Date of Filing: November 30, 2000 File No.: [ ]
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Form U-5A
NOTIFICATION OF REGISTRATION
Filed under Section 5(a) of the Public Utility
Holding Company Act of 1935
CP&L Energy, Inc.
Name of Registrant
The undersigned holding company hereby notifies the Securities and Exchange
Commission that it registers under and pursuant to the provisions of Section
5(a) of the Public Utility Holding Company Act of 1935 and furnishes the
following information as to the registrant and subsidiary companies thereof:
(1) Exact name of registrant: CP&L Energy, Inc.
(2) Address of principal executive offices: 411 Fayetteville Street Mall
Raleigh, North Carolina 27601
(3) Name and address of officers to whom notices and communications should be
addressed:
William D. Johnson
CP&L Energy, Inc.
411 Fayetteville Street Mall
Raleigh, North Carolina 27601
(4) Certain information regarding the registrant and each subsidiary company
thereof (indented to reflect parent-subsidiary relationships). The
parent-subsidiary relationships set forth below assume the consummation of
the realignment of certain of CP&L Energy's non-utility subsidiary
companies as contemplated by CP&L Energy's Application-Declaration in File
No. 70-9643 ("Merger U-1") and as authorized by the Commission in its order
dated November 27, 2000 approving such Application-Declaration.
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<CAPTION>
Name of Company Organization State Type of Business
------------------------------------------------------ -------------- -------- ---------------------
<S> <C> <C> <C>
CP&L Energy, Inc. Corporation NC Holding Company
CP&L Service Company LLC LLC NC Service Company
CPL Energy Ventures, Inc. Corporation NC Holding Company
CPL Synfuels LLC LLC NC Synthetic Fuel
Production
Solid Fuel LLC LLC DE Synthetic Fuel
Production
<PAGE>
Name of Company Organization State Type of Business
------------------------------------------------------ -------------- -------- ---------------------
Sandy River Synfuel LLC LLC DE Synthetic Fuel
Production
Colona Synfuel LLLP LLLP DE Synthetic Fuel
Production
Carolina Power & Light Company Corporation NC Electric Utility
CaroFund, Inc. Corporation NC Financing Subsidiary
CaroHome, LLC LLC NC Holding Company
Capitan, Inc. Corporation TN Real Estate Holdings
Caronet, Inc. Corporation NC Exempt
Telecommunications
Company
CFN FiberNet, LLC LLC NC Telecommunications
Interpath Communications, Inc. Corporation NC Telecommunications
Autonomous Networks, LLC LLC DE Telecommunications
CaroFinancial, Inc. Corporation DE Financing Subsidiary
Eastern North Carolina Natural Gas Company, LLC LLC NC Gas Utility
North Carolina Natural Gas Corporation Corporation DE Gas Utility
Cape Fear Energy Corp. Corporation NC Natural Gas Marketing
NCNG Cardinal Pipeline Investment Corp. Corporation NC Holding Company
NCNG Energy Corp. Corporation NC Holding Company
NCNG Pine Needle Investment Corp. Corporation NC Holding Company
Monroe Power Company Corporation NC Exempt Wholesale
Generator
Strategic Resource Solutions Corp. Corporation NC Energy Services
Company
Applied Computer Technologies Corp. Corporation DE Energy-related Software
ACT Controls, Inc. Corporation NC Performance Contracting
SRS Engineering Corp. Corporation NC Energy Engineering
Spectrum Controls, Inc. Corporation NC Energy Controls
Florida Progress Corporation Corporation FL Exempt Utility Holding
Company
Florida Power Corporation Corporation FL Electric Utility Company
Energy Solutions, Inc. Corporation FL Energy Services Company
Florida Progress Funding Corporation Corporation DE Financing Subsidiary
FPC Capital I Business DE Business Trust
Trust
Tampa Bay Devil Rays, Ltd. Limited FL Major League Baseball
Partnership Team
2
<PAGE>
Name of Company Organization State Type of Business
------------------------------------------------------ -------------- -------- ---------------------
FPC Del, Inc. Corporation DE Financing Subsidiary
Progress Capital Holdings, Inc. Corporation FL Financing Subsidiary
Progress Energy Corporation Corporation FL Cogeneration and Power
Production
PEC Ft. Drum Corporation FL Cogeneration and Power
Production
Westmoreland-Fort Drum, L.P. Limited DE Cogeneration and Power
Partnership Production
Westpower-Fort Drum General VA Cogeneration and Power
Partnership Production
Black River Limited Partnership Limited DE Cogeneration and Power
Partnership Production
Progress Desal, Inc. Corporation FL Desalination Project
Progress Power Marketing, Inc. Corporation FL Desalination Project
Mid-Continent Life Insurance Company Corporation OK Life Insurance
PIH, Inc. Corporation FL Holding Company
Progress Reinsurance Company, Ltd. Corporation British Insurance
West
Indies
Progress Telecommunications Corporation Corporation FL Exempt
Telecommunications
Company
Progress-Centrus, Inc. Corporation FL Retail Marketing
(inactive)
Progress Holdings, Inc. Corporation FL Retail Marketing
Cadence Network, Inc.
