UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 1999
Check here if Amendment [ ]; Amendment Number:
This amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: HIGH ROCK ASSET MANAGEMENT LLC
Address: 28 STATE STREET, 18TH FLOOR
BOSTON, MA. 02109
13 File Number: 28-3491
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct, and complete, and
and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form
Person Signing this Report on Behalf of Reporting Manager:
Name: DAVID L. DIAMOND
Title: PRESIDENT
Phone: 617-747-5800
Signature, Place and Date of Signing:
DAVID L. DIAMOND May 17, 1999
High Rock Asset Management LLC is the parent company and sole member of High
Rock Capital LLC. In accordance with 17 CFR 240.13f-1(b), High Asset Management
LLC is deemed to exercise "investment discretion" with respect to all accounts
with which High Rock Capital LLC exercises "investment discretion".
Report Type (Check only one.):
[ ] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ X] 13F COMBINATION REPORT.
List of Other Managers Reporting For This Manager: High Rock Capital LLC
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 150
Form 13F Information Table Value Total: 39662
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<TABLE> <C> <C>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- --------
D 1ST BERGEN BANCORP COMEA SH EX COMMON STOCK 318915105 274 11700 SH SOLE 11700 0 0
D 3COM CORP COM COMMON STOCK 885535104 342 14700 SH SOLE 14700 0 0
D ACTEL CORP COM COMMON STOCK 004934105 529 32200 SH SOLE 32200 0 0
D ACX TECHNOLOGIES INC COM COMMON STOCK 005123104 208 15900 SH SOLE 15900 0 0
D ADAPTEC INC COM COMMON STOCK 00651F108 257 11300 SH SOLE 11300 0 0
D ADEPT TECHNOLOGY INC COM COMMON STOCK 006854103 238 36200 SH SOLE 36200 0 0
D ALBERTO CULVER CO CL A COMMON STOCK 013068200 320 15100 SH SOLE 15100 0 0
D ALTERNATIVE RES CORP COM COMMON STOCK 02145R102 281 44100 SH SOLE 44100 0 0
D AMCOL INTERNATIONAL CORP COMMON STOCK 02341W103 109 10900 SH SOLE 10900 0 0
D ANSYS INC COM COMMON STOCK 03662Q105 162 23600 SH SOLE 23600 0 0
D ARKANSAS BEST CORP DEL COMMON STOCK 040790107 215 31600 SH SOLE 31600 0 0
D ARROW ELECTRONICS INC COM OPTIONS - CALLS 0427350FW 153 10200 SH CALL SOLE 10200 0 0
D ARVIN INDS INC COM COMMON STOCK 043339100 320 9500 SH SOLE 9500 0 0
D ATMEL CORP COM COMMON STOCK 049513104 481 31700 SH SOLE 31700 0 0
D AVONDALE INDUSTRIES INC USD SH COMMON STOCK 054350103 206 7000 SH SOLE 7000 0 0
D AVX CORP NEW COM COMMON STOCK 002444107 363 22700 SH SOLE 22700 0 0
D BALLYS TOTAL FITNESS HOLDINGS COMMON STOCK 05873K108 458 19200 SH SOLE 19200 0 0
