UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
CoorsTek, Inc.
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(Name of Issuer)
Common Stock, .01 par value
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(Title of Class of Securities)
217020 10 6
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(CUSIP Number)
Katherine A. Resler, Esq., General Counsel and Secretary, CoorsTek, Inc.,
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16000 Table Mountain Parkway, Golden, CO 80403, (303) 271-7047
--------------------------------------------------------------
Whitney Holmes, Esq., Hogan & Hartson L.L.P.,
1200 Seventeenth Street, Suite 1500, Denver, CO 80202
(303) 899-7300
(Name, Address and Telephone Number of Person Authorized to Receive Notices and
Communications)
January 1, 2000*
-----------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the reporting person has previously filed a statement on Schedule 13G to
report the acquisition that is the subject of this Schedule 13D, and is filing
this schedule because of ss.ss. 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g),
check the following box |_|.
Note: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See ss.. 240.13d-7 for other
parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
<PAGE>
SCHEDULE 13D
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CUSIP No. 217020 10 6 Page 2 of 20 Pages
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- ----------------------------- ------------------------------
- --- ----------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
Adolph Coors, Jr. Trust
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
- --- ----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)(a) |_|
(b) |X|
- --- ----------------------------------------------------------------------------
3 SEC USE ONLY
- --- ----------------------------------------------------------------------------
4 SOURCE OF FUNDS (SEE INSTRUCTIONS)
N/A
- --- ----------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)
|_|
- --- ----------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Colorado
- ---------------------- --- -----------------------------------------------------
7 SOLE VOTING POWER
700,000
NUMBER OF --- -----------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY 0
OWNED BY --- -----------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 700,000
PERSON --- -----------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
0
- --- ----------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
700,000
- --- ----------------------------------------------------------------------------
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS) |_|
- --- ----------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Approximately 9.8%
- --- ----------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO*
- --- ----------------------------------------------------------------------------
*The reporting person is a trust.
<PAGE>
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CUSIP No. 217020 10 6 Page 3 of 20 Pages
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1 NAME OF REPORTING PERSONS
Grover C. Coors Trust
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
- --- ----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)(a) |_|
(b) |X|
- --- ----------------------------------------------------------------------------
3 SEC USE ONLY
- --- ----------------------------------------------------------------------------
4 SOURCE OF FUNDS (SEE INSTRUCTIONS)
N/A
- --- ----------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)
|_|
- --- ----------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Colorado
- ---------------------- --- -----------------------------------------------------
7 SOLE VOTING POWER
681,753
NUMBER OF --- -----------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY 0
OWNED BY --- -----------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 681,753
PERSON --- -----------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
0
- --- ----------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
681,753
- --- ----------------------------------------------------------------------------
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS) |_|
- --- ----------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Approximately 9.6%
- --- ----------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO*
- --- ----------------------------------------------------------------------------
*The reporting person is a trust.
<PAGE>
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CUSIP No. 217020 10 6 Page 4 of 20 Pages
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- --- ----------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
May Kistler Coors Trust
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
- --- ----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)(a) |_|
(b) |X|
- --- ----------------------------------------------------------------------------
3 SEC USE ONLY
- --- ----------------------------------------------------------------------------
4 SOURCE OF FUNDS (SEE INSTRUCTIONS)
N/A
- --- ----------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)
|_|
- --- ----------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Colorado
- ---------------------- --- -----------------------------------------------------
7 SOLE VOTING POWER
431,663
NUMBER OF --- -----------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY 0
OWNED BY --- -----------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 431,663
PERSON --- -----------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
0
- --- ----------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
431,663
- --- ----------------------------------------------------------------------------
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS) |_|
- --- ----------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Approximately 6.0%
- --- ----------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO*
- --- ----------------------------------------------------------------------------
*The reporting person is a trust.