Progress Provisional Holdings, Inc. Corporation FL Real Estate Holdings
Electric Fuels Corporation Corporation FL Procurement and
Transportation of Coal
Transportation Services
Awayland Coal Company, Inc. Corporation KY Coal Mining
Powell Mountain Joint Venture General VA Coal Mining
Partnership
Dixie Fuels II, Limited General TX Marine Transportation
Partnership
Dixie Fuels Limited General TX Marine Transportation
Partnership
EFC Synfuel LLC LLC DE Holding Company
Ceredo Synfuel LLC LLC DE Synthetic Fuel
Production
Sandy River Synfuel LLC LLC DE Synthetic Fuel
Production
3
<PAGE>
Name of Company Organization State Type of Business
------------------------------------------------------ -------------- -------- ---------------------
Solid Energy LLC LLC DE Synthetic Fuel
Production
Solid Fuel LLC LLC DE Synthetic Fuel
Production
Homeland Coal Company, Inc. Corporation KY Coal Mining
Powell Mountain Joint Venture General VA Coal Mining
Partnership
Kentucky May Coal Company, Inc. Corporation VA Coal Mining
Cincinnati Bulk Terminals, Inc. Corporation DE Coal/Commodity
Terminal
Kanawha River Terminals, Inc. Corporation FL Coal/Commodity
Terminal
Black Hawk Synfuel, LLC LLC DE Synthetic Fuel
Production
New River Synfuel LLC LLC CO Synthetic Fuel
Production
Ceredo Liquid Terminal, Inc. Corporation FL Emulsion Products
Terminal
Coal Recovery V, LLC LLC MO Synthetic Fuel
Marketing
Colona Newco, LLC LLC DE Holding Company
Colona SynFuel Limited Partnership, LLLP LLLP DE Synthetic Fuel
Production
Colona Sub No. 2, LLC LLC DE Synthetic Fuel
Production
Colona Synfuel Limited Partnership, LLLP LLLP DE Synthetic Fuel
Production
Colona Synfuel Limited Partnership, LLLP LLLP DE Synthetic Fuel
Production
Marigold Dock, Inc. Corporation AL Coal Terminal
Diamond May Coal Company Corporation KY Coal Mining
Diamond May Mining Company Corporation FL Coal Mining
Kentucky May Mining Company Corporation FL Coal Mining
Little Black Mountain Coal Reserves, Inc. Corporation KY Real Estate Holding
Dulcimer Land Company General KY Real Estate
Partnership
Little Black Mountain Land Company Corporation KY Coal Reserves Holding
MEMCO Barge Line, Inc. Corporation DE Marine Transportation
Elmwood Marine Services, Inc. Corporation LA Marine Transportation
Services
4
<PAGE>
Name of Company Organization State Type of Business
------------------------------------------------------ -------------- -------- ---------------------
Conlease, Inc. Corporation LA Marine Trans Lease
Holder
International Marine Terminals Partnership General LA Bulk Commodities
Partnership Terminal
I.M.T. Land Corp. Corporation LA Terminal
Landowner/Lessor
Mesa Hydrocarbons, Inc. Corporation FL Natural Gas Project
Powell Mountain, Inc. Corporation VA Coal Mining
PMCC, Inc. Corporation VA Coal Mining
Powell Mountain Coal Company, Inc. Corporation VA Coal Mining
Murphy Land Company, Inc. Corporation VA Real Estate Holdings
Dulcimer Land Company General KY Real Estate Holdings
Partnership
Progress Land Corporation Corporation FL Coal Reserves Holdings
Progress Materials, Inc. Corporation FL Manufacturing
Progress Metal Reclamation Company Corporation KY Rail Car, Metal
Recycling
West Virginia Auto Shredding, Inc. Corporation WVA Scraps, Recycling
Progress Rail Services Corporation Corporation AL Railcar Repair,
Recycling
Chemetron-Railway Products, Inc. Corporation DE Rail Welding Services
