UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 09/30/2000
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Check here if Amendment [ ]; Amendment Number: ___
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: ARCHIE G. ALLEN, JR.
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Address: 747 SUMMIT STREET
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WINSTON-SALEM, NC 27101
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Form 13F File Number: 28-05451
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The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: ARCHIE G. ALLEN, JR.
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Title: INVESTMENT ADVISOR
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Phone: (336) 723-1640
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Signature, Place, and Date of Signing:
WINSTON-SALEM, NC NOV. 12, 2000
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[Signature] [City, State] [Date]
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings
for this reporting manager are reported in this report and a portion
are reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File NumberName
28- _________________ ______________- [Repeat as necessary.]
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: -0-
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Form 13F Information Table Entry Total: 200
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Form 13F Information Table Value Total: $116664.
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(thousands)
List of other Included Managers: NONE
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
NONE
<PAGE>
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<CAPTION>
13F INFORMATION TABLE
COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
COLUMN 1 TITLE CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER VOTING
NAME OF ISSUER OF CLASS NUMBER (X$1000) PRN AMT. PRN CALL DISCRETION MANAGERS AUTHORITY
-------------- -------- ------ -------- -------- --- --------------- -------- ---------
Sole None
---- ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
A. G. Edwards Inc. Common 281760108 147 2812 SH SOLE 0 2812
ABBOTT LABORATORIES Common 002824100 1674 35200 SH SOLE 33600 1600
ACNielsen Corporation Common 004833109 3 112 SH SOLE 46 66
AETNA LIFE & CASUALTY Common 008117103 7 122 SH SOLE 122 0
Agilent Technologies, Inc Common 00846U101 2 38 SH SOLE 0 38
ALLERGAN INC. Common 018490102 9 106.907 SH SOLE 0 106.907
Allergan Spec Therapeutic Cl A Com 018494104 0 2 SH SOLE 0 2
Alliant Techsystems Inc. Common 018804104 0 3 SH SOLE 0 3
Allstate Corporation Common 020002101 18 514 SH SOLE 514 0
ALLTEL Corporation Common 020039103 15 290 SH SOLE 290 0
America OnLine Inc Common 02364J104 1517 28217 SH SOLE 11972 16245
AMERICAN NAT BANKSHARES Common 027745108 17 1584 SH SOLE 0 1584
Arch Chemicals Inc. Common 03937R102 21 1130 SH SOLE 1130 0
Arch Coal, Inc. Common 039380100 0 49 SH SOLE 49 0
Ariba Inc. Common 04033V104 193 1350 SH SOLE 400 950
ASHLAND INC. Common 044204105 7 200 SH SOLE 200 0
Associates 1st Capital Cp Common 046008108 5 144 SH SOLE 0 144
AT & T Common 001957109 313 10668 SH SOLE 2703 7965
At Home Corporation Common 045919107 33 2339 SH SOLE 2339 0
AT&T Wireless Group Common 001957406 4 200 SH SOLE 0 200
Autoliv Inc. Common 052800109 8 405 SH SOLE 0 405
AXA Financial Inc. Common 002451102 10 200 SH SOLE 200 0
BankAmerica Corporation Common 060505104 253 4830 SH SOLE 3280 1550
BASS P.L.C. ADR ADR 069904209 2 157 SH SOLE 0 157
Bausch & Lomb Inc. Common 071707103 9 224 SH SOLE 0 224
BB&T Corp. Common 054937107 5602 185966 SH SOLE 78 185888
