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SECURITIES AND EXCHANGE COMMISSIONS
Washington, D.C. 20549
______________
FORM 8-K
Current Report Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 22, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Initial Depositor
(Exact name of registrant as specified in its charter)
Biotech HOLDRS(SM) Trust
[Issuer with respect to the receipts]
DELAWARE
(State or other jurisdiction of incorporation)
333-89355
Commission File Number
13-5674085
(I.R.S. Employer Identification No.)
250 Vesey Street
New York, New York 10281
(Address of principal executive offices and zip code)
(212) 449-1000
(Registrant's telephone number, including area code)
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Item 5. Other Events
The depositary trust agreement entered into between Merrill Lynch,
Pierce, Fenner & Smith Incorporated, as the initial depositor, and The Bank of
New York, as trustee, has been amended as of November 22, 2000. The agreement
has been amended to revise the rules related to distributions of securities from
the Biotech HOLDRS Trust. Please see Exhibit 4.1 and 99.1 to this Form 8-K for
more information.
Item 7. Financial Statements, Pro Forma Financial Information and Exhibits
(c) Exhibits
4.1 Amendment to the Depositary Trust Agreement, dated November
22, 2000
99.1 Biotech HOLDRS Trust Prospectus Supplement dated November
28, 2000 to Prospectus dated November 22, 1999.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
MERRILL LYNCH , PIERCE, FENNER & SMITH INCORPORATED
Date: November 28, 2000 By: /s/ STEPHEN G. BODURTHA
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Name: Stephen G. Bodurtha
Title: Attorney-in-Fact
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EXHIBIT INDEX
Number and Description of Exhibit Sequential
--------------------------------- Page Number
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(4.1) Amendment to the Depositary Trust Pg. 5
Agreement, dated November 22, 2000
(99.1) Biotech HOLDRsSM Trust Prospectus Pg. 9
Supplement dated November 28, 2000 to
Prospectus dated November 22, 1999.
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