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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 03/31/2000
----------
Check here if Amendment [ ]; Amendment Number: ___
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: ARCHIE G. ALLEN, JR.
--------------------
Address: 747 SUMMIT STREET
-----------------
WINSTON-SALEM, NC 27101
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Form 13F File Number: 28-05451
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The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: ARCHIE G. ALLEN, JR.
--------------------
Title: INVESTMENT ADVISOR
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Phone: (336) 723-1640
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Signature, Place, and Date of Signing:
/S/ ARCHIE G. ALLEN, JR. WINSTON-SALEM, NC MAY 11, 2000
- ------------------------ ----------------- ------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings
for this reporting manager are reported in this report and a portion
are reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:\
NONE
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: -0-
-------------------------
Form 13F Information Table Entry Total: 212
--------------------------
Form 13F Information Table Value Total: $125466.
-------------------------
(thousands)
List of other Included Managers: NONE
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
NONE
<PAGE>
<TABLE>
<CAPTION>
13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-------- -------- -------- -------- -------- -------- -------- --------
TITLE OF VALUE SHARES/ PUT/ INVESTMENT OTHER VOTING
NAME OF ISSUER CLASS CUSIP NUMBER (X$1000) PRN AMT. SH/PRN CALL DISCRETION MANAGERS AUTHORITY
SOLE NONE
-------------- ----- ------------ -------- -------- ------ ---- ---------- -------- ---- ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
A. G. Edwards Inc. Common 281760108 112 2812 SH SOLE 0 2812
ABBOTT LABORATORIES Common 002824100 1239 35200 SH SOLE 33600 1600
ACNielsen Corporation Common 004833109 3 112 SH SOLE 46 66
AETNA LIFE & CASUALTY Common 008117103 7 122 SH SOLE 122 0
ALLERGAN INC. Common 018490102 5 106.907 SH SOLE 0 106.91
Allergan Spec Therapeutic Cl A Com 018494104 0 2 SH SOLE 0 2
Alliant Techsystems Inc Common 018804104 0 3 SH SOLE 0 3
Allstate Corporation Common 020002101 12 514 SH SOLE 0 514
ALLTEL Corporation Common 020039103 18 290 SH SOLE 290 0
America OnLine Inc Common 02364J104 1723 25617 SH SOLE 10072 15545
AMERICAN NAT BANKSHARES Common 027745108 27 1584 SH SOLE 0 1584
ANCHOR FINANCIAL CORP. Common 033036104 86 3000 SH SOLE 3000 0
Arch Chemicals Inc. Common 03937R102 23 1130 SH SOLE 1130 0
Ariba Inc. Common 04033V104 162 775 SH SOLE 300 475
ASHLAND INC. Common 044204105 7 200 SH SOLE 200 0
Associates 1st Capital Common 046008108 3 144 SH SOLE 0 144
AT & T Common 001957109 664 11810 SH SOLE 3845 7965
At Home Corporation Common 045919107 225 6839 SH SOLE 6839 0
Autoliv Inc. Common 052800109 12 405 SH SOLE 0 405
AXA Financial Inc. Common 002451102 7 200 SH SOLE 200 0
