UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 12/31/1999
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Check here if Amendment [ ]; Amendment Number: ___
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: ARCHIE G. ALLEN, JR.
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Address: 747 SUMMIT STREET
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WINSTON-SALEM, NC 27101
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Form 13F File Number: 28-_____________________
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: ARCHIE G. ALLEN, JR.
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Title: INVESTMENT ADVISOR
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Phone: (336) 723-1640
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Signature, Place, and Date of Signing:
/S/ ARCHIE G. ALLEN WINSTON-SALEM, NC FEB. 12, 2000
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[Signature] [City, State] [Date]
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings
for this reporting manager are reported in this report and a portion
are reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
NONE
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Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: -0-
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Form 13F Information Table Entry Total: 209
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Form 13F Information Table Value Total: $ 126178.
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(thousands)
List of other Included Managers: NONE
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
NONE
<PAGE>
<TABLE>
<CAPTION>
13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-------- -------- -------- -------- -------- -------- -------- --------
VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER (X$1000) PRN AMT. PRN CALL DISCRETION MANAGERS SOLE NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C>
A. G. Edwards Inc. Common 281760108 90 2812 SH SOLE 0 2812
ABBOTT LABORATORIES Common 002824100 1278 35200 SH SOLE 33600 1600
ACNielsen Corporation Common 004833109 15 612 SH SOLE 46 566
AETNA LIFE & CASUALTY Common 008117103 7 122 SH SOLE 122 0
Albemarle Corporation Common 012653101 12 650 SH SOLE 650 0
ALLERGAN INC. Common 018490102 5 106.112 SH SOLE 0 106.112
Allergan Spec Therapeutic Cl A Com 018494104 0 2 SH SOLE 0 2
Alliant Techsystems Inc. Common 018804104 0 3 SH SOLE 0 3
Allstate Corporation Common 020002101 12 514 SH SOLE 514 0
ALLTEL Corporation Common 020039103 24 290 SH SOLE 290 0
America OnLine Inc Common 02364J104 1760 23192 SH SOLE 8072 15120
AMERICAN NAT BANKSHARES Common 027745108 27 1584 SH SOLE 0 1584
ANCHOR FINANCIAL CORP. Common 033036104 83 3000 SH SOLE 3000 0
Arch Chemicals Inc. Common 03937R102 24 1130 SH SOLE 1130 0
ASHLAND INC. Common 044204105 88 2666 SH SOLE 2666 0
Associates 1st Capital Cp Common 046008108 4 144 SH SOLE 0 144
AT & T Common 001957109 600 11810 SH SOLE 3845 7965
At Home Corporation Common 045919107 188 4394 SH SOLE 4394 0
