OXIS INTERNATIONAL INC
10-C, 1995-07-28
PHARMACEUTICAL PREPARATIONS
Previous: AMERICAN CAPITAL CORPORATE BOND FUND INC, 497, 1995-07-28
Next: TEMTEX INDUSTRIES INC, S-8, 1995-07-28



<PAGE>
 
                       SECURITIES AND EXCHANGE COMMISSION
                             WASHINGTON, DC  20549

                                   FORM 10-C

                    REPORT BY ISSUER OF SECURITIES QUOTED ON
                      NASDAQ INTERDEALER QUOTATION SYSTEM
                     FILED PURSUANT TO SECTION 13 OR 15(D)
                     OF THE SECURITIES EXCHANGE ACT OF 1934
                      AND RULE 13A-17 OR 15D-17 THEREUNDER


                           OXIS INTERNATIONAL, INC.
- --------------------------------------------------------------------------------
                (EXACT NAME OF ISSUER AS SPECIFIED IN CHARTER)

          6040 N. CUTTER CIRCLE, SUITE 317, PORTLAND, OR. 97217-3935
- --------------------------------------------------------------------------------
                    (ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)

Issuer's telephone number, including area code               (503) 283-3911
                                                             --------------

                   I.  CHANGE IN NUMBER OF SHARES OUTSTANDING

Indicate any change (increase or decrease) of five percent or more in the number
of shares outstanding:

1.   Title of security                   Common Stock
                      ---------------------------------------------------------
 
2.   Number of shares outstanding before the change        10,683,687
                                                    ---------------------------
 
3.   Number of shares outstanding after the change         12,124,423
                                                    ---------------------------
 
4.   Effective date of change            July 19, 1995
                              -------------------------------------------------
 
5.   Method of change:  Specify method (such as merger, acquisition, exchange, 
     distribution, stock split, reverse split, acquisition of stock for 
     treasury, etc.)

                                    Merger
- ------------------------------------------------------------------------------

Give brief description of transaction:  On July 19, 1995, Therox
                                        ------------------------
Pharmaceuticals, Inc. ("Therox") was merged with and into OXIS Acquisition
- --------------------------------------------------------------------------
Corporation ("OXISub"), a wholly-owned subsidiary of Issuer with OXISub as the
- ------------------------------------------------------------------------------
surviving corporation.  An aggregate of 1,440,736 shares of Issuer's Common
- ---------------------------------------------------------------------------
Stock was issued in exchange for all of the outstanding shares of Therox stock.
- -------------------------------------------------------------------------------

Date:  July 26, 1995                             /s/  Ray R. Rogers
                                                ----------------------------
                                                 Ray R. Rogers
                                                 Chairman of the Board, 
                                                 OXIS International, Inc.



© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission