-------------------------------------
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Expires: October 31, 2000
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-------------------------------------
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 1999
-------------------
Check here if Amendment [ ]; Amendment Number:
--------------------
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Banco Santander, S.A.
Address: New York Branch
45 East 53rd Street
New York, NY 10022
Form 13F File Number: 28-______________
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Gonzalo de Las Heras
Title: Executive Vice President, Banco Santander Central Hispano, S.A.
Phone: 212-350-3444
Signature, Place, and Date of Signing:
/s/ Gonzalo de las Heras New York, NY October 14, 1999
---------------------------- ------------- ----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[x] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-6420 Soros Fund Management LLC
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 3
Form 13F Information Table Entry Total: 270
Form 13F Information Table Value Total: $1,843,373
-------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column
headings and list entries.]
No. Form 13F File Number Name
1. 28-__ _______________ Banco Santander Trust & Banking
Corporation Limited
2. 28-__ _______________ Santander Investment Securities Inc.
3. 28-__ _______________ Santander Financial Products
[Repeat as necessary.]
<PAGE>
-------------------------------------
OMB APPROVAL
-------------------------------------
OMB Number: 3235-006
Expires: October 31, 2000
Estimated average
burden hours per
response: 24.7
-------------------------------------
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 1999
-------------------
Check here if Amendment [ ]; Amendment Number:
--------------------
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Banco Santander Trust & Banking Corporation Limited
Address: Bahamas Financial Centre, Charlotte & Suirley Street
Nassau, Bahamas
Form 13F File Number: 28-______________
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Jose Lozada
Title: Vice President and General Manager
Phone: 242-326-2002
Signature, Place, and Date of Signing:
/s/ Jose Lozada Nassau, Bahamas October 5, 1999
---------------------------- --------------- ---------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[x] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
28- Banco Santander, S.A
<PAGE>
-------------------------------------
OMB APPROVAL
-------------------------------------
OMB Number: 3235-006
Expires: October 31, 2000
Estimated average
burden hours per
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-------------------------------------
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 1999
-------------------
Check here if Amendment [ ]; Amendment Number:
--------------------
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Santander Investment Securities Inc.
Address: 45 East 53rd Street
New York, NY 10022
Form 13F File Number: 28-______________
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Ricardo Mandelbaum
Title: Chief Executive Officer
Phone: 212-297-1383
Signature, Place, and Date of Signing:
/s/ Ricardo Mandelbaum New York, NY October 10, 1999
---------------------------- --------------- ----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[x] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28- Banco Santander, S.A
<PAGE>
-------------------------------------
OMB APPROVAL
-------------------------------------