Autoliv Inc. Common 052800109 12 405 SH SOLE 0 405
AXA Financial Inc. Common 002451102 7 200 SH SOLE 200 0
BankAmerica Corporation Common 060505104 313 6230 SH SOLE 4680 1550
BASS P.L.C. ADR ADR 069904209 2 157 SH SOLE 0 157
Bausch & Lomb Inc. Common 071707103 15 224 SH SOLE 0 224
BB&T Corp. Common 054937107 5578 203766 SH SOLE 78 203688
Beckman Coulter Inc. Common 075811109 3 54 SH SOLE 0 54
BELL ATLANTIC CORPORATION Common 077853109 178 2895.066 SH SOLE 2895.066 0
BELLSOUTH CORPORATION Common 079860102 856 18288 SH SOLE 7688 10600
BERGEN BRUNSWIG CORP. Cl A Com 083739102 71 8564 SH SOLE 8424 140
BERKSHIRE HATHAWAY INC. Cl A Com 084670108 112 2 SH SOLE 1 1
Biogen Inc. Common 090597105 138 1636 SH SOLE 1636 0
BJ's Wholesale Club Inc. Common 05548J106 55 1500 SH SOLE 1500 0
BRISTOL-MYERS SQUIBB CO. Common 110122108 1926 30000 SH SOLE 14800 15200
Campbell Soup Company Common 134429109 442 11434 SH SOLE 2434 9000
Carolina First Corp. Common 143877108 9 501 SH SOLE 0 501
CAROLINA POWER & LIGHT CO Common 144141108 1 28 SH SOLE 0 28
CCB FINANCIAL CORPORATION Common 124875105 184 4228 SH SOLE 4228 0
Cendant Corporation Common 151313103 41 1537 SH SOLE 0 1537
Centura Banks Inc. Common 15640T100 44 1000 SH SOLE 1000 0
CenturyTel Inc. Common 156700106 16 337 SH SOLE 0 337
CHAMPION INTL CORPORATION Common 158525105 7 108 SH SOLE 0 108
ChoicePoint Inc. Common 170388102 38 920 SH SOLE 920 0
CHUBB CORPORATION Common 171232101 158 2800 SH SOLE 2800 0
CIRCUIT CITY STORES INC. Common 172737108 36 800 SH SOLE 800 0
Cisco Systems Inc. Common 17275R102 1307 12201 SH SOLE 7985 4216
Citigroup Inc. Common 172967101 232 4159 SH SOLE 1459 2700
CNF Transportation Common 12612W104 35 1000 SH SOLE 1000 0
COCA COLA COMPANY Common 191216100 1700 29190.118 SH SOLE 18008 11182.12
Columbia/HCA HealthCareCp Common 197677107 5 187 SH SOLE 187 0
Commercial Net Lease Rlty Common 202218103 30 3000 SH SOLE 3000 0
COMPAQ COMPUTER CORP. Common 204493100 22 814 SH SOLE 814 0
Con. Freightways Corp. Common 209232107 4 500 SH SOLE 500 0
ConAgra Incorporated Common 205887102 65 2852 SH SOLE 2600 252
Conoco Inc. Class B Cl B Com 208251405 296 11910 SH SOLE 11910 0
Cordant Technology Inc. Common 218412104 10 316 SH SOLE 0 316
Costco Wholesale Corp. Common 22160K105 27 300 SH SOLE 300 0
Cubic Corporation Common 229669106 30 1350 SH SOLE 0 1350
Delhaize America Inc CL A Cl A Com 246688105 47 2300 SH SOLE 2000 300
Delhaize America Inc CL B Cl B Com 246688204 13 600 SH SOLE 300 300
Delphi Automotive Systems Common 247126105 1 92 SH SOLE 0 92
Diebold Inc. Common 253651103 6 250 SH SOLE 0 250
DORCHESTER HUGOTON LTD Dep Rcpt 258205202 1 120 SH SOLE 0 120
DOW CHEMICAL COMPANY Common 260543103 40 300 SH SOLE 300 0
DU PONT EI DE NEMOURS &CO Common 263534109 373 5664 SH SOLE 5664 0
Duke Energy Corporation Common 264399106 293 5848 SH SOLE 3998 1850
DUN & BRADSTREET CORP. Common 26483B106 10 340 SH SOLE 140 200
E TEK Dynamics Inc. Common 269240107 13 100 SH SOLE 100 0
Eastman Chemical Company Common 277432100 4 87 SH SOLE 0 87