D BROOKLINE BANCORP INC COM COMMON STOCK 113739106 162 14249 SH SOLE 14249 0 0
D BROOKSTONE INC COM COMMON STOCK 114537103 280 22200 SH SOLE 22200 0 0
D BURLINGTON COAT FACTORY WHSE C COMMON STOCK 121579106 186 15900 SH SOLE 15900 0 0
D CABLETRON SYS INC COM COMMON STOCK 126920107 107 13100 SH SOLE 13100 0 0
D CAMERON ASHLEY INC COM COMMON STOCK 133290106 104 11500 SH SOLE 11500 0 0
D CANANDAIGUA BRANDS INC COM COMMON STOCK 137219200 357 7100 SH SOLE 7100 0 0
D CASE CORP COM OPTIONS - CALLS 14743R0GW 258 10200 SH CALL SOLE 10200 0 0
D CATERPILLAR INC COM COMMON STOCK 149123101 349 7600 SH SOLE 7600 0 0
D CATHERINES STORES CORP USD.01 COMMON STOCK 14916F100 146 20900 SH SOLE 20900 0 0
D CENTRAL NEWSPAPERS INC COMMON STOCK 154647101 211 6800 SH SOLE 6800 0 0
D CHAMPION INTL CORP COM COMMON STOCK 158525105 357 8700 SH SOLE 8700 0 0
D CIVIC BANCORP COM COMMON STOCK 178788105 216 17280 SH SOLE 17280 0 0
D CLEVELAND INDIANS BASEBALL INC COMMON STOCK 186202107 663 78100 SH SOLE 78100 0 0
D COHERENT INC COM COMMON STOCK 192479103 182 13300 SH SOLE 13300 0 0
D COMPUSA INC COM COMMON STOCK 204932107 498 71200 SH SOLE 71200 0 0
D CONSOLIDATED STORES CORP COM COMMON STOCK 210149100 345 11400 SH SOLE 11400 0 0
D CYPRESS SEMICONDUCTOR CORP COMMON STOCK 232806109 439 48800 SH SOLE 48800 0 0
D DATA GEN CORP COM COMMON STOCK 237688106 177 17500 SH SOLE 17500 0 0
D DATASTREAM SYSTEMS INC COM COMMON STOCK 238124101 114 13300 SH SOLE 13300 0 0
D DEB SHOPS INC COM COMMON STOCK 242728103 112 10000 SH SOLE 10000 0 0
D EQUINOX SYSTEMS INC COM COMMON STOCK 294436100 250 26700 SH SOLE 26700 0 0
D ESKIMO PIE CORP COM COMMON STOCK 296443104 211 29700 SH SOLE 29700 0 0
D FEI CO COM COMMON STOCK 30241L109 112 13400 SH SOLE 13400 0 0
D FINISH LINE INC CL A COMMON STOCK 317923100 236 18400 SH SOLE 18400 0 0
D FIRST FED FINANCIAL CORP COM COMMON STOCK 337907109 261 16300 SH SOLE 16300 0 0
D FIRST WASHINGTON BANCORP INC C COMMON STOCK 33748T104 244 12600 SH SOLE 12600 0 0
D FLOUR CITY INTERNATIONAL INC COMMON STOCK 343858205 117 35400 SH SOLE 35400 0 0
D FREEDOM SECURITIES CORP COM COMMON STOCK 35644K103 310 19500 SH SOLE 19500 0 0
D FRESH DEL MONTE PRODUCE COMMON STOCK G36738105 369 19900 SH SOLE 19900 0 0
D FRUIT OF THE LOOM INC - CL A C COMMON STOCK G3682L105 196 18300 SH SOLE 18300 0 0
D GAYLORD CONTAINER CORP COMMON STOCK 368145108 141 18800 SH SOLE 18800 0 0
D GOLDEN ST VINTNERS INC COM COMMON STOCK 38121K208 128 10800 SH SOLE 10800 0 0
D GUEST SUPPLY INC COM COMMON STOCK 401630108 226 25900 SH SOLE 25900 0 0