OMB Number: 3235-006
Expires: October 31, 2000
Estimated average
burden hours per
response: 24.7
-------------------------------------
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 1999
-------------------
Check here if Amendment [ ]; Amendment Number:
--------------------
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Santander Financial Products
Address: 45 East 53rd Street
New York, NY 10022
Form 13F File Number: 28-______________
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Michael McInerney
Title: Managing Director
Phone: 35-31-475-7850
Signature, Place, and Date of Signing:
/s/ Michael McInerney Dublin, Ireland October 9, 1999
---------------------------- --------------- ---------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[x] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
28- Banco Santander, S.A
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
Column 8:
Column 5: Voting Authority
--------------------- (Shares)
Column 2: Column 3: Column 4: Shares or Column 6: Column 7: ---------------------
Column 1: Title of CUSIP Value Principal Sh/ Put/ Investment Other
Name of Issuer Class Number (x $1000) Amount Prn Call Discretion Managers Sole Shared None
-------------- -------- --------- --------- -------- --- ---- -------------- -------- --------- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AMR CORP COM 001765106 2,108 35,524 Sh Shared-Defined 35,524
AT&T CORP COM 001957109 4,421 58,730 Sh Shared-Defined X
AT & T CORP CALL 001957909 6 200,000 Call Shared-Defined
ALCOA INC COM 013817101 472 11,417 Sh Shared-Defined 11,417
ALLSTATE CORP COM 020002101 764 20,600 Sh Shared-Defined 20,600
ALTERA CORP COM 021441100 2,529 42,500 Sh Shared-Defined 42,500
AMERICA ONLINE INC
DEL COM 02364J104 4,651 31,397 Sh Shared-Defined 31,397
AMERICA ONLINE INC
DEL COM 02364J104 218 90 Sh Shared-Defined 2 90
AMERICA ONLINE INC
DEL PUT 02364J954 269 25,000 Put Shared-Defined 25,000
AMERICAN EXPRESS CO COM 025816109 1,433 11,932 Sh Shared-Defined 11,932
AMERICAN INTL GROUP
INC COM 026874107 3,402 28,182 Sh Shared-Defined 28,182
AMGEN INC COM 031162100 674 9,000 Sh Shared-Defined 9,000
ANHEUSER BUSCH COS
INC COM 035229103 712 9,400 Sh Shared-Defined 9,400
AO TATNEFT SPONS ADR RG S 03737P306 55 20,000 Sh Shared-Defined 20,000
APPLIED MAGNETICS CP
DEL COM 038213104 42 10,001 Sh Shared-Defined 10,001
APPLIED MAGNETICS CP
DEL COM 038213104 78 18,600 Sh Shared-Defined 2 18,600
APPLIED MATLS INC COM 038222105 5,028 81,500 Sh Shared-Defined 81,500
APPLIED MATLS INC COM 038222105 1,058 17,154 Sh Shared-Defined 17,154
ARACRUZ CELULOSE S A SPNSR ADR CL B 038496204 363 25,000 Sh Shared-Defined 25,000
ASCEND COMMUNICATIONS
INC COM 043491109 2,025 24,200 Sh Shared-Defined 24,200
AT HOME CORP COM SER A 045919107 7,088 45,000 Sh Shared-Defined 45,000
BANCO BILBAO VIZCAYA
INTL GIBR SPONSORED ADR 059456103 204 7,570 Sh Shared-Defined X
BANCO BILBAO VIZCAYA
INTL GIBR SP ADR PREF C 059456301 676 26,100 Sh Shared-Defined X
BANCO BILBAO VIZCAYA
INTL GIBR SP ADR PREF C 059456301 908 35,075 Sh Shared-Defined 2 35,075
BANCO BILBAO VIZCAYA
INTL GIBR SPNS ADR GTD E 059456400 625 24,171 Sh Shared-Defined X
BANCO BILBAO VIZCAYA
INTL GIBR SPNS ADR GTD E 059456400 541 20,922 Sh Shared-Defined 2 20,922
BANCO BILBAO VIZCAYA
S A SPONSORED ADR 059458208 250 17,000 Sh Shared-Defined 2 17,000
BANCO BILBAO VIZCAYA
S A SPONSORED ADR 059458208 225 15,311 Sh Shared-Defined 15,311
BANCO DE GALICIA Y
BUENOS AIRE SPNS ADR B NEW 059538207 311 16,350 Sh Shared-Defined 2 16,350
BANCO FRANCES DEL
