<PAGE> 1
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.):
[ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: High Rock Capital LLC
Address: 28 State Street
18th Floor
Boston, MA 02109
Form 13F File Number: 28-5139
The institutional investment manager filing this report and the person
by whom it is signed hereby represent that the person signing the
report is authorized to submit it, that all information contained
herein is true, correct and complete, and that it is understood that
all required items, statements, schedules, lists, and tables, are
considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Steven C. Wilner
Title: Vice President
Phone: (617) 747-5806
Signature, Place, and Date of Signing:
/s/ Steven C. Wilner
----------------------
Boston, Massachusetts
November 13, 2000
High Rock Asset Management LLC is the parent company and sole member of High
Rock Capital LLC. In accordance with 17 CFR 240.13f-1(b), High Rock Asset
Management LLC is deemed to exercise "investment discretion" with respect to
all accounts with which High Rock Capital LLC exercises "investment
discretion".
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
<PAGE> 2
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 223
Form 13F Information Table Value Total (in thousands): $1,831,433
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of
all institutional investment managers with respect to which this report
is filed, other than the manager filing this report.
No. 13F File Number Name
01 28-5143 High Rock Asset Management LLC
<PAGE> 3
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER
NAME OF ISSUER TITLE OF CLASS CUSIP X($1000) PRN AMT PRN CALL DISCRETN MANAGERS VOTING AUTHORITY
SOLE SHARED NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ACNIELSEN CORP COM COMMON STOCK 004833109 3762 158000 SH DEFINED 01 128200 0 29800
ACTEL CORP COM COMMON STOCK 004934105 6638 184700 SH DEFINED 01 150800 0 33900
ADAPTEC INC COM COMMON STOCK 00651F108 404 20200 SH DEFINED 01 20200 0 0
ADVEST GROUP INC COM COMMON STOCK 007566102 8511 268600 SH DEFINED 01 213400 0 55200
AGCO CORP COM COMMON STOCK 001084102 17399 1465200 SH DEFINED 01 1186600 0 278600
AGRIUM INC CAD NPV COM (USD) COMMON STOCK 008916108 29900 2902500 SH DEFINED 01 2442900 0 459600
AIRGAS INC COM COMMON STOCK 009363102 7281 1068700 SH DEFINED 01 859000 0 209700
ALBANY INTL CORP CL A COMMON STOCK 012348108 8789 732382 SH DEFINED 01 598498 0 133884
ALBERTO CULVER CO CL A COMMON STOCK 013068200 25155 1003700 SH DEFINED 01 819400 0 184300
ALBERTSONS INC COM COMMON STOCK 013104104 3100 147600 SH DEFINED 01 147600 0 0
ALLEGHENY TECHNOLOGIES INC COM COMMON STOCK 01741R102 2170 119700 SH DEFINED 01 119700 0 0
ALLEN TELECOM INC COM COMMON STOCK 018091108 295 17400 SH DEFINED 01 16300 0 1100
AMERICAN FINL HLDGS INC COM COMMON STOCK 026075101 8913 505700 SH DEFINED 01 401900 0 103800
AMERICAN FREIGHTWAYS CORP COMMON STOCK 02629V108 7972 502200 SH DEFINED 01 410300 0 91900