D HEARST-ARGYLE TELEVISION INC COMMON STOCK 422317107 219 8900 SH SOLE 8900 0 0
D HELLO DIRECT INC COM COMMON STOCK 423402106 363 45400 SH SOLE 45400 0 0
D HMT TECH CORP COM COMMON STOCK 403917107 86 24800 SH SOLE 24800 0 0
D IMC GLOBAL INC COM COMMON STOCK 449669100 508 24900 SH SOLE 24900 0 0
D INFERENCE CORP CL A COM COMMON STOCK 45662K109 104 19300 SH SOLE 19300 0 0
D INFOCUS SYSTEMS INC USD NPV CO COMMON STOCK 452919103 641 73300 SH SOLE 73300 0 0
D INPUT SOFTWARE INC COM STK COMMON STOCK 457654101 214 42400 SH SOLE 42400 0 0
D INTERCARGO CORP COM COMMON STOCK 45844C108 231 20000 SH SOLE 20000 0 0
D INTERLINQ SOFTWARE CORP COMMON STOCK 458753100 324 42200 SH SOLE 42200 0 0
D INTERNATIONAL HOME FOODS INC COMMON STOCK 459655106 382 23800 SH SOLE 23800 0 0
D JACO ELECTRS INC COM COMMON STOCK 469783104 154 53800 SH SOLE 53800 0 0
D JOHNSON WORLDWIDE ASSOC INC. COMMON STOCK 479254104 125 19300 SH SOLE 19300 0 0
D K&G MEN'S CENTER INC COM COMMON STOCK 482245107 281 28300 SH SOLE 28300 0 0
D KEY TECHNOLOGY INC COM COMMON STOCK 493143101 121 19900 SH SOLE 19900 0 0
D KNIGHTSBRIDGE TANKERS LTD COMMON STOCK G5299G106 201 11700 SH SOLE 11700 0 0
D LADD FURNITURE INC COM PAR $0. COMMON STOCK 505739201 364 21300 SH SOLE 21300 0 0
D LESCO INC OHIO COM COMMON STOCK 526872106 260 17500 SH SOLE 17500 0 0
D LIFETIME HOAN CORP COM COMMON STOCK 531926103 117 12000 SH SOLE 12000 0 0
D LUCASVARITY PLC SPONSORED ADR ADRS STOCKS 549395101 268 5800 SH SOLE 5800 0 0
D MAGNETEK INC COM COMMON STOCK 559424106 87 10400 SH SOLE 10400 0 0
D MALLON RESOURCES CORP COM COMMON STOCK 561240201 82 11000 SH SOLE 11000 0 0
D MARSHALL INDS COM COMMON STOCK 572393106 303 22500 SH SOLE 22500 0 0
D MATERIAL SCIENCES CORP COM COMMON STOCK 576674105 107 16900 SH SOLE 16900 0 0
D MAXTOR CORP COM COMMON STOCK 577729205 120 17000 SH SOLE 17000 0 0
D MERITAGE CORPORATION COM STK COMMON STOCK 59001A102 133 11000 SH SOLE 11000 0 0
D MICRION CORP COM COMMON STOCK 59479P102 88 10500 SH SOLE 10500 0 0
D MIDWEST EXPRESS HLDGS INC COM COMMON STOCK 597911106 296 10100 SH SOLE 10100 0 0
D MILLENIUM CHEMICALS INC COM COMMON STOCK 599903101 276 13900 SH SOLE 13900 0 0
D MORGAN KEEGAN INC COM COMMON STOCK 617410105 195 11800 SH SOLE 11800 0 0
D MOVIE GALLERY INC COM COMMON STOCK 624581104 158 29800 SH SOLE 29800 0 0
D NATIONAL R V HLDGS INC COM COMMON STOCK 637277104 210 9500 SH SOLE 9500 0 0
D NATIONAL STEEL CORP CL B COMMON STOCK 637844309 215 26100 SH SOLE 26100 0 0
D NATIONAL SVC INDS INC COM COMMON STOCK 637657107 309 9100 SH SOLE 9100 0 0
D NATIONAL-OILWELL INC COM COMMON STOCK 637071101 519 44900 SH SOLE 44900 0 0