RIO DE LA PL SPONSORED ADR 059591107 497 11,000 Sh Shared-Defined 2 11,000
BANCO RIO DE LA
PLATA SA SPONS ADR CL B 059644104 39,272 4,080,200 Sh Shared-Defined 2 4,080,200
BANCO RIO DE LA
PLATA SA SPONS ADR CL B 059644104 201,289 15,483,800 Sh Shared-Defined 1 15,483,800
<PAGE>
Column 8:
Voting Authority
Column 5: (Shares)
--------------------- ---------------------
Column 2: Column 3: Column 4: Shares of Column 6: Column 7: (Shares)
Column 1: Title of CUSIP Value Principal Sh/ Put/ Investment Other
Name of Issuer Class Number (x $1000) Amount Prn Call Discretion Managers Sole Shared None
-------------- -------- --------- --------- -------- --- ---- -------------- -------- --------- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BANCO RIO DE LA
PLATA SA SPONS ADR CL B 059644104 2,375 246,720 Sh Shared-Defined 246,720
BANCO SANTANDER P R
SAN JUAN COM 059646109 256 12,800 Sh Shared-Defined 12,800
BANCO SANTANDER
CHILE SPON ADR SER A 05965F108 167,287 11,154,150 Sh Shared-Defined 2 11,154,150
BANCO SANTANDER
CHILE SPON ADR SER A 05965F108 196,128 13,410,477 Sh Shared-Defined 1 13,410,477
BANCOLOMBIA S A SPNS ADR 4PREF 05968L102 2,861 618,650 Sh Shared-Defined 2 618,650
BANCOLOMBIA S A SPNS ADR 4PREF 05968L102 1,423 235,750 Sh Shared-Defined 3 235,750
BANKAMERICA CORP
NEW COM 06605F102 1,471 20,828 Sh Shared-Defined 20,828
BANKBOSTON CORP COM 06605R106 415 9,479 Sh Shared-Defined 9,479
BECTON DICKINSON &
CO COM 075887109 913 23,827 Sh Shared-Defined 23,827
BELL ATLANTIC CORP COM 077853109 786 15,004 Sh Shared-Defined 15,004
BELLSOUTH CORP COM 079860102 889 12,200 Sh Shared-Defined 12,200
BERKSHIRE HATHAWAY
INC DEL CL B 084670207 257 107 Sh Shared-Defined 107
BRISTOL MYERS SQUIBB
CO COM 110122108 2,095 22,408 Sh Shared-Defined 22,408
BROADCAST COM INC COM 111310108 2,600 22,000 Sh Shared-Defined 22,000
BROADCOM CORP CL A 111320107 1,541 25,000 Sh Shared-Defined 25,000
BURLINGTON RES INC COM 122014103 4,946 123,850 Sh Shared-Defined 123,850
BURLINGTON RES INC CALL 122014903 323 55,000 Call Shared-Defined
CBS CORP COM 12490K107 1,813 44,088 Sh Shared-Defined 44,088
CIGNA CORP COM 125509109 1,480 17,612 Sh Shared-Defined 17,612
CVS CORP COM 126650100 783 15,940 Sh Shared-Defined 15,940
CAPITAL ONE FINL CORP COM 14040H105 332 2,200 Sh Shared-Defined 2,200
CARNIVAL CORP COM 143658102 597 12,300 Sh Shared-Defined 12,300
CASE CORP COM 14743R103 3,032 119,500 Sh Shared-Defined 119,500
CATERPILLAR INC DEL COM 149123101 2,756 60,000 Sh Shared-Defined 60,000
CENTRAL PAC
MINERALS NL ADR NEW 154762306 691 69,503 Sh Shared-Defined 69,503
CHASE MANHATTAN
CORP NEW COM 16161A108 3,054 37,481 Sh Shared-Defined 37,481
CISCO SYS INC COM 17275R102 4,898 52,978 Sh Shared-Defined 52,978
CITIGROUP INC COM 172967101 2,071 31,838 Sh Shared-Defined 31,838
COCA COLA CO COM 191216100 3,383 54,821 Sh Shared-Defined 54,821
COCA-COLA FEMSA S A
DE C V SPON ADR REP L 191241108 215 13,200 Sh Shared-Defined 13,200
COLGATE PALMOLIVE CO COM 194162103 1,010 10,977 Sh Shared-Defined 10,977
COMPANHIA BRASILEIRA
DE DISTRB ADR 20440T201 878 60,000 Sh Shared-Defined 2 60,000
COMPANHIA BRASILEIRA
DE DISTRB ADR 20440T201 294 20,100 Sh Shared-Defined 20,100
COMPANHIA PARANAENSE
ENERG COP SPONS ADR PFD 20441B407 472 63,504 Sh Shared-Defined X
COMPANIA ANONIMA
NACIONL TEL SPN ADR 7D SHS 204421101 268 15,000 Sh Shared-Defined 15,000
COMPANIA ANONIMA
NACIONL TEL SPN ADR 7D SHS 204421101 2,672 105,000 Sh Shared-Defined 1 105,000
2
<PAGE>
Column 8:
Voting Authority
Column 5: (Shares)
--------------------- ---------------------
