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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999.
Check here if Amendment {X}; Amendment Number: 2
This Amendment (Check only one.): { } is a restatement.
{X} adds new holdings entries.
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Institutional Investment Manager Filing this Report:
Name: Taunus Corporation
Address: 31st West 52nd Street
New York, New York 10019
13F File Number:
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Damian Reitemeyer
Title: Vice President
Phone: 212-250-4599
Signature, Place, and Date of Signing:
Damian Reitemeyer New York, New York January 4, 2000
Report Type (Check only one.):
{X} 13F HOLDINGS REPORT.
{ } 13F NOTICE.
{ } 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 7
Form 13F Information Table Entry Total: 139
Form 13F Information Table Value Total: 133019
List of Other Included Managers:
Bankers Trust Company 01
BT Australia Limited 02
BT Alex. Brown Incorporated 03
BT Capital Investors LP 04
Investment Company Capital Corporation 05
Deutsche Bank Securities Inc. 06
EA Strategies 07
THE REPORTABLE SECURITIES OF ALEX. BROWN INVESTMENT MANAGEMENT ARE EXCLUDED
FROM THIS FORM 13F. ALEX. BROWN INVESTMENT MANAGEMENT IS AN INDIRECT 50%
OWNED AFFILIATE OF BANKERS TRUST CORPORATION AND HAS FILED A SEPARATE FORM
13F ON ITS OWN BEHALF.
Confidential treatment has been requested under separate cover
for a portion of the Manager's securities positions held at
the end of this quarter.
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VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY-----
NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE
<C> <C>
D CENTRAL EUROPEAN MEDIA ENTRPRS CL A G20045103 31 20000 SH SHARED 04 20000
D MIH LTD CL A G6116R101 776 26900 SH SHARED 04 26900
D NORDIC AMERICAN TANKER SHIPPNG COM G65773106 5721 476800 SH SHARED 04 476800
D VOCALTEC COMMUNICATIONS LTD ORD M97601104 449 31800 SH SHARED 04 31800
D BAAN CO NV COM N08044104 1286 88705 SH SHARED 04 88705
D QIAGEN NV ORD N72482107 263 6181 SH SHARED 04 6181
D APT SATELLITE HOLDINGS LTD SPONSORED ADR 00203R105 453 98100 SH SHARED 04 98100
D AEGON N V ORD AMER REG 007924103 1167 13495 SH SHARED 04 13495
D ADVANTA CORP CL B 007942204 42 3620 SH SHARED 04 3620
D AGRITOPE INC DEL COM 00855D107 1 940 SH SHARED 04 940
D AIRBORNE FGHT CORP COM 009266107 157 7500 SH SHARED 04 7500
D ALLIANCE WORLD DLR GV FD II COM 01879R106 53 6000 SH SHARED 04 6000
D AMERICAN EAGLE OUTFITTERS NEW COM 02553E106 290 6000 SH SHARED 04 6000
D AMERICAN INSD MTG INVS DEP UNIT PRTNR 026862102 3 1300 SH SHARED 04 1300
D ANGLO AMERN PLC ADR 03485P102 83 1500 SH SHARED 04 1500
D APEX MORTGAGE CAPITAL COM 037564101 18 1500 SH SHARED 04 1500
D ARGENTARIA CAJA POSTAL Y BANCO SPONSORED ADR 04011W108 17 400 SH SHARED 04 400
D ARGENTINA FD INC COM 040112104 5 500 SH SHARED 04 500