<PAGE>
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CUSIP No. 217020 10 6 Page 5 of 20 Pages
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1 NAME OF REPORTING PERSONS
Herman F. Coors Trust
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
- --- ----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)(a) |_|
(b) |X|
- --- ----------------------------------------------------------------------------
3 SEC USE ONLY
- --- ----------------------------------------------------------------------------
4 SOURCE OF FUNDS (SEE INSTRUCTIONS)
N/A
- --- ----------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)
|_|
- --- ----------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Colorado
- ---------------------- --- -----------------------------------------------------
7 SOLE VOTING POWER
358,750
NUMBER OF --- -----------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY 0
OWNED BY --- -----------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 358,750
PERSON --- -----------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
0
- --- ----------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
358,750
- --- ----------------------------------------------------------------------------
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS) |_|
- --- ----------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Approximately 5.0%
- --- ----------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO*
- --- ----------------------------------------------------------------------------
*The reporting person is a trust.
<PAGE>
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CUSIP No. 217020 10 6 Page 6 of 20 Pages
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- ----------------------------- ------------------------------
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1 NAME OF REPORTING PERSONS
William K. Coors
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
- --- ----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)(a) |_|
(b) |X|
- --- ----------------------------------------------------------------------------
3 SEC USE ONLY
- --- ----------------------------------------------------------------------------
4 SOURCE OF FUNDS (SEE INSTRUCTIONS)
N/A
- --- ----------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)
|_|
- --- ----------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
- ---------------------- --- -----------------------------------------------------
7 SOLE VOTING POWER
31,608
NUMBER OF --- -----------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY 431,663
OWNED BY --- -----------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 31,608
PERSON --- -----------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
431,663
- --- ----------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
463,271
- --- ----------------------------------------------------------------------------
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS) |_|
- --- ----------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Approximately 6.5%
- --- ----------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
- --- ----------------------------------------------------------------------------
<PAGE>
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CUSIP No. 217020 10 6 Page 7 of 20 Pages
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1 NAME OF REPORTING PERSONS
Joseph Coors
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
- --- ----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)(a) |_|
(b) |X|
- --- ----------------------------------------------------------------------------
3 SEC USE ONLY
- --- ----------------------------------------------------------------------------
4 SOURCE OF FUNDS (SEE INSTRUCTIONS)
N/A
- --- ----------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)
|_|
- --- ----------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
- ---------------------- --- -----------------------------------------------------
7 SOLE VOTING POWER
784
NUMBER OF --- -----------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY 494,163
OWNED BY --- -----------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 784
PERSON --- -----------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
494,163
- --- ----------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
494,947
- --- ----------------------------------------------------------------------------
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS) |_|
- --- ----------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Approximately 6.9%
- --- ----------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
- --- ----------------------------------------------------------------------------
<PAGE>
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CUSIP No. 217020 10 6 Page 8 of 20 Pages
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- --- ----------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
Peter H. Coors
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
- --- ----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)(a) |_|
(b) |X|
- --- ----------------------------------------------------------------------------
3 SEC USE ONLY
- --- ----------------------------------------------------------------------------
4 SOURCE OF FUNDS (SEE INSTRUCTIONS)
N/A
- --- ----------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)
|_|
- --- ----------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
- ---------------------- --- -----------------------------------------------------
7 SOLE VOTING POWER
2,268
NUMBER OF --- -----------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY 431,663
OWNED BY --- -----------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 2,268
PERSON --- -----------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
431,663
- --- ----------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
433,931
- --- ----------------------------------------------------------------------------
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS) |_|
- --- ----------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Approximately 6.1%
- --- ----------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
- --- ----------------------------------------------------------------------------
<PAGE>
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CUSIP No. 217020 10 6 Page 9 of 20 Pages
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- ----------------------------- ------------------------------
- --- ----------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
Joseph Coors, Jr.