Column 2: Column 3: Column 4: Shares of Column 6: Column 7: (Shares)
Column 1: Title of CUSIP Value Principal Sh/ Put/ Investment Other
Name of Issuer Class Number (x $1000) Amount Prn Call Discretion Managers Sole Shared None
-------------- -------- --------- --------- -------- --- ---- -------------- -------- --------- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMPANIA ANONIMA
NACIONL TEL SPN ADR 7D SHS 204421101 6,489 236,900 Sh Shared-Defined 2 236,900
COMPANIA CERVECERIAS
UNIDAS SA SPONSORED ADR 204429104 485 22,257 Sh Shared-Defined 2 22,257
COMPANIA DE MINAS
BUENAVENTURAS PNS ADR SER B 204448104 186 14,300 Sh Shared-Defined 14,300
COMPANIA DE MINAS
BUENAVENTURAS PNS ADR SER B 204448104 144 10,034 Sh Shared-Defined 2 10,034
COMPANIA DE
TELECOMUNICS CHILE SPNSRD ADR NEW 204449300 7,408 314,997 Sh Shared-Defined 314,997
COMPANIA DE
TELECOMUNIC CHILE SPNSRD ADR NEW 204449300 8,333 245,200 Sh Shared-Defined 3 245,200
COMPANIA DE
TELECOMUNICS CHILE SPNSRD ADR NEW 204449300 1,351 65,300 Sh Shared-Defined 1 65,300
COMPANIA DE
TELECOMUNICS CHILE SPNSRD ADR NEW 204449300 8,683 278,200 Sh Shared-Defined 2 278,200
COMPAQ COMPUTER CORP COM 204493100 9,453 323,500 Sh Shared-Defined 323,500
CONOCO INC CL A 208251306 5,281 215,000 Sh Shared-Defined 215,000
CONSECO INC COM 208464107 646 20,928 Sh Shared-Defined 20,928
CONTROLADORA COML
MEX SA DE CVGDR 21238A206 367 18,700 Shared-Defined 2 18,700
CRISTALERIAS DE
CHILE S A SPONSORED ADR 226714103 288 20,000 Sh Shared-Defined 2 20,000
CROWN CORK & SEAL
INC COM 228255105 226 7,900 Sh Shared-Defined 7,900
DTE ENERGY CO COM 233331107 323 8,400 Sh Shared-Defined 8,400
DAYTON HUDSON CORP COM 239753106 207 3,100 Sh Shared-Defined 3,100
DEERE & CO COM 244199105 3,011 77,950 Sh Shared-Defined 77,950
DELL COMPUTER CORP COM 247025109 1,139 27,658 Sh Shared-Defined 27,658
DELL COMPUTER CORP PUT 247025959 3 50,000 Put Shared-Defined 50,000
DELTA AIR LINES INC
DEL COM 247361108 431 6,200 Sh Shared-Defined 62,00
DESC S A DE C V SPONSRD ADR C 250309101 1,759 69,700 Sh Shared-Defined 2 69,700
DESC S A DE C V SPONSRD ADR C 250309101 404 16,247 Sh Shared-Defined 16,247
DISNEY WALT CO COM 254687106 4,029 244,258 Sh Shared-Defined 244,258
DOW CHEM CO COM 260543103 457 4,900 Sh Shared-Defined 4,900
DU PONT E I DE
NEMOURS & CO COM 263534109 290 5,000 Sh Shared-Defined 5,000
E M C CORP MASS COM 268648102 3,002 23,500 Sh Shared-Defined 23,500
E M C CORP MASS COM 268648102 830 6,500 Sh Shared-Defined 6,500
EASTMAN KODAK CO COM 277461109 792 12,312 Sh Shared-Defined 12,312
ECHOSTAR
COMMUNICATIONS NEW CL A 278762109 816 10,000 Sh Shared-Defined 10,000
EMBOTELLADORA
ANDINA S A SPONS ADR A 29081P204 750 46,500 Sh Shared-Defined 2 46,500
EMBOTELLADORA
ANDINA S A SPONS ADR B 29081P303 671 53,700 Sh Shared-Defined 2 53,700
EMPRESAS ICA SOCIEDAD
CONTRLAD SPONSORED ADR 292448107 297 58,000 Sh Shared-Defined 58,000
EMPRESAS LA MODERNA
S A DE C V SPON ADR REP A 292449105 238 10,000 Sh Shared-Defined 2 10,000
EMPRESAS LA MODERNA
S A DE C V SPON ADR REP A 292449105 568 24,000 Sh Shared-Defined 24,000
EMPRESA NACIONAL
DE ELCTRCIDAD SPONSORED ADR 29244T101 905 380,224 Sh Shared-Defined 380,224
EMPRESA NACIONAL
DE ELCTRCIDAD SPONSORED ADR 29244T101 942 67,300 Sh Shared-Defined 2 67,300
3
<PAGE>
Column 8:
Voting Authority
Column 5: (Shares)
--------------------- ---------------------
Column 2: Column 3: Column 4: Shares of Column 6: Column 7: (Shares)
Column 1: Title of CUSIP Value Principal Sh/ Put/ Investment Other
Name of Issuer Class Number (x $1000) Amount Prn Call Discretion Managers Sole Shared None