D ASSOCIATED GROUP INC CL A 045651106 2147 35500 SH SHARED 04 35500
D AT HOME CORP SB DB CV0.525%18 045919AC1 3190 5000000 PRN SHARED 04 5000000
D ATLANTIC RICHFIELD CO COM 048825103 177 2000 SH SHARED 04 2000
D BANCO COMERCIAL PORTUGUES S A SPON ADR NEW 059479303 134 5000 SH SHARED 04 5000
D BENCHMARK ELECTRS INC COM 08160H101 564 16000 SH SHARED 04 16000
D BERGSTROM CAP CORP COM 084093103 77 400 SH SHARED 04 400
D BLACKROCK CA INSD MUN 2008 TRM COM 09247G108 44 3000 SH SHARED 04 3000
D BOULDER TOTAL RETURN FD INC COM 101541100 20 1900 SH SHARED 04 1900
D BRANTLEY CAP CORP COM 105494108 134 18100 SH SHARED 04 18100
D CD RADIO INC COM 125127100 323 12700 SH SHARED 04 12700
D CAPSTAR HOTEL CO SUB NT CV4.75%04 140918AC7 1087 1500000 PRN SHARED 04 1500000
D CAVALIER HOMES INC COM 149507105 549 109900 SH SHARED 04 109900
D CENTRAL EUROPEAN VALUE FD INC COM 153455100 824 82400 SH SHARED 04 82400
D CENTRAL SECS CORP COM 155123102 35 1400 SH SHARED 04 1400
D CHASTAIN CAP CORP COM 161697107 2534 365300 SH SHARED 04 365300
D CHECKPOINT SYS INC SB DB CV 5.25%05 162825AB9 2226 3000000 PRN SHARED 04 3000000
D CHINA EASTN AIRLS LTD SPON ADR CL H 16937R104 9 800 SH SHARED 04 800
D CINCINNATI BELL INC COM 171870108 388 20000 SH SHARED 04 20000
D CITADEL COMMUNICATIONS CORP COM 172853202 136 4000 SH SHARED 04 4000
D CITIZENS UTILS CO DEL CL B 177342201 58 5150 SH SHARED 04 5150
D CITY INVESTING CO LIQ TR UNIT BEN INT 177900107 216 169000 SH SHARED 04 169000
D COAST FEDERAL LITIGATION TR RT 19034Q110 20 20000 SH SHARED 04 20000
D COMPAQ COMPUTER CORP COM 204493100 343 15000 SH SHARED 04 15000
D CONOCO INC CL B 208251405 9718 355000 SH SHARED 04 355000
D CONSOLIDATED TOMOKA LD CO COM 210226106 1004 74435 SH SHARED 04 74435
D CORPORATE RENAISSANCE GROUP COM 220033104 57 5600 SH SHARED 04 5600
D CRITICAL PATH INC COM 22674V100 4 100 SH SHARED 04 100
D DE BEERS CONS MINES LTD ADR DEFD 240253302 18 700 SH SHARED 04 700
D DOMINION RES INC VA COM 257470104 185 4100 SH SHARED 04 4100
D EDP-ELECTRICIDADE DE PORTUGAL SPONSORED ADR 268353109 113 3600 SH SHARED 04 3600
D ESAT TELECOM GROUP PLC SPONSORED ADR 26883Y102 146 3676 SH SHARED 04 3676
D ELLSWORTH CONV GROWTH & INCOME COM 289074106 2 300 SH SHARED 04 300
D ENDESA S A SPONSORED ADR 29258N107 133 7000 SH SHARED 04 7000
D ENRON CORP COM 293561106 192 4700 SH SHARED 04 4700
D ENTERGY CORP NEW COM 29364G103 124 4300 SH SHARED 04 4300
D FVC COM INC COM 30266P100 45 3200 SH SHARED 04 3200
D FLOWERS INDS INC COM 343496105 135 10000 SH SHARED 04 10000
D GENERAL CHEM GROUP INC COM 369332101 48 14000 SH SHARED 04 14000
D GENSET SA SPONSORED ADR 37244T104 44 3500 SH SHARED 04 3500
D GOLDEN ST BANCORP INC WT EXP 000000 381197136 122 103500 SH SHARED 04 103500
D GREENWICH STR MUN FD INC COM 39701A107 7989 779500 SH SHARED 04 779500
D GUCCI GROUP N V COM NY REG 401566104 6 83 SH SHARED 04 83
