UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment [ x ]; Amendment Number: 1
This Amendment (Check only one.): [ x ] is a restatement. [ ] adds new
holdings entries.
Institutional Investment Manager Filing this Report:
Name: Advent Capital Management, a division of Utendahl Capital
Management, L.P.
Address: 30 Broad Street, 30th floor
New York, NY 10004
13F File Number: 28-05049
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Paul L. Latronica
Title: Assistant Vice President
Phone: (212) 482-1606
Signature, Place, and Date of Signing:
/s/ Paul L. Latronica New York, NY 2/3/00
---------------------- ------------------- -------------
[Signature] [City, State] Date
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s)).
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s)).
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 110
Form 13F Information Table Value Total: $296,021
-----------
(thousands)
List of Other Included Managers: NONE
<TABLE>
<CAPTION>
Advent Capital Management
Market
Title of Value Investment Other Voting
Name of Security Class Cusip (x1000) Quantity Discretion Managers Authority
- ---------------------------- ------------ ---------- --------- ----------- ----- ----------- --------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
ADAPTEC INC. Convertible 00651FAC2 724 657,000 PRN None None None
AES CORP Convertible 00130HAN5 893 600,000 PRN None None None
AES TRUST III Convertible 00808n202 3820 62,000 SH None None None
AGNICO Convertible 008474AA6 209 300,000 PRN None None None
ALPHARMA INC. Convertible 020813ab7 5269 4,370,000 PRN None None None
ALZA CORP. Convertible 022615ad0 3332 3,160,000 PRN None None None
AMERICA ONLINE Convertible 02364JAC8 203 358,000 PRN None None None
AMERICAN INT'L GROUP Convertible 02687qah1 5860 3,734,000 PRN None None None
ANNTAYLOR INC. Convertible 036115AC7 2893 5,380,000 PRN None None None
ANNTAYLOR INC. - 144a Convertible 036115aa1 2823 5,250,000 PRN None None None
ANTEC CORPORATION Convertible 03664pab1 476 300,000 PRN None None None
APACHE CORP. Convertible 037411600 3669 103,361 SH None None None
ASM LITHOGRAPHY- 144A Convertible 00207EAB6 4402 3,650,000 PRN None None None
ATMEL CORP. SA Convertible 04951PAA3 4457 2,593,000 PRN None None None
AUTOMATIC DATA PROCESSING Convertible 053015AC7 3840 2,753,000 PRN None None None
BANKATLANTIC Convertible 065908ac9 121 200,000 PRN None None None
BEA SYSTEMS Convertible 073325AC6 4178 3,579,000 PRN None None None
BELL ATL./CABLE&WIRE COMM. Convertible 07785gac4 1250 995,000 PRN None None None
BELL ATL./TELE NEW ZEALAND Convertible 07785gab6 479 465,000 PRN None None None
BERKSHIRE HATHAWAY Convertible 084670AF5 124 50,000 PRN None None None
CALPINE CORP. Convertible 131346207 3579 54,750 SH None None None
CENDANT (CUC INT'L) Convertible 126545AD4 1528 1,491,000 PRN None None None
CHARMING SHOPS Convertible 161133AA1 271 250,000 PRN None None None
CHIRON CORP. Convertible 170040AB5 402 273,000 PRN None None None
CITRIX SYSTEMS Convertible 177376ab6 3887 4,392,000 PRN None None None
CLEAR CHANNEL Convertible 184502AE2 4485 4,353,000 PRN None None None
CLEAR CHANNEL Convertible 184502ab8 896 600,000 PRN None None None
CNET INC. Convertible 125945AC9 828 500,000 PRN None None None
CNF TRANSPORTATION Convertible 12612v205 3504 70,801 SH None None None
COMMSCOPE Convertible 203372AA5 3512 3,232,000 PRN None None None
CONEXTANT SYSTEMS - 144A Convertible 207142aa8 1297 438,000 PRN None None None
COSTAL CORP. Convertible 109441865 2947 126,434 SH None None None
COSTCO COMPANIES Convertible 22160qac6 4753 4,463,000 PRN None None None
COSTCO COMPANIES 144a Convertible 22160qaa0 426 400,000 PRN None None None
COX COMMUNICATIONS Convertible 224044305 780 11,483 SH None None None
COX COMMUNICATIONS/PCS Prize Convertible 224044503 4058 41,727 SH None None None
CYMER INC. Convertible 232572AC1 513 450,000 PRN None None None
CYPRESS SEMICONDUCTOR Convertible 232808AD1 2058 1,386,000 PRN None None None
DECS TRUST VI/MFNX (MFDE) Convertible 24366q209 722 15,545 SH None None None
DEVON ENERGY Convertible 25179mab9 3828 3,843,000 PRN None None None
DIAMOND OFFSHORE DRILLING Convertible 25271caa0 4129 3,997,000 PRN None None None
DOLLAR GENERAL (DGS) Convertible 256678103 1066 29,511 SH None None None
ECHOSTAR Convertible 278762AB5 4072 3,302,000 PRN None None None
EMC CORP/DGN Convertible 268648ae2 5296 3,796,000 PRN None None None
EMMIS CORP. Convertible 291525202 5206 61,335 SH None None None
ESTEE LAUDER TRUST II Convertible 518438205 8238 8,694 SH None None None
EXODUS COMMUNICATIONS Convertible 302088AG4 4369 3,159,000 PRN None None None