AMETEK INC COM COMMON STOCK 031100100 5748 271300 SH DEFINED 01 215000 0 56300
ANADIGICS INC COM COMMON STOCK 032515108 1843 83300 SH DEFINED 01 65900 0 17400
APRIA HEALTHCARE GROUP INC COM COMMON STOCK 037933108 17161 1231300 SH DEFINED 01 1006100 0 225200
ARCH COAL INC COM COMMON STOCK 039380100 1408 140800 SH DEFINED 01 112900 0 27900
ARCHER DANIELS MIDLAND CO COM COMMON STOCK 039483102 1960 227200 SH DEFINED 01 227200 0 0
ARROW ELECTRONICS INC COM COMMON STOCK 042735100 5014 147200 SH DEFINED 01 147200 0 0
ARTESYN TECHNOLOGIES INC COM COMMON STOCK 043127109 1672 57400 SH DEFINED 01 45400 0 12000
ASAT HOLDINGS LTD ADR ADRS STOCKS 00208B105 4002 609800 SH DEFINED 01 512200 0 97600
ASTORIA FINL CORP COM COMMON STOCK 046265104 24268 628301 SH DEFINED 01 510100 0 118200
ATMI INC COM COMMON STOCK 00207R101 4205 179900 SH DEFINED 01 141900 0 38000
AVNET INC COM COMMON STOCK 053807103 41981 1479500 SH DEFINED 01 1203400 0 276100
BALLY TOTAL FITNESS HOLDINGS COMMON STOCK 05873K108 14843 593700 SH DEFINED 01 487800 0 105900
BANCORP SOUTH INC COM COMMON STOCK 059692103 6301 438300 SH DEFINED 01 348300 0 90000
BANNER CORP COM COMMON STOCK 06652V109 5690 362690 SH DEFINED 01 284680 0 78010
BANTA CORP COM COMMON STOCK 066821109 5987 245600 SH DEFINED 01 193100 0 52500
BARNES GROUP INC COM COMMON STOCK 067806109 4094 222800 SH DEFINED 01 170500 0 52300
BASIN EXPL INC COM COMMON STOCK 070107107 20465 1049500 SH DEFINED 01 867200 0 182300
BE AEROSPACE INC COM COMMON STOCK 073302101 197 12200 SH DEFINED 01 11300 0 900
BEASLEY BROADCAST GROUP INC CL A COMMON STOCK 074014101 2131 220000 SH DEFINED 01 179300 0 40700
BELDEN INC COM COMMON STOCK 077459105 36971 1564900 SH DEFINED 01 1275500 0 289400
BELL MICROPRODUCTS INC COMMON STOCK 078137106 8766 280500 SH DEFINED 01 223900 0 56600
BEVERLY ENTERPRISES COM COMMON STOCK 087851309 10961 1846000 SH DEFINED 01 1467400 0 378600
BOMBAY CO INC USD1 COM COMMON STOCK 097924104 2661 1091600 SH DEFINED 01 844300 0 247300
BOSTON BEER CO INC CL. A COMMON STOCK 100557107 2987 331900 SH DEFINED 01 259200 0 72700
BROOKLINE BANCORP INC COM COMMON STOCK 113739106 3309 289300 SH DEFINED 01 228200 0 61100
BT FINANCIAL CORP COMMON STOCK 055763106 2510 135700 SH DEFINED 01 116300 0 19400
BUFFETS INC COMMON STOCK 119882108 140 10200 SH DEFINED 01 10200 0 0
C D I CORP COM COMMON STOCK 125071100 6366 397900 SH DEFINED 01 322500 0 75400
CARPENTER TECHNOLOGY CORP COM COMMON STOCK 144285103 18180 624200 SH DEFINED 01 502700 0 121500
CASEYS GEN STORES COM COMMON STOCK 147528103 3513 270200 SH DEFINED 01 211100 0 59100
CENTURY SOUTH BANKS INC COMMON STOCK 156683104 551 30000 SH DEFINED 01 25200 0 4800
CHARMING SHOPPES INC COM COMMON STOCK 161133103 3394 650400 SH DEFINED 01 513300 0 137100
CHIEFTAN INTERNATIONAL INC CAD COM COMMON STOCK 16867C101 3817 184500 SH DEFINED 01 145300 0 39200
CLAYTON HOMES INC COM COMMON STOCK 184190106 6159 615900 SH DEFINED 01 489100 0 126800
COLONIAL BANCGROUP INC COM COMMON STOCK 195493309 10299 992700 SH DEFINED 01 807500 0 185200
