UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2000
Check here if Amendment [ ]; Amendment Number: ____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Shott Capital Management, LLC
Address: 601 California Street # 801
San Francisco, CA 94108
Form 13F File Number: 28-99999
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts
of this form. Person Signing this Report on Behalf of Reporting Manager:
Name: George B. Shott
Title: Senior Managing Director
Phone: (415) 772-8376
Signature, Place, and Date of Signing:
George B. Shott San Francisco, CA May 12, 2000
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).
List of Other Managers Reporting for this Manager: NONE
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 154
Form 13F Information Table Value Total: $1,723,117,000
List of Other Included Managers: NONE
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FORM 13F INFORMATION TABLE
VALUE SHRS OR SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ---------- -------- -------- --------
ARI Network Services COM 001930205 527 68000 SH SOLE 68000
AXENT Technologies, Inc. COM 05459C108 258 13705 SH SOLE 13705
Actel Corporation COM 004934105 321 9000 SH SOLE 9000
Active Software, Inc. COM 00504E100 1475 23190 SH SOLE 23190
Advanced Fibre Communication COM 00754A105 43627 695950 SH SOLE 453000 242950
Agile Software Corporatioin COM 00846X105 13453 215254 SH SOLE 44516 170738
Allaire Corporation COM 016714107 1962 25946 SH SOLE 25946
Alteon Websystems, Inc. COM 02145A109 16194 197488 SH SOLE 12817 184671
Amazon.com, Inc. COM 023135106 7773 116012 SH SOLE 16648 99564
Amdocs Ltd. COM G02602103 7389 99854 SH SOLE 25000 74854
America Online, Inc. COM 02364J104 3934 58346 SH SOLE 58346
Anicom, Inc. COM 035250109 452 74610 SH SOLE 74610
AppNet Systems, Inc. COM 03831Q101 1593 33903 SH SOLE 15068 18835
Applied Micro Circuits Corp COM 03822W109 47367 315652 SH SOLE 26000 289652
Ariba, Inc. COM 04033V104 129577 618141 SH SOLE 265845 352296
Ask Jeeves COM 045174109 814 13315 SH SOLE 13315
Aspect Development, Inc. COM 045234101 36481 566700 SH SOLE 309300 257400
At Home Corporation COM 045919107 6569 199442 SH SOLE 4458 194984
Atmel Corp. COM 049513104 826 16000 SH SOLE 16000
BEA Systems, Inc. COM 073325102 1467 20000 SH SOLE 20000
Be Free, Inc. COM 073308108 3280 149109 SH SOLE 57281 91828
Be, Inc. COM 073309106 1121 74449 SH SOLE 74449
Broadbase COM 11130R100 3585 44955 SH SOLE 44955
Broadcom Corporation COM 111320107 45454 187152 SH SOLE 26516 160636
Broadvision, Inc. COM 111412102 9985 222500 SH SOLE 42300 180200
Brocade Communications Systems COM 111621108 71583 399213 SH SOLE 213015 186198
C-Cube Microsystems, Inc. COM 12501N108 4739 65079 SH SOLE 22182 42897
CMGI, Inc. COM 125750109 7769 68558 SH SOLE 65000 3558
CNET, Inc. COM 125945105 1338 26400 SH SOLE 26400
CSG Systems Internationl, Inc. COM 126349109 1464 30000 SH SOLE 30000
Calico Commerce, Inc COM 129897104 339 10364 SH SOLE 10364
Caliper Technologies COM 130876105 346 4273 SH SOLE 4273
Check Point Software COM M22465104 5132 30000 SH SOLE 30000
Checkfree Corporation COM 162812101 4232 60024 SH SOLE 60024
China.com COM G2108N109 3585 44263 SH SOLE 44263
Ciena Corporation COM 171779101 254 2010 SH SOLE 2010
Cisco Systems COM 17275R102 31682 409807 SH SOLE 18208 391599
Clarus Corporation COM 182707109 3684 52156 SH SOLE 32156 20000
Commerce One, Inc. COM 200693109 38670 259098 SH SOLE 175381 83717
Communication Intelligence Cor COM 20338K106 298 50000 SH SOLE 50000
