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OMB APPROVAL
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-------- OMB Number: 3235-0104
FORM 3 Expires: September 30, 1998
-------- Estimated average burden
hours per response..... 0.5
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
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<S> <C> <C> <C>
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1. Name and Address of Reporting Person* 2. Date of Event Requiring 4. Issuer Name and Ticker or 6. If Amendment, Date
Statement Trading Symbol of Original
ESL Investments, Inc. (Month/Day/Year) ANC Rental Corporation (ANCX) (Month/Day/Year)
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(Last) (First) (Middle) October 5, 2000 5. Relationship of Reporting -----------------------
One Lafayette Place ---------------------------- Person(s) to Issuer 7. Individual or Joint/
---------------------------------------- 3. I.R.S. Identification (Check all applicable) Group Filing (Check
(Street) Number of Reporting Director X 10% Owner Applicable Line)
Person, if an entity ----- ----- Form filed by
Greenwich, CT 06830 (voluntary) Officer Other (specify --- One Reporting
-------------------------------------- ----- ----- below) Person
(City) (State) (Zip) ---------------------------- (give title below) X Form filed by
--- More than One
------------------------------ Reporting Person
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TABLE I -- NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED
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1. Title of Security 2. Amount of Securities 3. Ownership Form: 4. Nature of Indirect
(Instr. 4) Beneficially Owned Direct (D) or Beneficial
(Instr. 4) Indirect (I) Ownership (Instr. 5)
(Instr. 5)
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Common Stock, par value $.01 per share 3,273,286(1)(5) (D)
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Common Stock, par value $.01 per share 763,618(2)(5) (D)
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Common Stock, par value $.01 per share 76,283(3)(5) (D)
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Common Stock, par value $.01 per share 994,686(4)(5) (D)
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over)
*If the form is filed by more than one reporting person, see Instruction 5(b)(v). SEC 1473 (3-99)
POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTIONS OF INFORMATION
CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS
A CURRENTLY VALID OMB CONTROL NUMBER.
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<TABLE>
<CAPTION>
FORM 3 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES BENEFICIALLY OWNED
(e.g., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
<S> <C> <C> <C> <C> <C>
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1. Title of Derivative Security 2. Date 3. Title and Amount of 4. Conver- 5. Owner- 6. Nature of Indirect
(Instr. 4) Exercisable and Securities Underlying sion or ship Beneficial Ownership
Expiration Date Derivative Security Exercise Form of (Instr. 5)
(Month/Day/ (Instr. 4) Price of Deriv-
Year) Deri- ative
vative Security:
Security Direct
------------------------------------------------- (D) or
Date Expira- Amount or Indirect (I)
Exercis- tion Title Number (Instr. 5)
able Date of Shares
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None
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Explanation of Responses:
(1) These securities are owned by ESL Partners, L.P., a Delaware limited
partnership ("ESL").
(2) These securities are owned by ESL Limited, a Bermuda corporation
("Limited").
(3) These securities are owned by ESL Institutional Partners, L.P., a Delaware
limited partnership ("Institutional").
(4) These securities are owned by ESL Investors, L.L.C. ("Investors").
(5) This Form 3 is filed on behalf of a group consisting of ESL, Limited,
Institutional and Investors (collectively, the "ESL Parties"), RBS Partners,
L.P. ("RBS Partners"), ESL Investment Management, LLC ("ESLIM"), RBS
Investment Management, LLC ("RBSIM"), ESL Investments, Inc. ("Investments")
and Edward S. Lampert. Pursuant to Section 16, RBS Partners, ESLIM, RBSIM,
Investments and Mr. Lampert may be deemed indirect beneficial owners of the
securities reported on this Form 3. The general partner of ESL and the
manager of Investors is RBS Partners. The general partner of RBS Partners is
Investments. ESLIM is the investment manager of Limited. RBSIM is the
general partner of Institutional. Mr. Lampert is a controlling stockholder
of Investments and is the managing member of RBSIM and ESLIM. Investments
and Mr. Lampert each have less than a 40% interest in each of the ESL
Parties. The securities reported as being owned by each of the ESL Parties
reflect the total amount of securities beneficially owned by each such
entity, which is greater than Mr. Lampert's or Investments' indirect
pecuniary interest in such securities. RBSIM has less than a 40% interest in
Institutional. The securities reported as being owned by Institutional
reflect the total amount of securities beneficially owned by Institutional,
which is greater than RBSIM's indirect pecuniary interest in such
securities. ESLIM has less than a 40% interest in Limited. The securities
reported as being owned by Limited reflect the total amount of securities
beneficially owned by Limited, which is greater than ESLIM's indirect
pecuniary interest in such securities. RBS Partners has less than a 40%
interest in each of ESL and Investors. The securities reported as being
owned by ESL reflect the total amount of securities beneficially owned by
ESL, which is greater than RBS Partners' indirect pecuniary interest in such
securities. The securities reported as being owned by Investors reflect the
total amount of securities beneficially owned by Investors, which is greater
than RBS Partners' indirect pecuniary interest in such securities.