Beckman Coulter Inc. Common 075811109 4 54.28 SH SOLE 0 54.28
BELLSOUTH CORPORATION Common 079860102 736 18288 SH SOLE 7688 10600
BERKSHIRE HATHAWAY INC. Cl A Com 084670108 129 2 SH SOLE 2 0
Biogen Inc. Common 090597105 100 1636 SH SOLE 1636 0
BJ's Wholesale Club Inc. Common 05548J106 51 1500 SH SOLE 1500 0
BRISTOL-MYERS SQUIBB CO. Common 110122108 1714 30000 SH SOLE 14800 15200
Campbell Soup Company Common 134429109 117 4540 SH SOLE 1340 3200
CAROLINA POWER & LIGHT $5 Common 144141306 0 2 SH SOLE 0 2
CAROLINA POWER & LIGHT CO Common 144141108 1 28 SH SOLE 0 28
Cendant Corporation Common 151313103 17 1537 SH SOLE 0 1537
CenturyTel Inc. Common 156700106 9 337 SH SOLE 0 337
ChoicePoint Inc. Common 170388102 42 920 SH SOLE 920 0
CHUBB CORPORATION Common 171232101 222 2800 SH SOLE 2800 0
Ciba Specialty Chem. Hldg Common 17162W107 0 2 SH SOLE 0 2
CIENA Corporation Common 171779101 74 600 SH SOLE 600 0
CIRCUIT CITY STORES INC. Common 172737108 18 800 SH SOLE 800 0
Cisco Systems Inc. Common 17275R102 2089 37814 SH SOLE 22180 15634
Citigroup Inc. Common 172967101 195 3600 SH SOLE 0 3600
CNF Transportation Common 12612W104 22 1000 SH SOLE 1000 0
COCA COLA COMPANY Common 191216100 1228 22269.52 SH SOLE 14080 8189.52
Commercial Net Lease Rlty Common 202218103 31 3000 SH SOLE 3000 0
COMPAQ COMPUTER CORP. Common 204493100 22 814 SH SOLE 814 0
ConAgra Incorporated Common 205887102 57 2852 SH SOLE 2600 252
Conoco Inc. Class B Cl B Com 208251405 301 11176 SH SOLE 11176 0
Corning Incorporated Common 219350105 238 800 SH SOLE 800 0
Costco Wholesale Corp. Common 22160K105 21 600 SH SOLE 600 0
Cubic Corporation Common 229669106 32 1350 SH SOLE 0 1350
Cyberguard Corporation Common 231910100 0 15 SH SOLE 15 0
Delphi Automotive Systems Common 247126105 1 92 SH SOLE 0 92
DORCHESTER HUGOTON LTD Common 258205202 2 120 SH SOLE 0 120
DOW CHEMICAL COMPANY Common 260543103 22 900 SH SOLE 900 0
DU PONT EI DE NEMOURS &CO Common 263534109 235 5664 SH SOLE 5664 0
Duke Energy Corporation Common 264399106 332 3868 SH SOLE 2018 1850
DUN & BRADSTREET CORP. Common 26483B106 12 340 SH SOLE 140 200
Eastman Chemical Company Common 277432100 3 87 SH SOLE 0 87
eBAY Inc. Common 278642103 118 1720 SH SOLE 1000 720
Electronic Data Systems Common 285661104 6 156 SH SOLE 100 56
ELI LILLY & COMPANY Common 532457108 1103 13600 SH SOLE 13600 0
EMC Corporation Common 268648102 178 1800 SH SOLE 1800 0
EMERSON ELECTRIC COMPANY Common 291011104 24 354 SH SOLE 0 354
Engelhard Corporation Common 292845104 36 2229 SH SOLE 2229 0
EQUIFAX INCORPORATED Common 294429105 127 4733.061 SH SOLE 4733.061 0
Exxon Mobil Corporation Common 30231G102 469 5260 SH SOLE 0 5260
Family Dollar Stores Common 307000109 9 450 SH SOLE 0 450
FDX Corporation Holding Common 31304N107 1774 40000 SH SOLE 0 40000
Federal National Mortgage Common 313586109 36 500 SH SOLE 0 500
First Charter Corporation Common 319439105 82 5700 SH SOLE 5700 0
First Data Corporation Common 319963104 8 200 SH SOLE 200 0
FIRST UNION CORPORATION Common 337358105 143 4428.914 SH SOLE 78 4350.914
FORD MOTOR COMPANY Common 345370100 12 482 SH SOLE 0 482
Fortune Brands Inc. Common 349631101 27 1000 SH SOLE 1000 0
Gartner Group Class B Cl B Com 366651206 5 478 SH SOLE 36 442
GENERAL ELECTRIC COMPANY Common 369604103 4401 76293.156 SH SOLE 68772.156 7521
GENERAL MOTORS CLASS H Cl H Com 370442832 6 153 SH SOLE 0 153
GENERAL MOTORS CORP Common 370442105 6 99 SH SOLE 0 99
Glaxo Welcome Plc ADR ADR 37733W105 163 2689 SH SOLE 2689 0
Global Crossing Ltd. Common G3921A100 95 3050 SH SOLE 1000 2050
Guidant Corporation Common 401698105 31 432 SH SOLE 432 0
H. J. HEINZ COMPANY Common 423074103 225 6060 SH SOLE 5460 600