D H & Q HEALTHCARE FD SH BEN INT 404052102 696 42700 SH SHARED 04 42700
D HALLWOOD ENERGY CORP DEL COM 40636X105 191 29445 SH SHARED 04 29445
D JOHN HANCOCK BK &THRIFT OPP FD SH BEN INT 409735107 8 1000 SH SHARED 04 1000
D HELLENIC TELECOM ORGANIZATN SA SPONSORED ADR 423325307 279 25000 SH SHARED 04 25000
D HERITAGE US GOVT INCOME FD SH BEN INT 42725E105 1551 139500 SH SHARED 04 139500
D HIGH YIELD PLUS FD INC COM 429906100 205 28400 SH SHARED 04 28400
D HOLOGIC INC COM 436440101 0 100 SH SHARED 04 100
D ICN PHARMACEUTICALS INC NEW COM 448924100 0 1 SH SHARED 04 1
D ICG COMMUNICATIONS INC COM 449246107 155 10000 SH SHARED 04 10000
D ILLINOVA CORP COM 452317100 126 4500 SH SHARED 04 4500
D INDIA GROWTH FD INC COM 454090101 59 5000 SH SHARED 04 5000
D INTERNATIONAL TELECOMMUN DATA COM 46047F104 852 101000 SH SHARED 04 101000
D JAPAN OTC EQUITY FD INC COM 471091108 142 11000 SH SHARED 04 11000
D JARDINE FLEMING INDIA FD INC COM 471112102 44 5000 SH SHARED 04 5000
D KLM ROYAL DUTCH AIRLS COM N Y REG 482516101 151 5800 SH SHARED 04 5800
D KEMPER HIGH INCOME TR SH BEN INT 48841G106 140 16300 SH SHARED 04 16300
D KLEINWORT BENSON AUSTRALIAN FD COM 498577105 47 7500 SH SHARED 04 7500
D KONINKLIJKE PHILIPS ELECTRS NV SPON ADR NEW 500472204 505 5000 SH SHARED 04 5000
D LANDAMERICA FINL GROUP INC COM 514936103 79 4000 SH SHARED 04 4000
D MGI PPTYS INC COM 552885105 3753 417000 SH SHARED 04 417000
D MAGYAR TAVKOZLESI RT SPONSORED ADR 559776109 47 1729 SH SHARED 04 1729
D MEDIAONE GROUP INC COM 58440J104 136 2000 SH SHARED 04 2000
D MEXICO FD INC COM 592835102 2978 213700 SH SHARED 04 213700
D MORGAN STANLEY D WITTER HI YLD COM 61744M104 31 2666 SH SHARED 04 2666
D MORGAN STAN D WITTER AFRIC INV COM 617444104 777 82900 SH SHARED 04 82900
D NABISCO GROUP HLDG CORP COM 62952P102 78 5200 SH SHARED 04 5200
D NASDAQ 100 TR UNIT SER 1 631100104 1444 12000 SH SHARED 04 12000
D NEOMAGIC CORP COM 640497103 581 75000 SH SHARED 04 75000
D NETMANAGE INC COM 641144100 236 114900 SH SHARED 04 114900
D NORTH EUROPEAN OIL RTY TR SH BEN INT 659310106 92 6200 SH SHARED 04 6200
D NORTHPOINT COMMUNICATIONS HLDG COM 666610100 218 11800 SH SHARED 04 11800
D OFFICEMAX INC COM 67622M108 34 6000 SH SHARED 04 6000
D PACHOLDER FD INC COM 693742108 1 80 SH SHARED 04 80
D PAIRGAIN TECHNOLOGIES INC COM 695934109 108 8500 SH SHARED 04 8500
D PANTRY INC COM 698657103 179 16100 SH SHARED 04 16100
D PHILIPPINE LONG DISTANCE TEL SPONSORED ADR 718252604 28 1300 SH SHARED 04 1300
D PREFERRED INCOME OPPORTUNITY COM 74037H104 32 3000 SH SHARED 04 3000
D QUADRAMED CORP SB DB CV 5.25%05 74730WAC5 2583 5105000 PRN SHARED 04 5105000
D QUINTILES TRANSNATIONAL CORP SB NT CV 4.25%00 748767AC4 2750 2862000 PRN SHARED 04 2862000
D QUINTILES TRANSNATIONAL CORP COM 748767100 95 5000 SH SHARED 04 5000
D QUOKKA SPORTS INC COM 749077103 13 2000 SH SHARED 04 2000
D RAINFOREST CAFE INC COM 75086K104 69 13000 SH SHARED 04 13000