COMMERCIAL FED CORP COM COMMON STOCK 201647104 3523 184200 SH DEFINED 01 142700 0 41500
COMMSCOPE INC COM COMMON STOCK 203372107 2641 107800 SH DEFINED 01 85700 0 22100
COMMUNITY BK SYS INC COM COMMON STOCK 203607106 9123 351700 SH DEFINED 01 279600 0 72100
CONECTIV INC COM COMMON STOCK 206829103 6151 344100 SH DEFINED 01 277600 0 66500
COOPER TIRE AND RUBBER CO COM COMMON STOCK 216831107 8905 885000 SH DEFINED 01 717900 0 167100
COX RADIO INC CL. A COMMON STOCK 224051102 1831 105000 SH DEFINED 01 83200 0 21800
CTS CORP NPV COM COMMON STOCK 126501105 9644 190500 SH DEFINED 01 155700 0 34800
DEAN FOODS CO COM COMMON STOCK 242361103 29483 886700 SH DEFINED 01 721200 0 165500
DEB SHOPS INC COM COMMON STOCK 242728103 4908 413300 SH DEFINED 01 347600 0 65700
DIAL CORP NEW COM COMMON STOCK 25247D101 33239 2859300 SH DEFINED 01 2330000 0 529300
DIME COMMUNITY BANCSHARES COMMON STOCK 253922108 3282 132600 SH DEFINED 01 106300 0 26300
DREYERS GRAND ICE CREAM INC COMMON STOCK 261878102 9067 420500 SH DEFINED 01 331600 0 88900
DUANE READ INC COM COMMON STOCK 263578106 555 22900 SH DEFINED 01 17700 0 5200
EAST WEST BANCORP INC COM COMMON STOCK 27579R104 1340 68500 SH DEFINED 01 54300 0 14200
EFUNDS CORP COM STK COMMON STOCK 28224R101 4166 564900 SH DEFINED 01 442000 0 122900
ELCOR CORP COM COMMON STOCK 284443108 5697 392900 SH DEFINED 01 310000 0 82900
EMMIS BROADCASTING CORP COMMON STOCK 291525103 32843 1327000 SH DEFINED 01 1089500 0 237500
ENTERCOM COMMUNICATIONS CORP COMMON STOCK 293639100 2751 91900 SH DEFINED 01 72800 0 19100
ESS TECHNOLOGY INC COM COMMON STOCK 269151106 9889 690900 SH DEFINED 01 559200 0 131700
ETHAN ALLEN INTERIORS INC COM COMMON STOCK 297602104 3800 134200 SH DEFINED 01 106300 0 27900
EVEREST RE GROUP LTD COM STK COMMON STOCK G3223R108 7074 142900 SH DEFINED 01 116400 0 26500
FILENES BASEMENT CORP COM COMMON STOCK 316866102 0 11400 SH DEFINED 01 11400 0 0
FILENET CORP COM COMMON STOCK 316869106 22427 1233100 SH DEFINED 01 1008100 0 225000
FINISH LINE INC CL. A COMMON STOCK 317923100 5566 761200 SH DEFINED 01 601900 0 159300
FIRST FINANCIAL BANCORP OH COMMON STOCK 320209109 4747 301400 SH DEFINED 01 239700 0 61700
FIRST INDIANA CORP COMMON STOCK 32054R108 3292 126300 SH DEFINED 01 107800 0 18500
FIRSTFED FINANCIAL CORP COM COMMON STOCK 337907109 35115 1526743 SH DEFINED 01 1234800 0 291943
FLEETWOOD ENTERPRISES INC COMMON STOCK 339099103 3408 251300 SH DEFINED 01 196000 0 55300
FLEMING COS INC COM COMMON STOCK 339130106 23950 1833500 SH DEFINED 01 1500900 0 332600
FLOWSERVE CORP COM COMMON STOCK 34354P105 1366 83100 SH DEFINED 01 67100 0 16000
FOOTSTAR INC COM COMMON STOCK 344912100 16121 498900 SH DEFINED 01 407000 0 91900
FORTUNE BRANDS INC COM COMMON STOCK 349631101 496 18700 SH DEFINED 01 18700 0 0
FOSSIL INC COM COMMON STOCK 349882100 7633 573400 SH DEFINED 01 464900 0 108500
FOSTER WHEELER CORP COM COMMON STOCK 350244109 6450 889700 SH DEFINED 01 722800 0 166900
FSI INTL INC COM COMMON STOCK 302633102 17587 1234200 SH DEFINED 01 1015900 0 218300