-------------- -------- --------- --------- -------- --- ---- -------------- -------- --------- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
EMPRESA NACIONAL
DE ELCTRCIDAD SPONSORED ADR 29244T101 1,877 133,500 Sh Shared-Defined 2 133,500
ENDESA S A SPONSORED ADR 29258N107 879 35,330 Sh Shared-Defined 35,330
ENERSIS S A SPONSORED ADR 29274F104 3,269 33,500 Sh Shared-Defined 2 33,500
ENERSIS S A SPONSORED ADR 29274F104 666 25,800 Sh Shared-Defined 25,800
ENRON CORP COM 293561106 7,068 110,000 Sh Shared-Defined 110,000
EXCITE INC COM 300904109 584 4,200 Sh Shared-Defined 4,200
EXXON CORP COM 302290101 6,159 86,689 Sh Shared-Defined 86,689
FDX CORP COM 31304N107 1,144 12,296 Sh Shared-Defined 12,296
FEDERAL HOME LN MTG
CORP COM 313400301 487 8,500 Sh Shared-Defined 8,500
FEDERAL NATL MTG
ASSN COM 313586109 2,714 39,254 Sh Shared-Defined 39,254
FIRST AMERN FINL
CORP COM 318522307 199 12,600 Sh Shared-Defined 12,600
FLEET FINL GROUP
INC NEW COM 338915101 309 8,200 Sh Shared-Defined 8,200
FLUOR CORP COM 343861100 294 10,900 Sh Shared-Defined 10,900
FOMENTO ECONOMICO
MEXICANO SA SPND ADR FEMSA 344419106 770 20,900 Sh Shared-Defined 2 20,900
FOMENTO ECONOMICO
MEXICANO SA SPND ADR FEMSA 344419106 950 30,600 Sh Shared-Defined 30,600
FONIX CORP DEL COM 34459U108 23 20,000 Sh Shared-Defined 20,000
FORD MTR CO DEL COM 345370100 995 17,525 Sh Shared-Defined 17,525
FORE SYSTEMS INC COM 345449102 1,513 80,000 Sh Shared-Defined 80,000
FORE SYSTEMS CALL 345449902 94 75,000 Call Shared-Defined
FORMULAB
NEURONETICS LTD SPONSORED ADR 346416100 30 118,900 Sh Shared-Defined 118,900
GTE CORP COM 362320103 1,291 21,470 Sh Shared-Defined 21,470
GAP INC DEL COM 364760108 1,749 25,976 Sh Shared-Defined 25,976
GATEWAY 2000 INC COM 367833100 2,057 30,000 Sh Shared-Defined 30,000
GENER S A SPONSORED ADR 368731105 470 23,513 Sh Shared-Defined 3 23,513
GENER S A SPONSORED ADR 368731105 643 25,913 Sh Shared-Defined 1 25,913
GENERAL ELEC CO COM 369604103 10,402 92,545 Sh Shared-Defined 92,545
GENERAL MAGIC INC COM 370253106 36 10,000 Sh Shared-Defined 10,000
GENERAL MTRS CORP COM 370442105 1,590 18,106 Sh Shared-Defined 18,106
GEORGIA PAC CORP COM GA PAC GRP 373298108 460 6,200 Sh Shared-Defined 6,200
GILLETTE CO COM 375766102 1,531 25,494 Sh Shared-Defined 25,494
GLOBAL TELESYSTEMS
GROUP COM 37936U104 2,797 50,000 Sh Shared-Defined 50,000
GRUPO IMSA S A DE
C V SPONS ADR 3B2C 40048T106 427 28,000 Sh Shared-Defined 28,000
GRUPO TRIBASA S A
DE C V SPONSORED ADR 40049F105 16 10,000 Sh Shared-Defined 2 10,000
GRUPO TELEVISA SA
DE CV SPN ADR REPORD 40049J206 7,973 254,620 Sh Shared-Defined 254,620
GRUPO ELEKTRA SA
DE CV GLOBL DEP RCPT 40050A102 824 126,800 Sh Shared-Defined 2 126,800
GUIDANT CORP COM 401698105 333 5,500 Sh Shared-Defined 5,500
4
<PAGE>
Column 8:
Voting Authority
Column 5: (Shares)
--------------------- ---------------------
Column 2: Column 3: Column 4: Shares of Column 6: Column 7: (Shares)
Column 1: Title of CUSIP Value Principal Sh/ Put/ Investment Other
Name of Issuer Class Number (x $1000) Amount Prn Call Discretion Managers Sole Shared None
-------------- -------- --------- --------- -------- --- ---- -------------- -------- --------- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
HALLIBURTON CO COM 406216101 3,080 80,000 Sh Shared-Defined 80,000
HALLIBURTON CO CALL 406216901 188 50,000 Call Shared-Defined
HEWLETT PACKARD CO COM 428236103 1,219 18,020 Sh Shared-Defined 18,020
HOME DEPOT INC COM 437076102 1,097 17,616 Sh Shared-Defined 17,616