BankAmerica Corporation Common 060505104 327 6230 SH SOLE 4680 1550
BASS P.L.C. ADR ADR 069904209 2 157 SH SOLE 0 157
Bausch & Lomb Inc. Common 071707103 12 224 SH SOLE 0 224
BB&T Corp. Common 054937107 5505 196166 SH SOLE 78 196088
Beckman Coulter Inc. Common 075811109 3 54.114 SH SOLE 0 54.114
BELL ATLANTIC CORPORATION Common 077853109 177 2897.797 SH SOLE 2897.797 0
BELLSOUTH CORPORATION Common 079860102 860 18288 SH SOLE 7688 10600
BERGEN BRUNSWIG CORP. Cl A Com 083739102 1 140 SH SOLE 0 140
BERKSHIRE HATHAWAY INC. Cl A Com 084670108 114 2 SH SOLE 1 1
Biogen Inc. Common 090597105 114 1636 SH SOLE 1636 0
BJ's Wholesale Club Inc. Common 05548J106 58 1500 SH SOLE 1500 0
BRISTOL-MYERS SQUIBB CO Common 110122108 1740 30000 SH SOLE 14800 15200
Campbell Soup Company Common 134429109 142 4634 SH SOLE 1434 3200
Carolina First Corp. Common 143877108 7 501 SH SOLE 0 501
CAROLINA POWER & LIGHT Common 144141306 0 2 SH SOLE 0 2
CAROLINA POWER & LIGHT Common 144141108 1 28 SH SOLE 0 28
CCB FINANCIAL CORPORATION Common 124875105 187 4228 SH SOLE 4228 0
Cendant Corporation Common 151313103 28 1537 SH SOLE 0 1537
CenturyTel Inc. Common 156700106 13 337 SH SOLE 0 337
CHAMPION INTL CORPORATION Common 158525105 6 108 SH SOLE 0 108
ChoicePoint Inc. Common 170388102 34 920 SH SOLE 920 0
CHUBB CORPORATION Common 171232101 189 2800 SH SOLE 2800 0
Ciba Specialty Chem. Hldg Common 17162W107 0 2 SH SOLE 0 2
CIENA Corporation Common 171779101 38 300 SH SOLE 300 0
CIRCUIT CITY STORES INC. Common 172737108 49 800 SH SOLE 800 0
Cisco Systems Inc. Common 17275R102 2273 29402 SH SOLE 17970 11432
Citigroup Inc. Common 172967101 160 2700 SH SOLE 0 2700
CNF Transportation Common 12612W104 28 1000 SH SOLE 1000 0
COCA COLA COMPANY Common 191216100 1305 27794.795 SH SOLE 16608 11187
Columbia/HCA HealthCare Common 197677107 5 187 SH SOLE 187 0
Commerce One Inc. Common 200693109 15 100 SH SOLE 100 0
Commercial Net Lease Rlty Common 202218103 31 3000 SH SOLE 3000 0
COMPAQ COMPUTER CORP. Common 204493100 22 814 SH SOLE 814 0
Con. Freightways Corp. Common 209232107 3 500 SH SOLE 500 0
ConAgra Incorporated Common 205887102 52 2852 SH SOLE 2600 252
Conoco Inc. Class B Cl B Com 208251405 305 11910 SH SOLE 11910 0
Cordant Technology Inc. Common 218412104 18 316 SH SOLE 0 316
Corning Incorporated Common 219350105 116 600 SH SOLE 600 0
Costco Wholesale Corp. Common 22160K105 32 600 SH SOLE 600 0
Cubic Corporation Common 229669106 30 1350 SH SOLE 0 1350
Cyberguard Corporation Common 231910100 0 15 SH SOLE 15 0
Delhaize America Inc CL A Cl A Com 246688105 36 2000 SH SOLE 2000 0
Delphi Automotive Systems Common 247126105 1 92 SH SOLE 0 92
Diebold Inc. Common 253651103 7 250 SH SOLE 0 250
DORCHESTER HUGOTON LTD Dep Rcpt 258205202 1 120 SH SOLE 0 120
DOW CHEMICAL COMPANY Common 260543103 34 300 SH SOLE 300 0
DU PONT EI DE NEMOURS & CO Common 263534109 300 5664 SH SOLE 5664 0
Duke Energy Corporation Common 264399106 203 3868 SH SOLE 2018 1850
DUN & BRADSTREET CORP. Common 26483B106 10 340 SH SOLE 140 200