FULLER H B CO COM COMMON STOCK 359694106 5851 203500 SH DEFINED 01 166900 0 36600
FURNITURE BRANDS INTL INC COMMON STOCK 360921100 4437 266900 SH DEFINED 01 211500 0 55400
G & K SVCS INC CL A COMMON STOCK 361268105 6870 244800 SH DEFINED 01 193700 0 51100
GARTNER GROUP INC NEW CL B COMMON STOCK 366651206 6541 601500 SH DEFINED 01 478500 0 123000
GASONICS INTERNATIONAL CORP COMMON STOCK 367278108 4067 332000 SH DEFINED 01 265000 0 67000
GENCORP INC COM COMMON STOCK 368682100 3120 384000 SH DEFINED 01 302900 0 81100
GENERAL SEMICONDUCTR INC COM COMMON STOCK 370787103 35989 2952975 SH DEFINED 01 2407000 0 545975
GENZYME CORP SURGICAL PRODS COMMON STOCK 372917609 8314 1108500 SH DEFINED 01 903200 0 205300
GEORGIA GULF CORP COMMON STOCK 373200203 3025 264500 SH DEFINED 01 209300 0 55200
GRANITE CONSTRUCTION COMMON STOCK 387328107 1453 59900 SH DEFINED 01 57100 0 2800
HARLAND JOHN H CO COM COMMON STOCK 412693103 4707 307400 SH DEFINED 01 246500 0 60900
HERCULES INC COM COMMON STOCK 427056106 10337 731800 SH DEFINED 01 591500 0 140300
HEXCEL CORP COM NEW COMMON STOCK 428291108 10684 798840 SH DEFINED 01 645240 0 153600
HISPANIC BROADCASTING CORP US COMMON STOCK 43357B104 2199 78900 SH DEFINED 01 78900 0 0
HUDSON UNITED BANCORP COMMON STOCK 444165104 23766 860300 SH DEFINED 01 684000 0 176300
HUMANA INC COM COMMON STOCK 444859102 11686 1087100 SH DEFINED 01 891400 0 195700
HYPERCOM CORP COM COMMON STOCK 44913M105 14310 1379300 SH DEFINED 01 1151000 0 228300
IDEX CORP COM COMMON STOCK 45167R104 2070 74100 SH DEFINED 01 58800 0 15300
IMATION CORP COM COMMON STOCK 45245A107 6591 353900 SH DEFINED 01 287300 0 66600
IMC GLOBAL INC COM COMMON STOCK 449669100 18457 1272900 SH DEFINED 01 1037700 0 235200
INFORMIX CORP COM COMMON STOCK 456779107 14183 3438200 SH DEFINED 01 2786400 0 651800
INTERSTATE BAKERIES CORP COMMON STOCK 46072H108 20668 1413200 SH DEFINED 01 1150400 0 262800
INTERTAN INC COM COMMON STOCK 461120107 18071 1251700 SH DEFINED 01 1020400 0 231300
ITT INDUSTRIES INC COM COMMON STOCK 450911102 328 10100 SH DEFINED 01 10100 0 0
JEFFERIES GROUP INC COMMON STOCK 472319102 9834 365900 SH DEFINED 01 300900 0 65000
JLG INDS INC COMMON STOCK 466210101 4370 358600 SH DEFINED 01 285300 0 73300
KEANE INC COM COMMON STOCK 486665102 9125 524400 SH DEFINED 01 417500 0 106900
KEMET CORP COM COMMON STOCK 488360108 1204 43600 SH DEFINED 01 43600 0 0
KEY ENERGY GROUP INC COM COMMON STOCK 492914106 33402 3404000 SH DEFINED 01 2792400 0 611600
KLAMATH FIRST BANCORP INC COMMON STOCK 49842P103 4906 384800 SH DEFINED 01 303800 0 81000
KNIGHTSBRIDGE TANKERS LTD ORD G5299G106 2513 114900 SH DEFINED 01 88300 0 26600
K-SWISS INC COM CL. A COMMON STOCK 482686102 2842 126300 SH DEFINED 01 99200 0 27100
LA Z BOY INC COM COMMON STOCK 505336107 5480 376300 SH DEFINED 01 292900 0 83400
LANDAUER INC COMMON STOCK 51476K103 1272 67500 SH DEFINED 01 50600 0 16900
LANDRYS SEAFOOD RESTAURANTS COMMON STOCK 51508L103 3095 454300 SH DEFINED 01 361600 0 92700