HOUSEHOLD INTL INC COM 441815107 10,593 231,000 Sh Shared-Defined 231,000
HOUSEHOLD INTL INC CALL 441815907 313 100,000 Call Shared-Defined
INKTOMI CORP COM 457277101 643 7,500 Sh Shared-Defined 7,500
INTEL CORP COM 458140100 4,660 41,477 Sh Shared-Defined 41,477
INTEL CORP CALL 458140900 450 50,000 Call Shared-Defined
INTERNATIONAL
BUSINESS MACHS COM 459200101 5,274 29,502 Sh Shared-Defined 29,502
INTERNEURON
PHARMACEUTICALS COM 460573108 29 10,000 Sh Shared-Defined 10,000
INTUIT COM 461202103 102 1,000 Sh Shared-Defined 1,000
JOHNSON & JOHNSON COM 478160104 2,505 26,770 Sh Shared-Defined 26,770
KOREA FD COM 500634100 250 24,200 Sh Shared-Defined 24,200
KROGER CO COM 501044101 781 13,084 Sh Shared-Defined 13,084
LABORATORIO CHILE SA ADR 50540H104 2,170 68,000 Sh Shared-Defined 2 68,000
LILLY ELI & CO COM 532457108 3,522 40,906 Sh Shared-Defined 40,906
LOCKHEED MARTIN CORP COM 539830109 206 5,475 Sh Shared-Defined 5,475
LUCENT TECHNOLOGIES
INC COM 548661107 3,306 34,397 Sh Shared-Defined 34,397
LUCENT TECHNOLOGIES
INC PUT 549463957 463 100,000 Put Shared-Defined 100,000
MCI WORLDCOM INC COM 55268B106 2,847 31,428 Sh Shared-Defined 31,428
MADECO SA SPONSORED ADR 556304103 108 12,000 Sh Shared-Defined 2 12,000
MANNING GREG AUCTIONS
INC COM 563823103 4,144 442,000 Sh Shared-Defined 2 442,000
MASISA S A SPONSORED ADR 574799102 248 31,500 Sh Shared-Defined 31,500
MASISA S A SPONSORED ADR 574799102 219 28,200 Sh Shared-Defined 28,200
MAVESA S A SPONSORED ADR 577717101 99 36,000 Sh Shared-Defined 2 36,000
MCDONALDS CORP COM 580135101 2,122 47,094 Sh Shared-Defined 2 47,094
MEDIAONE GROUP INC COM 58440J104 3,175 50,000 Sh Shared-Defined 50,000
MEDTRONIC INC COM 585055106 827 11,330 Sh Shared-Defined 11,330
MELLON BK CORP COM 585509102 299 4,248 Sh Shared-Defined 4,248
MERCK & CO INC COM 589331107 7,841 96,890 Sh Shared-Defined 96,890
MERRILL LYNCH & CO
INC COM 590188108 1,112 12,568 Sh Shared-Defined 12,568
METALCLAD CORP CL A 591142104 82 373,842 Sh Shared-Defined 2 373,842
MICROSOFT CORP COM 594918104 4,481 50,000 Sh Shared-Defined 50,000
MICROSOFT CORP COM 594918104 6,812 76,000 Sh Shared-Defined 76,000
MICROSOFT CORP COM 594918104 9,301 101,942 Sh Shared-Defined 12,998
5
<PAGE>
Column 8:
Voting Authority
Column 5: (Shares)
--------------------- ---------------------
Column 2: Column 3: Column 4: Shares of Column 6: Column 7: (Shares)
Column 1: Title of CUSIP Value Principal Sh/ Put/ Investment Other
Name of Issuer Class Number (x $1000) Amount Prn Call Discretion Managers Sole Shared None
-------------- -------- --------- --------- -------- --- ---- -------------- -------- --------- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MICROSOFT CORP CALL 594918904 1 100,000 Call Shared-Defined
MOBIL CORP COM 607059102 2,318 26,228 Sh Shared-Defined 26,228
MONSANTO CO COM 611662107 28 600 Sh Shared-Defined 600
MORGAN STANLEY
DEAN WITTER&CO COM NEW 617446448 660 6,600 Sh Shared-Defined 6600
NEWMONT MINING CORP COM 651639106 197 11,275 Sh Shared-Defined 11,275
NOKIA CORP SPONSORED ADR 654902204 467 3,000 Sh Shared-Defined 3,000
ORACLE CORP COM 68389X105 343 13,000 Sh Shared-Defined 13,000
PACIFICARE HEALTH
SYS DEL CL B 695112201 314 4,600 Sh Shared-Defined 4,600
PAYMENTECH INC COM 704384106 6,313 267,200 Sh Shared-Defined 267,200
PEPSICO INC COM 713448108 1,824 46,642 Sh Shared-Defined 46,642
PHARMACIA & UPJOHN
INC COM 716941109 349 5,600 Sh Shared-Defined 5,600
PFIZER INC COM 717081103 1,793 12,634 Sh Shared-Defined 12,634
PHILIP MORRIS COS INC COM 718154107 1,590 43,628 Sh Shared-Defined 43,628