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
- --- ----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)(a) |_|
(b) |X|
- --- ----------------------------------------------------------------------------
3 SEC USE ONLY
- --- ----------------------------------------------------------------------------
4 SOURCE OF FUNDS (SEE INSTRUCTIONS)
N/A
- --- ----------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)
|_|
- --- ----------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
- ---------------------- --- -----------------------------------------------------
7 SOLE VOTING POWER
374,651*
NUMBER OF --- -----------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY 431,663
OWNED BY --- -----------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 374,651*
PERSON --- -----------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
431,663
- --- ----------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
806,314
- --- ----------------------------------------------------------------------------
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS) |_|
- --- ----------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Approximately 11.3%
- --- ----------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
- --- ----------------------------------------------------------------------------
*Amounts beneficially owned and the percentage of ownership include the right
to acquire beneficial ownership within 60 days of 360,547 shares.
<PAGE>
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CUSIP No. 217020 10 6 Page 10 of 20 Pages
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- ----------------------------- ------------------------------
- --- ----------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
Jeffrey H. Coors
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
- --- ----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)(a) |_|
(b) |X|
- --- ----------------------------------------------------------------------------
3 SEC USE ONLY
- --- ----------------------------------------------------------------------------
4 SOURCE OF FUNDS (SEE INSTRUCTIONS)
N/A
- --- ----------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)
|_|
- --- ----------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
- ---------------------- --- -----------------------------------------------------
7 SOLE VOTING POWER
23,911
NUMBER OF --- -----------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY 431,663
OWNED BY --- -----------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 23,911
PERSON --- -----------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
431,663
- --- ----------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
455,574
- --- ----------------------------------------------------------------------------
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS) |_|
- --- ----------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Approximately 6.4%
- --- ----------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
- --- ----------------------------------------------------------------------------
<PAGE>
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CUSIP No. 217020 10 6 Page 11 of 20 Pages
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- ----------------------------- ------------------------------
Item 1. Security and Issuer
-------------------
This Schedule 13D relates to common stock, $.01 par value per share,
issued by CoorsTek, Inc. (the "Company") ("Common Stock").
The Company's principal executive offices are located at 16000 Table
Mountain Parkway, Golden, Colorado 80403.
Item 2. Identity and Background
-----------------------
This Schedule 13D is filed on behalf of each of the following persons
pursuant to Section 13(d) of the Securities Exchange Act of 1934 (the "Act")
with respect to Common Stock described in this Schedule: William K. Coors,
Joseph Coors, Peter H. Coors, Joseph Coors, Jr., Jeffrey H. Coors, the Adolph
Coors, Jr. Trust, the Grover C. Coors Trust, the May Kistler Coors Trust, and
the Herman F. Coors Trust ("Reporting Persons").
Each Reporting Person disavows that he or it is acting with any other
Reporting Person(s) as a "group" under Section 13(d)(3) of the Act.
The Reporting Persons are making a single joint filing pursuant to
Rule 13d-1(k)(1) or Rule 13d-1(k)(2).
A. Trusts
<TABLE>
<CAPTION>
Principal Place Principal
Name of Business Citizenship Purpose Trustees
- ----------------- ---------------------------- ---------------------- ------------- --------------------------
<S> <C> <C> <C> <C>
Adolph Coors, Jr. William K. Coors Administered under the To manage Jeffrey H. Coors, William
Trust Adolph Coors Company laws of the State of trust assets K. Coors, Joseph Coors, J.
c/o Patricia J. Smith Colorado for the Brad Coors,* Peter H. Coors
311 10th Street, Mail NH311 benefit of a
Golden, Colorado 80401 class of
beneficiaries
</TABLE>
*J. Brad Coors (trustee; information regarding J. Brad Coors is provided because
he serves as a trustee). Business Address: c/o Adolph Coors Company, 311 10th
Street, Mail No. BC400, Golden, Colorado 80401. Present Principal Occupation:
General Manager of Coors, a holding company for beer business (see Business
Address for address of Coors).
For the identity and background of the other Trustees, see Item 2, subsection B.
