UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Advent Capital Mgmt, a division of Utendahl Capital Mgmt, L.P
Address: 30 Broad Street, 30th
New York, NY 10004
13F File Number: 28-05049
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Paul L. Latronica
Title: Vice President
Phone: (212) 482 -1606
Signature, Place, and Date of Signing:
Paul Latronica New York, Ny October 10, 2000
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE THE SECURITIES EXCHANGE
ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form13F Information Table Entry Total: 109
Form13F Information Table Value Total: 450254
List of Other Included Managers:
List of Other Managers Reporting for this Manager:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filled, other
than the manager filing this report.
NONE
<PAGE>
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FORM 13F INFORMATION TABLE
TITLE
OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------------------------------------------------------------------------------------------------------------
ACE LTD PFD CV 004408209 10569 130085 SH SOLE 130085
ADAPTEC INC CONV 00651FAC2 168 200000 PRN SOLE 200000
ADVANCED ENERGY CONV 007973AA8 1216 1325000 PRN SOLE 1325000
ADVANCED MICRO DEVICES CONV 007903ac1 841 600000 PRN SOLE 600000
AES TRUST VII 144a PFD CV 00103v206 7251 88028 SH SOLE 88028
AGNICO CONV 008474AA6 180 300000 PRN SOLE 300000
ALPHARMA INC CONV 020813AD3 978 500000 PRN SOLE 500000
AMERICAN INT'L GROUP CONV 026874AN7 5525 4900000 PRN SOLE 4900000
AMERICAN TOWER CONV 029912AF9 1412 1482000 PRN SOLE 1482000
AMERICAN TOWER 144a CONV 029912AE2 5841 6132000 PRN SOLE 6132000
AMKOR TECH INC CONV 031652AH3 160 200000 PRN SOLE 200000
ANALOG DEVICES 144a CONV 032654AC9 1221 1185000 PRN SOLE 1185000
APACHE CORP PFD CV 037411600 8199 159779 SH SOLE 159779
ASM LITHOGRAPHY CONV USN07059A 1503 1360000 PRN SOLE 1360000
ASM LITHOGRAPHY 144a CONV 00207EAB6 6243 5650000 PRN SOLE 5650000
BEA SYSTEMS CONV 073325AD4 2415 1021000 PRN SOLE 1021000
BEA SYSTEMS 144a CONV 073325AC6 3097 1309000 PRN SOLE 1309000
BELL ATL./CABLE&WIRE COMM. CONV 07785gac4 1143 1016000 PRN SOLE 1016000
BELL ATL./CABLE&WIRELESS CONV xs0089909 9930 8827000 PRN SOLE 8827000
BELL ATL./TELE. NEW ZEALAND CONV xs0084574 298 308000 PRN SOLE 308000
BURR BROWN / TEXAS INSTR. CONV 122574AF3 2485 1841000 PRN SOLE 1841000
BURR BROWN / TEXAS INSTR. CONV 122574AD8 7545 5589000 PRN SOLE 5589000
CALPINE CORP ( 5 3/4% ) PFD CV 131346207 802 4366 SH SOLE 4366
CALPINE III 144a ( 5% ) PFD CV 13134R201 8846 129141 SH SOLE 129141
CHARMING SHOPS CONV 161133AA1 225 250000 PRN SOLE 250000