DAPCO Rail Services, LLC LLC AL Rail Inspection Services
FM Industries, Inc. Corporation TX Rail Equipment
Manufacturing
Kentuckiana Railcar Repair & Storage LLC IN Rail Car Repair
Facility, LLC
PRS International Sales Company, Inc. Corporation Virgin Foreign Sales
Islands
Progress Rail Canada Corporation Corporation Canada Rail and Rail Car
Services
Progress Rail Holdings, Inc. Corporation AL Holding Company
Progress Rail Transcanada Corporation Corporation Nova Railway Equipment
Scotia Repair, Manufacturer
Progress Rail Services de Mexico, S.A. LLC Mexico Rail Car Leasing
de C.V.
Servicios Administrativos Progress, S. LLC Mexico Administrative Services
de R.L. de C.V.
Progress Vanguard Corporation Corporation DE Rail and Rail Car
Services
Railcar, Ltd. Corporation GA Rail Car Leasing
Kentuckiana Railcar Repair & Storage LLC IN Rail Car Repair
Facility, LLC
5
<PAGE>
Name of Company Organization State Type of Business
------------------------------------------------------ -------------- -------- ---------------------
Progress Rail Services de Mexico, S.A. LLC Mexico Rail Car Leasing
de C.V.
Servicios Administrativos Progress, S. LLC Mexico Administrative Services
de R.L. de C.V.
Servicios Ferroviarios Progress, S. de LLC Mexico Holding Company
R.L. de C.V.
Servicios Administrativos Progress, S. LLC Mexico Administrative Services
de R.L. de C.V.
Southern Machine and Tool Company Corporation GA Rail Car Wheel
Manufacturer/Services
United Industries Corporation Corporation KY Rail Car Repair
Kentuckiana Railcar Repair & Storage LLC IN Rail Car Repair
Facility, LLC
Progress Synfuel Holdings, Inc. Corporation DE Holding Company
Ceredo Synfuel LLC LLC DE Synthetic Fuel
Production
Sandy River Synfuel LLC LLC DE Synthetic Fuel
Production
Solid Energy LLC LLC DE Synthetic Fuel
Production
Solid Fuel LLC LLC DE Synthetic Fuel
Production
</TABLE>
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<PAGE>
SIGNATURE
Pursuant to the requirements of the Public Utility Holding Company Act of 1935,
the registrant has caused this Notification of Registration to be duly signed on
its behalf in the City of Raleigh and State of North Carolina on the 30th day of
November, 2000.
CP&L Energy, Inc.
By: /s/ William D. Johnson
------------------------------------
Name: William D. Johnson
Title: Executive Vice President and
Corporate Secretary
(Seal)
Attest:
/s/ Frank A. Schiller
------------------------------------
Frank A. Schiller
Assistant Secretary
VERIFICATION
State of North Carolina
County of Wake
The undersigned being duly sworn deposes and says that s/he has duly executed
the attached Notification of Registration dated November 30, 2000 for and on
behalf of CP&L Energy, Inc.; that he is the Executive Vice President and
Corporate Secretary of such company; and that all action taken by stockholders,
directors, and other bodies necessary to authorize deponent to execute and file
such instrument has been taken. Deponent further says that he is familiar with
such instrument and the contents thereof, and that the facts therein set forth
are true to the best of his knowledge, information and belief.
/s/ William D. Johnson
------------------------------------
(OFFICIAL SEAL)
Subscribed and sworn to before me, a Notary Public,
this 30th day of November,
2000.
/s/ Charlene F. Hunt
------------------------------------
My commission expires 5/12/04 .
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