Halliburton Co Holdings Common 406216101 39 800 SH SOLE 0 800
Harrah's Entertainment Common 413619107 23 837 SH SOLE 0 837
Harris Corporation Common 413875105 6 200 SH SOLE 200 0
HCA - HealthCare Company Common 404119109 7 187 SH SOLE 187 0
HEARTLAND EXPRESS INC. Common 422347104 191 11002 SH SOLE 5000 6002
Helmerich & Payne Inc. Common 423452101 24 662 SH SOLE 0 662
Hewlett Packard Company Common 428236103 10 100 SH SOLE 0 100
Hilton Hotel Corporation Common 432848109 14 1241 SH SOLE 0 1241
Hispanic Broadcasting Cp. Common 43357B104 209 7500 SH SOLE 4200 3300
Homebase Inc. Common 43738E108 2 750 SH SOLE 750 0
Honeywell International Common 438516106 113 3165 SH SOLE 0 3165
Household International Common 441815107 139 2453 SH SOLE 0 2453
I. B. M. CORPORATION Common 459200101 286 2542.647 SH SOLE 1604 938.647
IMS Health Incorporated Common 449934108 14 680 SH SOLE 280 400
INGERSOLL-RAND COMPANY Common 456866102 8 240 SH SOLE 240 0
INTEL Corporation Common 458140100 2382 57320 SH SOLE 21576 35744
International Paper Co. Common 460146103 2 76 SH SOLE 0 76
INTERPUBLIC GROUP COS INC Common 460690100 429 12600 SH SOLE 12600 0
Intuit Inc. Common 461202103 1293 22680 SH SOLE 9000 13680
J C Penny Company Common 708160106 39 3265 SH SOLE 0 3265
JDS Uniphase Corporation Common 46612J101 1111 11730 SH SOLE 6622 5108
JEFFERSON PILOT CORP Common 475070108 84 1240 SH SOLE 0 1240
JOHNSON & JOHNSON Common 478160104 966 10281.146 SH SOLE 8600 1681.146
JOHNSON CONTROLS INC. Common 478366107 83 1552 SH SOLE 800 752
KELLOGG COMPANY Common 487836108 74 3040 SH SOLE 1200 1840
Kimberly Clark Corp. Common 494368103 76 1364 SH SOLE 0 1364
Leap Wireless Intl. Inc. Common 521863100 71 1137 SH SOLE 0 1137
Level 3 Communications In Common 52729N100 195 2525 SH SOLE 1825 700
LifePoint Hospitals Inc. Common 53219L109 0 9 SH SOLE 9 0
Ligand Pharmaceuticals In Common 53220K207 0 5 SH SOLE 0 5
LONGS DRUG STORES Common 543162101 34 1800 SH SOLE 1800 0
Lowes Companies Inc. Common 548661107 52 1160 SH SOLE 360 800
LSB Bankshares Inc. Common 502158108 134 11276.107 SH SOLE 11000 276.107
Lucent Technologies Inc. Common 549463107 1069 34968.891 SH SOLE 19408 15560.891
MARSH & MCLENNAN INC Common 571748102 478 3600 SH SOLE 1800 1800
MBNA Corporation Common 55262L100 28311 735360.5 SH SOLE 518694.5 216666
McKesson Hboc Inc. Common 58155Q103 373 12205 SH SOLE 0 12205
MERCK & COMPANY Common 589331107 2024 27191.036 SH SOLE 15642 11549.036
MICROSOFT CORPORATION Common 594918104 11477 190288 SH SOLE 151624 38664
Morrison Management Spec. Common 618459101 2 82 SH SOLE 82 0
Motorola Inc. Common 620076109 42 1500 SH SOLE 1500 0
Myers Industries Inc. Common 628464109 39 3040 SH SOLE 0 3040
Mylan Laboratories Inc. Common 628530107 191 7088 SH SOLE 0 7088
National Commerce Bancorp Common 635449101 207 10358 CALL SOLE 10358 0
NCR Corporation Common 62886E108 2 43 SH SOLE 0 43
Network Appliance Inc. Common 64120L104 201 1580 SH SOLE 380 1200
NOKIA Corporation ADR ADR 654902204 44 1100 SH SOLE 0 1100
Novartis A G ADR ADR 66987V109 1 28 SH SOLE 0 28
Nucor Corporation Common 670346105 75 2500 SH SOLE 2000 500
OLIN CORPORATION Common 680665205 37 2260 SH SOLE 2260 0
Oracle Corporation Common 68389X105 232 2940 SH SOLE 2240 700
PepsiCo Inc. Common 713448108 9 200 SH SOLE 0 200
PerkinElmer Inc. Common 714046109 17 160 SH SOLE 0 160
Pfizer Inc. Common 717081103 270 6000 SH SOLE 6000 0
PHILIP MORRIS COS. INC. Common 718154107 53 1785.311 SH SOLE 0 1785.311
Piedmont Natural Gas Co. Common 720186105 25 800 SH SOLE 0 800
Pitney Bowes Inc. Common 724479100 201 5100 SH SOLE 3100 2000
Primex Technologies Inc. Common 741597108 13 452 SH SOLE 452 0
Procter & Gamble Company Common 742718109 67 1000 SH SOLE 1000 0