E TEK Dynamics Inc. Common 269240107 320 1360 SH SOLE 960 400
Eastman Chemical Company Common 277432100 4 87 SH SOLE 0 87
eBAY Inc. Common 278642103 88 500 SH SOLE 500 0
Electronic Data Systems Common 285661104 10 156 SH SOLE 100 56
ELI LILLY & COMPANY Common 532457108 802 12800 SH SOLE 12800 0
EMC Corporation Common 268648102 113 900 SH SOLE 900 0
EMERSON ELECTRIC COMPANY Common 291011104 114 2154 SH SOLE 1800 354
Engelhard Corporation Common 292845104 41 2729 SH SOLE 2229 500
EQUIFAX INCORPORATED Common 294429105 119 4732.136 SH SOLE 4732.136 0
Exxon Mobil Corporation Common 30231G102 409 5260 SH SOLE 0 5260
Family Dollar Stores Common 307000109 9 450 SH SOLE 0 450
FDX Corporation Holding Common 31304N107 1560 40000 SH SOLE 0 40000
Federal National Mortgage Common 313586109 28 500 SH SOLE 0 500
First Charter Corporation Common 319439105 74 5700 SH SOLE 5700 0
First Data Corporation Common 319963104 9 200 SH SOLE 200 0
FIRST UNION CORPORATION Common 337358105 164 4404.858 SH SOLE 78 4326.9
FORD MOTOR COMPANY Common 345370100 13 276 SH SOLE 0 276
Fortune Brands Inc. Common 349631101 25 1000 SH SOLE 1000 0
Gartner Group Class B Cl B Com 366651206 6 478 SH SOLE 36 442
GENERAL ELECTRIC COMPANY Common 369604103 3870 24937 SH SOLE 22830 2107
GENERAL MOTORS CLASS H Cl H Com 370442832 2 16 SH SOLE 0 16
GENERAL MOTORS CORP Common 370334104 5 132 SH SOLE 0 132
Glaxo Welcome Plc ADR ADR 37733W105 154 2689 SH SOLE 2689 0
Glenayre Technologies Inc Common 377899109 1 61 SH SOLE 0 61
Global Crossing Ltd. Common G3921A100 137 3350 SH SOLE 1300 2050
GTE Corporation Common 362320103 58 820 SH SOLE 820 0
Guidant Corporation Common 401698105 25 432 SH SOLE 432 0
H. J. HEINZ COMPANY Common 423074103 211 6060 SH SOLE 5460 600
Halliburton Co Holdings Common 406216101 33 800 SH SOLE 0 800
Harrah's Entertainment Common 413619107 16 837 SH SOLE 0 837
Harris Corporation Common 413875105 7 200 SH SOLE 200 0
HEARTLAND EXPRESS INC. Common 422347104 380 27067 SH SOLE 18503 8564
Helmerich & Payne Inc. Common 423452101 21 662 SH SOLE 0 662
Hewlett Packard Company Common 428236103 13 100 SH SOLE 0 100
Hilton Hotel Corporatio Common 432848109 10 1241 SH SOLE 0 1241
Hispanic Broadcasting Cp. Cl A Com 43357B104 340 3000 SH SOLE 2000 1000
Homebase Inc. Common 43738E108 2 750 SH SOLE 750 0
Honeywell International Common 438516106 167 3165 SH SOLE 0 3165
Household International Common 441815107 92 2453 SH SOLE 0 2453
I. B. M. CORPORATION Common 459200101 241 2042.068 SH SOLE 1504 538.07
ICN Pharmaceuticals Common 448924100 46 1700 SH SOLE 1700 0
IMS Health Incorporated Common 449934108 62 3680 SH SOLE 280 3400
INGERSOLL-RAND COMPANY Common 456866102 11 240 SH SOLE 240 0
INTEL Corporation Common 458140100 3408 25830 SH SOLE 8638 17192
Internet Capital Group Common 46059C106 9 100 SH SOLE 100 0
INTERPUBLIC GROUP COS INC. Common 460690100 595 12600 SH SOLE 12600 0
Intuit Inc. Common 461202103 1233 22680 SH SOLE 9000 13680
Irvine Sensors Corp. Common 463664102 1 100 SH SOLE 100 0
J C Penny Company Common 708160106 49 3265 SH SOLE 0 3265
