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SEC USE ONLY
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended 12/31/99
(Please read instructions before preparing form.)
If amended report check here: |_|
TD Waterhouse Asset Management, Inc.
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
100 Wall Street, New York, NY 10005
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
Michele R. Teichner, Senior Vice President, 212-908-7537
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
ATTENTION
Intentional misstatements or omissions of facts constitute Federal Criminal
Violations. See U.S.C. 1001 and 15 U.S.C. 78ff(a)
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of New York and State of New York on the 10 day of
February, 2000.
This is a 13F holdings report.
TD Waterhouse Asset Management, Inc.
------------------------------------
(Name of Institutional Investor)
/s/ Michele R. Teichner
------------------------------------
Michele R. Teichner
(Manual Signature of Person Duly
Authorized to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing the report): (List
in alphabetical order).
13F File Numbers with be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.: Name: 13F File No.:
1. ___________________________________ 6._____________________________________
2. ___________________________________ 7._____________________________________
3. ___________________________________ 8._____________________________________
4. ___________________________________ 9._____________________________________
5. ___________________________________ 10._____________________________________
SEC 1685 (5/91)
<PAGE>
FORM 13F
Page 1 of 3 Name of Reporting Manager TD Waterhouse Asset Management, Inc.
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<CAPTION>
13F - 12/31/99 S.E.C. USE ONLY
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
SHARES OR INVESTMENT
CUSIP FAIR MARKET PRINCIPAL DISCRETION MANAGERS VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE N.A. (A)SOLE
<S> <C> <C> <C> <C> <C> <C> <C>
AT&T CORP COM 001957109 4,073,855 80,273 SH SOLE SOLE
ALCOA INC COM 013817101 6,662,659 80,273 SH SOLE SOLE
AMERICAN EXPRESS CO. COM 025816109 13,345,386 80,273 SH SOLE SOLE
BOEING CO COM 097023105 3,336,347 80,273 SH SOLE SOLE
CATERPILLAR INC DEL COM 149123101 3,777,848 80,273 SH SOLE SOLE
CITIGROUP INC COM 172967101 4,460,169 80,273 SH SOLE SOLE
COCA COLA CO COM 191216100 4,675,902 80,273 SH SOLE SOLE
DISNEY WALT CO COM DISNEY 254687106 2,347,985 80,273 SH SOLE SOLE
DU PONT EI DE NEMOURS & CO COM 263534109 5,287,984 80,273 SH SOLE SOLE
EASTMAN KODAK CO COM 277461109 5,318,086 80,273 SH SOLE SOLE
EXXON MOBIL CORP COM 30231G102 6,466,994 80,273 SH SOLE SOLE
GENERAL ELEC CO COM 369604103 12,422,247 80,273 SH SOLE SOLE
GENERAL MTRS CORP COM 370442105 5,834,844 80,273 SH SOLE SOLE
HEWLETT PACKARD CO COM 428236103 9,146,105 80,273 SH SOLE SOLE
COLUMN TOTALS 87,156,411
<PAGE>
Page 2 of 3 Name of Reporting Manager TD Waterhouse Asset Management, Inc.
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
SHARES OR INVESTMENT
CUSIP FAIR MARKET PRINCIPAL DISCRETION MANAGERS VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE N.A. (A)SOLE
HOME DEPOT INC COM 437076102 5,503,683 80,272.50 SH SOLE SOLE
HONEYWELL INTL INC COM 438516106 4,630,749 80,273 SH SOLE SOLE
INTEL CORP COM 458140100 6,607,471 80,273 SH SOLE SOLE
INTERNATIONAL BUSINESS MACHS COM 459200101 8,669,484 80,273 SH SOLE SOLE
INTL PAPER CO COM 460146103 4,530,407 80,273 SH SOLE SOLE
JOHNSON & JOHNSON COM 478160104 7,475,423 80,273 SH SOLE SOLE
MCDONALDS CORP COM 580135101 3,236,005 80,273 SH SOLE SOLE
MERCK & CO INC COM 589331107 5,383,308 80,273 SH SOLE SOLE
MICROSOFT CORP COM 594918104 9,371,873 80,273 SH SOLE SOLE
MINNESOTA MNG & MFG CO. COM 604059105 7,856,720 80,273 SH SOLE SOLE
MORGAN JP & CO INC COM 616880100 10,164,569 80,273 SH SOLE SOLE
PHILIP MORRIS COS INC COM 78154107 1,861,330 80,273 SH SOLE SOLE
PROCTER & GAMBLE CO COM 742718109 8,794,911 80,273 SH SOLE SOLE
SBC COMMUNICATIONS INC COM 78387G103 3,913,309 80,273 SH SOLE SOLE
COLUMN TOTALS 87,999,242
<PAGE>
Page 3 of 3 Name of Reporting Manager TD Waterhouse Asset Management, Inc.
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
SHARES OR INVESTMENT
CUSIP FAIR MARKET PRINCIPAL DISCRETION MANAGERS VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE N.A. (A)SOLE
UNITED TECHNOLOGIES CORP COM 913017109 5,217,745 80,273 SH SOLE SOLE
WAL MART STORES INC COM 931142103 5,548,871 80,273 SH SOLE SOLE
COLUMN TOTALS
FOR PAGES 1-3 185,922,269
</TABLE>