Concentric Network Corporation COM 20589R107 210 3825 SH SOLE 3825
Concord Communications, Inc. COM 206186108 7525 211613 SH SOLE 158895 52718
Copper Mountain, Inc. COM 217510106 17128 209037 SH SOLE 28783 180254
Covad Communications Group, In COM 222814204 19088 263288 SH SOLE 153288 110000
Credence Systems Corp. COM 225302108 375 3000 SH SOLE 3000
Critical Path COM 22674V100 11339 133399 SH SOLE 61988 71411
Crossroads Systems, Inc. COM 22765D100 4724 45754 SH SOLE 45754
Crown Castle International Cor COM 228227104 5687 150144 SH SOLE 150144
Ditech Communications Corp COM 25500M103 1369 12908 SH SOLE 12908
Documentum, Inc. COM 256159104 11508 147545 SH SOLE 65605 81940
DoubleClick COM 258609304 25516 272532 SH SOLE 100400 172132
E.spire Communications, Inc. COM 269153102 9105 1294884 SH SOLE 1294884
EBay, Inc. COM 278642103 122703 697176 SH SOLE 15000 682176
ETek Dynamics, Inc. COM 269240107 42109 179000 SH SOLE 62500 116500
EToys, Inc. COM 297862104 442 50000 SH SOLE 50000
Efficient Networks, Inc. COM 282056100 2162 13882 SH SOLE 13882
Entrust Technologies, Inc. COM 293848107 3691 43389 SH SOLE 43389
Exchange Applications, Inc. COM 300867108 2552 48216 SH SOLE 48216
Exodus Communications, Inc COM 302088109 30038 213794 SH SOLE 34800 178994
Extensity Inc COM 302255104 1121 23364 SH SOLE 23364
Extreme Networks, Inc. COM 30226D106 13825 175000 SH SOLE 175000
Finisar COM 31787A101 2492 17008 SH SOLE 17008
Foundry Networks, Inc. COM 35063R100 33543 233343 SH SOLE 121846 111497
Gadzoox Networks, Inc. COM 362555104 586 12224 SH SOLE 12224
GlobeSpan, Inc. COM 379571102 3679 36092 SH SOLE 36092
HearMe COM 421903105 310 12263 SH SOLE 12263
HewlettPackard COM 428236103 797 6000 SH SOLE 6000
Homestore.com COM 437852106 835 17118 SH SOLE 3826 13292
ISS Group, Inc. COM 450306105 36803 315904 SH SOLE 86000 229904
IXL Enterprises, Inc. COM 450718101 350 12495 SH SOLE 12495
Inktomi Corporation COM 457277101 44869 230096 SH SOLE 22946 207150
Intel Corp. COM 458140100 1346 10199 SH SOLE 10199
Interact Commerce COM 45839Y107 649 24000 SH SOLE 24000
Interwoven COM 46114T102 2426 22102 SH SOLE 22102
Intraware COM 46118M103 5392 130516 SH SOLE 130516
Intuit, Inc. COM 461202103 24785 455810 SH SOLE 217965 237845
Juniper Networks, Inc. COM 48203R104 48759 185000 SH SOLE 185000
Kana Communications COM 483600102 5950 87504 SH SOLE 11092 76412
Latitude Communications COM 518292107 4174 159025 SH SOLE 15000 144025
Legato Systems, Inc. COM 524651106 4683 104952 SH SOLE 104952
Linear Technology Corp. COM 535678106 13036 237012 SH SOLE 44460 192552
Lucent Technologies, Inc. COM 549463107 4031 65810 SH SOLE 65810
Lycos, Inc. COM 550818108 2330 33160 SH SOLE 960 32200
MMC Networks, Inc. COM 55308N102 5232 158531 SH SOLE 55600 102931
MP3.com, Inc. COM 62473M109 2045 97402 SH SOLE 97402
Manugistics Group, Inc. COM 565011103 479 9400 SH SOLE 9400
Marimba, Inc. COM 56781Q109 2206 50000 SH SOLE 50000
Media Metrix, Inc. COM 58440X103 4646 110629 SH SOLE 42483 68146
Medicalogic, Inc. COM 584642102 543 31250 SH SOLE 31250
MetaSolv Software, Inc. COM 591393103 2793 47288 SH SOLE 47288
Microchip Technology, Inc. COM 595017104 7806 118725 SH SOLE 68100 50625
Microsoft Corp. COM 594918104 1143 10755 SH SOLE 10755
Mobius Management Systems, Inc COM 606925105 315 26009 SH SOLE 26009
Net Perceptions, Inc. COM 64107U101 1005 27195 SH SOLE 27195
NetScout Systems, Inc. COM 64115T104 1355 80910 SH SOLE 80910
NextCard, Inc. COM 65332K107 3487 227943 SH SOLE 110682 117261
Nextel Communications, Inc. COM 65332V103 19092 128783 SH SOLE 110000 18783