JDS Uniphase Corporation Common 46612J101 410 3400 SH SOLE 850 2550
JEFFERSON PILOT CORP Common 475070108 83 1240 SH SOLE 0 1240
JOHNSON & JOHNSON Common 478160104 720 10277.961 SH SOLE 8600 1678
JOHNSON CONTROLS INC. Common 478366107 84 1552 SH SOLE 0 1552
KELLOGG COMPANY Common 487836108 80 3124 SH SOLE 1284 1840
Kimberly Clark Corp. Common 494368103 76 1364 SH SOLE 0 1364
Lanier Worldwide Inc. Common 51589L105 0 200 SH SOLE 200 0
Leap Wireless Intl. Inc. Common 521863100 112 1137 SH SOLE 0 1137
Level 3 Communications Common 52729N100 267 2525 SH SOLE 1825 700
LifePoint Hospitals Inc. Common 53219L109 0 9 SH SOLE 9 0
Ligand Pharmaceuticals Wt B 53220K207 0 5 CALL SOLE 0 5
LONGS DRUG STORES Common 543162101 41 1800 SH SOLE 1800 0
Lowes Companies Inc. Common 548661107 68 1160 SH SOLE 360 800
LSB Bankshares Inc. Common 502158108 229 16389.75 SH SOLE 13119 3270.8
Lucent Technologies Inc. Common 549463107 1966 32368.754 SH SOLE 17708 14661
MARSH & MCLENNAN INC. Common 571748102 397 3600 SH SOLE 1800 1800
MBNA Corporation Common 55262L100 18690 732960.5 SH SOLE 518194.5 214766
MCDONALDS CORPORATION Common 580135101 224 6000 SH SOLE 6000 0
MCI WorldCom Inc. Common 55268B106 146 3222 SH SOLE 672 2550
McKesson Hboc Inc. Common 58155Q103 275 13098 SH SOLE 621 12477
MediaOne Group Inc. Common 58440J104 32 400 SH SOLE 400 0
MERCK & COMPANY Common 589331107 1689 27189.319 SH SOLE 15642 11547
MICROSOFT CORPORATION Common 594918104 21333 200778 SH SOLE 165474 35304
Morrison Management Spec. Common 618459101 2 75 SH SOLE 75 0
Motorola Inc. Common 620076109 71 500 SH SOLE 500 0
Myers Industries Inc. Common 628464109 33 2764 SH SOLE 0 2764
Mylan Laboratories Inc. Common 628530107 195 7088 SH SOLE 0 7088
NCR Corporation Common 62886E108 2 43 SH SOLE 0 43
NetOpix Corporation Common 64116F103 34 200 SH SOLE 200 0
Network Appliance Inc. Common 64120L104 33 400 SH SOLE 200 200
Norfolk Southern Corp. Common 655844108 26 1800 SH SOLE 1800 0
Novartis A G ADR Common 66987V109 1 14 SH SOLE 0 14
Nucor Corporation Common 670346105 125 2500 SH SOLE 2000 500
Occidential Pete Corp Del Common 674599105 2 100 SH SOLE 100 0
OLIN CORPORATION Common 680665205 40 2260 SH SOLE 2260 0
Oracle Corporation Common 68389X105 78 1000 SH SOLE 1000 0
PepsiCo Inc. Common 713448108 7 200 SH SOLE 0 200
PerkinElmer Inc. Common 714046109 11 160 SH SOLE 0 160
Pfizer Inc. Common 717081103 219 6000 SH SOLE 6000 0
PHILIP MORRIS COS. INC. Common 718154107 36 1716.133 SH SOLE 0 1716.1
Piedmont Natural Gas Co. Common 720186105 63 2400 SH SOLE 1600 800
Pitney Bowes Inc. Common 724479100 264 5900 SH SOLE 3100 2800
Primex Technologies Inc. Common 741597108 10 452 SH SOLE 452 0
Procter & Gamble Company Common 742718109 56 1000 SH SOLE 1000 0
PROGRESSIVE CORPORATION Common 743315103 3669 48230 SH SOLE 33370 14860
QUAKER OATS COMPANY Common 747402105 267 4403 SH SOLE 4403 0
Qualcomm Inc. Common 747525103 8691 58209 SH SOLE 17775 40434
R.H. Donnelley Corp. Common 74955W307 1 68 SH SOLE 28 40