POPULAR INC COM 733174106 371 12,000 Sh Shared-Defined 12,000
POTOMAC ELEC PWR CO COM 737679100 2,763 119,150 Sh Shared-Defined 119,150
PROCTER & GAMBLE CO COM 742718109 1,353 13,790 Sh Shared-Defined 13,790
PUBLIC SVC
ENTERPRISE GROUP COM 744573106 325 8,500 Sh Shared-Defined 8,500
R O C TAIWAN FD SH BEN INT 749651105 68 10,500 Shared-Defined 10,500
RALSTON PURINA CO COM RAL-PUR GP 751277302 623 23,337 Sh Shared-Defined 23,337
REPSOL S A SPONSORED ADR 76026T205 767 14,970 Sh Shared-Defined 2 14,970
REVLON INC CL A 761525500 164 8,322 Sh Shared-Defined 8,322
REYNOLDS METALS CO COM 761763101 471 9,620 Sh Shared-Defined 9,620
ROCKWELL INTL CORP
NEW COM 773903109 229 5,400 Sh Shared-Defined 5,400
ROYAL DUTCH PETE CO NY REG GLD1.25 780257804 478 9,200 Shared-Defined 9,200
SBC COMMUNICATIONS
INC COM 78387G103 698 14,800 Sh Shared-Defined 14,800
SPDR TR UNIT SER 1 78462F103 29,775 230,074 Sh Shared-Defined 230,074
SAFECO CORP COM 786429100 364 9,000 Sh Shared-Defined 9,000
SAFEWAY INC COM NEW 786514208 1,133 22,086 Sh Shared-Defined 22,086
SARA LEE CORP COM 803111103 241 9,450 Sh Shared-Defined 9,450
SCHERING PLOUGH CORP COM 806605101 558 10,100 Sh Shared-Defined 10,100
SCHLUMBERGER LTD CALL 806857908 100 50,000 Call Shared-Defined
SCHWAB CHARLES CORP
NEW COM 808513105 577 6,000 Sh Shared-Defined 6,000
SEARS ROEBUCK & CO COM 812387108 1,707 37,620 Sh Shared-Defined 37,620
SECTOR SPDR TR SBI INT-UTILS 81369Y886 1,161 43,094 Shared-Defined 43,094
SOCIEDAD QUIMICA
MINERA DE CHI SPON ADR SER B 833635105 233 7,500 Sh Shared-Defined 7,500
SOUTHERN PAC PETE NL ADR NEW 843581307 94 25,000 Sh Shared-Defined 25,000
6
<PAGE>
Column 8:
Voting Authority
Column 5: (Shares)
--------------------- ---------------------
Column 2: Column 3: Column 4: Shares of Column 6: Column 7: (Shares)
Column 1: Title of CUSIP Value Principal Sh/ Put/ Investment Other
Name of Issuer Class Number (x $1000) Amount Prn Call Discretion Managers Sole Shared None
-------------- -------- --------- --------- -------- --- ---- -------------- -------- --------- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SOUTHERN PERU
COPPER CORP COM 843611104 321 54,900 Sh Shared-Defined 2 54,900
STAPLES INC COM 855030102 296 9,000 Sh Shared-Defined 9,000
SUN MICROSYSTEMS INC COM 866810104 2,575 20,446 Sh Shared-Defined 20,446
TELE CELULAR SUL
PART S A SPONS ADR PFD 879238103 187 9,600 Sh Shared-Defined 9,600
TELECOMM ARGENTINA
STET-FRANCE SPNS ADR REP B 879273209 2,074 69,800 Sh Shared-Defined 2 69,800
TELECOMM ARGENTINA
STET-FRANCE SPNS ADR REP B 879273209 275 10,000 Sh Shared-Defined 10,000
TELECOMM ARGENTINA
STET-FRANCE SPNS ADR REP B 879273209 1,515 43,900 Sh Shared-Defined 3 43,900
TELECOMUNICACOES
BRASILEIRAS SSPONSORED ADR 879287100 3 39,310 Sh Shared-Defined 3 39,310
TELECOMUNICACOES
BRASILEIRAS SSPONSORED ADR 879287100 3 19,310 Sh Shared-Defined 2 19,310
TELECOMUNICACOES
BRASILEIRAS SSPONSORED ADR 879287308 1,810 23,455 Sh Shared-Defined 2 23,455
TELECOMUNICACOES
BRASILEIRAS SSPONSORED ADR 879287308 12,767 157,030 Sh Shared-Defined 157,030
TELEFONICA DE
ARGENTINA S A SPNSR ADR CL B 879378206 2,689 71,952 Sh Shared-Defined 3 71,952
TELEFONICA DE
ARGENTINA S A SPNSR ADR CL B 879378206 7,534 244,952 Sh Shared-Defined 2 244,952
TELEFONICA DE
ARGENTINA S A SPNSR ADR CL B 879378206 1,475 101,228 Sh Shared-Defined 101,228
TELEFONICA S A SPONSORED ADR 879382208 295 2,309 Sh Shared-Defined 2,309
TELEFONICA DEL PERU
S A SPONS ADR CL B 879384105 2,298 88,400 Sh Shared-Defined 2 88,400
TELEFONICA DEL PERU
S A SPONS ADR CL B 879384105 579 45,005 Sh Shared-Defined 45,005