LIBERTY CORP S C COM COMMON STOCK 530370105 15024 433900 SH DEFINED 01 356600 0 77300
LONE STAR STEAKHOUSE SALOON COMMON STOCK 542307103 3883 526500 SH DEFINED 01 410500 0 116000
LONGS DRUG STORES CORP COM COMMON STOCK 543162101 3945 206300 SH DEFINED 01 163900 0 42400
LONGVIEW FIBRE CO COM COMMON STOCK 543213102 7116 593000 SH DEFINED 01 473300 0 119700
LOUISIANA PAC CORP COM COMMON STOCK 546347105 21005 2286300 SH DEFINED 01 1852000 0 434300
LTX CORP COM STK COMMON STOCK 502392103 7056 372600 SH DEFINED 01 303500 0 69100
LUBRIZOL CORP COM COMMON STOCK 549271104 6156 312700 SH DEFINED 01 250900 0 61800
MAF BANCORP INC COM COMMON STOCK 55261R108 1555 62500 SH DEFINED 01 48100 0 14400
MAGNETEK INC COM COMMON STOCK 559424106 4253 400300 SH DEFINED 01 311200 0 89100
MANITOWOC INC COM COMMON STOCK 563571108 9567 497000 SH DEFINED 01 395400 0 101600
MANOR CARE INC COM STK COMMON STOCK 564055101 19879 1267200 SH DEFINED 01 1026600 0 240600
MARTHA STEWART COM STK COMMON STOCK 573083102 1916 73000 SH DEFINED 01 60100 0 12900
MATTSON TECHNOLOGY INC COMMON STOCK 577223100 6111 410800 SH DEFINED 01 329900 0 80900
MICHAEL FOOD INC NEW COM COMMON STOCK 594079105 234 10000 SH DEFINED 01 8600 0 1400
MIDWEST EXPRESS HOLDINGS INC COM COMMON STOCK 597911106 5243 260500 SH DEFINED 01 214800 0 45700
MIIX GROUP INC COM COMMON STOCK 59862V104 2874 345700 SH DEFINED 01 269300 0 76400
MONACO COACH CORP COMMON STOCK 60886R103 2432 147400 SH DEFINED 01 117500 0 29900
MSC.SOFTWARE CORPORATION COMMON STOCK 553531104 6264 590900 SH DEFINED 01 477200 0 113700
NATIONAL PENN BANCSHARES INC COMMON STOCK 637138108 373 19400 SH DEFINED 01 18000 0 1400
NAUTICA ENTERPRISES INC COM COMMON STOCK 639089101 1967 152000 SH DEFINED 01 118000 0 34000
NCI BLDG SYS INC COMMON STOCK 628852105 528 36100 SH DEFINED 01 36100 0 0
NEIMAN MARCUS B COM STK COMMON STOCK 640204301 4677 163400 SH DEFINED 01 132200 0 31200
NELSON (THOMAS) INC COMMON STOCK 640376109 4869 594703 SH DEFINED 01 488800 0 105903
OFFICEMAX INC COM COMMON STOCK 67622M108 4172 1171100 SH DEFINED 01 929400 0 241700
OMI CORP NEW COM STK COMMON STOCK Y6476W104 4597 548900 SH DEFINED 01 428800 0 120100
ON SEMICONDUCTOR CORP COMMON STOCK 682189105 737 67800 SH DEFINED 01 67800 0 0
OSCA INC CLASS A COM STK COMMON STOCK 687836106 5629 338600 SH DEFINED 01 276000 0 62600
OUTBACK STEAKHOUSE INC COMMON STOCK 689899102 18665 688100 SH DEFINED 01 557600 0 130500
OWENS & MINOR INC NEW COMMON STOCK 690732102 1402 89000 SH DEFINED 01 47300 0 41700
PACIFIC CENTURY FINANCIAL CORP COMMON STOCK 694058108 17801 1039500 SH DEFINED 01 841700 0 197800
PARAMETRIC TECHNOLOGY CORP COMMON STOCK 699173100 1518 138800 SH DEFINED 01 138800 0 0
PARKER DRILLING CO USD COM COMMON STOCK 701081101 18126 2589400 SH DEFINED 01 2109600 0 479800
PARKER HANNIFIN CORP COM COMMON STOCK 701094104 560 16600 SH DEFINED 01 16600 0 0
PENTAIR INC COMMON STOCK 709631105 5401 201900 SH DEFINED 01 163400 0 38500
PERRIGO CO COM COMMON STOCK 714290103 133 19500 SH DEFINED 01 19500 0 0