<TABLE>
<CAPTION>
Principal Place Principal
Name of Business Citizenship Purpose Trustees
- --------------------- ---------------------------- ---------------------- ------------- --------------------------
<S> <C> <C> <C> <C>
Grover C. Coors Trust William K. Coors Administered under the To manage Jeffrey H. Coors, William
Adolph Coors Company laws of the State of trust assets K. Coors, Joseph Coors,
c/o Patricia J. Smith Colorado for the John K. Coors,* Joseph
311 10th Street, Mail NH311 benefit of a Coors, Jr.
Golden, Colorado 80401 class of
beneficiaries
</TABLE>
*John K. Coors (trustee; information regarding John K. Coors is provided because
he serves as a trustee). Business Address: c/o CoorsTek., Inc., 16000 Table
Mountain Parkway, Golden, Colorado 80403. Present Principal Occupation:
President of CoorsTek, Inc., 16000 Table Mountain Parkway, Golden, Colorado
80403, a manufacturer of ceramic components; a director of CoorsTek (see Item 1
for principal business and address of the Company).
For the identity and background of the other Trustees, see Item 2, subsection B.
<PAGE>
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CUSIP No. 217020 10 6 Page 12 of 20 Pages
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- ----------------------------- ------------------------------
<TABLE>
<CAPTION>
Principal Place Principal
Name of Business Citizenship Purpose Trustees
- ----------------- ---------------------------- ---------------------- ------------- --------------------------
<S> <C> <C> <C> <C>
May Kistler Coors William K. Coors Administered under the To manage Jeffrey H. Coors, William
Trust Adolph Coors Company laws of the State of trust assets K. Coors, Joseph Coors,
c/o Patricia J. Smith Colorado for the Peter H. Coors, Joseph
311 10th Street, Mail NH311 benefit of a Coors, Jr.
Golden, Colorado 80401 class of
beneficiaries
</TABLE>
For the identity and background of the Trustees, see Item 2, subsection B.
<TABLE>
<CAPTION>
Principal Place Principal
Name of Business Citizenship Purpose Trustees
- ----------------- ---------------------------- ---------------------- ------------- --------------------------
<S> <C> <C> <C> <C>
Herman F. Coors Trust William K. Coors Administered under the To manage Jeffrey H. Coors, William
Adolph Coors Company laws of the State of trust assets K. Coors, Joseph Coors,
c/o Patricia J. Smith Colorado for the Peter H. Coors, Joseph
311 10th Street, Mail NH311 benefit of a Coors, Jr.
Golden, Colorado 80401 class of
beneficiaries
</TABLE>
For the identity and background of the Trustees, see Item 2, subsection B.
None of the above named trusts nor J. Brad Coors and John K. Coors
have, during the last five years, (i) been convicted in a criminal proceeding or
(ii) been a party to a civil proceeding and as a result of which was or is
subject to a judgment, decree or final order enjoining future violations of, or
prohibiting or mandating activities subject to, federal or state securities
laws, or a judgment, decree or final order finding any violations with respect
to such laws.
J. Brad Coors and John K. Coors are citizens of the United States of
America.
