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FORM N-6F
Securities and Exchange Commission
Washington D.C., 20549
FORM N-6F
NOTICE OF INTENT TO ELECT TO BE SUBJECT TO SECTIONS 55
THROUGH 65 OF THE INVESTMENT COMPANY ACT OF 1940
The undersigned company hereby notifies the Securities and Exchange
Commission that it intends to file a notification of election to be subject to
sections 55 through 65 of the Act within ninety days of the date of this filing.
The company would be excluded from the definition of an investment company by
section 3(c)(1) of the Act, except that it presently proposes to make a public
offering of its securities as a business development company.
SIGNATURE
Pursuant to the requirements of section 6(f) of the Act, the
undersigned company has caused this notice of intent to elect to be subject to
sections 55 through 65 of the Act pursuant to section 54(a) of the Act to be
duly executed on its behalf in the city of Plant City and the state of Florida
on the 21st day of December 1999.
[SEAL]
Signature: UTEK Corporation
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UTEK Corporation
By: /s/ Clifford Gross
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Clifford M. Gross
Chairman & CEO
Attest: /s/ Uwe Reischl
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Uwe Reischl
President