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<S> <C> <C>
/s/ E.J. BIRD October 16, 2000
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Name: E.J. Bird Date
Title: Vice President
**Signature of Reporting Person
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** Intentional misstatements or omissions of facts constitute Federal
Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If
space is insufficient, See Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained
in this form are not required to respond unless the form displays a currently
valid OMB number.
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Joint Filer Information
Name: ESL Partners, L.P.
Address: One Lafayette Place
Greenwich, CT 06830
Designated Filer: ESL Investments, Inc.
Issuer & Ticker Symbol: ANC Rental Corporation (ANCX)
Date of Event Requiring Statement: October 5, 2000
Signature: ESL PARTNERS, L.P.
By: RBS Partners, L.P., its general partner
By: ESL Investments, Inc., its general partner
By: /s/ E.J. BIRD
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E.J. Bird
Vice President
Dated: October 16, 2000
Page 3 of 10
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Joint Filer Information
Name: ESL Limited
Address: Hemisphere House
9 Church Street
Hamilton, Bermuda
Designated Filer: ESL Investments, Inc.
Issuer & Ticker Symbol: ANC Rental Corporation (ANCX)
Date of Event Requiring Statement: October 5, 2000
Signature: ESL LIMITED
By: ESL Investment Management, LLC, its investment manager
By: /s/ E.J. BIRD
---------------
E.J. Bird
Member
Dated: October 16, 2000
Page 4 of 10
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Joint Filer Information
Name: ESL Institutional Partners, L.P.
Address: One Lafayette Place
Greenwich, CT 06830
Designated Filer: ESL Investments, Inc.
Issuer & Ticker Symbol: ANC Rental Corporation (ANCX)
Date of Event Requiring Statement: October 5, 2000
Signature: ESL INSTITUTIONAL PARTNERS, L.P.
By: RBS Investment Management, LLC, its general partner
By: /s/ E.J. BIRD
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E.J. Bird
Member
Dated: October 16, 2000
Page 5 of 10
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Joint Filer Information
Name: ESL Investors, LLC
Address: One Lafayette Place
Greenwich, CT 06830
Designated Filer: ESL Investments, Inc.
Issuer & Ticker Symbol: ANC Rental Corporation (ANCX)
Signature: ESL INVESTORS, LLC
By: /s/ E.J. BIRD
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E.J. Bird
Member
Dated: October 16, 2000
Page 6 of 10
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Joint Filer Information
Name: RBS Investment Management, LLC
Address: One Lafayette Place
Greenwich, CT 06830
Designated Filer: ESL Investments, Inc.
Issuer & Ticker Symbol: ANC Rental Corporation (ANCX)
Date of Event Requiring Statement: October 5, 2000
Signature: RBS INVESTMENT MANAGEMENT, LLC
By: /s/ E.J. BIRD
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E.J. Bird
Member
Dated: October 16, 2000
Page 7 of 10
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Joint Filer Information
Name: RBS Partners, L.P.
Address: One Lafayette Place
Greenwich, CT 06830
Designated Filer: ESL Investments, Inc.
Issuer & Ticker Symbol: ANC Rental Corporation (ANCX)
Date of Event Requiring Statement: October 5, 2000
Signature: RBS PARTNERS, L.P.,
By: ESL Investments, Inc., its general partner
By: /s/ E.J. BIRD
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E.J. Bird
Vice President
Dated: October 16, 2000
Page 8 of 10
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Joint Filer Information
Name: ESL Investment Management, LLC
Address: One Lafayette Place
Greenwich, CT 06830
Designated Filer: ESL Investments, Inc.
Issuer & Ticker Symbol: ANC Rental Corporation (ANCX)
Date of Event Requiring Statement: October 5, 2000
Signature: ESL INVESTMENT MANAGEMENT, LLC
By: /s/ E.J. BIRD
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E.J. Bird
Member
Dated: October 16, 2000
Page 9 of 10
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Joint Filer Information
Name: Edward S. Lampert
Address: One Lafayette Place
Greenwich, CT 06830
Designated Filer: ESL Investments, Inc.
Issuer & Ticker Symbol: ANC Rental Corporation (ANCX)
Date of Event Requiring Statement: October 5, 2000
Signature: /s/ EDWARD S. LAMPERT
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Edward S. Lampert
Dated: October 16, 2000
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