B. Natural Persons
Name Business Address Present Principal Occupation
- ----------------- ---------------------------- -----------------------------
William K. Coors c/o Adolph Coors Company Director Emeritus of the
311 10th Street, Mail #NH311 Company (see Item 1 for
Golden, Colorado 80401 principal business and
address of the Company);
Chairman of ACX Technologies,
Inc. ("ACX") (see Item 2 for
principal business and
address of ACX); Chairman of
the Board and President of
Adolph Coors Company
("Coors"), a holding company
for beer business (see Item 2
for address of Coors)
Joseph Coors c/o Adolph Coors Company Director Emeritus of ACX
311 10th Street, Mail #NH311 (a manufacturer of folding
Golden, Colorado 80401 cartons); Vice Chairman of
the Board of Coors, a holding
company for beer business
(see Item 2 for address of
Coors)
Peter H. Coors c/o Adolph Coors Company Vice President, Secretary and
311 10th Street, Mail #NH300 a director of Coors, a
Golden, Colorado 80401 holding company for beer
business (see Item 2 for
address of Coors); Chief
Executive Officer of Coors
Brewing Company, Golden,
Colorado, 80401, a brewery
and subsidiary of Coors
<PAGE>
- ----------------------------- ------------------------------
CUSIP No. 217020 10 6 Page 13 of 20 Pages
----------- ----- ------
- ----------------------------- ------------------------------
Name Business Address Present Principal Occupation
- ----------------- ---------------------------- -----------------------------
Joseph Coors, Jr. c/o CoorsTek, Inc. Chairman, Chief Executive
16000 Table Mountain Parkway Officer and a director of
Golden, Colorado 80403 the Company (see Item 1 for
principal business and
address of the Company)
Jeffrey H. Coors c/o ACX Technologies, Inc. Chief Executive Officer,
4455 Table Mountain Parkway President, and a director of
Golden, Colorado 80403 ACX (a manufacturer of
folding cartons) (see Item 2
for principal business and
address of ACX)
None of the above named persons have, during the last five years, (i)
been convicted in a criminal proceeding or (ii) been a party to a civil
proceeding and as a result of which was or is subject to a judgment, decree or
final order enjoining future violations of, or prohibiting or mandating
activities subject to, federal or state securities laws, or finding any
violations with respect to such laws.
All of the above named persons are citizens of the United States of
America.
Item 3. Source and Amount of Funds or Other Consideration
-------------------------------------------------
The Common Stock was acquired in the spin-off of the Company from ACX
Technologies, Inc. ("ACX"). One share of the Company's Common Stock was
distributed for every four shares of common stock of ACX held by the Reporting
Persons under the Company's effective Registration Statement on Form 10
initially filed with the [SEC] under the Act on October 6, 1999.
Item 4. Purpose of Transaction
----------------------
This Schedule 13D is being filed to report current information
regarding the Reporting Persons and their beneficial ownership of Common Stock.
None of the Reporting Persons nor J. Brad Coors and John K. Coors has
any present plan or proposal that relates to or would result in: (a) the
acquisition by any person of additional securities of the Company, or the
disposition of securities of the Company; (b) an extraordinary corporate
transaction, involving the Company or any of its subsidiaries; (c) a sale or
transfer of a material amount of assets of the Company or any of its
subsidiaries; (d) any change in the present board of directors of the Company or
management of the Company; (e) any material change in the present capitalization
or dividend policy of the Company; (f) any material change in the Company's
business or corporate structure; (g) any change in the Company's certificate of
incorporation or bylaws, or other action which may impede the acquisition of
control of the Company by any person; (h) causing a class of securities of the
Company to be delisted from a national securities exchange or to cease to be
authorized to be quoted in an inter-dealer quotation system of a registered
national securities association; (i) a class of equity securities of the Company
becoming eligible for termination of registration pursuant to Section 12(g)(4)
of the Act; or (j) any action similar to any of the foregoing.
<PAGE>
- ----------------------------- ------------------------------
CUSIP No. 217020 10 6 Page 14 of 20 Pages
----------- ----- ------
- ----------------------------- ------------------------------
Item 5. Interest in Securities of the Issuer
------------------------------------
As of March 13, 2000, there were 7,141,984 shares of Common Stock
outstanding.