TELEFONOS DE MEXICO
S A SP ADR REP ORD 879403780 246,444 3,765,230 Sh Shared-Defined 2 3,765,230
TELEFONOS DE MEXICO
S A SP ADR REP ORD 879403780 271,609 3,585,600 Sh Shared-Defined 3 3,585,600
TELEFONOS DE MEXICO
S A SP ADR REP ORD 879403780 11,690 178,095 Sh Shared-Defined 178,095
TELESP PARTICIPACOES
S A SPONS ADR PFD 87952K100 219 6125 Sh Shared-Defined 2 6,125
TELESP PARTICIPACOES
S A SPONS ADR PFD 87952K100 938 45,200 Sh Shared-Defined 13,200
TELLABS INC COM 879664100 1,197 12,250 Sh Shared-Defined 12,250
TEMPLETON CHINA WORLD
FD INC COM 88018X102 126 21,000 Sh Shared-Defined 21,000
TERADYNE INC COM 880770102 726 13,300 Sh Shared-Defined 13,300
TEXAS INSTRS INC COM 882508104 273 2,747 Sh Shared-Defined 2,747
3COM CORP COM 885535104 1,166 50,000 Sh Shared-Defined 50,000
TIME WARNER INC COM 887315109 2,706 38,092 Sh Shared-Defined 38,092
TRANSOCEAN OFFSHORE
INC COM 893817106 2,881 100,000 Sh Shared-Defined 100,000
TRANSPORTACION
MARITIMA MEXICA SPONS ADR A SH 893868307 172 34,000 Sh Shared-Defined 2 34,000
TRANSPORTADORA DE
GAS SUR SPONSR ADR B 893870204 948 101,088 Sh Shared-Defined 2 101,088
TRANSPORTADORA DE
GAS SUR SPONSR ADR B 893870204 909 95,100 Sh Shared-Defined 3 95,100
TRANSPORTADORA DE
GAS SUR SPONSR ADR B 893870204 304 31,600 Sh Shared-Defined 31,600
TUBOS DE ACERO DE
MEXICO S A ADR NEW 898592506 540 60,430 Sh Shared-Defined 60,430
TUBOS DE ACERO DE
MEXICO S A ADR NEW 898592506 90 10,000 Sh Shared-Defined 2 10,000
TYCO INTL LTD NEW COM 902124106 1,160 16,256 Sh Shared-Defined 16,256
7
<PAGE>
Column 8:
Voting Authority
Column 5: (Shares)
--------------------- ---------------------
Column 2: Column 3: Column 4: Shares of Column 6: Column 7: (Shares)
Column 1: Title of CUSIP Value Principal Sh/ Put/ Investment Other
Name of Issuer Class Number (x $1000) Amount Prn Call Discretion Managers Sole Shared None
-------------- -------- --------- --------- -------- --- ---- -------------- -------- --------- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
USX-U S STL COM 90337T101 870 37,000 Sh Shared-Defined 37,000
UNION CARBIDE CORP COM 905581104 1,311 28,390 Sh Shared-Defined 28,390
UNITED INTL HLDGS INC CL A 910734102 4,839 111,250 Sh Shared-Defined 111,250
U S WEST INC NEW COM 91273H101 463 8,400 Sh Shared-Defined 8,400
UNITED TECHNOLOGIES
CORP COM 913017109 528 3,900 Sh Shared-Defined 3,900
VIACOM INC CL B 925524308 520 6,200 Sh Shared-Defined 6,200
VINA CONCHA Y TORO S A SPONSORED ADR 927191106 404 14,000 Sh Shared-Defined 14,000
WEBS MALAYSIA INDEX WEBS INDEX FD 92923H871 44 15,003 Sh Shared-Defined 15,003
INC
WAL MART STORES INC COM 931142103 5,663 60,213 Sh Shared-Defined 60,213
WARNER LAMBERT CO COM 934488107 2,246 33,899 Sh Shared-Defined 33,899
WEATHERFORD INTL INC COM 947074100 651 24,900 Sh Shared-Defined 24,900
WESTERN DIGITAL CORP COM 958102105 583 73,400 Sh Shared-Defined 73,400
XILINX INC COM 983919101 2,637 65,000 Sh Shared-Defined 65,000
XEROX CORP COM 984121103 2,024 38,924 Sh Shared-Defined 38,924
YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 4,065 129,322 Sh Shared-Defined 129,322
YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 1,529 36,400 Sh Shared-Defined 3 36,400
YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 2,241 48,105 Sh Shared-Defined 2 48,105
YAHOO INC COM 984332106 1,684 10,000 Sh Shared-Defined 10,000
YAHOO INC COM 984332106 1,266 7,342 Sh Shared-Defined 3,200
CREDICORP LTD COM G2519Y108 461 27,300 Sh Shared-Defined 2 27,300
CREDICORP LTD COM G2519Y108 172 17,600 Sh Shared-Defined 17,600
Total 1,843,373
8
</TABLE>