PFF BANCORP INC COM COMMON STOCK 69331W104 9724 447100 SH DEFINED 01 356300 0 90800
PHILADELPHIA CONS HOLDINGS COMMON STOCK 717528103 495 23700 SH DEFINED 01 18300 0 5400
PHOENIX TECHNOLOGIES LTD COMMON STOCK 719153108 4010 251600 SH DEFINED 01 189700 0 61900
PHOTRONICS INC COM STK COMMON STOCK 719405102 31735 1454900 SH DEFINED 01 1191300 0 263600
PIONEER STD ELECTRS INC COM COMMON STOCK 723877106 12688 935500 SH DEFINED 01 775000 0 160500
POLYONE CORP COMMON STOCK 73179P106 860 117600 SH DEFINED 01 91200 0 26400
PRI AUTOMATION INC COM COMMON STOCK 69357H106 7225 395900 SH DEFINED 01 320800 0 75100
PRIZE ENERGY COM STK COMMON STOCK 74267L106 5285 280000 SH DEFINED 01 217700 0 62300
PROGRESS SOFTWARE US D.01 COM COMMON STOCK 743312100 3906 286700 SH DEFINED 01 232600 0 54100
RADIO ONE INC CL A COMMON STOCK 75040P108 831 100000 SH DEFINED 01 76600 0 23400
RADIO ONE INC CL D NON VTG COMMON STOCK 75040P405 2825 400000 SH DEFINED 01 307000 0 93000
RAYOVAC CORP COMMON STOCK 755081106 1522 88900 SH DEFINED 01 70500 0 18400
REEBOK INTL LTD COM COMMON STOCK 758110100 7384 392500 SH DEFINED 01 321300 0 71200
REGIS CORP MINNESOTA COM COMMON STOCK 758932107 14942 996100 SH DEFINED 01 813500 0 182600
REMEDY CORP COM COMMON STOCK 759548100 11274 597300 SH DEFINED 01 484900 0 112400
RENAISSANCE RE HOLDINGS COMMON STOCK g7496g103 4904 76700 SH DEFINED 01 63900 0 12800
ROBBINS AND MYERS INC COMMON STOCK 770196103 4361 184600 SH DEFINED 01 137200 0 47400
ROHN INDUSTRIES INC COM COMMON STOCK 775381106 7794 1640900 SH DEFINED 01 1325000 0 315900
ROSS STORES INC COMMON STOCK 778296103 21391 1488100 SH DEFINED 01 1218100 0 270000
RUSS BERRIE AND CO INC COMMON STOCK 782233100 7136 361300 SH DEFINED 01 292900 0 68400
S 3 INC COM COMMON STOCK 784849101 8845 857700 SH DEFINED 01 696700 0 161000
SAKS INCORPORATED COM STK COMMON STOCK 79377W108 10803 1094000 SH DEFINED 01 948400 0 145600
SALEM COMMUNICATIONS CL A COMMON STOCK 794093104 9214 726200 SH DEFINED 01 593400 0 132800
SCOTTS CO CL A COM COMMON STOCK 810186106 13678 408300 SH DEFINED 01 332000 0 76300
SEACOAST FINL SERVICES CORP COMMON STOCK 81170Q106 6161 560100 SH DEFINED 01 435100 0 125000
SENSIENT TECHNOLOGIES CORP COM COMMON STOCK 913538104 7172 352000 SH DEFINED 01 272600 0 79400
SENSORMATIC ELEC COMMON STOCK 817265101 1949 129900 SH DEFINED 01 105000 0 24900
SHOPKO STORES INC COM COMMON STOCK 824911101 3245 312800 SH DEFINED 01 259200 0 53600
SIERRA PAC RESOURCES COMMON STOCK 826428104 13462 747900 SH DEFINED 01 595100 0 152800
SILICON VALLEY GROUP INC COM COMMON STOCK 827066101 7352 279400 SH DEFINED 01 218300 0 61100
SIX FLAGS INC COM NEW COMMON STOCK 83001P109 24667 1591400 SH DEFINED 01 1300300 0 291100
SOLUTIA INC COMMON STOCK 834376105 3565 313400 SH DEFINED 01 247900 0 65500
SOUTHERN PERU COPPER CORP COMMON STOCK 843611104 820 52900 SH DEFINED 01 52900 0 0
SOUTHWEST SECS GRP INC COMMON STOCK 845224104 13502 461600 SH DEFINED 01 382100 0 79500