Electronic Data Systems Common 285661104 10 156 SH SOLE 100 56
ELI LILLY & COMPANY Common 532457108 851 12800 SH SOLE 12800 0
EMERSON ELECTRIC COMPANY Common 291011104 124 2154 SH SOLE 1800 354
Engelhard Corporation Common 292845104 52 2729 SH SOLE 2229 500
EQUIFAX INCORPORATED Common 294429105 111 4731.576 SH SOLE 4731.576 0
Exxon Mobil Corporation Common 30231G102 424 5260 SH SOLE 0 5260
Family Dollar Stores Common 307000109 7 450 SH SOLE 0 450
FDX Corporation Holding Common 31304N107 1678 41000 SH SOLE 0 41000
Federal National Mortgage Common 313586109 31 500 SH SOLE 0 500
First Charter Corporation Common 319439105 85 5700 SH SOLE 5700 0
First Data Corporation Common 319963104 10 200 SH SOLE 200 0
FIRST UNION CORPORATION Common 337358105 307 9307.897 SH SOLE 78 9229.897
FORD MOTOR COMPANY Common 345370100 15 276 SH SOLE 0 276
Fortune Brands Inc. Common 349631101 106 3200 SH SOLE 1000 2200
Gartner Group Class B Cl B Com 366651206 14 998 SH SOLE 556 442
GENERAL ELECTRIC COMPANY Common 369604103 3614 23357 SH SOLE 21250 2107
GENERAL MOTORS CLASS H Cl H Com 370442832 2 16 SH SOLE 0 16
GENERAL MOTORS CORP Common 370334104 10 132 SH SOLE 0 132
Georgia Pacific Timber Gp Common 373298702 2 100 SH SOLE 0 100
Georgia-Pacific Corp. Common 373298108 10 200 SH SOLE 0 200
Glaxo Welcome Plc ADR ADR 37733W105 262 4689 SH SOLE 2689 2000
Glenayre Technologies Inc Common 377899109 1 61 SH SOLE 0 61
GTE Corporation Common 362320103 58 820 SH SOLE 820 0
Guidant Corporation Common 401698105 20 432 SH SOLE 432 0
H. J. HEINZ COMPANY Common 423074103 385 9660 SH SOLE 8460 1200
Halliburton Co Holdings Common 406216101 32 800 SH SOLE 0 800
Harrah's Entertainment Common 413619107 22 837 SH SOLE 0 837
Harris Corporation Common 413875105 5 200 SH SOLE 200 0
HEARTLAND EXPRESS INC. Common 422347104 742 47139 SH SOLE 30048 17091
Helmerich & Payne Inc. Common 423452101 14 662 SH SOLE 0 662
Hewlett Packard Company Common 428236103 11 100 SH SOLE 0 100
Hilton Hotel Corporation Common 432848109 12 1241 SH SOLE 0 1241
Hispanic Broadcasting Cp. Cl A Com 43357B104 231 2500 SH SOLE 1500 1000
Homebase Inc. Common 43738E108 2 750 SH SOLE 750 0
Honeywell International Common 438506107 183 3165 SH SOLE 0 3165
Household International Common 441815107 91 2453 SH SOLE 0 2453
I. B. M. CORPORATION Common 459200101 220 2039.254 SH SOLE 1504 535.254
ICN Pharmaceuticals Common 448924100 56 2200 SH SOLE 1700 500
IMS Health Incorporated Common 449934108 209 7680 SH SOLE 4280 3400
INGERSOLL-RAND COMPANY Common 456866102 13 240 SH SOLE 240 0
Insteel Industries Inc. Common 45774W108 40 4392 SH SOLE 4392 0
INTEL Corporation Common 458140100 2044 24830 SH SOLE 7638 17192
INTERPUBLIC GROUP COS INC Common 460690100 727 12600 SH SOLE 12600 0
Intuit Inc. Common 461202103 1359 22680 SH SOLE 9000 13680
Irvine Sensors Corp. Common 463664102 0 100 SH SOLE 100 0
J C Penny Company Common 708160106 65 3265 SH SOLE 0 3265
JDS Uniphase Corporation Common 46612J101 69 425 SH SOLE 100 325
JEFFERSON PILOT CORP Common 475070108 85 1240 SH SOLE 0 1240