Nortel Networks Corporation COM 656569100 12171 96499 SH SOLE 96499
Northpoint Communications COM 666610100 10056 436027 SH SOLE 79860 356167
ONYX Software, Inc. COM 683402101 24444 766884 SH SOLE 488846 278038
OnVia.com Inc COM 68338t106 452 21383 SH SOLE 21383
PMC/Sierra Semiconductor Corp. COM 69344F106 48267 236964 SH SOLE 8840 228124
Packeteer, Inc. COM 695210104 935 26725 SH SOLE 26725
Paradyne Networks, Inc. COM 69911G107 962 31042 SH SOLE 31042
Parametric Technology Corp COM 699173100 1828 86759 SH SOLE 1048 85711
PeopleSoft, Inc. COM 712713106 300 15000 SH SOLE 15000
Phoenix Technologies COM 719153108 2345 111000 SH SOLE 92000 19000
Phone.com, Inc. COM 71920Q100 20839 127747 SH SOLE 23613 104134
Pivotal Corporation COM 72581R106 3377 105136 SH SOLE 28813 76323
Portal Software, Inc. COM 736126103 2384 41866 SH SOLE 35000 6866
Quicklogic COM 74837P108 933 27556 SH SOLE 27556
Quokka Sports COM 749077103 958 90197 SH SOLE 90197
Qwest Telecommunications Intl COM 749121109 2880 60000 SH SOLE 60000
RF Micro Devices, Inc. COM 749941100 1612 12000 SH SOLE 12000
RSA Security, Inc. COM 749719100 37384 721533 SH SOLE 534580 186953
Rational Software Corp. COM 75409P202 12182 159245 SH SOLE 55500 103745
Red Hat, Inc. COM 756577102 554 13071 SH SOLE 13071
Redback Networks, Inc. COM 757209101 19704 65693 SH SOLE 15000 50693
SCA Communications Corporation COM 78388J106 291 6617 SH SOLE 6617
SCC Communications, Inc. COM 78388X105 804 80354 SH SOLE 80354
Sagent Technology COM 786693101 329 11425 SH SOLE 11425
Scient Corp. COM 80864H109 21497 237048 SH SOLE 237048
Sciquest.com COM 80908q107 454 17646 SH SOLE 17646
Seagate Technology COM 811804103 5482 88779 SH SOLE 88779
SilverStream Software, Inc. COM 827907106 5006 67767 SH SOLE 67767
Stamps.com, Inc. COM 852857101 1309 67782 SH SOLE 67782
Sun Microsystems, Inc. COM 866810104 10702 114208 SH SOLE 114208
Sycamore Networks COM 871206108 19350 150000 SH SOLE 150000
T/R Systems, Inc. COM 87263U102 215 9664 SH SOLE 9664
TIBCO Software, Inc. COM 88632Q103 14479 177660 SH SOLE 30000 147660
TMP WorldWide, Inc. COM 872941109 5318 68400 SH SOLE 68400
Talk City Corp. COM 874263106 251 41396 SH SOLE 41396
Telllabs, Inc. COM 879664100 601 9547 SH SOLE 9547
Texas Instruments, Inc. COM 882508104 9014 56335 SH SOLE 56335
TranSwitch Corp. COM 894065101 1081 11250 SH SOLE 11250
Turnstone COM 900423104 8645 75174 SH SOLE 75174
VA Linux COM 91819B105 13221 218979 SH SOLE 218979
Ventro Corporation COM 922815105 998 17633 SH SOLE 17633
VeriSign, Inc. COM 92343E102 43435 290534 SH SOLE 120280 170254
Verio, Inc. COM 923433106 2424 53800 SH SOLE 9000 44800
Veritas Software Corp. COM 923436109 26462 202000 SH SOLE 152000 50000
Viant Corporation COM 92553N107 3917 116952 SH SOLE 18550 98402
Vignette Corporation COM 926734104 47783 298184 SH SOLE 141000 157184
Virata Corporation COM 927646109 2954 29578 SH SOLE 29578
Vitria Technology COM 92849Q104 15806 156782 SH SOLE 156782
Vixel COM 928552108 1321 81884 SH SOLE 81884
VoiceStream Wireless Corp COM 928615103 5152 40000 SH SOLE 20000 20000
WebLink Wireless, Inc. COM 94769A101 319 23878 SH SOLE 23878
Webvan COM 94845V103 6511 846936 SH SOLE 279500 567436
Western Wireless Corporation COM 95988E204 2451 53500 SH SOLE 33500 20000
Wireless Facilities COM 97653A103 6325 60096 SH SOLE 60096
YaHoo!, Inc. COM 984332106 45953 268146 SH SOLE 77384 190762
Swan S.A. COM N/A 441 5126 SH SOLE 5126
Shaw Communications, Inc. COM 82028K200 1461 54380 SH SOLE 18322 36058
</TABLE>