D READ-RITE CORP SUB NT CV 6.5%04 755246AA3 604 1450000 PRN SHARED 04 1450000
D SK TELECOM LTD SPONSORED ADR 78440P108 0 30 SH SHARED 04 30
D SPDR TR UNIT SER 1 78462F103 6501 50500 SH SHARED 04 50500
D SAFEGUARD SCIENTIFICS INC SB NT CV 144A 06 786449AD0 7150 6500000 PRN SHARED 04 6500000
D SECTOR SPDR TR SBI INT-ENERGY 81369Y506 342 12500 SH SHARED 04 12500
D SECTOR SPDR TR SBI INT-FINL 81369Y605 6 300 SH SHARED 04 300
D SELECT APPOINTMENTS HLDGS PLC SPONSORED ADR 81617E203 118 3500 SH SHARED 04 3500
D SEMELE GROUP INC COM NEW 816618201 2 500 SH SHARED 04 500
D SEPRACOR INC SB DB CV144A7%05 817315AF1 7400 8000000 PRN SHARED 04 8000000
D SPLASH TECHNOLOGY HLDGS INC COM 848623104 232 38000 SH SHARED 04 38000
D SPORTSLINE USA INC SB NT CV 144A 06 848934AA3 3196 4285000 PRN SHARED 04 4285000
D SPORTSLINE USA INC SB NT CV 5%06 848934AC9 746 1000000 PRN SHARED 04 1000000
D STET HELLAS COMMUNICATIONS S A ADR 859823106 817 43300 SH SHARED 04 43300
D STMICROELECTRONICS N V SUB LYON ZERO 08 861012AA0 21000 17500000 PRN SHARED 04 17500000
D TC PIPELINES LP UT COM LTD PRT 87233Q108 321 18000 SH SHARED 04 18000
D TELECOMUNICACOES BRASILEIRAS S SPONSORED ADR 879287308 371 5000 SH SHARED 04 5000
D TELEFONICA DE ARGENTINA S A SPON ADR CL B 879378206 26 1000 SH SHARED 04 1000
D TELEFONOS DE MEXICO S A SR DB CV 4.25%04 879403AD5 11762 12500000 PRN SHARED 04 12500000
D THAI CAP FD INC COM 882905102 9 2000 SH SHARED 04 2000
D THERMO OPPORTUNITY FD INC COM 883580102 195 27700 SH SHARED 04 27700
D TIER TECHNOLOGIES INC CL B 88650Q100 277 40400 SH SHARED 04 40400
D TOLL BROTHERS INC COM 889478103 28 1500 SH SHARED 04 1500
D TORCH ENERGY ROYALTY TRUST UNIT BEN INT 891013104 53 10000 SH SHARED 04 10000
D U S TIMBERLANDS CO L P COM UNITS 902977107 395 36800 SH SHARED 04 36800
D USP REAL ESTATE INVT TR SH BEN INT 903370104 10 2000 SH SHARED 04 2000
D UNILEVER N V N Y SHS NEW 904784709 1544 22678 SH SHARED 04 22678
D UNITED PAN-EUROPE COMMUNCTN NV SPON ADR A SHS 911300200 109 1800 SH SHARED 04 1800
D UTILICORP UTD INC COM 918005109 193 9200 SH SHARED 04 9200
D VODAFONE AIRTOUCH PLC SPONSORED ADR 92857T107 118 500 SH SHARED 04 500
D VOYAGEUR FLA INSD MUN INCOME SH BEN INT 928926104 1 100 SH SHARED 04 100
D WEBS INDEX FD INC AUSTRALIA WEBS 92923H103 51 5000 SH SHARED 04 5000
D WILLIAMS COS INC DEL COM 969457100 184 4900 SH SHARED 04 4900
D WILSHIRE REAL ESTATE INVT COM 971892104 4 1500 SH SHARED 04 1500
D WIND RIVER SYSTEMS INC SUB NT CONV 5%02 973149AC1 911 1000000 PRN SHARED 04 1000000
D WINSTAR COMMUNICATIONS INC COM 975515107 253 6500 SH SHARED 04 6500
D WORONOCO BANCORP INC COM 981630106 369 36500 SH SHARED 04 36500
D ZAPATA CORP COM NEW 989070503 30 6000 SH SHARED 04 6000
S REPORT SUMMARY 139 DATA RECORDS 133019 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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