Adolph Coors, Jr. Trust
(a) (i) Amount beneficially owned: 700,000
(ii) Percent of class: Approximately 9.8%
(b) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 700,000
(ii) Shared power to vote or to direct the vote: 0
(iii) Sole power to dispose or to direct the
disposition of: 700,000
(iv) Shared power to dispose or to direct the
disposition of: 0
Grover C. Coors Trust
(a) (i) Amount beneficially owned: 681,753
(ii) Percent of class: Approximately 9.6%
(b) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 681,753
(ii) Shared power to vote or to direct the vote: 0
(iii) Sole power to dispose or to direct the
disposition of: 681,753
(iv) Shared power to dispose or to direct the
disposition of: 0
May Kistler Coors Trust
(a) (i) Amount beneficially owned: 431,663
(ii) Percent of class: Approximately 6.0%
(b) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 431,663
(ii) Shared power to vote or to direct the vote: 0
(iii) Sole power to dispose or to direct the
disposition of: 431,663
(iv) Shared power to dispose or to direct the
disposition of: 0
Herman F. Coors. Trust
(a) (i) Amount beneficially owned: 358,750
(ii) Percent of class: Approximately 5.0%
(b) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 358,750
(ii) Shared power to vote or to direct the vote: 0
(iii) Sole power to dispose or to direct the
disposition of: 358,750
(iv) Shared power to dispose or to direct the
disposition of: 0
<PAGE>
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CUSIP No. 217020 10 6 Page 15 of 20 Pages
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William K. Coors
(a) (i) Amount beneficially owned: 463,271
(ii) Percent of class: Approximately 6.5%
(b) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 31,608
(ii) Shared power to vote or to direct the vote: 431,663
(iii) Sole power to dispose or to direct the
disposition of: 31,608
(iv) Shared power to dispose or to direct the
disposition of: 431,663
Joseph Coors
(a) (i) Amount beneficially owned: 494,947
(ii) Percent of class: Approximately 6.9%
(b) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 784
(ii) Shared power to vote or to direct the vote: 494,163
(iii) Sole power to dispose or to direct the
disposition of: 784
(iv) Shared power to dispose or to direct the
disposition of: 494,163
Joseph Coors has shared power to vote or dispose of or to direct the
vote or disposition of 62,500 shares of Common Stock which are held in the
Joseph Coors Trust, a revocable trust for his benefit.
Peter H. Coors
(a) (i) Amount beneficially owned: 433,931
(ii) Percent of class: Approximately 6.1%
(b) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 2,268
(ii) Shared power to vote or to direct the vote: 431,663
(iii) Sole power to dispose or to direct the
disposition of: 2,268
(iv) Shared power to dispose or to direct the
disposition of: 431,663
Joseph Coors, Jr
(a) (i) Amount beneficially owned: 806,314
(ii) Percent of class: Approximately 11.3%
(b) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 374,651
(ii) Shared power to vote or to direct the vote: 431,663
(iii) Sole power to dispose or to direct the
disposition of: 374,651
(iv) Shared power to dispose or to direct the
disposition of: 431,663
Amounts beneficially owned and the percentage of ownership include the
right to acquire beneficial ownership within 60 days of 360,547 shares.
Jeffrey H. Coors
(a) (i) Amount beneficially owned: 455,574
(ii) Percent of class: Approximately 6.4%
(b) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 23,911
(ii) Shared power to vote or to direct the vote: 431,663
(iii) Sole power to dispose or to direct the
disposition of: 23,911
(iv) Shared power to dispose or to direct the
disposition of: 431,663
<PAGE>
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CUSIP No. 217020 10 6 Page 16 of 20 Pages
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None of the Reporting Persons have effected any transaction in the
Common Stock during the last 60 days.
Item 6. Contracts, Arrangements, Understandings or Relationships with Respect
----------------------------------------------------------------------
to Securities of the Issuer
---------------------------
William K. Coors, Joseph Coors, Peter H. Coors, Joseph Coors, Jr.,
Jeffrey H. Coors, J. Brad Coors, and John K. Coors presently serve or in the
past served as trustees of one or more of the Adolph Coors, Jr. Trust, the
Grover C. Coors Trust, the May Kistler Coors Trust, and the Herman F. Coors
Trust. Each trust has three or more trustees. Under the trust agreement
evidencing each of the trusts (other than the May Kistler Coors Trust), the
affirmative vote of a majority of the trustees is required to determine how
shares of Common Stock held by the trust will be voted or to dispose of any
shares of Common Stock held by the trust. Under the trust agreement evidencing
the May Kistler Coors Trust, the affirmative vote of all of the trustees is
required to determine how shares of Common Stock held by the trust will be voted
or to dispose of any shares of Common Stock held by the trust. Except as
described herein, no Reporting Person nor J. Brad Coors and John K. Coors is a
party to any contract, arrangement, or understanding with respect to the Common
Stock.