CHASE MANHATTAN 144a CONV 46621waa9 8976 8768000 PRN SOLE 8768000
CLEAR CHANNEL CONV 184502ab8 11907 10757000 PRN SOLE 10757000
CLEAR CHANNEL CONV 184502AE2 1159 1240000 PRN SOLE 1240000
CONEXANT SYSTEMS CONV 207142AF7 216 300000 PRN SOLE 300000
CROWN CASTLE INTL PFD CV 24366f203 6006 210738 SH SOLE 210738
CYMER INC. CONV 232572AC1 840 863000 PRN SOLE 863000
CYPRESS SEMICONDUCTOR CONV 232806AE9 9089 7960000 PRN SOLE 7960000
CYPRESS SEMICONDUCTOR CONV 232806AF6 180 190000 PRN SOLE 190000
DIAMOND OFFSHORE DRILLING CONV 25271CAA0 8154 7280000 PRN SOLE 7280000
ECHOSTAR CONV 278762AD1 2989 2258000 PRN SOLE 2258000
ECHOSTAR 144a CONV 278762AB5 5699 4305000 PRN SOLE 4305000
ELAN CORP / ATHENA NEURO CONV 046854ab1 1170 750000 PRN SOLE 750000
EXODUS COMMUNICATIONS CONV 302088AJ8 5093 3303000 PRN SOLE 3303000
EXODUS COMMUNICATIONS 144a CONV 302088AG4 1439 933000 PRN SOLE 933000
FIFTH THIRD / CNB BANKSHARE PFD CV 12613G207 6335 166171 SH SOLE 166171
GLAXO WELLCOME / SWISS LIFE CONV XS0086344 6283 6267000 PRN SOLE 6267000
GLOBAL CROSSING ( 6 3/4%) PFD CV g3921a134 1472 5860 SH SOLE 5860
GLOBAL CROSSING ( 7% ) PFD CV g3921a142 3973 19971 SH SOLE 19971
GLOBAL CROSSING 144a (7%) PFD CV 37932J301 3688 18537 SH SOLE 18537
HEALTH MGMT ASSOC 144a CONV 421933AA0 6049 8300000 PRN SOLE 8300000
HILTON HOTELS CONV 432848al3 253 300000 PRN SOLE 300000
HUMAN GENOME CONV 444903ah1 883 910000 PRN SOLE 910000
IBM CREDIT CORP CONV XS0083555 7030 6194000 PRN SOLE 6194000
INCO INC CONV 453258AK1 180 200000 PRN SOLE 200000
INCO LTD CONV 453258AH8 88 100000 PRN SOLE 100000
INTERNATIONAL PAPER PFD CV 460137300 6111 154457 SH SOLE 154457
INTERPUBLIC GROUP CONV 460690AJ9 4196 4715000 PRN SOLE 4715000
INTERPUBLIC GROUP 144a CONV 460690ag5 3004 3375000 PRN SOLE 3375000
IVAX PHARMACEUTICALS 144a CONV 465823AB8 8564 5932000 PRN SOLE 5932000
JOHNSON & JOHNSON CONV 590188A40 6533 6566000 PRN SOLE 6566000
JOHNSON & JOHNSON CONV 152342AE1 7139 5556000 PRN SOLE 5556000
JUNIPER NETWORKS CONV 48203RAA2 7981 5266000 PRN SOLE 5266000
KERR-McGEE CORP CONV 492386AP2 8986 7185000 PRN SOLE 7185000
KULICK & SOFFA CONV 501242AE1 6745 7994000 PRN SOLE 7994000
LAM RESEARCH CONV 512807AC2 6087 5839000 PRN SOLE 5839000
LAMAR ADVERTISING CONV 512815AF8 2993 2969000 PRN SOLE 2969000
LATTICE SEMICONDUCTOR CONV 518415AC8 1090 750000 PRN SOLE 750000
LEHMAN BROTHERS PFD CV 524908506 10728 215630 SH SOLE 215630
LEVEL 3 COMM CONV 52729NAS9 426 500000 PRN SOLE 500000
LOEWS ( DIAMOND OFFSHORE ) CONV 540424al2 111 125000 PRN SOLE 125000
LSI LOGIC CONV 502161AE2 162 200000 PRN SOLE 200000
MAGNA INTERNATIONAL CONV 559222AG9 7773 8589000 PRN SOLE 8589000
MAY & SPEH / ACXIOM CONV 577777AA3 765 467000 PRN SOLE 467000
