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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
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Date of Report (Date of earliest event reported) November 1, 2000
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THE OXBOW FUND, LLC
(Exact name of registrant as specified in its charter)
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New Jersey 000-29945 22-3679009
(State or other jurisdiction (Commission File Number) (IRS Employer
of incorporation) Identification No.)
223 Wanaque Avenue,
Pompton Lakes, New Jersey 07442
(Address of Principal Executive Offices) (Zip Code)
Registrant's telephone number, including area code: (973) 831-8020
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Item 4. Changes in Registrant's Certifying Accountant.
(b) New Independent Accountant
On November 1, 2000, the Registrant, as authorized by its Board of
Directors, engaged Rothstein Kass & Company ("RKC") as its new independent
accountant to audit and report on the Registrant's financial statements and to
act, on a continuing basis, as the Registrant's independent accountant.
During the Registrant's two most recent fiscal years or any subsequent
interim period prior to engaging RKC, the Registrant did not consult RKC
regarding either: (i) The application of accounting principles to a specified
transaction, either completed or proposed, or the type of audit opinion that
might be rendered on the Registrant's financial statements; or (ii) any matter
that was either the subject of a disagreement or a reportable event (as those
terms are described in Item 304 of Regulation S-K).
Registrant has requested RKC to review the disclosure set forth in this
Form 8-K and has provided RKC the opportunity to furnish the Registrant with a
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letter addressed to the Securities and Exchange Commission containing any new
information, clarification of the Registrant's expression of its views or the
respects in which it does not agree with the statements made by the Registrant
in response to the disclosures. RKC has not submitted a letter to Registrant.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
THE OXBOW FUND, LLC
Date: November 8, 2000 By: /s/ Daniel D. Dyer
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Name: Daniel D. Dyer
Title: Chairman and Chief Executive Officer
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