Item 7. Material to Be Filed as Exhibits
--------------------------------
Exhibit 1: Joint Filing Agreement of Reporting Persons pursuant to
Rule 13d-1(k)(1)(iii)
<PAGE>
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CUSIP No. 217020 10 6 Page 17 of 20 Pages
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: March 30, 2000
ADOLPH COORS, JR. TRUST
By: /s/William K. Coors
-------------------------------
William K. Coors, Trustee
GROVER C. COORS TRUST
By: /s/Joseph Coors
-------------------------------
Joseph Coors, Trustee
MAY KISTLER COORS TRUST
By: /s/Jeffrey H. Coors
-------------------------------
Jeffrey H. Coors, Trustee
HERMAN F. COORS TRUST
By: /s/Joseph Coors, Jr.
-------------------------------
Joseph Coors, Jr., Trustee
WILLIAM K. COORS
By: /s/William K. Coors
-------------------------------
William K. Coors
JOSEPH COORS
By: /s/Joseph Coors
-------------------------------
/s/Joseph Coors
<PAGE>
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CUSIP No. 217020 10 6 Page 18 of 20 Pages
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PETER H. COORS
By: /s/Peter H. Coors
-------------------------------
Peter H. Coors
JOSEPH COORS, JR.
By: /s/Joseph Coors, Jr.
-------------------------------
Joseph Coors, Jr.
JEFFREY H. COORS
By: /s/Jeffrey H. Coors
-------------------------------
Jeffrey H. Coors
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CUSIP No. 217020 10 6 Page 19 of 20 Pages
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EXHIBIT 1
JOINT FILING AGREEMENT
The undersigned hereby agree that the statement on Schedule 13D dated
March 30, 2000, with respect to the Common Stock of CoorsTek, Inc. is, and any
amendments thereto signed by each of the undersigned shall be, filed on behalf
of each of us pursuant to and in accordance with the provisions of Rule
13d-1(k)(1) under the Securities Exchange Act of 1934.
The undersigned constitute and appoint Joseph Coors, Jr. as each of
our true and lawful special attorney for the limited purpose of, and with full
power and authority to act on our behalf in all manners concerning the filing of
amendments to the Schedule 13D.
This Agreement may be executed in counterparts, each of which shall
for all purposes be deemed to be an original, but all of which shall constitute
one and the same instrument.
IN WITNESS WHEREOF, the undersigned have each executed this Joint
Filing Agreement as of March 30, 2000
ADOLPH COORS, JR. TRUST
By: /s/William K. Coors
-------------------------------
William K. Coors, Trustee
GROVER C. COORS TRUST
By: /s/Joseph Coors
-------------------------------
Joseph Coors, Trustee
MAY KISTLER COORS TRUST
By: /s/Jeffrey H. Coors
-------------------------------
Jeffrey H. Coors, Trustee
HERMAN F. COORS TRUST
By: /s/Joseph Coors, Jr.
-------------------------------
Joseph Coors, Jr., Trustee
WILLIAM K. COORS
By: /s/William K. Coors
-------------------------------
William K. Coors
<PAGE>
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CUSIP No. 217020 10 6 Page 20 of 20 Pages
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JOSEPH COORS
By: /s/Joseph Coors
-------------------------------
/s/Joseph Coors
PETER H. COORS
By: /s/Peter H. Coors
-------------------------------
Peter H. Coors
JOSEPH COORS, JR.
By: /s/Joseph Coors, Jr.
-------------------------------
Joseph Coors, Jr.
JEFFREY H. COORS
By: /s/Jeffrey H. Coors
-------------------------------
Jeffrey H. Coors