JOHNSON & JOHNSON Common 478160104 957 10264.41 SH SOLE 8600 1664.41
JOHNSON CONTROLS INC. Common 478366107 88 1552 SH SOLE 800 752
KELLOGG COMPANY Common 487836108 96 3124 SH SOLE 1284 1840
Kimberly Clark Corp. Common 494368103 89 1364 SH SOLE 0 1364
Lanier Worldwide Inc. Common 51589L105 1 200 SH SOLE 200 0
Leap Wireless Intl. Inc. Common 521863100 89 1137 SH SOLE 0 1137
Level 3 Communications In Common 52729N100 207 2525 SH SOLE 1825 700
LifePoint Hospitals Inc. Common 53219L109 0 9 SH SOLE 9 0
Ligand Pharm Inc Warrant Wt B 53220K116 0 4 CALL SOLE 0 4
LOEWS Corporation Common 540424108 36 600 SH SOLE 0 600
LONGS DRUG STORES Common 543162101 46 1800 SH SOLE 1800 0
Lowes Companies Inc. Common 548661107 135 2260 SH SOLE 1460 800
LSB Bankshares Inc. Common 502158108 258 16381.6 SH SOLE 16119 262.6
Lucent Technologies Inc. Common 549463107 2315 30868.547 SH SOLE 16208 14660.55
MARSH & MCLENNAN INC Common 571748102 344 3600 SH SOLE 1800 1800
MBNA Corporation Common 55262L100 19744 724560.5 SH SOLE 513394.5 211166
MCDONALDS CORPORATION Common 580135101 983 24385 SH SOLE 23985 400
MCI WorldCom Inc. Common 55268B106 171 3222 SH SOLE 672 2550
McKesson Hboc Inc. Common 58155Q103 313 13912 SH SOLE 621 13291
MediaOne Group Inc. Common 58440J104 31 400 SH SOLE 400 0
MERCK & COMPANY Common 589331107 1827 27186.923 SH SOLE 15642 11544.92
MICROSOFT CORPORATION Common 594918104 23324 199778 SH SOLE 164474 35304
Morrison Management Spec. Common 618459101 2 75 SH SOLE 75 0
Motorola Inc. Common 620076109 74 500 SH SOLE 500 0
Myers Industries Inc. Common 628464109 44 2764 SH SOLE 0 2764
Mylan Laboratories Inc. Common 628530107 239 9488 SH SOLE 0 9488
NCR Corporation Common 62886E108 13 335 SH SOLE 62 273
NetOpix Corporation Common 64116F103 13 200 SH SOLE 200 0
Norfolk Southern Corp. Common 655844108 37 1800 SH SOLE 1800 0
Nucor Corporation Common 670346105 137 2500 SH SOLE 2000 500
Occidential Pete Corp Del Common 674599105 2 100 SH SOLE 100 0
Ogden Corporation Common 676346109 1 100 SH SOLE 0 100
Old Republic Int'l Corp. Common 680223104 13 940 SH SOLE 0 940
OLIN CORPORATION Common 680665205 45 2260 SH SOLE 2260 0
PepsiCo Inc. Common 713448108 7 200 SH SOLE 0 200
PerkinElmer Inc. Common 714046109 7 160 SH SOLE 0 160
Pfizer Inc. Common 717081103 195 6000 SH SOLE 6000 0
PHILIP MORRIS COS. INC. Common 718154107 37 1607.783 SH SOLE 0 1607.783
Piedmont Natural Gas Co. Common 720186105 102 3400 SH SOLE 1600 1800
Pitney Bowes Inc. Common 724479100 285 5900 SH SOLE 3100 2800
Primex Technologies Inc. Common 741597108 9 452 SH SOLE 452 0
PROGRESSIVE CORPORATION Common 743315103 3161 43230 SH SOLE 31670 11560
QUAKER OATS COMPANY Common 747402105 325 4950 SH SOLE 4950 0
Qualcomm Inc. Common 747525103 9860 55984 SH SOLE 16000 39984
R.H. Donnelley Corp. Common 74955W307 1 68 SH SOLE 28 40
Raytheon Company New Cl A Com Cl A 755111309 0 16 SH SOLE 0 16
Reader's Digest Assoc Inc Cl A Com 755267101 0 9.907 SH SOLE 0 9.907
REUTERS Group PLC ADR ADR 76132M102 28 346 SH SOLE 0 346