D NEIMAN-MARCUS GROUP INC COM COMMON STOCK 640204103 468 20700 SH SOLE 20700 0 0
D NEW HOLLAND NV NLG1 ORDS COMMON STOCK N62648105 138 13500 SH SOLE 13500 0 0
D NEWFIELD EXPL CO COM COMMON STOCK 651290108 246 10900 SH SOLE 10900 0 0
D NINE WEST GROUP INC COM COMMON STOCK 65440D102 325 13200 SH SOLE 13200 0 0
D NOBLE AFFILIATES INC COM OPTIONS - CALLS 6548940HD 426 14700 SH CALL SOLE 14700 0 0
D NORSTAN INC COM COMMON STOCK 656535101 118 12800 SH SOLE 12800 0 0
D NORTHEAST IND BANCORP INC COM COMMON STOCK 664196102 164 11510 SH SOLE 11510 0 0
D NORTHWEST AIRLINES CORP CL A C COMMON STOCK 667280101 333 12000 SH SOLE 12000 0 0
D NOVELL INC COM COMMON STOCK 670006105 624 24800 SH SOLE 24800 0 0
D PAUL HARRIS STORES INC COMMON STOCK 703555201 453 61500 SH SOLE 61500 0 0
D PFF BANCORP INC COM COMMON STOCK 69331W104 330 18900 SH SOLE 18900 0 0
D PLAYERS INTL INC COM COMMON STOCK 727903106 100 16100 SH SOLE 16100 0 0
D POOL ENERGY SVCS CO COM COMMON STOCK 732788104 604 39500 SH SOLE 39500 0 0
D PRAXAIR INC COM COMMON STOCK 74005P104 288 8000 SH SOLE 8000 0 0
D PRESTIGE BANCORP INC COM COMMON STOCK 741115109 176 14158 SH SOLE 14158 0 0
D PRISM SOLUTIONS INC COM COMMON STOCK 742947104 180 91900 SH SOLE 91900 0 0
D PROFESSIONAL BANCORP COM COMMON STOCK 743112104 385 21700 SH SOLE 21700 0 0
D QUADRAMED CORP CONV CONVRT BONDS 74730WAC5 46 80000 SH SOLE 80000 0 0
D QUALIX GROUP INC COM COMMON STOCK 747586105 224 31000 SH SOLE 31000 0 0
D REYNOLDS METALS CO COMMON STOCK 761763101 328 6800 SH SOLE 6800 0 0
D ROSS SYSTEMS INC COM COMMON STOCK 778303107 54 19000 SH SOLE 19000 0 0
D RUSS BERRIE & CO INC COM COMMON STOCK 782233100 378 14600 SH SOLE 14600 0 0
D SANTA FE INTL CORP USD.01 COM COMMON STOCK G7805C108 198 10600 SH SOLE 10600 0 0
D SBARRO INC COM COMMON STOCK 805844107 295 11100 SH SOLE 11100 0 0
D SEEQ TECHNOLOGY INC (DEL) COMMON STOCK 815779103 33 12000 SH SOLE 12000 0 0
D SEVENSON ENVIROMENTAL SVCS COMMON STOCK 818063109 111 12900 SH SOLE 12900 0 0
D SHELBY WILLIAMS INDS INC COM COMMON STOCK 822135109 95 10000 SH SOLE 10000 0 0
D SIZZLER INTL INC COM COMMON STOCK 830139101 148 76500 SH SOLE 76500 0 0
D SNYDER OIL CORP COM COMMON STOCK 833482102 294 19900 SH SOLE 19900 0 0
D SPECTRUM CTL INC COM COMMON STOCK 847615101 50 12000 SH SOLE 12000 0 0
D SPEEDFAM INTL INC COM COMMON STOCK 847706108 328 27400 SH SOLE 27400 0 0
D SPORTS AUTH INC COM COMMON STOCK 849176102 162 22200 SH SOLE 22200 0 0
D STANDARD REGISTER CO COMMON STOCK 853887107 225 7600 SH SOLE 7600 0 0
D STB SYS INC COM COMMON STOCK 784741100 95 12200 SH SOLE 12200 0 0
