc. Sole 200
Target Corporation Sole 75
Tenet Healthcare Corp. Sole 339,070
Thq Inc. Sole 75
Tiffany & Co. Sole 17,720
Teekay Shipping Corp. Sole 112,560
Talbot's Inc Sole 131,960
Brown (tom), Inc. Sole 71,510
TMP Worldwide, Inc. Sole 2,800
Technitrol Inc Com Sole 93,970
True North Communications Sole 375
Toll Brothers Sole 111,400
Topps Company Sole 281,112
Tosco Corp. Sole 250
Triquint Semiconductor Sole 24,300
Trimble Navigation L Sole 325
Trustco Bank Of Ny Sole 403
Triarc Cos Inc Cl A Sole 3,380
Tropical Sportswear CP Sole 13,000
Toro Co. Sole 325
Tetra Tech Inc New Com Sole 2,915
Tetra Technologies In. Sole 30,000
Tower Automotive Sole 400
Texaco Inc. Sole 175
Transwitch Corp. Sole 27,300
TXU Corporation Sole 310
Tyco Intl Ltd. Sole 367
Unionbancal Corp. Sole 200
UCBH Holdings Inc. Sole 8,950
Utilicorp United Sole 125
Ultramar - Diamond Shamrock Sole 175
Universal Fst Prods Com Sole 225
Ugi Corp. Sole 125
<PAGE>
<CAPTION>
<S> <C> <C> <C> <C>
Universal Health Ser Common Stock - Long 913903100 525,225.00 4,700
UIL Holdings Corp. Common Stock - Long 902748102 13,681.25 275
Ultimate Electronics Common Stock - Long 903849107 408,037.50 18,600
Unitedhealth Group Inc. Common Stock - Long 91324P102 17,264,542.00 281,296
Unisource Energy Group Common Stock - Long 909205106 10,346.88 550
Urs Corp Common Stock - Long 903236107 5,140.63 350
United Stationers Common Stock - Long 913004107 15,600.00 650
United Technologies Common Stock - Long 913017109 28,305.00 360
Vans Inc Common Stock - Long 921930103 440,375.00 26,000
Varian Medical Systems, Inc Common Stock - Long 92220P105 22,079.69 325
Viacom Inc. Class B Common Stock - Long 925524308 9,387.50 200
Vicor Corp. Common Stock - Long 925815102 12,150.00 400
Valence Technology, Inc. Common Stock - Long 918914102 1,629.69 175
Valero Energy Common Stock - Long 91913Y100 8,553.13 230
Audiovox Corp Cl A Common Stock - Long 050757103 3,825.00 425
Vintage Petroleum In Common Stock - Long 927460105 5,174,835.00 240,690
Verisign, Inc. Common Stock - Long 92343E102 215,143.75 2,900
Veritas Software Corp Common Stock - Long 923436109 1,669,062.50 19,075
Verity Inc. Common Stock - Long 92343C106 1,742,726.56 72,425
Vishay Intertechnology Common Stock - Long 928298108 4,537.50 300
Vitesse Semiconducto Common Stock - Long 928497106 462,965.63 8,370
Verizon Common Stock - Long 92343V104 20,050.00 400
Westvaco Corp. Common Stock - Long 961548104 4,378.13 150
Worldcom Inc. Common Stock - Long 98157D106 4,218.75 300
Wendy's Int'l Common Stock - Long 950590109 5,250.00 200
Wells Fargo & Co. New Common Stock - Long 949746101 13,921.88 250
Whole Foods Market Common Stock - Long 966837106 9,168.75 150
Whirlpool Corp. Common Stock - Long 963320106 3,576.56 75
Wellpoint Health Common Stock - Long 94973H108 17,287.50 150
Wolverine Tube Inc. Common Stock - Long 978093102 1,199.00 100
Wms Industries Common Stock - Long 929297109 5,031.25 250
Wal-Mart Stores Common Stock - Long 931142103 42,500.00 800
Watsco Inc Com Common Stock - Long 942622200 3,744.00 325
Whitney Hldg Corp Com Common Stock - Long 966612103 14,525.00 400
Wet Seal Inc 'a' Common Stock - Long 961840105 373,209.38 18,150
<CAPTION>
<S> <C> <C>
Universal Health Ser Sole 4,700
UIL Holdings Corp. Sole 275
Ultimate Electronics Sole 18,600
Unitedhealth Group Inc. Sole 281,296
Unisource Energy Group Sole 550
Urs Corp Sole 350
United Stationers Sole 650
United Technologies Sole 360
Vans Inc Sole 26,000
Varian Medical Systems, Inc Sole 325
Viacom Inc. Class B Sole 200
Vicor Corp. Sole 400
Valence Technology, Inc. Sole 175
Valero Energy Sole 230
Audiovox Corp Cl A Sole 425
Vintage Petroleum In Sole 240,690
Verisign, Inc. Sole 2,900
Veritas Software Corp Sole 19,075
Verity Inc. Sole 72,425
Vishay Intertechnology Sole 300
Vitesse Semiconducto Sole 8,370
Verizon Sole 400
Westvaco Corp. Sole 150
Worldcom Inc. Sole 300
Wendy's Int'l Sole 200
Wells Fargo & Co. New Sole 250
Whole Foods Market Sole 150
Whirlpool Corp. Sole 75
Wellpoint Health Sole 150
Wolverine Tube Inc. Sole 100
Wms Industries Sole 250
Wal-Mart Stores Sole 800
Watsco Inc Com Sole 325
Whitney Hldg Corp Com Sole 400
Wet Seal Inc 'a' Sole 18,150
<PAGE>
<CAPTION>
<S> <C> <C> <C> <C>
Exxon Mobil Corp. Common Stock - Long 30231G102 65,203.13 750
Dentsply Int'l Common Stock - Long 249030107 86,075.00 2,200
Cross Timbers Oil Co. Common Stock - Long 227573102 18,009.75 649
Yellow Corp. Common Stock - Long 985509108 5,089.84 250
Yahoo Common Stock - Long 984332106 93,532.81 3,100
Zebra Technologies Common Stock - Long 989207105 9,179.30 225
Zixit Corp. Common Stock - Long 98974P100 875.00 100
Zale Corporation Common Stock - Long 988858106 14,531.25 500
Quicksilver Inc. Common Stock - Long 74838C106 4,843.75 250
<CAPTION>
<S> <C> <C>
Exxon Mobil Corp. Sole 750
Dentsply Int'l Sole 2,200
Cross Timbers Oil Co. Sole 649
Yellow Corp. Sole 250
Yahoo Sole 3,100
Zebra Technologies Sole 225
Zixit Corp. Sole 100
Zale Corporation Sole 500
Quicksilver Inc. Sole 250
</TABLE>
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