SPARTECH CORP COMMON STOCK 847220209 3231 207600 SH DEFINED 01 164400 0 43200
SPECIALTY EQUIP COS INC COM NEW COMMON STOCK 847497203 11504 466000 SH DEFINED 01 371800 0 94200
STATE AUTO FINL CORP COM COMMON STOCK 855707105 2280 173700 SH DEFINED 01 134200 0 39500
STATEN ISLAND BANCORP INC COMMON STOCK 857550107 9166 458300 SH DEFINED 01 364900 0 93400
STEELCASE INC COM STK COMMON STOCK 858155203 817 48800 SH DEFINED 01 48800 0 0
STERLING BANCORP COMMON STOCK 859158107 662 33960 SH DEFINED 01 33960 0 0
STERLING FINANCIAL CORP COMMON STOCK 859319105 2993 263100 SH DEFINED 01 204100 0 59000
STRUCTURAL DYNAMICS RESH CORP COMMON STOCK 863555108 19899 1215200 SH DEFINED 01 986800 0 228400
TELEFLEX INCORPORATED COMMON STOCK 879369106 13643 396900 SH DEFINED 01 322400 0 74500
TESORO PETROLEUM CORP COMMON STOCK 881609101 14026 1411400 SH DEFINED 01 1120400 0 291000
TEXAS INDUSTRIES INC COMMON STOCK 882491103 28496 894000 SH DEFINED 01 724300 0 169700
TORO CO COM COMMON STOCK 891092108 8215 260800 SH DEFINED 01 211800 0 49000
TREDEGAR CORPORATION COM STK COMMON STOCK 894650100 4780 276100 SH DEFINED 01 219800 0 56300
TRICO MARINE SERVICES INC COMMON STOCK 896106101 1195 75300 SH DEFINED 01 58600 0 16700
ULTRATECH STEPPER INC COM COMMON STOCK 904034105 17225 1072400 SH DEFINED 01 870900 0 201500
UMB FINL CORP COM COMMON STOCK 902788108 8031 215600 SH DEFINED 01 171500 0 44100
UNIONBANCAL CORP COM STK COMMON STOCK 908906100 692 29700 SH DEFINED 01 29700 0 0
US INDS INC NEW COM COMMON STOCK 912080108 14883 1497700 SH DEFINED 01 1225300 0 272400
VALASSIS COMMUNICATIONS COMMON STOCK 918866104 2049 92100 SH DEFINED 01 75700 0 16400
VALMONT INDUSTRIES INC COMMON STOCK 920253101 1419 71400 SH DEFINED 01 56400 0 15000
VARIAN SEMICONDUCTOR EQUIPMENT COMMON STOCK 922207105 12777 341300 SH DEFINED 01 277300 0 64000
VENATOR GROUP INC COM COMMON STOCK 922944103 1848 149300 SH DEFINED 01 149300 0 0
VF CORPORATION COMMON STOCK 918204108 358 14500 SH DEFINED 01 14500 0 0
VICORP RESTAURANTS INC COM COMMON STOCK 925817108 5739 294295 SH DEFINED 01 232333 0 61962
WALLACE COMPUTER SERVICES INC COMMON STOCK 932270101 17409 1141600 SH DEFINED 01 923000 0 218600
WEBSTER FINL CORP CONN COM COMMON STOCK 947890109 9746 361800 SH DEFINED 01 283500 0 78300
WELLMAN INC COMMON STOCK 949702104 11043 764900 SH DEFINED 01 619900 0 145000
WHITNEY HOLDING CORP COMMON STOCK 966612103 2858 78700 SH DEFINED 01 62200 0 16500
WILD OATS MARKETS INC COMMON STOCK 96808B107 5539 471400 SH DEFINED 01 381700 0 89700
WINNEBAGO IND INC COMMON STOCK 974637100 7278 582200 SH DEFINED 01 462000 0 120200
XICOR INC COM STK COMMON STOCK 984903104 3027 366900 SH DEFINED 01 293400 0 73500
YELLOW CORP COM COMMON STOCK 985509108 3523 232900 SH DEFINED 01 188100 0 44800
YOUNG BROADCASTING INC CL A COMMON STOCK 987434107 3530 112300 SH DEFINED 01 86100 0 26200
ZALE CORP NEW COM COMMON STOCK 988858106 4408 135900 SH DEFINED 01 107600 0 28300
ZIFF-DAVIS INC COM COMMON STOCK 989511100 3069 377700 SH DEFINED 01 300900 0 76800
</TABLE>