D STEEL TECHNOLOGIES INC COM COMMON STOCK 858147101 250 31800 SH SOLE 31800 0 0
D STIMSONITE CORP COM COMMON STOCK 860832104 450 55900 SH SOLE 55900 0 0
D STRIDE RITE CORP COMMON STOCK 863314100 169 13800 SH SOLE 13800 0 0
D SUIZA FOODS CORP COM COMMON STOCK 865077101 323 9600 SH SOLE 9600 0 0
D SUMMIT DESIGN INC COM COMMON STOCK 86605U101 41 12000 SH SOLE 12000 0 0
D SYBASE INC COM COMMON STOCK 871130100 427 53900 SH SOLE 53900 0 0
D TELTREND INC COM COMMON STOCK 87969R106 228 14500 SH SOLE 14500 0 0
D TORO CO COM COMMON STOCK 891092108 705 22500 SH SOLE 22500 0 0
D TOTAL RENAL CARE HLDGS INC COM COMMON STOCK 89151A107 270 24600 SH SOLE 24600 0 0
D TOYS R US COMMON STOCK 892335100 750 39900 SH SOLE 39900 0 0
D TRAMMELL CROW CO COM COMMON STOCK 89288R106 381 20600 SH SOLE 20600 0 0
D TREADCO INC COM COMMON STOCK 894545102 225 25400 SH SOLE 25400 0 0
D TRUE NORTH COMMUNICATIONS INC COMMON STOCK 897844106 201 7200 SH SOLE 7200 0 0
D UNION PACIFIC RESOUR CES GROUP COMMON STOCK 907834105 250 21100 SH SOLE 21100 0 0
D UNISOURCE WORLDWIDE INC COM COMMON STOCK 909208100 88 12400 SH SOLE 12400 0 0
D UNO RESTAURANT CORP COM COMMON STOCK 914900105 100 14300 SH SOLE 14300 0 0
D USA FLORAL PRODUCTS INC COM OPTIONS - CALLS 90331T0FU 90 14400 SH CALL SOLE 14400 0 0
D USX-MARATHON GROUP COM COMMON STOCK 902905827 220 8000 SH SOLE 8000 0 0
D UTAH MED PRODS INC COM COMMON STOCK 917488108 168 28600 SH SOLE 28600 0 0
D VIASOFT INC COM COMMON STOCK 92552U102 51 12600 SH SOLE 12600 0 0
D VICORP RESTAURANTS COM COMMON STOCK 925817108 353 22100 SH SOLE 22100 0 0
D VISHAY INTERTECHNLGY COMMON STOCK 928298108 881 60800 SH SOLE 60800 0 0
D WALLACE COMPUTER SERVICES INC COMMON STOCK 932270101 263 13300 SH SOLE 13300 0 0
D WANG LABS INC NEW COM COMMON STOCK 93369N109 262 13400 SH SOLE 13400 0 0
D WESTERN DIGITAL CORP COM OPTIONS - CALLS 9581020DU 111 14100 SH CALL SOLE 14100 0 0
D WORLD COLOR PRESS INC COM COMMON STOCK 981443104 208 9800 SH SOLE 9800 0 0
D ZIFF DAVIS INC COM STK OPTIONS - CALLS 989511EDB 963 44800 SH CALL SOLE 44800 0 0
D ZIFF DAVIS INC COM STK OPTIONS - CALLS 989511EDC 524 24400 SH CALL SOLE 24400 0 0
D ZIFF DAVIS INC COM STK OPTIONS - CALLS 989511EDV 344 16000 SH CALL SOLE 16000 0 0
D ZIFF DAVIS INC COM STK OPTIONS - CALLS 989511EGB 301 14000 SH CALL SOLE 14000 0 0
D ZIFF DAVIS INC COM STK OPTIONS - CALLS 989511EGU 309 14400 SH CALL SOLE 14400 0 0
D ZOLL MEDICAL CORP COM COMMON STOCK 989922109 293 26700 SH SOLE 26700 0 0
S REPORT SUMMARY 150 DATA RECORDS 39662 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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