FIFTH THIRD/CNB BANKSHARES Convertible 12613G207 3668 105,568 SH None None None
GENESCO INC. Convertible 371532AL6 173 200,000 PRN None None None
GENZYME CORPORATION Convertible 372917AF1 3925 3,050,000 PRN None None None
GENZYME CORPORATION 144a 372917ae4 643 500,000 PRN None None None
GETTY IMAGES INC. Convertible 374276ac7 722 500,000 PRN None None None
GILAT SATELLITE Convertible 375255ab2 3864 1,361,000 PRN None None None
GLOBAL CROSSING 144a Convertible 37932j301 4034 14,538 SH None None None
GLOBAL TELESYSTEMS Convertible 37936UAE4 691 500,000 PRN None None None
HOUSTON INDS/TIME WARNER Convertible 442161204 3108 2,580 SH None None None
HUMAN GENOME SCIENCES Convertible 444903AC2 3777 3,128,000 PRN None None None
I2 TECHNOLOGIES Convertible 465754AD1 3059 2,105,000 PRN None None None
INCO INC. Convertible 453258AK1 203 200,000 PRN None None None
INTERNATIONAL PAPER Convertible 460137300 3730 68,442 SH None None None
INTERNET CAPITAL GROUP Convertible 46059CAA4 5878 3,981,000 PRN None None None
INTERPUBLIC GROUP Convertible 460690a17 904 576,000 PRN None None None
INTERPUBLIC GROUP Convertible 460690AJ9 1613 1,407,000 PRN None None None
INTERPUBLIC GROUP 144a 460690ag5 4042 3,525,000 PRN None None None
JOHNSON & JOHNSON/CENTOCOR Convertible 152342ae1 5915 4,382,000 PRN None None None
LABORATORY CORP. Convertible 50540R201 311 4,500 SH None None None
LAM RESEARCH Convertible 512807AC2 6243 4,399,000 PRN None None None
LAMAR ADVERTISING Convertible 512815AF8 738 500,000 PRN None None None
LATTICE SEMICONDUCTOR 144a Convertible 518415AA2 2250 1,698,000 PRN None None None
LEVEL 3 COMM Convertible 52729NAG5 427 300,000 PRN None None None
LINCOLN NATIONAL Convertible 534187604 3878 176,250 SH None None None
MAGNA INTERNATIONAL Convertible 559222ag9 612 700,000 PRN None None None
MARK IV INDUSTRIES Convertible 570387AR1 164 200,000 PRN None None None
MCLEODUSA INC. Convertible 582266201 3543 6,736 SH None None None
MEDIAONE/VODAFONE (XVF) Convertible 58440J500 4012 83,577 SH None None None
MERRILL LYNCH/TIME WARNER Convertible 590188jv1 3595 3,710,000 PRN None None None
MICRON TECHNOLOGY Convertible 595112ab9 6147 4,639,000 PRN None None None
MOTOROLA INC. Convertible 620076AJ8 7865 4,770,000 PRN None None None
NATIONAL AUSTRALIA BANK Convertible 632525309 4795 173,564 SH None None None
NEXTEL COMMUNICATIONS 144a Convertible 65332yar4 2394 1,045,000 PRN None None None
NEXTEL STRYPES (MNX) Convertible 65332y107 555 6,164 SH None None None
NTL INC. Convertible 629407AN7 2484 2,300,000 PRN None None None
OAK INDUSTRIES Convertible 671400a13 4370 1,560,000 PRN None None None
PARK ELECTROCHEMICAL Convertible 700416AB6 269 300,000 PRN None None None
PHOTRONICS INC. Convertible 719405AAD 649 550,000 PRN None None None
QWEST COMMUNICATIONS 144a Convertible 749121105 3735 52,346 SH None None None
ROBBINS & MEYERS Convertible 770196AA1 598 600,000 PRN None None None
SAFEGUARD SCIENTIFICS 144a Convertible 786449ad0 2386 1,050,000 PRN None None None
SANMINA CORP. Convertible 800907AB3 1408 1,073,000 PRN None None None
SANMINA CORP. 144a Convertible 800907aa5 3313 2,525,000 PRN None None None
SEACOR HOLDINGS Convertible 811904AE1 391 400,000 PRN None None None
SEALED AIR Convertible 81211k209 5093 100,843 SH None None None
SOLECTRON LYONS Convertible 834182aj5 810 1,077,000 PRN None None None
SOLECTRON LYONS - 144a Convertible 834182ag2 3678 4,888,000 PRN None None None
STMICROELECTRON Convertible 861012AB8 7981 5,786,000 PRN None None None
SUNGLASS HUT Convertible 86736FAC0 201 250,000 PRN None None None
TEKELEC CORP 144a Convertible 879101AA1 2095 1,529,000 PRN None None None
TELEFONOS DE MEXICO Convertible 879403AD5 6382 4,883,000 PRN None None None
TOWER AUTOMOTIVE Convertible 891707ae1 736 850,000 PRN None None None
TRIBUNE/AMERICA ONLINE Convertible 896047305 5662 35,609 SH None None None
TXTCAP TRUST 1 Convertible 873119200 631 16,400 SH None None None
UNION PACIFIC Convertible 907824403 3410 83,050 SH None None None
UNION PACIFIC CAP TRUST - 144A Convertible 907824205 185 1,500 SH None None None
UNOCAL Convertible 91528t207 3023 61,694 SH None None None
VERIO INC. 144a Convertible 923433304 2365 42,517 SH None None None
VERITAS SOFTWARE Convertible 92343RAA1 4241 1,568,000 PRN None None None
VETERINARY CENTERS Convertible 925514ab7 192 275,000 PRN None None None
WENDY'S INTERNATIONAL Convertible 950588202 2549 53,251 SH None None None
WESTERN GAS RES Convertible 958259301 187 7,000 SH None None None
WIND RIVER SYSTEMS Convertible 973149AC1 3849 2,956,000 PRN None None None
-----------
296,021
===========
</TABLE>