PROGRESSIVE CORPORATION Common 743315103 4098 50055 SH SOLE 34545 15510
Providian Financial Corp. Common 74406A102 2 13 SH SOLE 0 13
QUAKER OATS COMPANY Common 747402105 348 4403 SH SOLE 4403 0
Qualcomm Inc. Common 747525103 4363 61234 SH SOLE 20700 40534
Qwest Communications Intl Common 749121109 101 2109 SH SOLE 909 1200
R.H. Donnelley Corp. Common 74955W307 1 68 SH SOLE 28 40
Raytheon Company New Cl A Cl A Com 755111309 0 16 SH SOLE 0 16
Reader's Digest Assoc Inc Common 755267101 0 9.992 SH SOLE 0 9.992
REUTERS Group PLC ADR ADR 76132M102 39 346 SH SOLE 0 346
ROYAL DUTCH PETROLEUM F Common 780257804 831 13860 SH SOLE 8000 5860
Ruby Tuesday Inc. Common 781182100 5 448 SH SOLE 448 0
SAP AKRIENGESELLSHAFT ADR 803054204 1107 18005 SH SOLE 7430 10575
Sara Lee Corporation Common 803111103 12 600 SH SOLE 0 600
SBC Communications Inc. Common 78387G103 168 3363 SH SOLE 3363 0
Schering-Plough Corp. Common 806605101 1164 25028 SH SOLE 16800 8228
SCHLUMBERGER LTD Common 806857108 599 7279 SH SOLE 6284 995
Scholastic Corporation Common 807066105 24 300 SH SOLE 300 0
Scientific-Atlanta Inc. Common 808655104 382 6000 SH SOLE 0 6000
SDL Incorporated Common 784076101 170 550 SH SOLE 200 350
Sears Roebuck & Co. Common 812387108 6 170 SH SOLE 170 0
Sigma-Aldridge Corp. Common 826552101 159 4832 SH SOLE 0 4832
SMITHKLINE BEECHAM plcADR ADR 832378301 2383 34721.578 SH SOLE 18503 16218.578
SONOCO Products Company Common 835495102 19 1039 SH SOLE 1039 0
South Financial Group Inc Cl A Com 837841105 89 7026 SH SOLE 6525 501
Southern Company ADR 842587107 13 400 SH SOLE 0 400
SunTrust Banks Inc. Common 867914103 166 3336 SH SOLE 0 3336
Synavant, Inc. Common 87157A105 0 34 SH SOLE 14 20
Tellabs Inc. ADR 879664100 1974 41334 SH SOLE 24368 16966
The Home Depot Inc. Common 437076102 56 1050 SH SOLE 200 850
The New York Times Cl."A" Cl A Com 650111107 190 4840 SH SOLE 3532 1308
THE SEAGRAM COMPANY LTD. Common 811850106 799 13912 SH SOLE 12712 1200
Transocean Sedco Forex In Common G90078109 99 1694 SH SOLE 1215 479
Triad Hospitals Inc. Common 89579K109 0 9 SH SOLE 9 0
Tricon Global Restaurants Common 895953107 0 10 SH SOLE 0 10
TRW INCORPORATED Common 872649108 8 200 SH SOLE 0 200
Tyco International LtdNEW Common 902124106 9365 180521 SH SOLE 139178 41343
UNITED TECHNOLOGIES CORP Common 913017109 90 1300 SH SOLE 0 1300
Universal Corporation VA ADR 913456109 21 714.802 SH SOLE 714.802 0
Verizon Communications Common 92343V104 154 3171.903 SH SOLE 3171.903 0
Viacom Inc Cl Bnon-voting Cl B Com 925524308 24 406 SH SOLE 406 0
Viacom Inc. Cls A Voting Cl A Com 925524100 3 52 SH SOLE 52 0
Visteon Corporation Common 92839U107 1 36 SH SOLE 0 36
Vodafone Group PLC(NewADR ADR 92857W100 4770 128920 SH SOLE 71845 57075
WACHOVIA CORP. Common 929771103 596 10505 SH SOLE 3554 6951
Wackenhut Corp. Ser. A Ser A Com 929794105 74 5000 SH SOLE 5000 0
Wal*Mart de Mexico ADR ADR 93114W107 4 187 SH SOLE 187 0
Wal-Mart Stores Inc. Common 931142103 39 800 SH SOLE 800 0
Walt Disney Company Common 254687106 792 20700 SH SOLE 8100 12600
Williams Companies Inc. Common 969457100 42 1000 SH SOLE 0 1000
Wolverine World Wide Inc Common 978097103 94 10125 SH SOLE 0 10125
WorldCom Inc. GA Common 55268B106 98 3222 SH SOLE 672 2550
XTRA Corporation Common 984138107 98 2200 SH SOLE 0 2200
YADKIN VALLEY BANK & TRST Common 984308106 35 3264 SH SOLE 0 3264
Yahoo Inc. Common 984332106 91 1005 SH SOLE 400 605
Nuveen Municipal Val Fund Common 670928100 38 4333 SH SOLE 4333 0
Putnam Invt. Grd Muni Tr Common 746805100 262 25400 SH SOLE 25400 0
Totals 116664 2546344.751 1522729.422 1023615.3
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