MCKESSON COMPANY PFD CV 58155p501 9184 189353 SH SOLE 189353
MEDIAONE / VODAFONE (XVF) PFD CV 58440J500 5889 155987 SH SOLE 155987
MERCURY INTERACTIVE 144a CONV 589405AA7 7883 5025000 PRN SOLE 5025000
MERRILL LYNCH / TIME WARNER CONV 590188JV1 8125 7629000 PRN SOLE 7629000
METLIFE PFD CV 59156r207 1521 17890 SH SOLE 17890
METSA-SERLA OY CONV USX53685a 279 300000 PRN SOLE 300000
MILLENNIUM PHARM CONV 599902AB9 1431 750000 PRN SOLE 750000
MITSUBISHI BANK CONV 55262XAA2 700 687000 PRN SOLE 687000
NATIONAL AUSTRALIA BANK PFD CV 632525309 8669 341642 SH SOLE 341642
NEXTEL COMMUNICATIONS CONV 65332VAY9 2797 2972000 PRN SOLE 2972000
NEXTEL COMMUNICATIONS 144a CONV 65332VAW3 6416 6816000 PRN SOLE 6816000
OFFSHORE LOGISTIC CONV 676255AF9 92 93000 PRN SOLE 93000
Petsmart Inc. CONV 716768AB2 148 184000 PRN SOLE 184000
PHOTRONICS INC CONV 719405AA0 1648 1632000 PRN SOLE 1632000
PROVIDIAN FINANCIAL CONV 74406AAA0 8039 7154000 PRN SOLE 7154000
RATIONAL SOFTWARE CONV 75409PAC7 3274 1578000 PRN SOLE 1578000
RATIONAL SOFTWARE 144a CONV 75409PAA1 8057 3883000 PRN SOLE 3883000
RELIANT ENERGY / TIME WARNE PFD CV 75952J207 461 6000 SH SOLE 6000
RF MICRO DEVICES 144a CONV 749941AA8 2154 2322000 PRN SOLE 2322000
ROBBINS & MEYERS CONV 770196AA1 1591 1607000 PRN SOLE 1607000
SAFEGUARD SCIENTIFICS CONV 786449AE8 1465 1455000 PRN SOLE 1455000
SCI SYSTEMS CONV 783890AF3 11261 11150000 PRN SOLE 11150000
SEACOR HOLDINGS CONV 811904AE1 888 800000 PRN SOLE 800000
SEAGRAM CO LTD PFD CV 811850205 5220 100145 SH SOLE 100145
SEALED AIR PFD CV 81211K209 10534 234097 SH SOLE 234097
SEMCO ENERGY PFD CV 78412d307 1079 96985 SH SOLE 96985
SEMTECH CORP CONV 816850AD3 894 750000 PRN SOLE 750000
SWISS REINSURANCE CONV XS0097649 477 490000 PRN SOLE 490000
TELEFONOS DE MEXICO CONV 879403AD5 7135 5640000 PRN SOLE 5640000
TOWER AUTOMOTIVE CONV 891707ae1 235 300000 PRN SOLE 300000
TRANSWITCH CORP 144a CONV 894065AA9 8386 6832000 PRN SOLE 6832000
TRIQUINT SEMI CONV 89674KAB9 621 789000 PRN SOLE 789000
UNION PACIFIC PFD CV 907824403 7715 191092 SH SOLE 191092
UNITED PARCEL SERVICE CONV 911312AB2 6718 6522000 PRN SOLE 6522000
UNIVERSAL HEALTH 144a CONV 913903AJ9 7876 14096000 PRN SOLE 14096000
VERTEX PHARM. 144a CONV 92532FAC4 4529 4108000 PRN SOLE 4108000
VITESSE SEMICONDUCTOR 144a CONV 928497AA4 6516 6243000 PRN SOLE 6243000
VODAFONE / HUTCHISON WHAMPO CONV us44841ha 6230 6176000 PRN SOLE 6176000
WASTE MANAGEMENT CONV 941061aa7 281 300000 PRN SOLE 300000
WENDY'S INTERNATIONAL PFD CV 950588202 6933 145951 SH SOLE 145951
WESTERN GAS RES PFD CV 958259301 265 7000 SH SOLE 7000
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