Raytheon Company New Cl Com Cl A 755111309 0 16 SH SOLE 0 16
Reader's Digest Assoc I Cl A Com 755267101 0 9.963 SH SOLE 0 9.963
REUTERS Group PLC ADR ADR 76132M102 41 346 SH SOLE 0 346
ROYAL DUTCH PETROLEUM F Common 780257804 798 13860 SH SOLE 8000 5860
Ruby Tuesday Inc. Common 781182100 4 224 SH SOLE 224 0
SAP AKRIENGESELLSHAFT ADR 803054204 1195 20005 SH SOLE 9430 10575
Sara Lee Corporation Common 803111103 25 1400 SH SOLE 0 1400
SBC Communications Inc. Common 78387G103 142 3363 SH SOLE 3363 0
Schering-Plough Corp. Common 806605101 940 25578 SH SOLE 16800 8778
SCHLUMBERGER LTD Common 806857108 633 8279 SH SOLE 6284 1995
Scholastic Corporation Common 807066105 16 300 SH SOLE 300 0
Scientific-Atlanta Inc. Common 808655104 381 6000 SH SOLE 0 6000
SDL Incorporated Common 784076101 43 200 SH SOLE 200 0
Sears Roebuck & Co. Common 812387108 5 170 SH SOLE 170 0
Sigma-Aldridge Corp. Common 826552101 130 4832 SH SOLE 0 4832
SMITHKLINE BEECHAM plcADR ADR 832378301 2346 35519.062 SH SOLE 18503 17016
SONOCO Products Company Common 835495102 24 1039 SH SOLE 1039 0
Southern Company Common 842587107 9 400 SH SOLE 0 400
SunTrust Banks Inc. Common 867914103 193 3336 SH SOLE 0 3336
Tellabs Inc. Common 879664100 2540 40334 SH SOLE 24168 16166
The New York Times Cl."A" Cl A Com 650111107 208 4840 SH SOLE 3532 1308
THE SEAGRAM COMPANY LTD Common 811850106 828 13912 SH SOLE 12712 1200
Transocean Sedco Forex Common G90078109 87 1694 SH SOLE 1215 479
Triad Hospitals Inc. Common 89579K109 0 9 SH SOLE 9 0
Tricon Global Restaurants Common 895953107 0 10 SH SOLE 0 10
TRW INCORPORATED Common 872649108 12 200 SH SOLE 0 200
Tyco International LtdNEW Common 902124106 8924 178936 SH SOLE 138898 40038
U. S. West Inc. Common 91273H101 30 410 SH SOLE 410 0
UNITED TECHNOLOGIES CORP Common 913017109 82 1300 SH SOLE 0 1300
Universal Corporation VA Common 913456109 11 704.054 SH SOLE 704.054 0
Viacom Inc Cl Bnon-voting Cl B Com 925524308 21 406 SH SOLE 406 0
Viacom Inc. Cls A Voting Cl A Com 925524100 3 52 SH SOLE 52 0
Vlasic Foods Internationl Common 928559103 0 9 SH SOLE 9 0
Vodafone Airtouch PLC ADR ADR 92857T107 8536 153620 SH SOLE 97545 56075
WACHOVIA CORP. Common 929771103 693 10255 SH SOLE 3304 6951
Wackenhut Corp. Ser. A Srs A Com 929794105 70 5000 SH SOLE 5000 0
Wal*Mart de Mexico ADR Common 93114W107 5 187 SH SOLE 187 0
Wal-Mart Stores Inc. Common 931142103 44 800 SH SOLE 800 0
Walt Disney Company Common 254687106 856 20700 SH SOLE 8100 12600
Williams Companies Inc. Common 969457100 44 1000 SH SOLE 0 1000
Wolverine World Wide Inc. Common 978097103 111 10125 SH SOLE 0 10125
XTRA Corporation Common 984138107 84 2200 SH SOLE 0 2200
YADKIN VALLEY BANK & TRST Common 984308106 34 3264 SH SOLE 0 3264
Yahoo Inc. Equity 984332106 87 505 SH SOLE 400 105
Nuveen Municipal Val Fund Common 670928100 37 4333 SH SOLE 4333 0
Putnam Invt. Grd Muni Tr Common 746805100 298 25400 SH SOLE 25400 0
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Totals 125466 2511193.17 1511532.49 999661
</TABLE>
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