ROYAL DUTCH PETROLEUM F Common 780257804 839 13860 SH SOLE 8000 5860
Ruby Tuesday Inc. Common 781182100 4 224 SH SOLE 224 0
SAP AKRIENGESELLSHAFT ADR 803054204 1042 20005 SH SOLE 9430 10575
Sara Lee Corporation Common 803111103 31 1400 SH SOLE 0 1400
SBC Communications Inc. Common 78387G103 164 3363 SH SOLE 3363 0
Schering-Plough Corp. Common 806605101 1084 25578 SH SOLE 16800 8778
SCHLUMBERGER LTD Common 806857108 493 8779 SH SOLE 6284 2495
Scholastic Corporation Common 807066105 19 300 SH SOLE 300 0
Scientific-Atlanta Inc. Common 808655104 168 3000 SH SOLE 0 3000
Sears Roebuck & Co. Common 812387108 5 170 SH SOLE 170 0
Sigma-Aldridge Corp. Common 826552101 266 8832 SH SOLE 0 8832
SMITHKLINE BEECHAM plcADR ADR 832378301 2277 35511.961 SH SOLE 18503 17008.96
SONOCO Products Company Common 835495102 24 1039 SH SOLE 1039 0
Southern Company Common 842587107 9 400 SH SOLE 0 400
Standard Commercial Corp. Common 853258101 10 2933 SH SOLE 2933 0
Starwood Hotels PairedCTF Common 85590A203 155 6606.765 SH SOLE 5656.765 950
SunTrust Banks Inc. Common 867914103 230 3336 SH SOLE 0 3336
Tellabs Inc. Common 879664100 2473 38534 SH SOLE 22368 16166
TEXACO INC. Common 881694103 43 800 SH SOLE 800 0
The New York Times Cl."A" Cl A Com 650111107 238 4840 SH SOLE 3532 1308
THE SEAGRAM COMPANY LTD. Common 811850106 623 13912 SH SOLE 12712 1200
Transocean Sedco Forex In Common G90078109 22 644.52 SH SOLE 620.32 24.2
Triad Hospitals Inc. Common 89579K109 0 9 SH SOLE 9 0
Tricon Global Restaurants Common 895953107 0 10 SH SOLE 0 10
TRW INCORPORATED Common 872649108 10 200 SH SOLE 0 200
Tyco International LtdNEW Common 902124106 6918 177388 SH SOLE 137350 40038
U. S. West Inc. Common 91273H101 30 410 SH SOLE 410 0
Union Pacific Corporation Common 907818108 3 65 SH SOLE 65 0
UNITED TECHNOLOGIES CORP Common 913017109 85 1300 SH SOLE 0 1300
Universal Corporation VA Common 913456109 16 697.93 SH SOLE 697.93 0
Viacom Inc Cl Bnon-voting Cl B Com 925524308 25 406 SH SOLE 406 0
Viacom Inc. Cls A Voting Cl A Com 925524100 3 52 SH SOLE 52 0
Vlasic Foods Internationl Common 928559103 5 909 SH SOLE 9 900
Vodafone Airtouch PLC ADR ADR 92857T107 7520 151920 SH SOLE 95845 56075
WACHOVIA CORP. Common 929771103 697 10255 SH SOLE 3304 6951
Wackenhut Corp. Ser. A Srs A Com 929794105 85 5700 SH SOLE 5000 700
Wackenhut Corp. Ser. B Srs B Com 929794303 15 1487 SH SOLE 0 1487
Wal-Mart Stores Inc. Common 931142103 55 800 SH SOLE 800 0
Walt Disney Company Common 254687106 698 23850 SH SOLE 11250 12600
WEYERHAUSER COMPANY Common 962166104 54 750 SH SOLE 0 750
Williams Companies Inc. Common 969457100 31 1000 SH SOLE 0 1000
Wolverine World Wide Inc Common 978097103 111 10125 SH SOLE 0 10125
XTRA Corporation Common 984138107 94 2200 SH SOLE 0 2200
YADKIN VALLEY BANK & TRST Common 984308106 53 3264 SH SOLE 0 3264
Nuveen Municipal Val Fund Common 670928100 34 4333 SH SOLE 4333 0
Putnam Invt. Grd Muni Tr Common 746805100 281 25400 SH SOLE 25400 0
Totals 126178 2568912 1547332 1021580
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