(As filed December 3, 1999)
File No. 70-9559
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
AMENDMENT NO. 1
TO
FORM U-1/A
APPLICATION OR DECLARATION
UNDER THE
PUBLIC UTILITY HOLDING COMPANY ACT OF 1935
CP&L Holdings, Inc.
411 Fayetteville Street
Raleigh, North Carolina 27601-1748
(Name of company filing this statement
and address of principal executive offices)
-----------------------------------------------
None.
(Name of top registered holding company parent
of each applicant or declarant)
-----------------------------------------------
Robert B. McGehee, Esq.
Executive Vice President and General Counsel
Carolina Power & Light Company
411 Fayetteville Street
Raleigh, North Carolina 27601-1748
(Name and address of agent for service)
-------------------------------------------------
The Commission is requested to mail copies of all orders, notices and other
communications to:
Frank A. Schiller, Esq. William T. Baker, Jr.
Associate General Counsel Thelen Reid & Priest LLP
Carolina Power & Light Company 40 W. 57th Street, 25th Floor
411 Fayetteville Street New York, New York 10019-4097
Raleigh, North Carolina 27601-1748
<PAGE>
This Amendment is being filed in order to confirm that CP&L's shareholders
approved the Exchange Agreement at a special meeting held for such purpose
on October 20, 1999.
SIGNATURE
Pursuant to the requirements of the Public Utility Holding Company Act of 1935,
the undersigned company has duly caused this statement to be signed on its
behalf by the undersigned thereunto duly authorized.
CP&L Holdings, Inc.
/s/ William Cavanaugh III
---------------------
Name: William Cavanaugh III
Title: President and Chief
Executive Officer
Date: December 3, 1999
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